-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FqtJ1aaRj59LDqZ4C5AOOiEHG9QIfWr6aiHQU5pVF3ejAmnBoWU5fubB/IvaEYYZ 1TWVHJThgyUQayG5oMinKA== 0001217398-07-000001.txt : 20070104 0001217398-07-000001.hdr.sgml : 20070104 20070104140150 ACCESSION NUMBER: 0001217398-07-000001 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20070103 FILED AS OF DATE: 20070104 DATE AS OF CHANGE: 20070104 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SHAFRAN JOAN K CENTRAL INDEX KEY: 0001217398 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04372 FILM NUMBER: 07508386 MAIL ADDRESS: STREET 1: 122 SOUTH STREET CITY: BOSTON STATE: MA ZIP: 02111 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FOREST CITY ENTERPRISES INC CENTRAL INDEX KEY: 0000038067 STANDARD INDUSTRIAL CLASSIFICATION: OPERATORS OF NONRESIDENTIAL BUILDINGS [6512] IRS NUMBER: 340863886 STATE OF INCORPORATION: OH FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 1100 TERMINAL TOWER STREET 2: 50 PUBLIC SQ CITY: CLEVELAND STATE: OH ZIP: 44113 BUSINESS PHONE: 216-621-6060 MAIL ADDRESS: STREET 1: 1100 TERMINAL TOWER STREET 2: 50 PUBLIC SQUARE CITY: CLEVLAND STATE: OH ZIP: 44113 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2007-01-03 0000038067 FOREST CITY ENTERPRISES INC FCEA/FCEB 0001217398 SHAFRAN JOAN K 122 SOUTH STREET BOSTON MA 02111 1 0 1 0 Class A Common 354 I See footnote Class A Common 14158 I See footnote Class A Common 15610 I See footnote Class A Common Stock 2007-01-03 4 S 0 900 57.56 D 200032 D Class A Common 415200 I See footnote Class B Common - Convertible 0 1988-08-08 1988-08-08 Common Stock 900 900 I See footnote Class B Common - Convertible 0 1988-08-08 1988-08-08 Common Stock 2579008 2579008 I See footnote Class B Common - Convertible 0 1988-08-08 1988-08-08 Common Stock 13500 13500 I See foot note Held Indirect - by Powell Partners, of which Ms. Shafran is a general partner Faynne Shafran GST Trust - Joan Shafran and Joseph Shafran are Trustees, they have no beneficial interest. Nathan Shafran GST Trust - Joan Shafran and Joseph Shafran are Trustees, they have no beneficial interest. Held by directly by Joan Shafran in a street account with Wachovia. Held Indirect by The Berimore Company. Held Indirect - General Partner of RMS, Ltd. Held Indirect - Held by The Berimore Company as a limited partner of RMS, Ltd. Held Indirect - Powell Partners. Stocks are convertible from Class B Common to Class A Common on a 1-for-1 basis. Immediate - stocks are convertible at any time, there is no fixed exercisable date or expiration date. Sales in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 12, 2006. /s/ Geralyn M. Presti, Attorney-In-Fact for Joan K. Shafran 2007-01-04 EX-24 2 attach_1.txt SEC FORMS 4 & 5 POWER OF ATTORNEY The undersigned, designated by the Board of Directors as a Section 16 Company Insider, hereby constitutes and appoints Thomas G. Smith, Geralyn M. Presti and Patricia A. Comai, with full power of substitution and resubstitution, as attorney of the undersigned, their name, place and stead, to sign and file under the Securities Exchange Act of 1934, Section 16 Reporting Forms, and any and all amendments thereto, to be filed with the Securities and Exchange Commission pertaining to such filing, with full power and authority to do and perform any and all acts and things whatsoever required and necessary to be done in the premises, hereby ratifying and approving the act of said attorney and any such substitute. EFFECTIVE as of October 25, 2002. By: /s/ Joan K. Shafran Joan K. Shafran -----END PRIVACY-ENHANCED MESSAGE-----