-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, M1nmYHE7hPVF+kvvg2xM65b+8tLZlNK52XYRhUIRCLfjSZ9pEsTuUMUhWE7z9Vvx P8kOO9Cc3hDuy916TS0Sxw== 0001217458-07-000004.txt : 20071015 0001217458-07-000004.hdr.sgml : 20071015 20071015173421 ACCESSION NUMBER: 0001217458-07-000004 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20071015 FILED AS OF DATE: 20071015 DATE AS OF CHANGE: 20071015 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FOREST CITY ENTERPRISES INC CENTRAL INDEX KEY: 0000038067 STANDARD INDUSTRIAL CLASSIFICATION: OPERATORS OF NONRESIDENTIAL BUILDINGS [6512] IRS NUMBER: 340863886 STATE OF INCORPORATION: OH FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 1100 TERMINAL TOWER STREET 2: 50 PUBLIC SQ CITY: CLEVELAND STATE: OH ZIP: 44113 BUSINESS PHONE: 216-621-6060 MAIL ADDRESS: STREET 1: 1100 TERMINAL TOWER STREET 2: 50 PUBLIC SQUARE CITY: CLEVLAND STATE: OH ZIP: 44113 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SMITH THOMAS G CENTRAL INDEX KEY: 0001217458 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04372 FILM NUMBER: 071172742 MAIL ADDRESS: STREET 1: 50 PUBLIC SQUARE SUITE 1160 CITY: CLEVELAND STATE: OH ZIP: 44113 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2007-10-15 0000038067 FOREST CITY ENTERPRISES INC FCEA/FCEB 0001217458 SMITH THOMAS G 50 PUBLIC SQUARE, SUITE 1100 CLEVELAND OH 44113 0 1 0 0 Chief Financial Off, Exec VP Class A Common Stock 575.3737 I 401(k) Plan Class A Common Stock 3000 D Class A Common Stock 2500 D Class A Common Stock 2007-10-15 4 M 0 12900 15.50 A 12900 D Class A Common Stock 2007-10-15 4 S 0 400 56.93 D 12500 D Class A Common Stock 2007-10-15 4 S 0 100 56.94 D 12400 D Class A Common Stock 2007-10-15 4 S 0 2800 56.98 D 9600 D Class A Common Stock 2007-10-15 4 S 0 6900 56.99 D 2700 D Class A Common Stock 2007-10-15 4 S 0 2700 57.00 D 0 D Class A Common Stock 2500 D Class B Common - Convertible 0 1988-08-08 1988-08-08 Common Stock 1521.736 1521.736 I 401k 2003 Stock Option Grant 15.50 2007-10-15 4 M 0 12900 0 D 2005-03-17 2013-03-17 Class A Common Stock 12900 0 D 2005 Stock Option Grant (right to buy) 31.75 2007-04-06 2015-04-06 Class A Common 25200 25200 D 2006 Stock Option Grant (right to buy) 46.37 2008-04-04 2016-04-04 Class A Common 25200 25200 D 2007 Stock Option Grant (right to buy) 65.35 2009-03-29 2017-03-29 Class A Common 25200 25200 D Class A Common Stock - 401k Plan Holdings 2006 Restricted Stock Grant - 25% vest on 4/04/2008; 25% vest on 4/04/2009; and 50% vest on 4/04/2010. 2007 Restricted Stock Grant - 25% vest on 3/29/2009; 25% vest on 3/20/2010; and 50% vest on 3/29/2011. Held directly in Mr. Smith's name with an account at UBS Financial Services. Class B Common Stock - 401(k) Plan Holdings. Stocks are convertible from Class B to Class A on a 1-for-1 basis. Immediate - stocks are convertible at any time, there is no fixed exercisable date or expiration date. 2003 Stock Option Grant - 25% exercisable 3/17/2005; 25% exercisable 3/17/2006; and 50% exercisable 3/17/2007. 2005 Stock Option Grant - 25% exercisable 4/06/2007; 25% exercisable 4/06/2008; and 50% exersicable 4/06/2009. 2006 Stock Option Grant - 25% exercisable 4/04/2008; 25% exercisable 4/04/2009; and 50% exersicable 4/04/2010. 2007 Stock Option Grant - 25% exercisable 3/29/2009; 25% exercisable 3/29/2010; and 50% exercisable 3/29/2011. Geralyn M. Presti Attorney-In-Fact for Thomas G. Smith 2007-10-15 EX-24 2 powerofattorney.txt POWER OF ATTORNEY SEC FORMS 4 & 5 POWER OF ATTORNEY The undersigned, designated by the Board of Directors as a Section 16 Company Insider, hereby constitutes and appoints Geralyn M. Presti and Patricia A. Comai, with full power of substitution and resubstitution, as attorney of the undersigned, their name, place and stead, to sign and file under the Securities Exchange Act of 1934, Section 16 Reporting Forms, and any and all amendments thereto, to be filed with the Securities and Exchange Commission pertaining to such filing, with full power and authority to do and perform any and all acts and things whatsoever required and necessary to be done in the premises, hereby ratifying and approving the act of said attorney and any such substitute. EFFECTIVE as of October 25, 2002. By: /s/ Thomas G. Smith Thomas G. Smith -----END PRIVACY-ENHANCED MESSAGE-----