-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MqU4a8g2poFyv+2n1ZNpspD4QqudiWLaXDnuoesnjQvHi7QEz8UwYj53KpaAeXWF HpAlo4OM35adfkIDEFCpHA== 0001217457-10-000005.txt : 20100622 0001217457-10-000005.hdr.sgml : 20100622 20100622171109 ACCESSION NUMBER: 0001217457-10-000005 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100618 FILED AS OF DATE: 20100622 DATE AS OF CHANGE: 20100622 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PRESTI GERALYN M CENTRAL INDEX KEY: 0001217457 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04372 FILM NUMBER: 10911173 MAIL ADDRESS: STREET 1: 50 PUBLIC SQUARE SUITE 1160 CITY: CLEVELAND STATE: OH ZIP: 44113 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FOREST CITY ENTERPRISES INC CENTRAL INDEX KEY: 0000038067 STANDARD INDUSTRIAL CLASSIFICATION: OPERATORS OF NONRESIDENTIAL BUILDINGS [6512] IRS NUMBER: 340863886 STATE OF INCORPORATION: OH FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 1100 TERMINAL TOWER STREET 2: 50 PUBLIC SQ CITY: CLEVELAND STATE: OH ZIP: 44113 BUSINESS PHONE: 216-621-6060 MAIL ADDRESS: STREET 1: 1100 TERMINAL TOWER STREET 2: 50 PUBLIC SQUARE CITY: CLEVLAND STATE: OH ZIP: 44113 4 1 edgar.xml PRIMARY DOCUMENT X0303 4 2010-06-18 0000038067 FOREST CITY ENTERPRISES INC FCEA/FCEB 0001217457 PRESTI GERALYN M 50 PUBLIC SQUARE, SUITE 1100 CLEVELAND OH 44113 0 1 0 0 Sr. V.P.; Sec & Gen Counsel Class A Common Stock 1250 D Class A Common Stock 2010-06-18 4 F 0 154 13.06 D 1443 D Class A Common Stock 7396 D Class A Common Stock 4334 D Class A Common Stock 7279 D Class A Common Stock 1640 D 2003 Stock option Grant (right to buy) 15.50 2005-03-17 2013-03-17 Class A Common 1810 1810 D 2005 Stock Option Grant (right to buy) 31.75 2007-04-06 2015-04-06 Class A Common 15000 15000 D 2006 Stock Option Grant (right to buy) 46.37 2008-04-04 2016-04-04 Class A Common 15000 15000 D 2007 Stock Option Grant (right to buy) 65.35 2009-03-29 2017-03-29 Class A Common 15000 15000 D 2008 Stock Option Grant (right to buy) 36.38 2010-06-18 2018-06-18 Class A Common 6891 6891 D 2009 Stock Option Grant (right to buy) 7.80 2011-04-21 2019-04-21 Class A Common 3446 3446 D 2010 Stock Option Grant (right to buy) 15.89 2011-04-14 2020-04-14 Class A Common 6894 6894 D Class B Common - Convertible 0 1988-08-08 1988-08-08 Common Stock 1236.2125 1236.2125 I 401k Plan 2007 Restricted Stock Grant - 25% vest on 3/29/2009; 25% vest on 3/29/2010; and 50% vest on 3/29/2011. 2008 Restricted Stock Grant - 25% vest on 6/18/2010; 25% vest on 6/18/2011; and 50% vest on 6/18/2012. Of the 481 shares that vested 154 were withheld by the issuer to cover taxes, the remaining 327 shares were moved to direct registration account see footnote 6. 2009 Restricted Stock Grant - 25% vest on 4/21/2011; 25% vest on 4/21/2012; and 50% vest on 4/21/2013. 2010 Restricted Stock Grant - 25% vest on 4/14/2012; 25% vest on 4/14/2013; and 50% vest on 4/14/2014. Shares held in street account with Securities America. Shares are held by transfer agent in a direct registration account. 2003 Stock Option Grant - 25% exercisable 3/17/2005; 25% exercisable 3/17/2006; and 50% exercisable 3/17/2007. 2005 Stock Option Grant - 25% exercisable 4/06/2007; 25% exercisable 4/06/2008; and 50% exersicable 4/06/2009. 2006 Stock Option Grant - 25% exercisable 4/04/2008; 25% exercisable 4/04/2009; and 50% exersicable 4/04/2010. 2007 Stock Option Grant - 25% exercisable 3/29/2009; 25% exercisable 3/29/2010; and 50% exercisable 3/29/2011. 2008 Stock Option Grant - 25% exercisable 6/18/2010; 25% exercisable 6/18/2011; and 50% exercisable 6/18/2012. 2009 Stock Option Grant - 25% exercisable 4/21/2011; 25% exercisable 4/21/2012; and 50% exercisable 4/21/2013. 2010 Stock Option Grant - 25% exercisable 4/14/2012; 25% exercisable 4/14/2013; and 50% exercisable 4/14/2014. Stocks are convertible from Class B to Class A on a 1-for-1 basis. Class B Common Stock - 401k account - Held indirect. Adjusted for excess contribution. Geralyn M. Presti, Sr. Vice President, Secretary & General Counsel 2010-06-22 -----END PRIVACY-ENHANCED MESSAGE-----