-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, N/Hv7UgKRW7JhMpKhq9bfolrb6Ww7ShSTXUyI6kFrx1ceGAGzoLbwEYqP1dI2Ipf UxkJF+xbUMjMF3v85TOhXQ== 0001185192-08-000004.txt : 20080409 0001185192-08-000004.hdr.sgml : 20080409 20080409180047 ACCESSION NUMBER: 0001185192-08-000004 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20080407 FILED AS OF DATE: 20080409 DATE AS OF CHANGE: 20080409 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FOREST CITY ENTERPRISES INC CENTRAL INDEX KEY: 0000038067 STANDARD INDUSTRIAL CLASSIFICATION: OPERATORS OF NONRESIDENTIAL BUILDINGS [6512] IRS NUMBER: 340863886 STATE OF INCORPORATION: OH FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 1100 TERMINAL TOWER STREET 2: 50 PUBLIC SQ CITY: CLEVELAND STATE: OH ZIP: 44113 BUSINESS PHONE: 216-621-6060 MAIL ADDRESS: STREET 1: 1100 TERMINAL TOWER STREET 2: 50 PUBLIC SQUARE CITY: CLEVLAND STATE: OH ZIP: 44113 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ESPOSITO MICHAEL P JR CENTRAL INDEX KEY: 0001185192 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04372 FILM NUMBER: 08748477 BUSINESS ADDRESS: STREET 1: 435 L'AMBIANCE DRIVE STREET 2: SUITE 706 CITY: LONGBOAT KEY STATE: FL ZIP: 34228-8908 BUSINESS PHONE: 941-383-9550 MAIL ADDRESS: STREET 1: 435 L'AMBIANCE DRIVE STREET 2: SUITE 706 CITY: LONGBOAT KEY STATE: FL ZIP: 34228-8908 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2008-04-07 0000038067 FOREST CITY ENTERPRISES INC FCEA/FCEB 0001185192 ESPOSITO MICHAEL P JR 1221 AVENUE OF THE AMERICAS NEW YORK NY 10020-1001 1 0 0 0 Class A Common 3071.358 D Class A Common Stock 83400 D Class A Common Stock 24900 D Class A Common Stock 1100 I See footnote 2003 Stock Option Grant (right to buy) 15.50 2005-03-17 2013-03-17 Class A Common 10800 10800 D 2005 Stock Option Grant (right to buy) 31.75 2007-04-06 2015-04-06 Class A Common 10800 10800 D 2006 Stock Option Grant (right to buy) 46.37 2008-04-04 2016-04-04 Class A Common 10800 10800 D 2007 Stock Option Grant (right to buy) 65.35 2009-03-29 2017-03-29 Class A Common 10800 10800 D 2008 Stock Option Grant (right to buy) 37.68 2008-04-07 4 A 0 10637 0 A 2009-04-07 2018-04-07 Class A Common 10637 10637 D Phantom Stock 0 1988-08-08 1988-08-08 Class A Common 6877.209 6877.209 D Held in a Dividend Reinvestment Account (DRIP). Held Direct - in Mr. Esposito's name in an account at Smith Barney, Paramus, NJ. Held in an account at Smith Barney - Sarasota, FL. Shares are held by Sag Pond Partners - Mr. Esposito retains sole investment control. 2003 Stock Option Grant - 25% exercisable 3/17/2005; 25% exercisable 3/17/2006; and 50% exercisable 3/17/2007. 2005 Stock Option Grant - 25% exercisable 4/06/2007; 25% exercisable 4/06/2008; and 50% exersicable 4/06/2009. 2006 Stock Option Grant - 25% exercisable 4/04/2008; 25% exercisable 4/04/2009; and 50% exersicable 4/04/2010. 2007 Stock Option Grant - 25% exercisable 3/29/2009; 25% exercisable 3/29/2010; and 50% exercisable 3/29/2011. 2008 Stock Option Grant - 33% exercisable 4/07/2009; 33% exercisable 4/07/2010; and 34% exercisable 4/07/2011. Exercisable at retirement, termination, death or disability. No present expiration date Phantom Stock - 1-for-1 - Deferred compensation plan contributions. Contributing $6,250 after each board of director's meeting; updated to reflect current holdings. Geralyn M. Presti, Attorney-In-Fact for Michael P. Esposito, Jr. 2008-04-09 EX-24 2 powerofattorney.txt POWER OF ATTORNEY SEC FORMS 4 & 5 POWER OF ATTORNEY The undersigned, designated by the Board of Directors as a Section 16 Company Insider, hereby constitutes and appoints Thomas G. Smith, Geralyn M. Presti and Patricia A. Comai, with full power of substitution and resubstitution, as attorney of the undersigned, their name, place and stead, to sign and file under the Securities Exchange Act of 1934, Section 16 Reporting Forms, and any and all amendments thereto, to be filed with the Securities and Exchange Commission pertaining to such filing, with full power and authority to do and perform any and all acts and things whatsoever required and necessary to be done in the premises, hereby ratifying and approving the act of said attorney and any such substitute. EFFECTIVE as of October 25, 2002. By: /s/ Michael P. Esposito, Jr. Michael P. Esposito, Jr. -----END PRIVACY-ENHANCED MESSAGE-----