-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SDYYTMsJv+PadePrfWnjAfiLNbNYZOdu5/1HJvNXzcNIm3m/9KeU7DmBS2barcYR SNanjaNs+tSibVaugnVPUw== 0001217453-07-000002.txt : 20070316 0001217453-07-000002.hdr.sgml : 20070316 20070316180746 ACCESSION NUMBER: 0001217453-07-000002 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20070131 FILED AS OF DATE: 20070316 DATE AS OF CHANGE: 20070316 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FOREST CITY ENTERPRISES INC CENTRAL INDEX KEY: 0000038067 STANDARD INDUSTRIAL CLASSIFICATION: OPERATORS OF NONRESIDENTIAL BUILDINGS [6512] IRS NUMBER: 340863886 STATE OF INCORPORATION: OH FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 1100 TERMINAL TOWER STREET 2: 50 PUBLIC SQ CITY: CLEVELAND STATE: OH ZIP: 44113 BUSINESS PHONE: 216-621-6060 MAIL ADDRESS: STREET 1: 1100 TERMINAL TOWER STREET 2: 50 PUBLIC SQUARE CITY: CLEVLAND STATE: OH ZIP: 44113 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KANE LINDA M CENTRAL INDEX KEY: 0001217453 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04372 FILM NUMBER: 07701466 MAIL ADDRESS: STREET 1: 50 PUBLIC SQUARE SUITE 1160 CITY: CLEVELAND STATE: OH ZIP: 44113 5 1 edgar.xml PRIMARY DOCUMENT X0202 5 2007-01-31 0 0 0000038067 FOREST CITY ENTERPRISES INC FCEA/FCEB 0001217453 KANE LINDA M 50 PUBLIC SQUARE, SUITE 1100 CLEVELAND OH 44113 0 1 0 0 Senior Vice President Class A Common Stock 2043.8167 I 401K Plan Class A Common Stock 3000 D Class A Common Stock 2006-12-18 5 G 0 290 0 D 10 D Class A Common Stock 2006-12-18 5 G 0 30 0 A 430 I See footnote Class A Common Stock 2006-12-18 5 G 0 230 0 A 520 I See footnote Class A Common Stock 2006-12-18 5 G 0 30 0 A 230 I See footnote Class B Common - Convertible 0 1988-08-08 1988-08-08 Common Stock 1764.0759 1764.0759 I See footnote 2003 Stock Option Grant (right to buy) 15.50 2005-03-17 2013-03-17 Class A Common 24300 24300 D 2005 Stock Option Grant (right to buy) 31.75 2007-04-06 2015-04-06 Class A Common 15000 15000 D 2006 Stock Option Grant (right to buy) 46.37 2008-04-04 2015-04-06 Class A Common 15000 15000 D 401k Plan - Class A Common shares - change in value due to conversion of unitized shares. 2006 Restricted Stock Grant - 25% vest on 4/04/2008; 25% vest on 4/04/2009; and 50% vest on 4/04/2010. Shares are held in a street account with Northwest Mutual Investment Services, LLC. Shares held held by Carolyn Rilley, daughter. Shares held held by Joseph Williams, son. Shares held by Gary Stewart, step-son (nonresident family member - insider's spouse is account custodian). Linda Kane disclaims any beneficial interest. 200 share gift was reported on last Form 5, adding to insider's reporting of as an indirect account. 401k Plan - Class B Common shares- - change in value due to conversion of unitized shares. 2003 Stock Option Grant - 25% exercisable on 3/17/05, 25% exercisable on 3/17/06, 50% exercisable on 3/17/07 2005 Stock Option Grant - 25% exercisable 4/06/2007; 25% exercisable 4/06/2008; and 50% exersicable 4/06/2009. Exercise price is being corrected to reflect the proper amount was incorrectly reported as $30.25 ($60.50 pre-split). 2006 Stock Option Grant - 25% exercisable on 4/04/2008; 25% exercisable on 4/04/2009; and 50% exersicable on 4/04/2010. Class B Common Stock is convertible to Class A Common Stock on a share -for -share basis; stock are convertible at any time - there is no fixed exercise date or expiration date. Class B Common shares are being moved to Table II since they are convertible at fixed price and thus treated as derivative securities. Geralyn M. Presti, Attorney-In-Fact for Linda M. Kane 2007-03-16 EX-24 2 kane.txt POWER OF ATTORNEY SEC FORMS 4 & 5 POWER OF ATTORNEY The undersigned, designated by the Board of Directors as a Section 16 Company Insider, hereby constitutes and appoints Thomas G. Smith, Geralyn M. Presti and Patricia A. Comai, with full power of substitution and resubstitution, as attorney of the undersigned, their name, place and stead, to sign and file under the Securities Exchange Act of 1934, Section 16 Reporting Forms, and any and all amendments thereto, to be filed with the Securities and Exchange Commission pertaining to such filing, with full power and authority to do and perform any and all acts and things whatsoever required and necessary to be done in the premises, hereby ratifying and approving the act of said attorney and any such substitute. EFFECTIVE as of October 25, 2002. By: /s/ Linda M. Kane Linda M. Kane -----END PRIVACY-ENHANCED MESSAGE-----