-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VkGl24dfPfeO9TDPJa/iDiYkbKjSw14kFtEepyRyjD9ZcZCOon8lr7mENbV1i/mA QDvSWqylPGuDsL9qZd04Zw== 0000950133-99-000227.txt : 19990203 0000950133-99-000227.hdr.sgml : 19990203 ACCESSION NUMBER: 0000950133-99-000227 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19990202 GROUP MEMBERS: PUTTICK ENTERPRISES, INC. GROUP MEMBERS: PUTTICK KENNETH G SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: FLORAFAX INTERNATIONAL INC CENTRAL INDEX KEY: 0000037525 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 410719035 STATE OF INCORPORATION: DE FISCAL YEAR END: 0831 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: SEC FILE NUMBER: 005-30476 FILM NUMBER: 99519094 BUSINESS ADDRESS: STREET 1: 8075 20TH STREET CITY: VERO BEACH STATE: FL ZIP: 32966 BUSINESS PHONE: 5615630263 MAIL ADDRESS: STREET 1: 8075 20TH STREET CITY: VERO BEACH STATE: FL ZIP: 32966 FORMER COMPANY: FORMER CONFORMED NAME: SPOTTS FLORAFAX CORP DATE OF NAME CHANGE: 19740924 FORMER COMPANY: FORMER CONFORMED NAME: SPOTTS CORP DATE OF NAME CHANGE: 19671205 FORMER COMPANY: FORMER CONFORMED NAME: SPOTTS MAILING CORP DATE OF NAME CHANGE: 19671205 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: PUTTICK KENNETH G CENTRAL INDEX KEY: 0000928719 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 1401 U S HIGHWAY 1 CITY: VERO BEACH STATE: FL ZIP: 32960 BUSINESS PHONE: 4072317083 MAIL ADDRESS: STREET 1: 1401 US HIGHWAY 1 CITY: VERO BEACH STATE: FL ZIP: 32960 SC 13D/A 1 THIRD AMMENDMENT THE SCHEDULE 13D 1 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. 3 )* FLORAFAX INTERNATIONAL, INC. -------------------------------- (Name of Issuer) COMMON STOCK, $.01 PAR VALUE -------------------------------- (Title of Class of Securities) 339825101 -------------------------------- (CUSIP Number) KENNETH G. PUTTICK 210 Osprey Court Vero Beach, Florida 32963 (561) 231-7083 -------------------------------- (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) December 9, 1998 -------------------------------- (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(b)(3) or (4), check the following box. [ ] Note: Six copies of this statement, including the exhibits, should be filed with the Commission. See Rule 13d-1(a) for other parties to whom copies are to be sent. *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). 2 CUSIP No. 339825101 - --------------------------------------------------------------------------------------------------------------------- 1. Name of reporting persons Kenneth G. Puttick S.S. or I.R.S. Identification Nos. of Above Persons SSN: ###-##-#### - --------------------------------------------------------------------------------------------------------------------- 2. Check the Appropriate Box if a Member of a Group (See Instructions) (a) [ ] (b) [ x ] - --------------------------------------------------------------------------------------------------------------------- 3. SEC Use Only - --------------------------------------------------------------------------------------------------------------------- 4. Source of funds P - Personal Funds of Reporting Person - --------------------------------------------------------------------------------------------------------------------- 5. Check Box if Disclosure of Legal Proceedings is Required Pursuant to items 2(d) or 2(e) [ ] - --------------------------------------------------------------------------------------------------------------------- 6. Citizenship or Place or Organization United States of America - --------------------------------------------------------------------------------------------------------------------- Number of Shares 7. Sole Voting Power 518,000 Beneficially Owned by Each ------------------------------------------------------------------------------------------------ Reporting Person With 8. Shared Voting Power --------- ------------------------------------------------------------------------------------------------ 9. Sole Dispositive Power 518,000 ------------------------------------------------------------------------------------------------ 10. Shared Dispositive Power --------- ------------------------------------------- ---------------------------------------------------- 11. Aggregate Amount Beneficially Owned by Each Reporting Person 518,000 - --------------------------------------------------------------------------------------------------------------------- 12. Check box if the Aggregate Amount in Row (11) Excludes Certain Shares: [ ] - --------------------------------------------------------------------------------------------------------------------- 13. Percent of Class Represented by Amount in Row (11): 6.53% - --------------------------------------------------------------------------------------------------------------------- 14. Type of Reporting Person IN-Individual Person - ---------------------------------------------------------------------------------------------------------------------
3 CUSIP No. 339825101 - --------------------------------------------------------------------------------------------------------------------- 1. Name of reporting persons Puttick Enterprises, Inc. S.S. or I.R.S. Identification Nos. of Above Persons ID No. 65-0132868 - --------------------------------------------------------------------------------------------------------------------- 2. Check the Appropriate Box if a Member of a Group (See Instructions) (a) [ ] (b) [ x ] - --------------------------------------------------------------------------------------------------------------------- 3. SEC Use Only - --------------------------------------------------------------------------------------------------------------------- 4. Source of funds OF - Other - --------------------------------------------------------------------------------------------------------------------- 5. Check Box if Disclosure of Legal Proceedings is Required Pursuant to items 2(d) or 2(e) [ ] - --------------------------------------------------------------------------------------------------------------------- 6. Citizenship or Place or Organization Florida - --------------------------------------------------------------------------------------------------------------------- Number of Shares 7. Sole Voting Power 637,000 Beneficially Owned by -------------------------------------------------------------------------------------------------- Each Reporting 8. Shared Voting Power --------- Person With -------------------------------------------------------------------------------------------------- 9. Sole Dispositive Power 637,000 -------------------------------------------------------------------------------------------------- 10. Shared Dispositive Power --------- -------------------------------------------------------------------------------------------------- 11. Aggregate Amount Beneficially Owned by Each Reporting Person 637,000 - --------------------------------------------------------------------------------------------------------------------- 12. Check box if the Aggregate Amount in Row (11) Excludes Certain Shares: [ ] - --------------------------------------------------------------------------------------------------------------------- 13. Percent of Class Represented by Amount in Row (11): 8.03% - --------------------------------------------------------------------------------------------------------------------- 14. Type of Reporting Person CO-Corporation - ---------------------------------------------------------------------------------------------------------------------
4 Amendment No. 3 to Schedule 13D Florafax International, Inc. This Amendment No. 3 to the Statement on Schedule 13D (as defined below) amends and supplements the Statement on Schedule 13D filed March 21, 1991 (the "Schedule 13D"), Amendment No. 1 to the Schedule 13D filed August 18, 1994, each filed by Kenneth G. Puttick, and Amendment No. 2 to the Schedule 13D filed September 16, 1996, filed by Kenneth G. Puttick and Puttick Enterprises, Inc. (collectively, the "Reporting Persons") relating to the common stock (the "Common Stock") of Florafax International, Inc. (the "Issuer"). Capitalized terms used herein and not defined herein shall have the meaning assigned thereto in the Schedule 13D. The address of the Issuer is 8075 20th Street, Vero Beach, Florida 32966. Item 5. Interest in Securities of the Issuer. Item 5 is amended and restated in its entirety to read as follows: (a) Kenneth G. Puttick is the beneficial owner of 518,000 shares representing 6.53% of the Common Stock. The 518,000 shares of Common Stock beneficially owned by Mr. Puttick include 60,000 shares of Common Stock subject to options held by Mr. Puttick. Puttick Enterprises, Inc. is the beneficial owner of 637,000 shares representing 8.03% of Common Stock. Mr. Puttick is the President, director and owner of Puttick Enterprises, Inc. The number of shares beneficially owned by the Reporting Persons and the percentage of outstanding shares represented thereby have been computed in accordance with Rule 13d-3 under the Securities Exchange Act of 1934, as amended. As of October 7, 1998 there were 7,929,223 shares of Common Stock of the Issuer outstanding as reported in the Issuer's Annual Report on Form 10KSB for the period ended August 31, 1998. (b) Kenneth G. Puttick has the sole power (i) to vote or to direct the voting of and (ii) to dispose and to direct the disposition of the 518,000 shares of Common Stock beneficially owned by him. Puttick Enterprises, Inc. has the sole power (i) to vote and to direct the voting of and (ii) to dispose and direct the disposition of the 637,000 shares of Common Stock beneficially owned by it. (c) Not Applicable. (d) Not Applicable. (e) Not Applicable. Item 6. Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer. On December 9, 1998 the Reporting Persons entered into a voting agreement and proxy with Gerald Stevens, Inc. and certain other stockholders pursuant to which the Reporting Persons granted an irrevocable proxy to Gerald Stevens, Inc. in connection with certain matters to be acted upon at the meeting(s) of the stockholders of the Issuer to be held for the purpose of approving the merger of a wholly-owned subsidiary of the Issuer with and into Gerald Stevens, Inc. Item 7. Material to be Filed as Exhibits. 5 A form of the Voting Agreement dated December 9, 1998 by and among certain principal stockholders of the Issuer and Gerald Stevens, Inc. (incorporated by reference to Exhibit 99.2 of the Current Report on Form 8-K dated December 9, 1998 filed by the Issuer with the Securities and Exchange Commission File No. 0-5531). 6 SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, the undersigned certifies that the information set forth in this statement is true, complete and correct. Dated: January 21, 1999 Puttick Enterprises, Inc. /s/ Kenneth G. Puttick /s/ Kenneth G. Puttick - ------------------------------- ------------------------------- Kenneth G. Puttick, President Kenneth G. Puttick -----END PRIVACY-ENHANCED MESSAGE-----