0001047253-15-000001.txt : 20150330
0001047253-15-000001.hdr.sgml : 20150330
20150330155417
ACCESSION NUMBER: 0001047253-15-000001
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20150218
FILED AS OF DATE: 20150330
DATE AS OF CHANGE: 20150330
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: FOREST CITY ENTERPRISES INC
CENTRAL INDEX KEY: 0000038067
STANDARD INDUSTRIAL CLASSIFICATION: OPERATORS OF NONRESIDENTIAL BUILDINGS [6512]
IRS NUMBER: 340863886
STATE OF INCORPORATION: OH
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1100 TERMINAL TOWER
STREET 2: 50 PUBLIC SQ
CITY: CLEVELAND
STATE: OH
ZIP: 44113
BUSINESS PHONE: 216-621-6060
MAIL ADDRESS:
STREET 1: 1100 TERMINAL TOWER
STREET 2: 50 PUBLIC SQUARE
CITY: CLEVLAND
STATE: OH
ZIP: 44113
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HARMON DEBORAH L
CENTRAL INDEX KEY: 0001047253
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-04372
FILM NUMBER: 15734413
MAIL ADDRESS:
STREET 1: C/O AVIS RENT A CAR INC
STREET 2: 900 OLD COUNTRY RD
CITY: GARDEN CITY
STATE: NY
ZIP: 11530
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2015-02-18
0000038067
FOREST CITY ENTERPRISES INC
FCEA/FCEB
0001047253
HARMON DEBORAH L
2400 N STREET, NW - 6TH FL
WASHINGTON
DC
20037
1
0
0
0
Class A Common Stock
3787
D
Class A Common Stock
2015-03-26
4
A
0
4467
0
A
4467
D
Class A Common Stock
400
D
Class A Common Stock
12334
D
2008 Stock Option Grant (right to buy)
37.68
2009-04-07
2018-04-07
Class A Common
5319
5319
D
2011 Stock Option Grant (right to buy)
17.72
2012-04-13
2021-04-13
Class A Common
4463
4463
D
2012 Stock Option Grant (right to buy)
14.74
2013-04-11
2022-04-11
Class A Common
7216
7216
D
2014 Stock Option Grant (right to buy)
18.73
2015-03-28
2024-03-28
Class A Common
4743
4743
D
Phantom Stock Dividend Equivalent Rights
0
2015-02-18
4
A
0
588.928
25.47
A
1988-08-08
1988-08-08
Class A Common
588.928
588.928
D
2011 Restricted Stock Grant - 33.33% vest on 4/13/2012; 33.33% vest on 4/13/2013; and 33.33% vest on 4/13/2014. 1,894 shares vested 4/13/2014 and were transferred to her direct registration account with transfer agent Wells Fargo. See footnote #4.
2015 Restricted Stock Grant - 100% vest on 3/26/2016.
Shares are held in street account.
Shares are held in Direct Registration Account. 1,894 shares vested 4/08/2014; 940 shares vested 4/13/2014 and 2,936 shares vested 3/28/2015; vested shares were transferred to this account.
2008 Stock Option Grant - 33.33% exercisable 4/07/2009; 33.33% exercisable 4/07/2010; and 34.33 exercisable 4/07/2011.
2011 Stock Option Grant - 33.33% exercisable 4/13/2012; 33.33% exercisable 4/13/2013; and 33.33% exercisable 4/13/2014.
2012 Stock Option Grant - 33.33% exercisable 4/11/2013; 33.33% exercisable 4/11/2014; and 33.33% exercisable 4/11/2015.
2014 Stock Option Grant - 100% exercisable 3/28/2015.
Phantom Stock - 1-for-1 - Deferred compensation plan contributions. Plan requires participants to make a annual defined election. Mr. Ross is currently not contributing to the Plan.
Exercisable at retirement, termination, death or disability.
No present expiration date.
Geralyn M. Presti, Attorney-In-Fact for Deborah L. Harmon
2015-03-30
EX-24
2
poa-dlharmon.txt
POWER OF ATTORNEY
SEC FORMS 4 & 5
POWER OF ATTORNEY
The undersigned, designated by the Board of Directors as a Section 16
Company Insider, hereby constitutes and appoints Gerayln M. Presti,
J. Matthew Shady and Patricia A. Comai, with full power of substitution
and resubstitution, as attorney of the undersigned, their name, place
and stead, to sign and file under the Securities Exchange Act of 1934,
Section 16 Reporting Forms, any and all amendments and apply for EDGAR
Access Codes as required thereto, to be filed with the Securities and
Exchange Commission pertaining to such filing, with full power and
authority to do and perform any and all acts and things whatsoever
required and necessary to be done in the premises, hereby ratifying
and approving the act of said attorney and any such substitute.
EFFECTIVE as of February 26, 2013.
By: \s\ Deborah L. Harmon
Deborah L. Harmon