4 1 e4.txt GERALD STEVENS / ANDREW WILLIAMS 1 ------ FORM 4 ------ U.S. SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP [ ] Check box if no longer subject to Filed pursuant to Section 16(a) of the Securities Section 16. Form 4 Exchange Act of 1934, Section 17(a) of the or Form 5 obligations Public Utility Holding Company Act of 1935 may continue. See or Section 30(f) of the Investment Company Instruction 1(b). Act of 1940 ------------------------------------------------------------------------------------------------------------------------------------ | 1. Name and Address of Reporting Person(1) | 2. Issuer Name and Ticker or Trading Symbol |6. Relationship of Reporting Person to| | WILLIAMS ANDREW W. | GERALD STEVENS, INC. (GIFT) | Issuer (Check all applicable) | |--------------------------------------------|----------------------------------------------| | | (Last) (First) (Middle) | 3. IRS Identification | 4. Statement For | [X] Director [ ] 10% Owner | | | Number of Reporting | Month/Year | [ ] Officer (give [ ] Other (Specify| | | Person, if an Entity | | title below) | | | (Voluntary) | | below) | | 8075 20TH STREET | | 6/00 | | |--------------------------------------------| |--------------------|--------------------------------------| | (Street) | | 5. If Amendment, |7. Individual or Joint/Group Filing | | | | Date of Original| (Check applicable line) | | | | (Month/Year) | [X] Form Filed by One | | VERO BEACH FLORIDA 32966 | | | Reporting Person | |--------------------------------------------|----------------------------------------------| [ ] Form Filed by More Than | | (City) (State) (Zip) | | One Reporting Person | | | | | |----------------------------------------------------------------------------------------------------------------------------------| | TABLE 1 -- NON-DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED | |----------------------------------------------------------------------------------------------------------------------------------| |1. Title of Security |2. Transaction |3. Transac- |4. Securities Acquired (A) | 5. Amount of Se- |6. Owner- |7. Nature | | (Instr. 3) | Date | tion Code | or Disposed of (D) | curities Benefi-| ship | of In- | | | (Month/Day/ | (Instr. 8) | | cially Owned at | Form: | direct | | | Year) | | | End of Month | Direct | Benefi-| | | | | (Instr. 3, 4 and 5) | (Instr. 3 and 4)| (D) or | cial | | | |--------------|---------------------------| | Indirect | Owner- | | | | Code | V | Amount | (A) or| Price| | (I) | ship | | | | | | | (D) | | | (Instr. 4)| (Instr.| | | | | | | | | | | 4) | |---------------------|-------------------|-------|------|------------|-------|------|--------------------|-------------|----------| | COMMON STOCK | 6/1/2000 | S | -- | 12,500 | D |$1.875| -- | -- | -- | |---------------------|-------------------|-------|------|------------|-------|------|--------------------|-------------|----------| | COMMON STOCK | 6/2/2000 | S | -- | 37,500 | D | 1.875| -- | -- | -- | |---------------------|-------------------|-------|------|------------|-------|------|--------------------|-------------|----------| | COMMON STOCK | 6/7/2000 | S | -- | 15,000 | D | 1.75 | -- | -- | -- | |---------------------|-------------------|-------|------|------------|-------|------|--------------------|-------------|----------| | COMMON STOCK | 6/8/2000 | S | -- | 25,000 | D | 2.00 | -- | -- | -- | |---------------------|-------------------|-------|------|------------|-------|------|--------------------|-------------|----------| | COMMON STOCK | 6/8/2000 | S | -- | 20,000 | D | 1.75 | -- | -- | -- | |---------------------|-------------------|-------|------|------------|-------|------|--------------------|-------------|----------| | COMMON STOCK | 6/9/2000 | S | -- | 15,000 | D | 2.10 | -- | -- | -- | |---------------------|-------------------|-------|------|------------|-------|------|--------------------|-------------|----------| | COMMON STOCK | 6/12/2000 | S | -- | 5,000 | D | 1.75 | -- | -- | -- | |---------------------|-------------------|-------|------|------------|-------|------|--------------------|-------------|----------| | COMMON STOCK | 6/14/2000 | S | -- | 40,000 | D | 1.75 | -- | -- | -- | |---------------------|-------------------|-------|------|------------|-------|------|--------------------|-------------|----------| | COMMON STOCK | 6/16/2000 | S | -- | 30,000 | D | 1.75 | -- | -- | -- | |---------------------|-------------------|-------|------|------------|-------|------|--------------------|-------------|----------| | COMMON STOCK | 6/28/2000 | S | -- | 400,000 | D | 1.375| 180,220(1) | D | -- | |---------------------|-------------------|-------|------|------------|-------|------|--------------------|-------------|----------| | COMMON STOCK | -- | -- | -- | -- | -- | -- | 72,011 | I | (2) | |---------------------|-------------------|-------|------|------------|-------|------|--------------------|-------------|----------| | COMMON STOCK | -- | -- | -- | -- | -- | -- | 85,883 | I | (3) | |---------------------|-------------------|-------|------|------------|-------|------|--------------------|-------------|----------| | COMMON STOCK | -- | -- | -- | -- | -- | -- | 35,385 | I | (4) | |---------------------|-------------------|-------|------|------------|-------|------|--------------------|-------------|----------| | COMMON STOCK | -- | -- | -- | -- | -- | -- | 2,160 | I | (5) | |---------------------|-------------------|-------|------|------------|-------|------|--------------------|-------------|----------| | COMMON STOCK | -- | -- | -- | -- | -- | -- | 77,000 | I | (6) | |---------------------|-------------------|-------|------|------------|-------|------|--------------------|-------------|----------| | | | | | | | | | | | ------------------------------------------------------------------------------------------------------------------------------------
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FORM 4 (CONTINUED) TABLE II -- DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED (E.G., PUTS, CALLS, WARRANTS, OPTIONS, CONVERTIBLE SECURITIES) ------------------------------------------------------------------------------------------------------------------------------------ |1. Title of Derivative | 2. Conver- |3. Trans- |4. Trans- |5. Number of | 6. Date Exer- |7. Title and Amount |8. Price | | Security | sion or | action | action | Derivative | cisable and | of Underlying | of | | (Instr. 3) | Exercise | Date | Code | Securities | Expiration | Securities | Deriv- | | | Price of | (Month/| (Instr.| Acquired (A) | Date | (Instr. 3 and 4) | ative | | | Deriv- | Day/ | 8) | or Disposed | (Month/Day/ | | Secur- | | | ative | Year) | | or (D) | Year) | | ity | | | Security | | | (Instr. 3, | | | (Instr. 5)| | | | | | 4, and 5) |-----------------|--------------------| | | | | | | | Date |Expira- | | Amount or| | | | | |----------|----------------| Exer- |tion | Title | Number of| | | | | | Code| V | (A) | (D) | cisable|Date | | Shares | | |-----------------------|--------------|----------|-----|----|-------|--------|--------|--------|--------|-----------|-------------| | | | | | | | | | | | | | |-----------------------|--------------|----------|-----|----|-------|--------|--------|--------|--------|-----------|-------------| | | | | | | | | | | | | | |-----------------------|--------------|----------|-----|----|-------|--------|--------|--------|--------|-----------|-------------| | | | | | | | | | | | | | |-----------------------|--------------|----------|-----|----|-------|--------|--------|--------|--------|-----------|-------------| | | | | | | | | | | | | | |-----------------------|--------------|----------|-----|----|-------|--------|--------|--------|--------|-----------|-------------| | | | | | | | | | | | | | |-----------------------|--------------|----------|-----|----|-------|--------|--------|--------|--------|-----------|-------------| | | | | | | | | | | | | | ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------ | 9. Number of | 10. Ownership | 11. Nature of | | Derivative | Form of | Indirect | | Securities | Derivative | Beneficial | | Beneficially | Security: | Ownership | | Owned at End | Direct (D) | (Instr. 4) | | of Month | or Indirect (I) | | | (Instr. 4) | (Instr. 4) | | | | | | |---------------------|-------------------------------|----------------------| | | | | |---------------------|-------------------------------|----------------------| | | | | |---------------------|-------------------------------|----------------------| | | | | |---------------------|-------------------------------|----------------------| | | | | |---------------------|-------------------------------|----------------------| | | | | |---------------------|-------------------------------|----------------------| | | | | ------------------------------------------------------------------------------ Explanation of Responses: (1) Includes 83,820 shares which Mr. Williams owns jointly with his wife. (2) These shares are owned by the Williams Family Foundation, of which Mr. Williams is a director and the President. (3) These shares are held in trust for the benefit of Mr. Williams' children Mr. Williams' wife serves as trustee of the trust. (4) These shares are owned by Mr. Williams' wife. (5) These shares are owned by Mr. Williams' son. (6) These shares are owned by Confidential Investment Services, Inc., of which Mr. Williams is a director and the President. (*) Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). /s/ Andrew W. Williams July 10, 2000 -------------------------------- ----------------- Signature of Reporting Person(*) Date Andrew W. Williams Note. File three copies of this form, one of which must be manually signed. Page 2 If space provided is insufficient, see Instruction 6 for procedure. (Print or Type Responses)