-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DyFHMxq1I0uqvfyHTca7g9mT7cSklB5iMvfjiuS3HL+BAcCfjI+daY0VWWBsl8Xw z/zxrEx2A+/W3f2EAskc/g== 0001217463-05-000001.txt : 20050317 0001217463-05-000001.hdr.sgml : 20050317 20050317163658 ACCESSION NUMBER: 0001217463-05-000001 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20050317 FILED AS OF DATE: 20050317 DATE AS OF CHANGE: 20050317 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RATNER CHARLES A CENTRAL INDEX KEY: 0001217463 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04372 FILM NUMBER: 05689257 MAIL ADDRESS: STREET 1: 50 PUBLIC SQUARE SUITE 1100 CITY: CLEVELAND STATE: OH ZIP: 44113 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FOREST CITY ENTERPRISES INC CENTRAL INDEX KEY: 0000038067 STANDARD INDUSTRIAL CLASSIFICATION: OPERATORS OF NONRESIDENTIAL BUILDINGS [6512] IRS NUMBER: 340863886 STATE OF INCORPORATION: OH FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 1100 TERMINAL TOWER STREET 2: 50 PUBLIC SQ CITY: CLEVELAND STATE: OH ZIP: 44113 BUSINESS PHONE: 216-621-6060 MAIL ADDRESS: STREET 1: 1100 TERMINAL TOWER STREET 2: 50 PUBLIC SQUARE CITY: CLEVLAND STATE: OH ZIP: 44113 5 1 edgar.xml PRIMARY DOCUMENT X0202 5 2005-03-17 0 0 0000038067 FOREST CITY ENTERPRISES INC FCEA/FCEB 0001217463 RATNER CHARLES A 50 PUBLIC SQUARE, SUITE 1100 CLEVELAND OH 44113 1 1 1 0 Chairman of the Bd, CEO & Pres Class A Common Stock 2004-02-10 5 G 0 380 0 D 477579 I See footnote Class A Common Stock 2004-04-06 5 G 0 80 0 D 477499 I See footnote Class A Common Stock 2004-07-21 5 G 0 415 0 D 477084 I See footnote Class A Common Stock 2004-08-09 5 G 0 1000 0 D 476084 I See footnote Class A Common Stock 2004-12-17 5 G 0 27100 0 D 448984 I See footnote Class A Common Stock 2004-12-20 5 G 0 18000 0 D 430984 I See footnote Class A Common Stock 2004-12-20 5 G 0 400 0 D 430584 I See footnote Class A Common Stock 2004-12-22 5 G 0 400 0 D 430184 I See footnote Class A Common Stock 2005-01-25 5 J 0 5000 0 D 425184 I See footnote Class A Common Stock 437 I See footnote Class A Common Stock 2102 I See footnote Class A Common Stock 168750 I See footnote Class A Common Stock 350103 I See footnote Class A Common Stock 270903 I See footnote Class A Common Stock 13120 I See footnote Class A Common Stock 16411 I See footnote Class A Common Stock 131201 I See footnote Class A Common Stock 2005-01-25 5 J 0 5000 0 A 44930 D Class A Common Stock 2005-01-25 5 G 0 5000 0 D 44650 D Class B Common - Convertible 0 1988-08-08 1988-08-08 Common Stock 450 450 D Class B Common - Convertible 0 1988-08-08 1988-08-08 Common Stock 37147 37147 I See footnote Class B Common - Convertible 0 1988-08-08 1988-08-08 Common Stock 458415 458415 I See footnote Class B Common - Convertible 0 1988-08-08 1988-08-08 Common Stock 47061.74 47061.74 I See footnote Class B Common - Convertible 0 1988-08-08 1988-08-08 Common Stock 392 392 D Class B Common - Convertible 0 1988-08-08 1988-08-08 Common Stock 29961 29961 I See footnote Class B Common - Convertible 0 1988-08-08 1988-08-08 Common Stock 2996 2996 I See footnote Class B Common - Convertible 0 1988-08-08 1988-08-08 Common Stock 26608 26608 I See footnote Class B Common - Convertible 0 1988-08-08 1988-08-08 Common Stock 116540 116540 I See footnote 1998 Stock Option Grant (right to buy) 19.00 2000-03-18 2008-03-18 Class A Common 43200 43200 D 1999 Stock Option Grant (right to buy) 14.917 2001-04-08 2009-04-08 Class A Common 11400 11400 D 2001 Stock Option Grant (right to buy) 28.533 2003-03-08 2011-03-08 Class A Common 43200 43200 D 2003 Stock Option Grant (right to buy) 31.00 2005-03-17 2013-03-17 Class A Common 43200 43200 D Charles Ratner Revocable Trust dated 7/17/1981. Charles Ratner 2001 Trust - dated 11/01/01. Trust holds 1,750 shares to split among children; son Adam has an interest in 437 shares. Held by spouse in an account at McDonlad Investments. Illana Horowitz Ratner Trust - dated 12/29/92 (spouse). The Max Ratner 1986 Remainder Interest Trust - Charles Ratner (along with his brother) is a trustee. Charles Ratner disclaims benefical interest. Chalres Ratner 1986 Remainder Interest Trust - Albert Ratner is trustee; Charles Ratner retains an income interest for life. Beneficiaries are his children. Max Ratner 1986 Family Trust dated 12/18/1986 for the benefit of Adam (son). Chalres Ratner disclaims any beneficial interest. Max Ratner Remainder Interest Trust - for the benefit of Adam (son). Chalres Ratner disclaims any beneficial interest. The Max Ratner 1986 Family Trust dated 12/18/86 - Charles Ratner is Trustee along with his brother. General Partnership interest in RMS, Ltd. limited partnership. The Charles Ratner Revocable Trust Agreement dated 7/17/1981, as modified (Charles is settlor and co-trustee). RMS, Ltd. limited partnership interest. The Charles Ratner Revocable Trust Agreement dated 7/17/1981, as modified (Charles is settlor and co-trustee) FCE Management, L.P. interest as limited partner in RMS, Ltd. Charles Ratner 2001 Trust - dated 11/01/01. FCE Management, L.P. interest as limited partner in RMS, Ltd. Charles Ratner is Trustee (along with his brothers) of the Max Ratner 1986 Family Trust. (1/10 of this trust is for the benefit of Adam). Adam Ratner's (son) 1/10 interest in the Max Ratner 1986 Family Trust. Max Ratner 1988 Grandchildrens Trust - a limited partner in RMS, Ltd., for the benefit of Adam (son). Chalres Ratner disclaims any beneficial interest. Max Ratner 1999 Irrevocable Trust - a limited partnership interest in FCE Management, L.P., a limited partner of RMS, Ltd., for the benefit of Adam (son). Chalres Ratner disclaims any beneficial interest. 1998 Stock Option Grant - 25% exercisable 3/18/2000; 33% exercisable 3/18/2001; and 42% exercisable 3/18/02. 1999 Stock Option Grant - 25% exercisable 4/08/2001; 25% exercisable 4/08/2002; and 50% exercisable 4/08/2003. 2001 Stock Option Grant - 25% exercisable 3/08/2003; 25% exercisable 3/08/2004; and 50% exercisable 3/08/2005. 2003 Stock Option Grant - 25% exercisable 3/17/05; 25% exercisable 3/17/06; and 50% exercisable 3/17/07. Class B Common Stock is convertible to Class A Common Stock on a share -for -share basis; stock are convertible at any time - there is no fixed exercise date or expiration date. Class B Common shares are being moved to Table II since they are convertible at fixed price and thus treated as derivative securities. Transfered 5,000 shares form the Charles Ratner Revocable Trust dated 7/17/1981 to personal account 1/25/05. Geralyn M. Presti, Attorney-in-Fact for Charles A. Ratner 2005-03-17 EX-24 2 attach_1.txt POWER OF ATTORNEY SEC FORMS 4 & 5 POWER OF ATTORNEY The undersigned, designated by the Board of Directors as a Section 16 Company Insider, hereby constitutes and appoints Robert G. Gephart, Geralyn M. Presti and Patricia A. Comai, with full power of substitution and resubstitution, as attorney of the undersigned, their name, place and stead, to sign and file under the Securities Exchange Act of 1934, Section 16 Reporting Forms, and any and all amendments thereto, to be filed with the Securities and Exchange Commission pertaining to such filing, with full power and authority to do and perform any and all acts and things whatsoever required and necessary to be done in the premises, hereby ratifying and approving the act of said attorney and any such substitute. EFFECTIVE as of October 25, 2002. By: /s/ Charles A. Ratner Charles A. Ratner -----END PRIVACY-ENHANCED MESSAGE-----