-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JBk6zlgcOjnyzB/wNdz5QkkgVwEtpmC+UUElOWkDg5q15E3U8t+0Dl73PiSxovyt DWuhUct7XB06Lg0RRUOxWw== 0001185192-04-000017.txt : 20040910 0001185192-04-000017.hdr.sgml : 20040910 20040910164257 ACCESSION NUMBER: 0001185192-04-000017 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20040908 FILED AS OF DATE: 20040910 DATE AS OF CHANGE: 20040910 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FOREST CITY ENTERPRISES INC CENTRAL INDEX KEY: 0000038067 STANDARD INDUSTRIAL CLASSIFICATION: OPERATORS OF NONRESIDENTIAL BUILDINGS [6512] IRS NUMBER: 340863886 STATE OF INCORPORATION: OH FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 1100 TERMINAL TOWER STREET 2: 50 PUBLIC SQ CITY: CLEVELAND STATE: OH ZIP: 44113 BUSINESS PHONE: 216-621-6060 MAIL ADDRESS: STREET 1: 1100 TERMINAL TOWER STREET 2: 50 PUBLIC SQUARE CITY: CLEVLAND STATE: OH ZIP: 44113 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ESPOSITO MICHAEL P JR CENTRAL INDEX KEY: 0001185192 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04372 FILM NUMBER: 041025954 BUSINESS ADDRESS: STREET 1: 435 L'AMBIANCE DRIVE STREET 2: SUITE 706 CITY: LONGBOAT KEY STATE: FL ZIP: 34228-8908 BUSINESS PHONE: 941-383-9550 MAIL ADDRESS: STREET 1: 435 L'AMBIANCE DRIVE STREET 2: SUITE 706 CITY: LONGBOAT KEY STATE: FL ZIP: 34228-8908 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2004-09-08 0000038067 FOREST CITY ENTERPRISES INC FCEA/FCEB 0001185192 ESPOSITO MICHAEL P JR 1221 AVENUE OF THE AMERICAS NEW YORK NY 10020-1001 1 0 0 0 Class A Common 1494.125 D Class A Common 540.237 D Class A Common Stock 25500 D Class A Common Stock 0 I See foot note Class A Common Stock 12450 D 2001 Stock Option Grant (right to buy) 28.533 2003-03-08 2011-03-08 Class A Common 10800 10800 D 2003 Stock Option Grant (right to buy) 31.00 2005-03-17 2013-03-17 Class A Common 10800 10800 D Phantom Stock 0 2004-09-08 4 A 0 55.804 56.00 A 1988-08-08 1988-08-08 Class A Common 2505.456 2561.26 D Held in a Dividend Reinvestment Account (DRIP). Recieved dividend; updated to reflect current holdings. Shares which were aquired under the Forest City Enterprises, Inc. Employee Stock Purchase Plan. Updated to add dividend reinvestment. Held Direct - in Mr. Esposito's name in an account at Smith Barney, Paramus, NJ. Updating to show total holdings. Esposito Co. - partnership - Mr. Esposito is a general partner, the partnerhsip distributed the shares to each of the partners. Held in an account at Smith Barney - Sarasota, FL. Updating to show total holdings. 2001 Stock Option Grant - Exercise Price $28.533 - 25% exercisable 3/08/2003; 25% exercisable 3/08/2004; 50% exercisable 3/08/2005 - Class A Common Stock - Total shares 10,800 - Held Direct. 2003 Stock Option Grant: 25% exercisable 3/17/2005; 25% exercisable 3/17/2006; 50% exercisable 3/17/2007. Exercisable at retirement, termination, death or disability. No present expiration date Phantom Stock - 1-for-1 - Deferred compensation plan contributing $3,125 after each board of director's meeting. Geralyn M. Presti, Attorney-In-Fact for Michael P. Esposito, Jr. 2004-09-10 EX-24 2 powerofattorney.txt POWER OF ATTORNEY SEC FORMS 4 & 5 POWER OF ATTORNEY The undersigned, designated by the Board of Directors as a Section 16 Company Insider, hereby constitutes and appoints Thomas G. Smith, Geralyn M. Presti and Patricia A. Comai, with full power of substitution and resubstitution, as attorney of the undersigned, their name, place and stead, to sign and file under the Securities Exchange Act of 1934, Section 16 Reporting Forms, and any and all amendments thereto, to be filed with the Securities and Exchange Commission pertaining to such filing, with full power and authority to do and perform any and all acts and things whatsoever required and necessary to be done in the premises, hereby ratifying and approving the act of said attorney and any such substitute. EFFECTIVE as of October 25, 2002. By: /s/ Michael P. Esposito, Jr. Michael P. Esposito, Jr. -----END PRIVACY-ENHANCED MESSAGE-----