-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NIIKdWnm92EH/h2GvZCBwasTYe9+61jzXxOlU5ybaOJ8UXRUcFhH3h64EXmxKSND Z+LKsa8jxSK1icTkFscfdA== 0001217458-04-000002.txt : 20041216 0001217458-04-000002.hdr.sgml : 20041216 20041216185618 ACCESSION NUMBER: 0001217458-04-000002 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20041216 FILED AS OF DATE: 20041216 DATE AS OF CHANGE: 20041216 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SMITH THOMAS G CENTRAL INDEX KEY: 0001217458 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04372 FILM NUMBER: 041209515 MAIL ADDRESS: STREET 1: 50 PUBLIC SQUARE SUITE 1160 CITY: CLEVELAND STATE: OH ZIP: 44113 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FOREST CITY ENTERPRISES INC CENTRAL INDEX KEY: 0000038067 STANDARD INDUSTRIAL CLASSIFICATION: OPERATORS OF NONRESIDENTIAL BUILDINGS [6512] IRS NUMBER: 340863886 STATE OF INCORPORATION: OH FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 1100 TERMINAL TOWER STREET 2: 50 PUBLIC SQ CITY: CLEVELAND STATE: OH ZIP: 44113 BUSINESS PHONE: 216-621-6060 MAIL ADDRESS: STREET 1: 1100 TERMINAL TOWER STREET 2: 50 PUBLIC SQUARE CITY: CLEVLAND STATE: OH ZIP: 44113 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2004-12-16 0000038067 FOREST CITY ENTERPRISES INC FCEA/FCEB 0001217458 SMITH THOMAS G 50 PUBLIC SQUARE, SUITE 1100 CLEVELAND OH 44113 0 1 0 0 Chief Financial Off, Exec VP Class A Common Stock 2004-12-16 4 M 0 3300 14.917 A 3300 D Class A Common Stock 2004-12-16 4 S 0 700 55.00 D 2600 D Class A Common Stock 2004-12-16 4 S 0 700 55.05 D 1900 D Class A Common Stock 2004-12-16 4 S 0 1100 55.06 D 800 D Class A Common Stock 198 I 401(k) Plan Class B Common Stock 773 I 401(k) Plan 1998 Stock Option Grant 19.00 2000-03-17 2008-03-17 Class A Common Stock 6470 6470 D 1999 Stock Option Grant 14.917 2004-12-16 4 M 0 3300 14.917 D 2001-04-07 2009-04-07 Class A Common Stock 10799 7499 D 2001 Stock Option Grant 28.5833 2003-03-08 2011-03-08 Class A Common Stock 16200 16200 D 2003 Stock Option Grant 31.00 2005-03-17 2013-03-17 Class A Common Stock 21600 21600 D Held directly in Mr. Smith's name with an account at McDonald Investments. Class A Common Stock - 401k Plan Holdings Class B Common Stock - 401(k) Plan Holdings. 1998 Stock Option Grant - 25% exercisable on 3/17/00, 33% exercisable on 3/17/01, 42% exercisable on 3/17/02. 1999 Stock Option Grant - 25% exercisable on 4/07/01, 25% exercisable on 4/07/02, 50% exercisable on 4/07/03. 2001 Stock Option Grant - 25% exercisable on 3/8/03, 25% exercisable on 3/8/04, 50% exercisable on 3/8/05. 2003 Stock Option Grant - 25% exercisable 3/17/05; 25% exercisable 3/17/06; and 50% exercisable 3/17/07. Geralyn M. Presti Attorney-In-Fact for Thomas G. Smith 2004-12-16 EX-24 2 powerofattorney.txt POWER OF ATTORNEY SEC FORMS 4 & 5 POWER OF ATTORNEY The undersigned, designated by the Board of Directors as a Section 16 Company Insider, hereby constitutes and appoints Geralyn M. Presti and Patricia A. Comai, with full power of substitution and resubstitution, as attorney of the undersigned, their name, place and stead, to sign and file under the Securities Exchange Act of 1934, Section 16 Reporting Forms, and any and all amendments thereto, to be filed with the Securities and Exchange Commission pertaining to such filing, with full power and authority to do and perform any and all acts and things whatsoever required and necessary to be done in the premises, hereby ratifying and approving the act of said attorney and any such substitute. EFFECTIVE as of October 25, 2002. By: /s/ Thomas G. Smith Thomas G. Smith -----END PRIVACY-ENHANCED MESSAGE-----