-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UrBqn3YOMylTVjIzZZ7v29LJTu/9QkdBHYhGdMGMc7rwT9D11qukMeMmAYjAHXQn 8XGN+sA/0meW0yh0QHGFeA== 0000931017-07-000039.txt : 20071119 0000931017-07-000039.hdr.sgml : 20071119 20071119165508 ACCESSION NUMBER: 0000931017-07-000039 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20071115 FILED AS OF DATE: 20071119 DATE AS OF CHANGE: 20071119 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Winthrop Realty Trust CENTRAL INDEX KEY: 0000037008 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 346513657 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 7 BULFINCH PLACE STREET 2: SUITE 500 PO BOX 9507 CITY: BOSTON STATE: MA ZIP: 02114 BUSINESS PHONE: 6175704614 MAIL ADDRESS: STREET 1: 7 BULFINCH PLACE STREET 2: SUITE 500 PO BOX 9507 CITY: BOSTON STATE: MA ZIP: 02114 FORMER COMPANY: FORMER CONFORMED NAME: FIRST UNION REAL ESTATE EQUITY & MORTGAGE INVESTMENTS DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: FIRST UNION REALTY DATE OF NAME CHANGE: 19691012 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WEM FUR INVESTORS LLC CENTRAL INDEX KEY: 0001274894 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-06249 FILM NUMBER: 071257093 MAIL ADDRESS: STREET 1: 100 JERICHO QUADRANGLE STREET 2: STE 214 CITY: JERICHO STATE: NY ZIP: 11753 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FUR INVESTORS LLC CENTRAL INDEX KEY: 0001271267 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-06249 FILM NUMBER: 071257094 BUSINESS ADDRESS: STREET 1: TWO JERICHO PLAZA STREET 2: WING A, SUITE 111 CITY: JERICHO STATE: NY ZIP: 11753 BUSINESS PHONE: 6175704600 MAIL ADDRESS: STREET 1: 7 BULFINCH PLACE STREET 2: SUITE 500 CITY: BOSTON STATE: MA ZIP: 02114 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ASHNER MICHAEL L CENTRAL INDEX KEY: 0001139233 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-06249 FILM NUMBER: 071257095 BUSINESS ADDRESS: BUSINESS PHONE: 5168220022 MAIL ADDRESS: STREET 1: C/O WINTHROP FINANCIAL ASSOCIATES STREET 2: TWO JERICHO PLAZA WING A CITY: JERICHO STATE: NY ZIP: 11753 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FUR HOLDINGS LLC CENTRAL INDEX KEY: 0001275105 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-06249 FILM NUMBER: 071257096 BUSINESS ADDRESS: STREET 1: TWO JERICHO PLAZA STREET 2: WING A, SUITE 111 CITY: JERICHO STATE: NY ZIP: 11753 BUSINESS PHONE: 6175704600 MAIL ADDRESS: STREET 1: 7 BULFINCH PLACE STREET 2: SUITE 500 CITY: BOSTON STATE: MA ZIP: 02114 4 1 primary_doc.xml PRIMARY DOCUMENT X0202 4 2007-11-15 0 0000037008 Winthrop Realty Trust FUR 0001139233 ASHNER MICHAEL L C/O WINTHROP FINANCIAL ASSOCIATES TWO JERICHO PLAZA WING A JERICHO NY 11753 1 1 1 0 Chairman and CEO 0001271267 FUR INVESTORS LLC 7 BULFINCH PLACE SUITE 500 BOSTON MA 02114 0 0 1 0 0001275105 FUR HOLDINGS LLC 7 BULFINCH PLACE SUITE 500 BOSTON MA 02114 0 0 1 0 0001274894 WEM FUR INVESTORS LLC TWO JERICHO PLAZA WING A, SUITE 111 JERICHO NY 11753 0 0 1 0 Common Shares of Beneficial Interest 2007-11-15 4 P 0 25000 5.12 A 11102000 I see Common Shares of Beneficial Interest 2007-11-16 4 P 0 25000 5.27 A 11127000 I see Shares were acquired by FUR Investors LLC ("Investors"), an entity wholly-owned by FUR Holdings LLC ("Holdings"). WEM-FUR Investors LLC ("WEM") holds a 35.591% interest in Holdings and the Reporting Person is the managing member of, and holds a 72.6% interest in, WEM. For purposes of Section 16 of the Act, Holdings, WEM and Mr. Ashner may be deemed to own a 100%, 35.591% and 25.84% beneficial interest, respectively, in any securities reported herein which are held by Investors. Shares are comprised of (i) 27,000 shares held directly by Michael L. Ashner and (ii) 11,100,000 shares held by Investors. Mr. Ashner disclaims beneficial ownership to 8,231,760 shares owned by Investors. Accordingly, in accordance with the ownership percentages set forth in footnote (1) above, for purposes of Section 16 of the Act: (i) Investors beneficially owns 11,100,000 shares of Beneficial Interest, (ii) Holdings beneficially owns the number of shares of Beneficial Interest listed by Investors as held by Investors, (iii) WEM beneficially owns 3,986,010 shares of Beneficial Interest, and (iii) Mr. Ashner beneficially owns 2,868,240 shares of Beneficial Interest held by Investors. This statement is filed as a joint report pursuant to Rule 16a-3(j) promulgated under the Securities Exchange Act of 1934 (the "Act") by the undersigned Reporting Person and by the entities listed on the attached Joint Filer Information Sheet who are deemed to constitute a "group" beneficially owning more than 10% of the Issuer's shares of beneficial interest, par value $1.00 per share under Section 13(d) of the Act. Michael L. Ashner 2007-11-19 FUR Investors LLC 2007-11-19 FUR Holdings LLC 2007-11-19 WEM-FUR Investors LLC 2007-11-19 -----END PRIVACY-ENHANCED MESSAGE-----