-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VtA81DCfvW2FxjhI/R4drcK04S2jefSlADm325e5l6R4RoLSTkMgNog6QRIW4GK0 N+wzmaylDWmU00AC902xFw== 0000931017-05-000007.txt : 20050921 0000931017-05-000007.hdr.sgml : 20050921 20050921143133 ACCESSION NUMBER: 0000931017-05-000007 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20050920 FILED AS OF DATE: 20050921 DATE AS OF CHANGE: 20050921 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FIRST UNION REAL ESTATE EQUITY & MORTGAGE INVESTMENTS CENTRAL INDEX KEY: 0000037008 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 346513657 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 7 BULFINCH PLACE STREET 2: SUITE 500 PO BOX 9507 CITY: BOSTON STATE: MA ZIP: 02114 BUSINESS PHONE: 6175704614 MAIL ADDRESS: STREET 1: 7 BULFINCH PLACE STREET 2: SUITE 500 PO BOX 9507 CITY: BOSTON STATE: MA ZIP: 02114 FORMER COMPANY: FORMER CONFORMED NAME: FIRST UNION REALTY DATE OF NAME CHANGE: 19691012 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ASHNER MICHAEL L CENTRAL INDEX KEY: 0001139233 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-06249 FILM NUMBER: 051095510 BUSINESS ADDRESS: BUSINESS PHONE: 5168220022 MAIL ADDRESS: STREET 1: C/O WINTHROP FINANCIAL ASSOCIATES STREET 2: 100 JERICHO QUADRANGLE CITY: NEW YORK STATE: NY ZIP: 11753 4 1 primary_doc.xml PRIMARY DOCUMENT X0202 4 2005-09-20 0 0000037008 FIRST UNION REAL ESTATE EQUITY & MORTGAGE INVESTMENTS fur 0001139233 ASHNER MICHAEL L C/O WINTHROP FINANCIAL ASSOCIATES TWO JERICHO PLAZA JERICHO NY 11753 1 1 1 0 Chief Executive Officer Series A Preferred Shares 2005-09-20 4 G 0 8000 25.52 D Common Shares 9425 I see Each share of Series A Preferred is convertible into 4.92 common shares of beneficial interest in the Issuer. Shares are presently convertible and do not have an expiration date. Represents closing price of Series A Preferred Shares on date of transfer. 11,425 are owned by Reporting Person's IRA, 6,000 are owned by the Reporting Person's spouse's IRA account and 2,000 shares are owned by Reporting Person's children Michael L. Ashner 2005-09-21 -----END PRIVACY-ENHANCED MESSAGE-----