0001217454-14-000006.txt : 20140903
0001217454-14-000006.hdr.sgml : 20140903
20140903163621
ACCESSION NUMBER: 0001217454-14-000006
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20140829
FILED AS OF DATE: 20140903
DATE AS OF CHANGE: 20140903
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: FOREST CITY ENTERPRISES INC
CENTRAL INDEX KEY: 0000038067
STANDARD INDUSTRIAL CLASSIFICATION: OPERATORS OF NONRESIDENTIAL BUILDINGS [6512]
IRS NUMBER: 340863886
STATE OF INCORPORATION: OH
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1100 TERMINAL TOWER
STREET 2: 50 PUBLIC SQ
CITY: CLEVELAND
STATE: OH
ZIP: 44113
BUSINESS PHONE: 216-621-6060
MAIL ADDRESS:
STREET 1: 1100 TERMINAL TOWER
STREET 2: 50 PUBLIC SQUARE
CITY: CLEVLAND
STATE: OH
ZIP: 44113
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: LARUE DAVID J
CENTRAL INDEX KEY: 0001217454
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-04372
FILM NUMBER: 141080918
MAIL ADDRESS:
STREET 1: 50 PUBLIC SQUARE SUITE 1160
CITY: CLEVELAND
STATE: OH
ZIP: 44113
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2014-08-29
0000038067
FOREST CITY ENTERPRISES INC
FCEA/FCEB
0001217454
LARUE DAVID J
50 PUBLIC SQUARE, SUITE 1100
CLEVELAND
OH
44113
1
1
0
0
CEO & President
Class A Common Stock
46316
I
See footnote
Class A Common Stock
34989
D
Class A Common Stock
4700
I
See footnote
Class A Common Stock
4700
I
See footnote
Class A Common Stock
4700
I
See footnote
Class A Common Stock
2014-08-29
4
J
0
800
20.62
D
0
I
See footnote
Class A Common Stock
8460
D
Class A Common Stock
6675
I
See footnote
Class A Common Stock
2014-08-29
4
J
0
800
20.62
A
4700
D
Class A Common Stock
138697
D
Class A Common Stock
31502.245
I
401k Plan
Class B Common - Convertible
0
1988-08-08
1988-08-08
Common Stock
1435.4697
1435.4697
I
401k Plan
2005 Stock Option Grant (right to buy)
31.75
2007-04-06
2015-04-06
Class A Common
25200
25200
D
2006 Stock Option Grant (right to buy)
46.37
2008-04-04
2016-04-04
Class A Common
25200
25200
D
2007 Stock Option Grant (right to buy)
65.35
2009-03-29
2017-03-29
Class A Common
25200
25200
D
2008 Stock Option Grant (right to buy)
36.38
2010-06-18
2018-06-18
Class A Common
28059
28059
D
2009 Stock Option Grant (right to buy)
7.80
2011-04-21
2019-04-21
Class A Common
14030
14030
D
2010 Stock Option Grant (right to buy)
15.89
2012-04-14
2020-04-14
Class A Common
36035
36035
D
2011 Stock Option Grant (right to buy)
17.72
2013-04-13
2021-04-13
Class A Common
64277
64277
D
2012 Stock Option Grant (right to buy)
14.74
2014-04-11
2022-04-11
Class A Common
77945
77945
D
2013 Stock Option Grant (right to buy)
17.60
2015-04-08
2023-04-08
Class A Common
65630
65630
D
2014 Stock Option Grant (right to buy)
18.73
2016-03-28
2024-03-28
Class A Common
62090
62090
D
2012 Performance Shares
0
2015-12-31
1988-08-08
Class A Common
48846
48846
D
2013 Performance Shares
0
2016-12-31
1988-08-08
Class A Common
38751
38751
D
2014 Performance Shares
0
2017-12-31
1988-08-08
Class A Common
38441
38441
D
GRAT for David J. LaRue.
2011 Restricted Stock Grant - 25% vest on 4/13/2013; 25% vest on 4/13/2014; and 50% vest on 4/13/2015.
Shares held by Andre LaRue, son, Cindy LaRue (spouse) is custodian on the account - Indirect
Shares held by Paul LaRue, son, Cindy LaRue (spouse) is custodian on the account - Indirect
Shares held by Tessa LaRue, daughter, Cindy LaRue (spouse) is custodian on the account - Indirect
Shares held by Anna LaRue, daughter, Cindy LaRue (spouse) is custodian on the account - Indirect. Shares disposed of in this transaction were directly acquired by the David LaRue & Cindy LaRue Trust, at the market price of the shares at the time of the tranasaction. See footnote 9.
Shares are held in street account.
Shares are held by Cindy LaRue (spouse) in street account.
Shares are held by David LaRue & Cindy LaRue Trust account. Shares were acquired directly from David LaRue's daughter Anna LaRue's UTMA account, at the market price of the shares at the time of the tranasaction. See footnote 6.
Shares are held by transfer agent in a direct registration account.
FCE's 401k Plan account, shares are held indirect.
2005 Stock Option Grant - 25% exercisable 4/06/2007; 25% exercisable 4/06/2008; and 50% exersicable 4/06/2009.
2006 Stock Option Grant - 25% exercisable 4/04/2008; 25% exercisable 4/04/2009; and 50% exersicable 4/04/2010.
2007 Stock Option Grant - 25% exercisable 3/29/2009; 25% exercisable 3/29/2010; and 50% exercisable 3/29/2011.
2008 Stock Option Grant - 25% exercisable 6/18/2010; 25% exercisable 6/18/2011; and 50% exercisable 6/18/2012.
2009 Stock Option Grant - 25% exercisable 4/21/2011; 25% exercisable 4/21/2012; and 50% exercisable 4/21/2013.
2010 Stock Option Grant - 25% exercisable 4/14/2012; 25% exercisable 4/14/2013; and 50% exercisable 4/14/2014.
2011 Stock Option Grant - 25% exercisable 4/13/2013; 25% exercisable 4/13/2014; and 50% exercisable 4/13/2015.
2012 Stock Option Grant - 25% exercisable 4/11/2014; 25% exercisable 4/11/2015; and 50% exercisable 4/11/2016.
2013 Stock Option Grant - 25% exercisable 4/08/2015; 25% exercisable 4/08/2016; and 50% exercisable 4/08/2017.
2014 Stock Option Grant - 0% exercisable 3/28/2015; 25% exercisable 3/28/2016; 25% exercisable 3/28/2017; and 50% exercisable 3/28/2018.
Performance Shares Award - granted 4/11/2012 - performance period is from February 1, 2012 to December 31, 2015. Awards will be available to the grantee at the end of the performance period provided that certain performance criteria are met. The actual number of shares earned could range from 0 to 200% of the number of Performance Shares granted. Fair market value on date of grant is $14.74 per share. There is no fixed expiration date.
Performance Shares Award - granted 4/08/2013 - performance period is from February 1, 2013 to December 31, 2016. Awards will be available to the grantee at the end of the performance period provided that certain performance criteria are met. The actual number of shares earned could range from 0 to 200% of the number of Performance Shares granted. Fair market value on date of grant is $17.60 per share. There is no fixed expiration date.
Performance Shares Award - granted 3/28/2014 - performance period is from January 1, 2014 to December 31, 2017. Awards will be available to the grantee at the end of the performance period provided that certain performance criteria are met. The actual number of shares earned could range from 0 to 200% of the number of Performance Shares granted. Fair market value on date of grant is $18.73 per share. There is no fixed expiration date.
Stocks are convertible from Class B to Class A on a 1-for-1 basis. There is no exercise or fixed expriation date.
Geralyn M. Presti, Attorney-In-Fact for David J. LaRue
2014-09-03
EX-24
2
poa-dlarue.txt
POWER OF ATTORNEY
SEC FORMS 4 & 5
POWER OF ATTORNEY
The undersigned, designated by the Board of Directors as a Section 16
Company Insider, hereby constitutes and appoints Gerayln M. Presti,
J. Matthew Shady and Patricia A. Comai, with full power of substitution
and resubstitution, as attorney of the undersigned, their name, place
and stead, to sign and file under the Securities Exchange Act of 1934,
Section 16 Reporting Forms, any and all amendments and apply for EDGAR
Access Codes as required thereto, to be filed with the Securities and
Exchange Commission pertaining to such filing, with full power and
authority to do and perform any and all acts and things whatsoever
required and necessary to be done in the premises, hereby ratifying
and approving the act of said attorney and any such substitute.
EFFECTIVE as of February 27, 2013.
By: \s\ David J. LaRue
David J. LaRue