0001217463-15-000001.txt : 20150218
0001217463-15-000001.hdr.sgml : 20150216
20150217163153
ACCESSION NUMBER: 0001217463-15-000001
CONFORMED SUBMISSION TYPE: 5
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20141231
FILED AS OF DATE: 20150217
DATE AS OF CHANGE: 20150217
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: FOREST CITY ENTERPRISES INC
CENTRAL INDEX KEY: 0000038067
STANDARD INDUSTRIAL CLASSIFICATION: OPERATORS OF NONRESIDENTIAL BUILDINGS [6512]
IRS NUMBER: 340863886
STATE OF INCORPORATION: OH
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1100 TERMINAL TOWER
STREET 2: 50 PUBLIC SQ
CITY: CLEVELAND
STATE: OH
ZIP: 44113
BUSINESS PHONE: 216-621-6060
MAIL ADDRESS:
STREET 1: 1100 TERMINAL TOWER
STREET 2: 50 PUBLIC SQUARE
CITY: CLEVLAND
STATE: OH
ZIP: 44113
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: RATNER CHARLES A
CENTRAL INDEX KEY: 0001217463
FILING VALUES:
FORM TYPE: 5
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-04372
FILM NUMBER: 15623226
MAIL ADDRESS:
STREET 1: 50 PUBLIC SQUARE SUITE 1100
CITY: CLEVELAND
STATE: OH
ZIP: 44113
5
1
edgar.xml
PRIMARY DOCUMENT
X0306
5
2014-12-31
0
0
0000038067
FOREST CITY ENTERPRISES INC
FCEA/FCEB
0001217463
RATNER CHARLES A
50 PUBLIC SQUARE, SUITE 1100
CLEVELAND
OH
44113
1
1
1
0
Chairman of the Board
Class A Common Stock
2014-12-11
5
G
0
24000
0
D
118368
I
See footnote
Class A Common Stock
4204
I
See footnote
Class A Common Stock
506007
I
See footnote
Class A Common Stock
381806
I
See footnote
Class A Common Stock
2236
I
See footnote
Class A Common Stock
8198
I
See footnote
Class A Common Stock
18679
I
See footnote
Class A Common Stock
5389
I
See footnote
Class A Common Stock
2948
I
See footnote
Class A Common Stock
98000
I
See footnote
Class A Common Stock
2227
I
See footnote
Class A Common Stock
2822
D
Class B Common - Convertible
0
2014-12-09
5
G
0
8711
0
D
1988-08-08
1988-08-08
Common Stock
64902
56191
I
See footnote
Class B Common - Convertible
0
1988-08-08
1988-08-08
Common Stock
453536
453536
I
See footnote
Class B Common - Convertible
0
1988-08-08
1988-08-08
Common Stock
5992
5992
I
See footnote
Class B Common - Convertible
0
1988-08-08
1988-08-08
Common Stock
5992
5992
I
See footnote
Class B Common - Convertible
0
1988-08-08
1988-08-08
Common Stock
5992
5992
I
See footnote
Class B Common - Convertible
0
1988-08-08
1988-08-08
Common Stock
5992
5992
I
See footnote
Class B Common - Convertible
0
1988-08-08
1988-08-08
Common Stock
73080
73080
I
See footnote
Class B Common - Convertible
0
1988-08-08
1988-08-08
Common Stock
378500
378500
I
See footnote
Class B Common - Convertible
0
1988-08-08
1988-08-08
Common Stock
900
900
I
See footnote
2005 Stock Option Grant (right to buy)
31.75
2007-04-06
2015-04-06
Class A Common
40000
40000
D
2006 Stock Option Grant (right to buy)
46.37
2008-04-04
2015-04-06
Class A Common
40000
40000
D
2007 Stock Option Grant (right to buy)
65.35
2009-03-29
2017-03-29
Class A Common
40000
40000
D
2008 Stock Option Grant (right to buy)
36.38
2010-06-18
2018-06-18
Class A Common
19691
19691
D
2009 Stock Option Grant (right to buy)
7.80
2011-04-21
2019-04-21
Class A Common
24220
24220
D
2010 Stock Option Grant (right to buy)
15.89
2012-04-14
2020-04-14
Class A Common
40289
40289
D
2011 Stock Option Grant (right to buy)
17.72
2013-04-13
2021-04-13
Class A Common
26782
26782
D
Charles Ratner Revocable Trust dated 7/17/1981. - trust holds 118,368 Class A Common shares; Class B Common shares - 56,191 shares are held as a direct limited partner of RMS, Ltd; 453,536 shares are held as a limited partnersip interest in FCE Management, LP (a limited partner of RMS, Ltd.).
Held by spouse in a street account.
Illana Horowitz Ratner Trust - dated 12/29/92 (spouse).
Charles Ratner 1986 Remainder Interest Trust - Albert Ratner is trustee; Charles Ratner retains an income interest for life. Beneficiaries are his children: Kevin, Rachel and Jonathan.
Max Ratner 1986 Family Trust for the benefit of children: Kevin Ratner (son)- 2,236 Class A shares and 5,992 Class B shares; Rachel Ratner (daughter) - 8,198 Class A shares and 5,992 Class B shares; Jonathan Ratner (son) - 18,679 Class A shares and 5,992 Class B shares & Adam Ratner (son) - 5,389 Class A shares and 5,992 Class B shares. Charles Ratner is Trustee. All Class B shares (except those held for the benefit of Adam) are held as a limited partnership interest in RMS, Ltd.. Charles Ratner disclaims any beneficial interest.
Max Ratner 1988 Grandchildrens Trust - for the benefit of Adam (son). Charles Ratner disclaims any beneficial interest.
Max Ratner 1999 Irrevocable Trust - trust holds both Class A & Class B shares. Shares are for the benefit of Adam Ratner (son). Charles Ratner disclaims any beneficial interest.
Charles & Ilana Ratner 2007 Equalizing Trust - for the benefit of Adam (son), trust holds both Class A & Class B shares. Class B shares are held as a limited partnership interest in RMS, Ltd. Charles Ratner disclaims any beneficial interest.
2011Restricted Stock Grant - 25% vest on 4/13/2013; 25% vest on 4/13/2014; and 50% vest on 4/13/2015;
General Partnership interest in RMS, Ltd. limited partnership.
2005 Stock Option Grant - 25% exercisable 4/06/2007; 25% exercisable 4/06/2008; and 50% exercisable 4/06/2009.
2006 Stock Option Grant - 25% exercisable on 4/04/2008; 25% exercisable on 4/04/2009; and 50% exercisable on 4/04/2010.
2007 Stock Option Grant - 25% exercisable 3/29/2009; 25% exercisable 3/29/2010; and 50% exercisable 3/29/2011.
2008 Stock Option Grant - 25% exercisable 6/18/2010; 25% exercisable 6/18/2011; and 50% exercisable 6/18/2012.
2009 Stock Option Grant - 25% exercisable 4/21/2011; 25% exercisable 4/21/2012; and 50% exercisable 4/21/2013.
2010 Stock Option Grant - 25% exercisable 4/14/2012; 25% exercisable 4/14/2013; and 50% exercisable 4/14/2014.
2011 Stock Option Grant - 25% exercisable 4/13/2013; 25% exercisable 4/13/2014; and 50% exercisable 4/13/2015.
Class B Common Stock is convertible to Class A Common Stock on a share -for -share basis; stock are convertible at any time - there is no fixed exercise date or expiration date.
Geralyn M. Presti, Attorney-in-Fact for Charles A. Ratner
2015-02-17
EX-24
2
poa-cratner.txt
POWER OF ATTORNEY
SEC FORMS 4 & 5
POWER OF ATTORNEY
The undersigned, designated by the Board of Directors as a Section 16
Company Insider, hereby constitutes and appoints Gerayln M. Presti,
J. Matthew Shady and Patricia A. Comai, with full power of substitution
and resubstitution, as attorney of the undersigned, their name, place
and stead, to sign and file under the Securities Exchange Act of 1934,
Section 16 Reporting Forms, any and all amendments and apply for EDGAR
Access Codes as required thereto, to be filed with the Securities and
Exchange Commission pertaining to such filing, with full power and
authority to do and perform any and all acts and things whatsoever
required and necessary to be done in the premises, hereby ratifying
and approving the act of said attorney and any such substitute.
EFFECTIVE as of March 1, 2013.
By: \s\ Charles A. Ratner
Charles A. Ratner