0000036882-19-000007.txt : 20190726 0000036882-19-000007.hdr.sgml : 20190726 20190726144408 ACCESSION NUMBER: 0000036882-19-000007 CONFORMED SUBMISSION TYPE: MA-I/A PUBLIC DOCUMENT COUNT: 1 KURTH,EDWARD,DAVID, FILED AS OF DATE: 20190726 DATE AS OF CHANGE: 20190726 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CABRERA CAPITAL MARKETS, LLC CENTRAL INDEX KEY: 0000036882 IRS NUMBER: 010892965 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 868-04724 FILM NUMBER: 19977576 BUSINESS ADDRESS: STREET 1: 10 SOUTH LA SALLE STREET STREET 2: SUITE 1050 CITY: CHICAGO STATE: IL ZIP: 60603 BUSINESS PHONE: 312-236-8888 MAIL ADDRESS: STREET 1: 10 SOUTH LA SALLE STREET STREET 2: SUITE 1050 CITY: CHICAGO STATE: IL ZIP: 60603 FORMER COMPANY: FORMER CONFORMED NAME: CABRERA CAPITAL MARKETS, INC. DATE OF NAME CHANGE: 20070426 FORMER COMPANY: FORMER CONFORMED NAME: CABRERA CAPITAL MARKETS, LLC DATE OF NAME CHANGE: 20070417 FORMER COMPANY: FORMER CONFORMED NAME: CABRERA CAPITAL MARKETS, INC. DATE OF NAME CHANGE: 20020320 MA-I/A 1 primary_doc.xml MA-I/A 0000036882 XXXXXXXX Brad Ziemba 312-236-8888 bziemba@cabreracapital.com bziemba@cabreracapital.com N N Edward David Kurth 5223846 N 1 0000036882 CABRERA CAPITAL MARKETS, LLC 07-16-2019 N 867-01592-00 LOCATED 07-16-2019 10 SOUTH LA SALLE STREET SUITE 1050 CHICAGO IL 60603 07-2019 Cabrera Capital Markets LLC Chicago IL 60603 Y Y Senior Vice President 03-2018 07-2019 Extended Travel Sarasota FL 34231 N N Extended Travel 10-2017 03-2018 Self Employed Chicago IL 60657 N N Self Employed 01-2016 10-2017 HillTop Securities Inc. Chicago IL 60657 Y Y Director 09-2006 11-2015 Cabrera Capital Markets LLC Chicago IL 60603 Y Y Senior Vice President N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 07-26-2019 Brad Ziemba Chief Compliance Officer