0001217398-14-000003.txt : 20140624
0001217398-14-000003.hdr.sgml : 20140624
20140616184014
ACCESSION NUMBER: 0001217398-14-000003
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20140613
FILED AS OF DATE: 20140616
DATE AS OF CHANGE: 20140616
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: FOREST CITY ENTERPRISES INC
CENTRAL INDEX KEY: 0000038067
STANDARD INDUSTRIAL CLASSIFICATION: OPERATORS OF NONRESIDENTIAL BUILDINGS [6512]
IRS NUMBER: 340863886
STATE OF INCORPORATION: OH
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1100 TERMINAL TOWER
STREET 2: 50 PUBLIC SQ
CITY: CLEVELAND
STATE: OH
ZIP: 44113
BUSINESS PHONE: 216-621-6060
MAIL ADDRESS:
STREET 1: 1100 TERMINAL TOWER
STREET 2: 50 PUBLIC SQUARE
CITY: CLEVLAND
STATE: OH
ZIP: 44113
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SHAFRAN JOAN K
CENTRAL INDEX KEY: 0001217398
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-04372
FILM NUMBER: 14923888
MAIL ADDRESS:
STREET 1: 26 LANDSDOWNE ST.
CITY: CAMBRIDGE
STATE: MA
ZIP: 02139
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2014-06-13
0000038067
FOREST CITY ENTERPRISES INC
FCEA/FCEB
0001217398
SHAFRAN JOAN K
26 LANDSDOWNE ST.
CAMBRIDGE
MA
02139
0
0
1
0
Class A Common Stock
4462
I
See footnote
Class A Common Stock
4462
I
See footnote
Class A Common Stock
77285
I
See footnote
Class A Common Stock
2014-06-13
5
J
0
276575
0
D
24145
I
See footnote
Class A Common Stock
37156
I
See footnote
Class B Common - Convertible
0
1988-08-08
1988-08-08
Common Stock
900
900
I
See footnote
Class B Common - Convertible
0
1988-08-08
1988-08-08
Common Stock
1354751
1354751
I
See footnote
Class B Common - Convertible
0
1988-08-08
1988-08-08
Common Stock
225157
225157
I
See footnote
Class B Common - Convertible
0
1988-08-08
1988-08-08
Common Stock
13500
13500
I
See foot note
Faynne Shafran GST Trust - Joan Shafran and Joseph Shafran are Trustees, they have no beneficial interest.
Nathan Shafran GST Trust - Joan Shafran and Joseph Shafran are Trustees, they have no beneficial interest.
Joan Shafran, Trustee - held in street account with Barclays.
Held Indirect by The Berimore Company, Joan Shafran is a general partner along with siblings, Joseph Shafran and Paula Krulak. Transaction was a partnership distribution to non-section 16 reporting partners. Joan Shafran received no economic benefit. No money was tendered.
Joan Shfaran GRIT dated 8/01/2007. Joan Shafran recieves income from the shares but has no beneficial interest; Joan Shafran serves as a Trustee for the trust.
Held Indirect - General Partner of RMS, Ltd.
Held Indirect - by The Berimore Company as a limited partner of RMS, Ltd. Joan Shafran is a general partner of The Berimore Company along with siblings, Joseph Shafran and Paula Krulak.
Held Indirect - Powell Partners.
Stocks are convertible from Class B Common to Class A Common on a 1-for-1 basis.
Immediate - stocks are convertible at any time, there is no fixed exercisable date or expiration date.
/s/ Geralyn M. Presti, Attorney-In-Fact for Joan K. Shafran
2014-06-16
EX-24
2
poa-jkshafran.txt
SEC FORMS 4 & 5
POWER OF ATTORNEY
The undersigned, designated by the Board of Directors as a Section 16
Company Insider, hereby constitutes and appoints Gerayln M. Presti,
J. Matthew Shady and Patricia A. Comai, with full power of substitution
and resubstitution, as attorney of the undersigned, their name, place
and stead, to sign and file under the Securities Exchange Act of 1934,
Section 16 Reporting Forms, any and all amendments and apply for EDGAR
Access Codes as required thereto, to be filed with the Securities and
Exchange Commission pertaining to such filing, with full power and
authority to do and perform any and all acts and things whatsoever
required and necessary to be done in the premises, hereby ratifying
and approving the act of said attorney and any such substitute.
EFFECTIVE as of March 5, 2013.
By: \s\ Joan K. Shafran
Joan K. Shafran