-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WJE3ovgtH2xj99ct8LJRAXX/An8FGWAfT6wfauOEjbv4vp2u1Xx/a8PWAWtfaEW1 142RpuIIam26b1puW704Kg== 0001217462-04-000001.txt : 20040315 0001217462-04-000001.hdr.sgml : 20040315 20040315182308 ACCESSION NUMBER: 0001217462-04-000001 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20040315 FILED AS OF DATE: 20040315 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RATNER BRIAN J CENTRAL INDEX KEY: 0001217462 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04372 FILM NUMBER: 04670849 MAIL ADDRESS: STREET 1: 50 PUBLIC SQUARE 1100 CITY: CLEVELAND STATE: OH ZIP: 44113 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FOREST CITY ENTERPRISES INC CENTRAL INDEX KEY: 0000038067 STANDARD INDUSTRIAL CLASSIFICATION: OPERATORS OF NONRESIDENTIAL BUILDINGS [6512] IRS NUMBER: 340863886 STATE OF INCORPORATION: OH FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 1100 TERMINAL TOWER STREET 2: 50 PUBLIC SQ CITY: CLEVELAND STATE: OH ZIP: 44113 BUSINESS PHONE: 216-621-6060 MAIL ADDRESS: STREET 1: 1100 TERMINAL TOWER STREET 2: 50 PUBLIC SQUARE CITY: CLEVLAND STATE: OH ZIP: 44113 5 1 edgar.xml PRIMARY DOCUMENT X0201 5 2004-03-15 0 0 0000038067 FOREST CITY ENTERPRISES INC FCEA/FCEB 0001217462 RATNER BRIAN J 50 PUBLIC SQUARE, SUITE 1100 CLEVELAND OH 44113 1 1 1 0 Executive Vice President Class B Common Stock 450 D Class A Common Stock 335733 I See footnote Class A Common Stock 2003-11-25 5 G 0 245 0 A 143468 D Class A Common Stock 2003-12-10 5 G 0 4340 0 D 139128 D Class A Common Stock 1750 I See footnote Class A Common Stock 75690 I See footnote Class B Common Stock 2003-11-17 5 G 0 510.4 0 A 36461.4 I See footnote Class B Common Stock 75690 I See footnote Class B Common Stock 47282.88 I See footnote Class B Common Stock 2003-11-17 5 G 0 1020.8 0 A 157430 I See footnote Class B Common Stock 55356 I See footnote Class B Common Stock 13290 I See footnote Class B Common Stock 6405 I See footnote Class B Common Stock 29196 I See footnote Class B Common Stock 17619 I See footnote Class B Common Stock 23625 I See footnote Class A Common Stock 23400 I See footnote Class B Common Stock 114300 I See footnote Class B Common Stock 91045 I See footnote Class B Common Stock 43198 I See footnote Class B Common Stock 185260 I See footnote Class A Common Stock 2003-11-25 5 G 0 490 0 A 1190 I See footnote Class A Common Stock 416127 I See footnote Class A Common Stock 2003-11-25 5 G 0 490 0 A 30787 I See footnote Class B Common Stock 1350 I See footnote 1996 Stock Option Grant (right to buy) 9.583 1998-09-10 2006-09-10 Class A Common 16200 16200 D 1998 Stock Option Grant (right to buy) 19.00 2000-03-18 2008-03-18 Class A Common 16200 16200 D 1999 Stock Option Grant (right to buy) 14.917 2001-04-08 2009-04-08 Class A Common 16200 16200 D 2001 Stock Option Grant (right to buy) 28.533 2003-03-08 2011-03-08 Class A Common 16200 16200 D 2003 Stock Option Grant (right to buy) 31.00 2005-03-17 2013-03-17 Class A Common 16200 16200 D General Partnership interest in RMS, Ltd. partnership a 10% sharelholder. Brian Ratner Trust dated 1/15/58. Brian Ratner 2001 Trust dated 11/01/01 Faye Ratner Trust dated 1/01/79 - for the benefit of Brian Ratner. Brian Ratner Trust - limited partnership interest in FCE Management, L.P. a limited partner of RMS, Ltd. Faye Ratner Trust - limited partenrship interest in FCE Managemnet, L.P. a limited partner of RMS, Ltd., for the benefit of Brian Ratner. Brian Ratner 2001 Trust dated 11/01/01. Albert Ratner 1989 Grandchildren Trust - 78,715 shares for the benefit of David (son), and 78,715 shares for the benefit of Emily (daughter) as a limited partner of FCE Managment, L.P., a limited partner of RMS, Ltd. Change in shares due to re-alocation of partnership interest, Trust essentially owns the same number of shares. Held by Emily Ratner (daughter) as a limited partner in RMS, Ltd. Held by David Ratner (son) as a limited partner in RMS, Ltd. Brian Ratner 1986 Family Trust, limited partner in FCE Management, L.P. - 3,203 shares for the benefit of David (son), and 3,202 shares for the benefit of Emily (daughter). Albert Ratner Family Trust - as limited partner in FCE Management, L.P. limited partnership interest in RMS, Ltd., Brian Ratner is Trustee (also reported by Deborah Ratner Salzberg). Tawny Ratner (spouse) as limited partner in RMS, Ltd. Albert Ranter 1986 Grandchildren's Trust for the benefit of David (son), as limited partner in RMS. Emily Ratner (daughter) shares held directly by custodian Brian J. Ratner (father). Brian Ratner 1989 Irrevocable Trust - as limited partner in FCE Management, L.P. limited partnership interest in RMS, Ltd., 57,150 shares for the benefit of David (son), and 57,150 shares for the benefit of Emily (daughter). Brian Ratner disclaims any beneficial interest. Albert B. Ratner 1989 Grand Childrens Trust - a limited partnership interest in RMS, Ltd., for the benefit of David (son). Brian Ratner disclaims any beneficial interest. Change in shares due to re-alocation of partnership interest, Trust essentially owns the same number of shares. Albert B. Ratner 1989 Grand Childrens Trust - a limited partnership interest in RMS, Ltd., for the benefit of Emily (daughter). Brian Ratner disclaims any beneficial interest. Change in shares due to re-alocation of partnership interest, Trust essentially owns the same number of shares. Albert B. Ratner 1999 Revocable Trust - limited partnership interest in FCE Management, L.P., a limited partner of RMS, Ltd., 92,630 shares for the benefit of David (son), and 92,630 shares for the benefit of Emily (daughter). Brian Ratner disclaims any benefical interest. Albert B. Ratner 1989 Grand Childrens Trust - 595 shares for the benefit of David (son), and 595 shares for the benefit of Emily (daughter). Gift was allocated as 245 shares to David and 245 shares to Emily. Brian Ratner disclaims any beneficial interest. Albert B. Ratner 1986 Remainder Interest Trust - 208,065 shares for the benefit of David (son), and 208,062 shares for the benefit of Emily (daughter). Brian Ratner disclaims any beneficial interest. Ruth Miller Trust - for the benefit of Tawny Ratner spouse. Tawny Ratner (spouse) 1996 Stock Option Grant- 25% exercisable on 9/10/98; 25% exercisable on 9/10/99; 50% exercisable on 9/10/2000. 1998 Stock Option Grant - 25% exercisable on 3/18/00; 33% exercisable on 3/18/01; 42% exercisable on 3/18/02. 1999 Stock Option Grant - 25% exercisable on 4/08/01; 255 exercisable on 4/08/02; 50% exercisable on 4/08/03. 2001 Stock Option Grant - 25% exercisable on 3/08/03; 25% exercisable on 3/08/04; 50% exercisable on 3/08/05. 2003 Stock Option Grant - 25% exercisable 3/17/05; 25% exercisable 3/17/06; and 50% exercisable 3/17/07. Geralyn M. Presti, Attorney-in-Fact for Brian J. Ratner 2004-03-15 EX-24 3 attach_1.txt POWER OF ATTORNEY SEC FORMS 4 & 5 POWER OF ATTORNEY The undersigned, designated by the Board of Directors as a Section 16 Company Insider, hereby constitutes and appoints Robert G. Gephart, Geralyn M. Presti and Patricia A. Comai, with full power of substitution and resubstitution, as attorney of the undersigned, their name, place and stead, to sign and file under the Securities Exchange Act of 1934, Section 16 Reporting Forms, and any and all amendments thereto, to be filed with the Securities and Exchange Commission pertaining to such filing, with full power and authority to do and perform any and all acts and things whatsoever required and necessary to be done in the premises, hereby ratifying and approving the act of said attorney and any such substitute. EFFECTIVE as of October 25, 2002. By: /s/ Brian J. Ratner Brian J. Ratner -----END PRIVACY-ENHANCED MESSAGE-----