-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NvGYoYOzWAoiwEAvvH8FI0rxhD21507Mg7jpr6HjhSLpUwovJS0lR1sMbFiKtlMv ZSpHFkYBs7Mk9AWiJhDZrA== 0001217458-05-000003.txt : 20050419 0001217458-05-000003.hdr.sgml : 20050419 20050419183040 ACCESSION NUMBER: 0001217458-05-000003 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20050415 FILED AS OF DATE: 20050419 DATE AS OF CHANGE: 20050419 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FOREST CITY ENTERPRISES INC CENTRAL INDEX KEY: 0000038067 STANDARD INDUSTRIAL CLASSIFICATION: OPERATORS OF NONRESIDENTIAL BUILDINGS [6512] IRS NUMBER: 340863886 STATE OF INCORPORATION: OH FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 1100 TERMINAL TOWER STREET 2: 50 PUBLIC SQ CITY: CLEVELAND STATE: OH ZIP: 44113 BUSINESS PHONE: 216-621-6060 MAIL ADDRESS: STREET 1: 1100 TERMINAL TOWER STREET 2: 50 PUBLIC SQUARE CITY: CLEVLAND STATE: OH ZIP: 44113 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SMITH THOMAS G CENTRAL INDEX KEY: 0001217458 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04372 FILM NUMBER: 05760315 MAIL ADDRESS: STREET 1: 50 PUBLIC SQUARE SUITE 1160 CITY: CLEVELAND STATE: OH ZIP: 44113 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2005-04-15 0000038067 FOREST CITY ENTERPRISES INC FCEA/FCEB 0001217458 SMITH THOMAS G 50 PUBLIC SQUARE, SUITE 1100 CLEVELAND OH 44113 0 1 0 0 Chief Financial Off, Exec VP Class A Common Stock 2005-04-15 4 M 0 10566 19.00 A 10566 D Class A Common Stock 2005-04-15 4 S 0 166 62.67 D 10400 D Class A Common Stock 2005-04-15 4 S 0 100 62.60 D 10300 D Class A Common Stock 2005-04-15 4 S 0 100 62.64 D 10200 D Class A Common Stock 2005-04-15 4 S 0 200 62.61 D 10000 D Class A Common Stock 2005-04-15 4 S 0 300 62.59 D 9700 D Class A Common Stock 2005-04-15 4 S 0 200 62.65 D 9500 D Class A Common Stock 2005-04-15 4 S 0 100 62.68 D 9400 D Class A Common Stock 2005-04-15 4 S 0 200 62.60 D 9200 D Class A Common Stock 2005-04-15 4 S 0 100 62.66 D 9100 D Class A Common Stock 2005-04-15 4 S 0 100 62.59 D 9000 D Class A Common Stock 2005-04-15 4 S 0 100 62.66 D 8900 D Class A Common Stock 2005-04-15 4 S 0 100 62.67 D 8800 D Class A Common Stock 2005-04-15 4 S 0 100 62.62 D 8700 D Class A Common Stock 2005-04-15 4 S 0 100 62.65 D 8600 D Class A Common Stock 800 D Class A Common Stock 237.58 I 401(k) Plan Class B Common - Convertible 0 1988-08-08 1988-08-08 Common Stock 773 773 I 401k 1998 Stock Option Grant 19.00 2005-04-15 4 M 0 10566 0 D 2000-03-17 2008-03-17 Class A Common Stock 10566 0 D 1999 Stock Option Grant 14.917 2001-04-07 2009-04-07 Class A Common Stock 3403 3403 D 2001 Stock Option Grant 28.5833 2003-03-08 2011-03-08 Class A Common Stock 16200 16200 D 2003 Stock Option Grant 31.00 2005-03-17 2013-03-17 Class A Common Stock 21600 21600 D 2005 Stock Option Grant (right to buy) 63.50 2007-04-06 2015-04-06 Class A Common 12600 12600 D Held directly in Mr. Smith's name with an account at McDonald Investments. Class A Common Stock - 401k Plan Holdings Class B Common Stock - 401(k) Plan Holdings. Stocks are convertible from Class B to Class A on a 1-for-1 basis. Immediate - stocks are convertible at any time, there is no fixed exercisable date or expiration date. 1998 Stock Option Grant - 25% exercisable 3/17/2000; 33% exercisable 3/17/2001; and 42% exercisable 3/17/2002. The number of shares is being corrected, exercise of 4/07/2003 should have come from the 1999 Stock Option Grant. 1999 Stock Option Grant - 25% exercisable 4/07/2001; 25% exercisable 4/07/2002; and 50% exercisable 4/07/2003. The number of shares is being corrected, exercise of 4/07/2003 was taken from the 1998 Stock Option Grant. 2001 Stock Option Grant - 25% exercisable 3/8/03; 25% exercisable 3/8/2004; and 50% exercisable 3/8/2005. 2003 Stock Option Grant - 25% exercisable 3/17/2005; 25% exercisable 3/17/2006; and 50% exercisable 3/17/2007. 2005 Stock Option Grant - 25% exercisable 4/06/2007; 25% exercisable 4/06/2008; and 50% exersicable 4/06/2009. Correcting exercise price. Geralyn M. Presti Attorney-In-Fact for Thomas G. Smith 2005-04-19 EX-24 2 powerofattorney.txt POWER OF ATTORNEY SEC FORMS 4 & 5 POWER OF ATTORNEY The undersigned, designated by the Board of Directors as a Section 16 Company Insider, hereby constitutes and appoints Geralyn M. Presti and Patricia A. Comai, with full power of substitution and resubstitution, as attorney of the undersigned, their name, place and stead, to sign and file under the Securities Exchange Act of 1934, Section 16 Reporting Forms, and any and all amendments thereto, to be filed with the Securities and Exchange Commission pertaining to such filing, with full power and authority to do and perform any and all acts and things whatsoever required and necessary to be done in the premises, hereby ratifying and approving the act of said attorney and any such substitute. EFFECTIVE as of October 25, 2002. By: /s/ Thomas G. Smith Thomas G. Smith -----END PRIVACY-ENHANCED MESSAGE-----