-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, IVSkfDy54bHyHZho+2651THySA1dlFTv/VWnlGACnS54oi4YP1+HJUCgHfUgQo8d eej29CrGpOnDOoeMXtAJHg== 0001217458-05-000006.txt : 20050719 0001217458-05-000006.hdr.sgml : 20050719 20050719184552 ACCESSION NUMBER: 0001217458-05-000006 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20050718 FILED AS OF DATE: 20050719 DATE AS OF CHANGE: 20050719 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FOREST CITY ENTERPRISES INC CENTRAL INDEX KEY: 0000038067 STANDARD INDUSTRIAL CLASSIFICATION: OPERATORS OF NONRESIDENTIAL BUILDINGS [6512] IRS NUMBER: 340863886 STATE OF INCORPORATION: OH FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 1100 TERMINAL TOWER STREET 2: 50 PUBLIC SQ CITY: CLEVELAND STATE: OH ZIP: 44113 BUSINESS PHONE: 216-621-6060 MAIL ADDRESS: STREET 1: 1100 TERMINAL TOWER STREET 2: 50 PUBLIC SQUARE CITY: CLEVLAND STATE: OH ZIP: 44113 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SMITH THOMAS G CENTRAL INDEX KEY: 0001217458 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04372 FILM NUMBER: 05962512 MAIL ADDRESS: STREET 1: 50 PUBLIC SQUARE SUITE 1160 CITY: CLEVELAND STATE: OH ZIP: 44113 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2005-07-18 0000038067 FOREST CITY ENTERPRISES INC FCEA/FCEB 0001217458 SMITH THOMAS G 50 PUBLIC SQUARE, SUITE 1100 CLEVELAND OH 44113 0 1 0 0 Chief Financial Off, Exec VP Class A Common Stock 2005-07-18 4 M 0 18384 14.27 A 18384 D Class A Common Stock 2005-07-18 4 S 0 800 35.86 D 17584 D Class A Common Stock 2005-07-18 4 S 0 600 35.87 D 16984 D Class A Common Stock 2005-07-18 4 S 0 1400 35.90 D 15584 D Class A Common Stock 2005-07-18 4 S 0 500 35.91 D 15084 D Class A Common Stock 2005-07-18 4 S 0 200 35.92 D 14884 D Class A Common Stock 2005-07-18 4 S 0 100 35.94 D 14784 D Class A Common Stock 2005-07-18 4 S 0 100 35.96 D 14684 D Class A Common Stock 2005-07-18 4 S 0 484 35.97 D 14200 D Class A Common Stock 2005-07-19 4 S 0 100 35.76 D 14100 D Class A Common Stock 2005-07-19 4 S 0 6400 35.80 D 7700 D Class A Common Stock 2005-07-19 4 S 0 2800 35.81 D 4900 D Class A Common Stock 2005-07-19 4 S 0 100 35.84 D 4800 D Class A Common Stock 2005-07-19 4 S 0 100 35.85 D 4700 D Class A Common Stock 2005-07-19 4 S 0 200 35.90 D 4500 D Class A Common Stock 2005-07-19 4 S 0 700 35.95 D 3800 D Class A Common Stock 2005-07-19 4 S 0 200 35.96 D 3600 D Class A Common Stock 2005-07-19 4 S 0 100 36.03 D 3500 D Class A Common Stock 2005-07-19 4 S 0 100 36.05 D 3400 D Class A Common Stock 2005-07-19 4 S 0 1900 36.06 D 1500 D Class A Common Stock 2005-07-19 4 S 0 200 36.08 D 1300 D Class A Common Stock 2005-07-19 4 S 0 100 36.09 D 1200 D Class A Common Stock 2005-07-19 4 S 0 1200 36.10 D 0 D Class A Common Stock 1600 D Class A Common Stock 475.16 I 401(k) Plan Class B Common - Convertible 0 1988-08-08 1988-08-08 Common Stock 1546 1546 I 401k 1999 Stock Option Grant 7.46 2001-04-07 2009-04-07 Class A Common Stock 6806 6806 D 2001 Stock Option Grant 14.27 2005-07-18 4 M 0 18384 0 D 2003-03-08 2011-03-08 Class A Common Stock 32400 14016 D 2003 Stock Option Grant 15.50 2005-03-17 2013-03-17 Class A Common Stock 43200 43200 D 2005 Stock Option Grant (right to buy) 31.75 2007-04-06 2015-04-06 Class A Common 25200 25200 D Held directly in Mr. Smith's name with an account at McDonald Investments. Class A Common Stock - 401k Plan Holdings Class B Common Stock - 401(k) Plan Holdings. Stocks are convertible from Class B to Class A on a 1-for-1 basis. Immediate - stocks are convertible at any time, there is no fixed exercisable date or expiration date. 1999 Stock Option Grant - 25% exercisable 4/07/2001; 25% exercisable 4/07/2002; and 50% exercisable 4/07/2003. 2001 Stock Option Grant - 25% exercisable 3/8/03; 25% exercisable 3/8/2004; and 50% exercisable 3/8/2005. Cashless exercise of 18,384 shares. 2003 Stock Option Grant - 25% exercisable 3/17/2005; 25% exercisable 3/17/2006; and 50% exercisable 3/17/2007. 2005 Stock Option Grant - 25% exercisable 4/06/2007; 25% exercisable 4/06/2008; and 50% exersicable 4/06/2009. There was a 2-for-1 stock split that took place at the close of business on July 11, 2005. All holdings have been adjusted to reflect the stock split. Geralyn M. Presti Attorney-In-Fact for Thomas G. Smith 2005-07-19 EX-24 2 powerofattorney.txt POWER OF ATTORNEY SEC FORMS 4 & 5 POWER OF ATTORNEY The undersigned, designated by the Board of Directors as a Section 16 Company Insider, hereby constitutes and appoints Geralyn M. Presti and Patricia A. Comai, with full power of substitution and resubstitution, as attorney of the undersigned, their name, place and stead, to sign and file under the Securities Exchange Act of 1934, Section 16 Reporting Forms, and any and all amendments thereto, to be filed with the Securities and Exchange Commission pertaining to such filing, with full power and authority to do and perform any and all acts and things whatsoever required and necessary to be done in the premises, hereby ratifying and approving the act of said attorney and any such substitute. EFFECTIVE as of October 25, 2002. By: /s/ Thomas G. Smith Thomas G. Smith -----END PRIVACY-ENHANCED MESSAGE-----