-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, B9/PUMQr8cLO1ovlsr1kXn4FccqvYneO0szCULLB2cK5e/RgfivzSsGC9LRZWKqc rvKNG2T1s7SxE5J5V0uHgQ== 0001217457-10-000001.txt : 20100317 0001217457-10-000001.hdr.sgml : 20100317 20100317204628 ACCESSION NUMBER: 0001217457-10-000001 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100131 FILED AS OF DATE: 20100317 DATE AS OF CHANGE: 20100317 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PRESTI GERALYN M CENTRAL INDEX KEY: 0001217457 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04372 FILM NUMBER: 10690096 MAIL ADDRESS: STREET 1: 50 PUBLIC SQUARE SUITE 1160 CITY: CLEVELAND STATE: OH ZIP: 44113 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FOREST CITY ENTERPRISES INC CENTRAL INDEX KEY: 0000038067 STANDARD INDUSTRIAL CLASSIFICATION: OPERATORS OF NONRESIDENTIAL BUILDINGS [6512] IRS NUMBER: 340863886 STATE OF INCORPORATION: OH FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 1100 TERMINAL TOWER STREET 2: 50 PUBLIC SQ CITY: CLEVELAND STATE: OH ZIP: 44113 BUSINESS PHONE: 216-621-6060 MAIL ADDRESS: STREET 1: 1100 TERMINAL TOWER STREET 2: 50 PUBLIC SQUARE CITY: CLEVLAND STATE: OH ZIP: 44113 5 1 edgar.xml PRIMARY DOCUMENT X0303 5 2010-01-31 0 0 0000038067 FOREST CITY ENTERPRISES INC FCEA/FCEB 0001217457 PRESTI GERALYN M 50 PUBLIC SQUARE, SUITE 1100 CLEVELAND OH 44113 0 1 0 0 Sr. V.P.; Gen. Counsel & Sec. Class A Common Stock 1500 D Class A Common Stock 1875 D Class A Common Stock 1924 D Class A Common Stock 7396 D Class A Common Stock 2009-12-22 5 G 0 250 0 D 8654 D Class A Common Stock 2009-12-22 5 G 0 83 0 D 8571 D Class A Common Stock 2009-12-22 5 G 0 417 0 D 8154 D Class A Common Stock 2009-12-22 5 G 0 167 0 D 7987 D Class A Common Stock 2009-12-22 5 G 0 125 0 D 7862 D Class A Common Stock 2009-12-22 5 G 0 208 0 D 7654 D Class A Common Stock 2009-12-22 5 G 0 208 0 D 7446 D Class A Common Stock 2009-12-22 5 G 0 167 0 D 7279 D 2003 Stock Option Grant (right to buy) 15.50 2005-03-17 2013-03-17 Class A Common 1810 1810 D 2005 Stock Option Grant (right to buy) 31.75 2007-04-06 2015-04-06 Class A Common 15000 15000 D 2006 Stock Option Grant (right to buy) 46.37 2008-04-04 2016-04-06 Class A Common 15000 15000 D 2007 Stock Option Grant (right to buy) 65.35 2009-03-29 2017-03-29 Class A Common 15000 15000 D 2008 Stock Option Grant (right to buy) 36.38 2010-06-18 2018-06-18 Class A Common 6891 6891 D 2009 Stock Option Grant (right to buy) 7.80 2011-04-21 2019-04-21 Class A Common 3446 3446 D Class B Common - Convertible 0 1988-08-08 1988-08-08 Common Stock 1238.1947 1236.2125 I See footnote 2006 Restricted Stock Grant - 25% vest on 4/04/2008; 25% vest on 4/04/2009; and 50% vest on 4/04/2010. 2007 Restricted Stock Grant - 25% vest on 3/29/2009; 25% vest on 3/20/2010; and 50% vest on 3/29/2011. 2008 Restricted Stock Grant - 25% vest on 6/18/2010; 25% vest on 6/18/2011; and 50% vest on 6/18/2012. 2009 Restricted Stock Grant - 25% vest on 4/21/2011; 25% vest on 4/21/2012; and 50% vest on 4/21/2013. Shares held in street account with Securities America. 2003 Stock Option Grant - 25% exercisable 3/17/2005; 25% exercisable 3/17/2006; and 50% exercisable 3/17/2007. 2005 Stock Option Grant - 25% exercisable 4/06/2007; 25% exercisable 4/06/2008; and 50% exersicable 4/06/2009. 2006 Stock Option Grant - 25% exercisable on 4/04/2008; 25% exercisable on 4/04/2009; and 50% exersicable on 4/04/2010. 2007 Stock Option Grant - 25% exercisable 3/29/2009; 25% exercisable 3/29/2010; and 50% exercisable 3/29/2011. 2008 Stock Option Grant - 25% exercisable 6/18/2010; 25% exercisable 6/18/2011; and 50% exercisable 6/18/2012. 2009 Stock Option Grant - 25% exercisable 4/21/2011; 25% exercisable 4/21/2012; and 50% exercisable 4/21/2013. 401k Plan - change in value due to plan adjust for contribution overage. Stocks are convertible from Class B to Class A on a 1-for-1 basis. Geralyn M. Presti, Sr. Vice President, General Counsel 2010-03-17 -----END PRIVACY-ENHANCED MESSAGE-----