-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JeLgZ4N0Fo/oNOg/iiBUQmmeos72owh+ovruPY4ipuG+Wce1/08h3nEeNzmXT00s c+SVSH0l0fIyletzNXXaEg== 0000950144-99-013742.txt : 19991202 0000950144-99-013742.hdr.sgml : 19991202 ACCESSION NUMBER: 0000950144-99-013742 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19991123 FILED AS OF DATE: 19991201 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: GERALD STEVENS INC/ CENTRAL INDEX KEY: 0000037525 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 410719035 STATE OF INCORPORATION: DE FISCAL YEAR END: 0831 FILING VALUES: FORM TYPE: 3 SEC ACT: SEC FILE NUMBER: 000-05531 FILM NUMBER: 99767306 BUSINESS ADDRESS: STREET 1: 301 EAST LAS OLAS BLVD STREET 2: SUITE 300 CITY: FT LAUDERDALE STATE: FL ZIP: 33301 BUSINESS PHONE: 5615630263 MAIL ADDRESS: STREET 1: 301 EAST LAS OLAS BLVD STREET 2: SUITE 300 CITY: FT LAUDERDALE STATE: FL ZIP: 33301 FORMER COMPANY: FORMER CONFORMED NAME: FLORAFAX INTERNATIONAL INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: SPOTTS FLORAFAX CORP DATE OF NAME CHANGE: 19740924 FORMER COMPANY: FORMER CONFORMED NAME: SPOTTS CORP DATE OF NAME CHANGE: 19671205 COMPANY DATA: COMPANY CONFORMED NAME: BAKER EDWARD CENTRAL INDEX KEY: 0001100109 STANDARD INDUSTRIAL CLASSIFICATION: [] OFFICER FILING VALUES: FORM TYPE: 3 BUSINESS ADDRESS: STREET 1: C/O GERALD STEVENS INC STREET 2: 301 EAST LAS OLAS BLVD STE 300 CITY: FT LAUDERDALE STATE: FL ZIP: 33394 BUSINESS PHONE: 9547135000 MAIL ADDRESS: STREET 1: C/O GERALD STEVENS INC STREET 2: 301 EAST LAS OLAS BLVD STE 300 CITY: FT LAUDERALE STATE: FL ZIP: 33394 3 1 GERALD STEVENS / EDWARD BAKER 1 - -------- FORM 3 - --------
U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 ------------------------------------- OMB APPROVAL INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES ------------------------------------- OMB NUMBER 3235-0104 Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, EXPIRES: SEPTEMBER 30, 1998 Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) ESTIMATED AVERAGE BURDEN of the Investment Company Act of 1940 HOURS PER RESPONSE............... 0.5 -------------------------------------
- ------------------------------------------------------------------------------------------------------------------------------------ |1. Name and Address of Reporting Person(1)|2. Date of Event Requiring |4. Issuer Name and Ticker or Trading Symbol | | | Statement | | | BAKER EDWARD | (Month/Day/Year) | | |------------------------------------------| | GERALD STEVENS, INC. (GIFT) | | (Last) (First) (Middle) | |-----------------------------------------------------------| | | 11/23/99 |5. Relationship of Reporting | 6. If Amendment, Date | | 301 EAST LAS OLAS BOULEVARD, SUITE 300 |---------------------------| Person to Issuer | of Original | |------------------------------------------|3. IRS Identification | (Check all applicable) | (Month/Day/Year) | | (Street) | Number of Reporting | | | | | Person, if an Entity |[ ] Director [ ] 10% Owner | | | | (Voluntary) | | | | | |[X] Officer [ ] Other (specify| | | | | (give below) |-------------------------| | | | title below) | 7. Individual or Joint/ | | | | Vice President; | Group Filing (Check | | FT. LAUDERDALE, FL 33301 | | Corporate Controller | applicable line) | |--------------------------------------------------------------------------------------------------------| | | (City) (State) (Zip) | [X] Form Filed by | | | One Reporting | | | Person | | | [ ] Form Filed by | | | More than One | | | Reporting Person | |----------------------------------------------------------------------------------------------------------------------------------| | TABLE 1 -- NON-DERIVATIVE SECURITIES BENEFICIALLY OWNED | |----------------------------------------------------------------------------------------------------------------------------------| |1. Title of Security | 2. Amount of Securities | 3. Ownership Form: | 4. Nature of Indirect | | (Instr. 4) | Beneficially Owned | Direct (D) or | Beneficial | | | (Instr. 4) | Indirect (I) | Ownership (Instr. 4) | | | | (Instr. 5) | | |----------------------------------------|------------------------------|---------------------------|------------------------------| | Common Stock | 3,000 Shs. | D | -- | |----------------------------------------|------------------------------|---------------------------|------------------------------| | | | | | |----------------------------------------|------------------------------|---------------------------|------------------------------| | | | | | |----------------------------------------|------------------------------|---------------------------|------------------------------| | | | | | |----------------------------------------|------------------------------|---------------------------|------------------------------| | | | | | |----------------------------------------|------------------------------|---------------------------|------------------------------| | | | | | |----------------------------------------|------------------------------|---------------------------|------------------------------| | | | | | |----------------------------------------|------------------------------|---------------------------|------------------------------| | | | | | - -----------------------------------------------------------------------------------------------------------------------------------
(1) If the form is filed by more than one Reporting Person, see Instruction 5(b)(v). Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. (Print or Type Responses) 2
FORM 3 (CONTINUED) TABLE II -- DERIVATIVE SECURITIES BENEFICIALLY OWNED (E.G., PUTS, CALLS, WARRANTS, OPTIONS, CONVERTIBLE SECURITIES) - ------------------------------------------------------------------------------------------------------------------------------------ | 1. Title of Derivative Security |2. Date |3. Title and Amount of |4. Conver- | 5. Owner- |6. Nature of Indirect| | (Instr. 4) | Exercisable and | Securities Underlying | sion or | ship | Beneficial Owner- | | | Expiration Date | Derivative Securities | Exercise | Form of | ship (Instr. 5) | | | (Month/Day/Year )| (Instr. 4) | Price of | Deriva- | | | | | | Deriva- | tive | | | | | | tive | Security:| | | | | | Security | Direct | | | |--------------------|--------------------------| | (D) or | | | | Date | Expira- | | Amount or | | Indirect | | | | Exercis-| tion | Title | Number of | | (I) | | | | able | Date | | Shares | | (Instr. | | | | | | | | | 5) | | |---------------------------------|----------|---------|--------------|-----------|------------|-------------|---------------------| | Options (Right to buy) | (2) | 1/4/09 | Common Stock | 24,975 | $6.296 | (D) | -- | |---------------------------------|----------|---------|--------------|-----------|------------|-------------|---------------------| | | | | | | | | | |---------------------------------|----------|---------|--------------|-----------|------------|-------------|---------------------| | | | | | | | | | |---------------------------------|----------|---------|--------------|-----------|------------|-------------|---------------------| | | | | | | | | | |---------------------------------|----------|---------|--------------|-----------|------------|-------------|---------------------| | | | | | | | | | |---------------------------------|----------|---------|--------------|-----------|------------|-------------|---------------------| | | | | | | | | | |---------------------------------|----------|---------|--------------|-----------|------------|-------------|---------------------| | | | | | | | | | |---------------------------------|----------|---------|--------------|-----------|------------|-------------|---------------------| | | | | | | | | | |---------------------------------|----------|---------|--------------|-----------|------------|-------------|---------------------| | | | | | | | | | |---------------------------------|----------|---------|--------------|-----------|------------|-------------|---------------------| | | | | | | | | | |---------------------------------|----------|---------|--------------|-----------|------------|-------------|---------------------| | | | | | | | | | - ------------------------------------------------------------------------------------------------------------------------------------ Explanation of Responses: (1) Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). (2) These options vest in four equal annual installments beginning on 1/4/00. By: /s/ Edward Baker December 1, 1999 Note. File three copies of this form, one of which must be manually signed. --------------------------------- ---------------- If space provided is insufficient, see Instruction 6 for procedure. Signature of Reporting Person (1) Date EDWARD BAKER (Print or Type Responses) Page 2
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