-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PwoS2Dnt5NXtgM1R7vs4H56fB/WWp6eLe4uFJcgyynU5EUygypxTZ47oMe6SgEZE C4ZS4sC2o88TaH6E+ForVw== 0001217461-05-000001.txt : 20050317 0001217461-05-000001.hdr.sgml : 20050317 20050317194140 ACCESSION NUMBER: 0001217461-05-000001 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20050317 FILED AS OF DATE: 20050317 DATE AS OF CHANGE: 20050317 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RATNER ALBERT B CENTRAL INDEX KEY: 0001217461 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04372 FILM NUMBER: 05690159 MAIL ADDRESS: STREET 1: 50 PUBLIC SQUARE 1100 CITY: CLEVELAND STATE: OH ZIP: 44113 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FOREST CITY ENTERPRISES INC CENTRAL INDEX KEY: 0000038067 STANDARD INDUSTRIAL CLASSIFICATION: OPERATORS OF NONRESIDENTIAL BUILDINGS [6512] IRS NUMBER: 340863886 STATE OF INCORPORATION: OH FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 1100 TERMINAL TOWER STREET 2: 50 PUBLIC SQ CITY: CLEVELAND STATE: OH ZIP: 44113 BUSINESS PHONE: 216-621-6060 MAIL ADDRESS: STREET 1: 1100 TERMINAL TOWER STREET 2: 50 PUBLIC SQUARE CITY: CLEVLAND STATE: OH ZIP: 44113 5 1 edgar.xml PRIMARY DOCUMENT X0202 5 2005-03-17 0 0 0000038067 FOREST CITY ENTERPRISES INC FCEA/FCEB 0001217461 RATNER ALBERT B 50 PUBLIC SQUARE, SUITE 1100 CLEVELAND OH 44113 1 1 1 0 Co-Chairman of the Board Class A Common Stock 2004-08-03 5 J 0 69632 0 D 5000 I See footnote Class A Common Stock 832257 I See footnote. Class A Common Stock 2004-02-13 5 J 0 124936 0 D 5000 D Class A Common Stock 2004-02-18 5 J 0 5000 0 A 10000 D Class A Common Stock 2004-02-18 5 G 0 6175 0 D 3825 D Class A Common Stock 2004-11-08 5 G 0 203 0 D 3622 D Class A Common Stock 2004-11-08 5 G 0 203 0 D 3419 D Class A Common Stock 2004-11-08 5 G 0 203 0 D 3216 D Class A Common Stock 2004-11-08 5 G 0 203 0 D 3013 D Class A Common Stock 2004-11-08 5 G 0 203 0 D 2810 D Class A Common Stock 2004-11-08 5 G 0 203 0 D 2607 D Class A Common Stock 2004-11-08 5 G 0 203 0 D 2404 D Class A Common Stock 2004-11-08 5 G 0 203 0 D 2201 D Class A Common Stock 2004-11-08 5 G 0 203 0 D 1998 D Class A Common Stock 962.87 I 401k Plan Class A Common Stock 2004-02-13 5 J 0 124936 0 A 124936 I See footnote Class A Common Stock 2004-02-18 5 J 0 5000 0 D 119936 I See footnote Class A Common Stock 2004-08-03 5 J 0 69632 0 A 189568 I See footnote Class A Common Stock 2004-12-22 5 J 0 4900 0 D 184668 I See footnote Class A Common Stock 2005-01-03 5 J 0 100 0 D 184568 I See footnote Class B Common - Convertible 0 2004-11-02 5 G 0 427.65 0 D 1988-08-08 1988-08-08 Common Stock 224341 223913.35 I See footnote Class B Common - Convertible 0 2004-11-02 5 G 0 427.65 0 D 1988-08-08 1988-08-08 Common Stock 223913.35 223485.7 I See footnote Class B Common - Convertible 0 2004-11-02 5 G 0 427.65 0 D 1988-08-08 1988-08-08 Common Stock 223485.7 223058.05 I See footnote Class B Common - Convertible 0 2004-11-02 5 G 0 427.65 0 D 1988-08-08 1988-08-08 Common Stock 223058.05 222630.4 I See footnote Class B Common - Convertible 0 2004-11-02 5 G 0 427.65 0 D 1988-08-08 1988-08-08 Common Stock 222630.4 222202.75 I See footnote Class B Common - Convertible 0 2004-11-02 5 G 0 427.65 0 D 1988-08-08 1988-08-08 Common Stock 222202.75 221775 I See footnote Class B Common - Convertible 0 1988-08-08 1988-08-08 Common Stock 500000 500000 I See footnote Class B Common - Convertible 0 1988-08-08 1988-08-08 Common Stock 450 450 I See footnote Class B Common - Convertible 0 1988-08-08 1988-08-08 Common Stock 3913 3913 I See footnote Audrey G. Ratner, trustee, under declaration of Trust dated June 15, 1993. Held in the 1986 Remainder Interest Trust (Albert Ratner retains an income interest for lilfe. Trustees are Charles Ratner and James Ratner. Direct street account for Albert & Audrey Ratner. Albert B. Ratner Revocable Trust dated 12/18/1987 401k Plan - Class A Common shares - change in value due to contributions and normal distributions over the course of the year. FCE Mangement, L.P. (a limited partner of RMS, Ltd.) - held by Albert B. Ratner Revocable Trust dated 12/18/1987 a limited partner. RMS, Ltd - held by Albert B. Ratner Revocable Trust dated 12/18/1987 a limited partner. Held by spouse. 401k Plan - Class B Common shares - change in value due to normal distributions over the course of the year. Class B Common Stock is convertible to Class A Common Stock on a share -for -share basis; stock are convertible at any time - there is no fixed exercise date or expiration date. Class B Common shares are being moved to Table II since they are convertible at fixed price and thus treated as derivative securities. Shares were transferred between a direct account and the Albert B. Ratner Revocable Trust dated 12/18/1987. Shares were transferred from the Audrey G. Ratner, trustee, under declaration of Trust dated June 15, 1993 to the Albert B. Ratner Revocable Trust dated 12/18/1987. Gifts from Audrey Ratner (Albert B. Ratner's spouse). Gifts from Albert Ranter. Geralyn M. Presti, Attorney-In-Fact for Albert B. Ratner 2005-03-17 EX-24 2 attach_1.txt POWER OF ATTORNEY SEC FORMS 4 & 5 POWER OF ATTORNEY The undersigned, designated by the Board of Directors as a Section 16 Company Insider, hereby constitutes and appoints Robert G. Gephart, Geralyn M. Presti and Patricia A. Comai, with full power of substitution and resubstitution, as attorney of the undersigned, their name, place and stead, to sign and file under the Securities Exchange Act of 1934, Section 16 Reporting Forms, and any and all amendments thereto, to be filed with the Securities and Exchange Commission pertaining to such filing, with full power and authority to do and perform any and all acts and things whatsoever required and necessary to be done in the premises, hereby ratifying and approving the act of said attorney and any such substitute. EFFECTIVE as of October 25, 2002. By: /s/ Albert B. Ratner Albert B. Ratner -----END PRIVACY-ENHANCED MESSAGE-----