-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Mj0A2P0+IqvZLzJy36Lz2pGp0wCg7RFTMnKHJV6F5N/SgOFRK/RB3sstantkyKMu R0XOTZNkeKPMWcX9ixBimg== 0001217462-08-000001.txt : 20080317 0001217462-08-000001.hdr.sgml : 20080317 20080317160018 ACCESSION NUMBER: 0001217462-08-000001 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20080131 FILED AS OF DATE: 20080317 DATE AS OF CHANGE: 20080317 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FOREST CITY ENTERPRISES INC CENTRAL INDEX KEY: 0000038067 STANDARD INDUSTRIAL CLASSIFICATION: OPERATORS OF NONRESIDENTIAL BUILDINGS [6512] IRS NUMBER: 340863886 STATE OF INCORPORATION: OH FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 1100 TERMINAL TOWER STREET 2: 50 PUBLIC SQ CITY: CLEVELAND STATE: OH ZIP: 44113 BUSINESS PHONE: 216-621-6060 MAIL ADDRESS: STREET 1: 1100 TERMINAL TOWER STREET 2: 50 PUBLIC SQUARE CITY: CLEVLAND STATE: OH ZIP: 44113 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RATNER BRIAN J CENTRAL INDEX KEY: 0001217462 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04372 FILM NUMBER: 08692979 MAIL ADDRESS: STREET 1: 50 PUBLIC SQUARE 1100 CITY: CLEVELAND STATE: OH ZIP: 44113 5 1 edgar.xml PRIMARY DOCUMENT X0202 5 2008-01-31 0 0 0000038067 FOREST CITY ENTERPRISES INC FCEA/FCEB 0001217462 RATNER BRIAN J 50 PUBLIC SQUARE, SUITE 1100 CLEVELAND OH 44113 1 1 1 0 Executive Vice President Class A Common Stock 2007-12-21 5 G 0 410 0 D 886998 I See footnote Class A Common Stock 2007-12-28 5 G 0 34000 0 D 852988 I See footnote Class A Common Stock 2008-01-08 5 G 0 312 0 D 852686 I See footnote Class A Common Stock 1750 I See footnote Class A Common Stock 3192 I See footnote Class A Common Stock 266129 I See footnote Class A Common Stock 2007-03-12 5 S 0 208 61.00 D 208 I See footnote Class A Common Stock 2007-03-13 5 S 0 208 61.05 D 0 I See footnote Class B Common - Convertible 0 1988-08-08 1988-08-08 Common Stock 900 900 D Class B Common - Convertible 0 2007-06-13 5 G 0 573 0 A 1988-08-08 1988-08-08 Common Stock 226830 227403 I See footnote Class B Common - Convertible 0 1988-08-08 1988-08-08 Common Stock 47283 47283 I See footnote Class B Common - Convertible 0 2007-06-13 5 G 0 1146 0 A 1988-08-08 1988-08-08 Common Stock 319914 321060 I See footnote Class B Common - Convertible 0 1988-08-08 1988-08-08 Common Stock 26580 26580 I See footnote Class B Common - Convertible 0 1988-08-08 1988-08-08 Common Stock 6405 6405 I See footnote Class B Common - Convertible 0 1988-08-08 1988-08-08 Common Stock 35238 35238 I See footnote Class B Common - Convertible 0 1988-08-08 1988-08-08 Common Stock 114300 114300 I See footnote Class B Common - Convertible 0 1988-08-08 1988-08-08 Common Stock 182090 182090 I See footnote Class B Common - Convertible 0 1988-08-08 1988-08-08 Common Stock 86396 86396 I See footnote Class B Common - Convertible 0 2007-06-30 5 J 0 144972 0 D 1988-08-08 1988-08-08 Common Stock 370519 225547 I See footnote 2003 Stock Option Grant (right to buy) 15.50 2005-03-17 2013-03-17 Class A Common 16200 16200 D 2005 Stock Option Grant (right to buy) 31.75 2007-04-06 2015-04-06 Class A Common 15000 15000 D 2006 Stock Option Grant (right to buy) 46.37 2008-04-04 2016-04-04 Class A Common 15000 15000 D 2007 Stock Option Grant (right to buy) 65.35 2009-03-29 2017-03-29 Class A Common 15000 15000 D Brian Ratner Revocable Trust dated 8/18/1986. Brian Ratner 2001 Trust dated 11/01/01- shares for the benefit of David (son). Albert B. Ratner 1989 Grand Childrens Trust - 1,596 shares for the benefit of David (son), and 1,596 shares for the benefit of Emily (daughter). Brian Ratner is a Trustee for the trust. Albert B. Ratner 1986 Remainder Interest Trust - shares for the benefit of David (son). Brian Ratner disclaims any beneficial interest. Accounts at Fidelity in the names of children - 208 shares in the account of David (son), and 208 shares in the account of Emily (daughter). Late reporting of sale due to late communication from account custodian. General Partnership interest in RMS, Ltd. partnership a 10% sharelholder. Brian Ratner Trust dated 1/15/1958 - limited partnership interest in FCE Management, L.P. a limited partner of RMS, Ltd. Brian Ratner 2001 Trust dated 11/01/01 - shares for the benefit of David (son). Albert Ratner 1989 Grandchildren Trust - 160,530 shares for the benefit of David (son), and 160,530 shares for the benefit of Emily (daughter) as a limited partner of FCE Managment, L.P., a limited partner of RMS, Ltd. Gift was allocated 573 shares to David and 573 shares to Emily. Brian Ratner serves as a Trustee for the trust. Held by David Ratner (son) as a limited partner in RMS, Ltd. Brian Ratner 1986 Family Trust, limited partner in FCE Management, L.P. - shares for the benefit of David (son). Albert Ranter 1986 Grandchildren's Trust for the benefit of David (son), as limited partner in RMS. Brian Ratner 1989 Irrevocable Trust - as limited partner in FCE Management, L.P. limited partnership interest in RMS, Ltd., shares for the benefit of David (son). Brian Ratner disclaims any beneficial interest. Albert B. Ratner 1989 Grand Childrens Trust - a limited partnership interest in RMS, Ltd., for the benefit of David (son). Brian Ratner disclaims any beneficial interest. Albert B. Ratner 1989 Grand Childrens Trust - a limited partnership interest in RMS, Ltd., for the benefit of Emily (daughter). Brian Ratner is a Trustee for the trust. Albert B. Ratner 1999 Revocable Trust - limited partnership interest in FCE Management, L.P., a limited partner of RMS, Ltd., 107,771 shares for the benefit of David (son), and 117,776 shares for the benefit of Emily (daughter). Brian Ratner disclaims any benefical interest. Brian Ratner serves as an advisor to the trust. Change in share value due to equalization and re-allocation of assetts held by the trust. No monies were tendered. 2003 Stock Option Grant - 25% exercisable 3/17/05; 25% exercisable 3/17/06; and 50% exercisable 3/17/07. 2005 Stock Option Grant - 25% exercisable 4/06/2007; 25% exercisable 4/06/2008; and 50% exersicable 4/06/2009. 2006 Stock Option Grant - 25% exercisable 4/4/2008; 25% exercisable 4/4/2009; and 50% exercisable on 4/4/2010. 2007 Stock Option Grant - 25% exercisable 3/29/2009; 25% exercisable 3/29/2010; and 50% exercisable 3/29/2011. Class B Common Stock is convertible to Class A Common Stock on a share -for -share basis; stock are convertible at any time - there is no fixed exercise date or expiration date. Class B Common shares are being moved to Table II since they are convertible at fixed price and thus treated as derivative securities. Daughter - Emily Ratner's shares are no longer subject to reporting and have been removed, with the exception of those shares held by trusts where Brian Ratner serves as a Trustee. Geralyn M. Presti, Attorney-in-Fact for Brian J. Ratner 2008-03-17 EX-24 2 attach_1.txt POWER OF ATTORNEY SEC FORMS 4 & 5 POWER OF ATTORNEY The undersigned, designated by the Board of Directors as a Section 16 Company Insider, hereby constitutes and appoints Robert G. Gephart, Geralyn M. Presti and Patricia A. Comai, with full power of substitution and resubstitution, as attorney of the undersigned, their name, place and stead, to sign and file under the Securities Exchange Act of 1934, Section 16 Reporting Forms, and any and all amendments thereto, to be filed with the Securities and Exchange Commission pertaining to such filing, with full power and authority to do and perform any and all acts and things whatsoever required and necessary to be done in the premises, hereby ratifying and approving the act of said attorney and any such substitute. EFFECTIVE as of October 25, 2002. By: /s/ Brian J. Ratner Brian J. Ratner -----END PRIVACY-ENHANCED MESSAGE-----