SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
Enos Gerald Adams JR

(Last) (First) (Middle)
WACHOVIA CORPORATION
301 SOUTH COLLEGE STREET

(Street)
CHARLOTTE NC

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
WACHOVIA CORP NEW [ WB ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
SEVP Ops., Tech & eComm
3. Date of Earliest Transaction (Month/Day/Year)
02/08/2007
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 579.9015 I By 401k
Common Stock 2 I By Son
Common Stock 02/08/2007 M 876 A $32 24,731.149 D
Common Stock 02/08/2007 S 642 D $56.96 24,089.149 D
Common Stock 02/08/2007 M(4) 1,649 A $32 25,738.149 D
Common Stock 02/08/2007 F 926 D $56.96 24,812.149(5)(6) D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
ESOP (Right to Buy)(1) $32 02/08/2007 M 876 01/28/2001(2) 01/28/2010 Common Stock 876 $0 0 D
ESOP (Right to Buy)(3) $32 02/08/2007 M 1,649 01/28/2001(2) 01/28/2010 Common Stock 1,649 $0 1,649 D
Explanation of Responses:
1. Provisions exist with respect to these shares to allow for the withholding of shares to satisfy tax withholding obligations and the withholding of shares in payment of the exercise price.
2. The option becomes exercisable in 20% increments on each of January 28, 2001, 2002, 2003, 2004, and 2005, respectively.
3. Provisions exist with respect to these shares to allow for the withholding of shares to satisfy tax withholding obligations and the withholding of shares in payment of the exercise price. The exercise of certain options in any one year is limited to 100,000 dollars.
4. The exercise price for the 1,649 shares was paid by delivering 926 shares of common stock at a fair market value of $56.96 plus $23.04 in cash.
5. As of 2/8/2007, includes 21,749 shares of unvested restricted stock with respect to which provisions exist to allow for the withholding of shares to satisfy tax withholding obligations.
6. Includes, as part of the Wachovia Corporation Dividend Reinvestment Plan, the following shares of Wachovia Corporation stock: .039 on 6/15/07, .041 on 9/15/07 and .04 on 12/15/07.
Gerald Adams Enos JR 02/09/2007
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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