0000036882-19-000007.txt : 20190726
0000036882-19-000007.hdr.sgml : 20190726
20190726144408
ACCESSION NUMBER: 0000036882-19-000007
CONFORMED SUBMISSION TYPE: MA-I/A
PUBLIC DOCUMENT COUNT: 1
KURTH,EDWARD,DAVID,
FILED AS OF DATE: 20190726
DATE AS OF CHANGE: 20190726
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: CABRERA CAPITAL MARKETS, LLC
CENTRAL INDEX KEY: 0000036882
IRS NUMBER: 010892965
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-04724
FILM NUMBER: 19977576
BUSINESS ADDRESS:
STREET 1: 10 SOUTH LA SALLE STREET
STREET 2: SUITE 1050
CITY: CHICAGO
STATE: IL
ZIP: 60603
BUSINESS PHONE: 312-236-8888
MAIL ADDRESS:
STREET 1: 10 SOUTH LA SALLE STREET
STREET 2: SUITE 1050
CITY: CHICAGO
STATE: IL
ZIP: 60603
FORMER COMPANY:
FORMER CONFORMED NAME: CABRERA CAPITAL MARKETS, INC.
DATE OF NAME CHANGE: 20070426
FORMER COMPANY:
FORMER CONFORMED NAME: CABRERA CAPITAL MARKETS, LLC
DATE OF NAME CHANGE: 20070417
FORMER COMPANY:
FORMER CONFORMED NAME: CABRERA CAPITAL MARKETS, INC.
DATE OF NAME CHANGE: 20020320
MA-I/A
1
primary_doc.xml
MA-I/A
0000036882
XXXXXXXX
Brad Ziemba
312-236-8888
bziemba@cabreracapital.com
bziemba@cabreracapital.com
N
N
Edward
David
Kurth
5223846
N
1
0000036882
CABRERA CAPITAL MARKETS, LLC
07-16-2019
N
867-01592-00
LOCATED
07-16-2019
10 SOUTH LA SALLE STREET
SUITE 1050
CHICAGO
IL
60603
07-2019
Cabrera Capital Markets LLC
Chicago
IL
60603
Y
Y
Senior Vice President
03-2018
07-2019
Extended Travel
Sarasota
FL
34231
N
N
Extended Travel
10-2017
03-2018
Self Employed
Chicago
IL
60657
N
N
Self Employed
01-2016
10-2017
HillTop Securities Inc.
Chicago
IL
60657
Y
Y
Director
09-2006
11-2015
Cabrera Capital Markets LLC
Chicago
IL
60603
Y
Y
Senior Vice President
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
07-26-2019
Brad Ziemba
Chief Compliance Officer