-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SIAsoCJkZspZ9Tl6JxFa9BHnafsyg7ekgh9mMqdwxqJOFs4KqxpRyemBq+zvbzYF ti+21Ftdt+2oO0fz9D8/PQ== 0001217458-08-000003.txt : 20080403 0001217458-08-000003.hdr.sgml : 20080403 20080403180605 ACCESSION NUMBER: 0001217458-08-000003 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20080401 FILED AS OF DATE: 20080403 DATE AS OF CHANGE: 20080403 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FOREST CITY ENTERPRISES INC CENTRAL INDEX KEY: 0000038067 STANDARD INDUSTRIAL CLASSIFICATION: OPERATORS OF NONRESIDENTIAL BUILDINGS [6512] IRS NUMBER: 340863886 STATE OF INCORPORATION: OH FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 1100 TERMINAL TOWER STREET 2: 50 PUBLIC SQ CITY: CLEVELAND STATE: OH ZIP: 44113 BUSINESS PHONE: 216-621-6060 MAIL ADDRESS: STREET 1: 1100 TERMINAL TOWER STREET 2: 50 PUBLIC SQUARE CITY: CLEVLAND STATE: OH ZIP: 44113 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SMITH THOMAS G CENTRAL INDEX KEY: 0001217458 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04372 FILM NUMBER: 08738713 MAIL ADDRESS: STREET 1: 50 PUBLIC SQUARE SUITE 1160 CITY: CLEVELAND STATE: OH ZIP: 44113 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2008-04-01 1 0000038067 FOREST CITY ENTERPRISES INC FCEA/FCEB 0001217458 SMITH THOMAS G 50 PUBLIC SQUARE, SUITE 1100 CLEVELAND OH 44113 0 1 0 0 Chief Financial Off, Exec VP Class A Common Stock 621.666 I 401(k) Plan Class A Common Stock 2008-04-01 4 F 0 959 38.76 D 2041 D Class A Common Stock 2008-04-01 4 F 0 799 38.76 D 1701 D Class A Common Stock 2008-04-01 4 F 0 4793 38.76 D 10207 D Class A Common Stock 470 D Class B Common - Convertible 0 1988-08-08 1988-08-08 Common Stock 1513.533 1513.533 I 401k 2005 Stock Option Grant (right to buy) 31.75 2007-04-06 2015-04-06 Class A Common 25200 25200 D 2006 Stock Option Grant (right to buy) 46.37 2008-04-04 2016-04-04 Class A Common 25200 25200 D 2007 Stock Option Grant (right to buy) 65.35 2009-03-29 2017-03-29 Class A Common 25200 25200 D Class A Common Stock - 401k Plan Holdings updated to reflect current holdings after regular contributions and excess contribution adjustment. 2006 Restricted Stock Grant - 25% vest on 4/04/2008; 25% vest on 4/04/2009; and 50% vest on 4/04/2010. 2007 Restricted Stock Grant - 25% vest on 3/29/2009; 25% vest on 3/29/2010; and 50% vest on 3/29/2011. 2008 Restricted Stock Grant - 25% vest on 3/25/2010; 25% vest on 3/25/2011; and 50% vest on 3/25/2012. Held directly in Mr. Smith's name with an account at UBS Financial Services. Class B Common Stock - 401(k) Plan Holdings,updated to reflect current holdings after excess contribution adjustment. Stocks are convertible from Class B to Class A on a 1-for-1 basis. Immediate - stocks are convertible at any time, there is no fixed exercisable date or expiration date. 2005 Stock Option Grant - 25% exercisable 4/06/2007; 25% exercisable 4/06/2008; and 50% exersicable 4/06/2009. 2006 Stock Option Grant - 25% exercisable 4/04/2008; 25% exercisable 4/04/2009; and 50% exersicable 4/04/2010. 2007 Stock Option Grant - 25% exercisable 3/29/2009; 25% exercisable 3/29/2010; and 50% exercisable 3/29/2011. Restricted stock fully vested upon retirement April 1, 2008. Forest City Enterprises withheld shares to cover taxes due upon vesting, balance or net share settlement was delivered to Mr. Smith brokerage account. Geralyn M. Presti Attorney-In-Fact for Thomas G. Smith 2008-04-03 EX-24 2 powerofattorney.txt POWER OF ATTORNEY SEC FORMS 4 & 5 POWER OF ATTORNEY The undersigned, designated by the Board of Directors as a Section 16 Company Insider, hereby constitutes and appoints Geralyn M. Presti and Patricia A. Comai, with full power of substitution and resubstitution, as attorney of the undersigned, their name, place and stead, to sign and file under the Securities Exchange Act of 1934, Section 16 Reporting Forms, and any and all amendments thereto, to be filed with the Securities and Exchange Commission pertaining to such filing, with full power and authority to do and perform any and all acts and things whatsoever required and necessary to be done in the premises, hereby ratifying and approving the act of said attorney and any such substitute. EFFECTIVE as of October 25, 2002. By: /s/ Thomas G. Smith Thomas G. Smith -----END PRIVACY-ENHANCED MESSAGE-----