-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SWcXPBpXnN3tMQX7wPuGA2IS4vU1TyJH9doiwf/fFYzhOAjv7g8z7xpCHglmHoae MiW8ZblEpCUi3GVsKlKhAA== 0001217399-09-000001.txt : 20090317 0001217399-09-000001.hdr.sgml : 20090317 20090317170803 ACCESSION NUMBER: 0001217399-09-000001 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20090131 FILED AS OF DATE: 20090317 DATE AS OF CHANGE: 20090317 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SHAFRAN JOSEPH M CENTRAL INDEX KEY: 0001217399 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04372 FILM NUMBER: 09688709 MAIL ADDRESS: STREET 1: 2720 VAN AKAN BLVD SUITE 200 CITY: CLEVELAND STATE: OH ZIP: 44120 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FOREST CITY ENTERPRISES INC CENTRAL INDEX KEY: 0000038067 STANDARD INDUSTRIAL CLASSIFICATION: OPERATORS OF NONRESIDENTIAL BUILDINGS [6512] IRS NUMBER: 340863886 STATE OF INCORPORATION: OH FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 1100 TERMINAL TOWER STREET 2: 50 PUBLIC SQ CITY: CLEVELAND STATE: OH ZIP: 44113 BUSINESS PHONE: 216-621-6060 MAIL ADDRESS: STREET 1: 1100 TERMINAL TOWER STREET 2: 50 PUBLIC SQUARE CITY: CLEVLAND STATE: OH ZIP: 44113 5 1 edgar.xml PRIMARY DOCUMENT X0303 5 2009-01-31 0 0 0000038067 FOREST CITY ENTERPRISES INC FCEA/FCEB 0001217399 SHAFRAN JOSEPH M 2720 VAN AKEN BOULEVARD SUITE 200 CLEVELAND OH 44120 0 0 1 0 Class A Common 354 I See footnote Class A Common 203465 D Class A Common 6000 D Class A Common 58864 D Class A Common 2008-10-27 5 P 0 1000 11.29 A 1692 I See footnote Class A Common 11928 I See footnote Class A Common 13380 I See footnote Class A Common 222473 I See footnote Class A Common 111220 I See footnote Class A Common 2008-12-30 5 G 0 1069 0 D 14038 I See footnote Class A Common 2008-12-31 5 G 0 769 0 D 13269 I See footnote Class A Common 1263 I See footnote Class A Common 40000 I See footnote Class A Common 8000 I See footnote Class B Common - Convertible 0 1988-08-08 1988-08-08 Common Stock 900 900 I See footnote Class B Common - Convertible 0 1988-08-08 1988-08-08 Common Stock 2579008 2579008 I See footnote Class B Common - Convertible 0 1988-08-08 1988-08-08 Common Stock 13500 13500 I See footnote Held Indirect - by Powell Partners of which Mr. Shafran is a general partner. Shares are held in an account with First Merit. Shares are held in an account with JP Morgan - Chase. Shares are held in a street account with Stifel Nicolaus brokerage firm. Held by spouse Marla Shafran. Purchase information reported late due to a late communication from third party broker to Mr. Shafran. Faynne Shafran GST Trust - Joan Shafran and Joseph Shafran are Trustees, they have no beneficial interest. Change reflects the regular distributions to the beneficiaries. Nathan Shafran GST Trust - Joan Shafran and Joseph Shafran are Trustees, they have no beneficial interest. Change reflects the regular distributions to the beneficiaries. The Joseph Shafran Trust, Spouse is Trustee, his children are the benficiaries. Mr. Shafran has no beneficial interest. Held Indirect by The Berimore Company (a general partnership). Jospeh Shafran is a general partner along with his sisters, Joan Shafran and Paula Krulak. Held by the Jospeh Shafran Trust TR (Joseph Shafran is trustee). Joseph Shafran Irr TR (Joan K. Shafran, trustee) - account with Stifel Nicolaus brokerage firm. Paran Equities, LLC - shares are held at Stifel Nicolaus. Mr. Shafran retains beneficial interest. Paran Equities, LLC - shares are held at US Bank. Mr. Shafran retains beneficial interest. Held as General Partner of RMS, Ltd. Held Indirect - Held by The Berimore Company as a limited partner of RMS, Ltd. Held Indirect - Powell Partners of which Mr. Shafran is a general partner. Stocks are convertible from Class B Common to Class A Common on a 1-for-1 basis. Immediate - stocks are convertible at any time, there is no fixed exercisable date or expiration date. Geralyn M. Presti, Attorney-In-Fact for Joseph M. Shafran 2009-03-17 EX-24 2 attach_1.txt SEC FORMS 4 & 5 POWER OF ATTORNEY The undersigned, designated by the Board of Directors as a Section 16 Company Insider, hereby constitutes and appoints Thomas G. Smith, Geralyn M. Presti and Patricia A. Comai, with full power of substitution and resubstitution, as attorney of the undersigned, their name, place and stead, to sign and file under the Securities Exchange Act of 1934, Section 16 Reporting Forms, and any and all amendments thereto, to be filed with the Securities and Exchange Commission pertaining to such filing, with full power and authority to do and perform any and all acts and things whatsoever required and necessary to be done in the premises, hereby ratifying and approving the act of said attorney and any such substitute. EFFECTIVE as of October 25, 2002. By: /s/ Joseph Shafran Joseph Shafran -----END PRIVACY-ENHANCED MESSAGE-----