U-9C-3 1 filing123101.htm QUARTERLY REPORT FOR 12/31/01 - ALLEGHENY ENERGY ITEM 1 - ORGANIZATION CHART

 

 

 

 

UNITED STATES

SECURITES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

 

FORM U-9C-3

 

 

 

QUARTERLY REPORT PURSUANT TO RULE 58

 

 

For the quarter ended December 31, 2001

 

 

 

 

 

 

 

ALLEGHENY ENERGY, INC.

(Name of registered holding company)

 

 

 

10435 Downsville Pike, Hagerstown, Maryland 21740-1766

(Address of principal executive offices)

 

 

 

 

Inquiries concerning this Form U-9C-3 should be directed to:

Thomas J. Kloc
Allegheny Energy, Inc.
10435 Downsville Pike
Hagerstown, MD 21740 -1766
(301) 665-2711

 
 
 
 

 

 

ITEM 1 - ORGANIZATION CHART

           

Name
of Reporting
Company

Energy or
Gas-related
Company


Date of
Organization

State
Of
Organization

Percentage
of Voting
Securities Held

           

Omitted pursuant to instructions for fourth quarter filings.

 

 

 

ITEM 2 - ISSUANCES AND RENEWALS OF SECURITIES AND CAPITAL CONTRIBUTIONS

     

Company
Contributing
Capital

Company
Receiving
Capital

Amount
Of Capital
Contribution

     

None

   
     

ITEM 3 - ASSOCIATE TRANSACTIONS

 

Part I - Transactions performed by reporting companies on behalf of associate companies

             

Reporting
Company
Rendering
Services

Associate
Company
Receiving
Services


Types of
Services
Rendered


Direct
Costs
Charged


Indirect
Costs
Charged


Cost
Of
Capital


Total
Amount
Billed

             

No services have been provided by the reporting company to an associate company to date.

             
             

Part II - Transactions performed by associate companies on behalf of reporting companies

             

Associate
Company
Rendering
Services

Reporting
Company
Receiving
Services


Types of
Services
Rendered


Direct
Costs
Charged


Indirect
Costs
Charged


Cost
Of
Capital


Total
Amount
Billed

             

Allegheny Energy
Service Corporation

Allegheny Energy
Solutions, Inc.

Technical
support; planning
& implementation
of financial
programs; counsel
on corporate,
legal and
regulatory
matters; general
and administrative
services.

$620,800

$(58,282)

 

$562,518

             

 

 

 

ITEM 4 - SUMMARY OF AGGREGATE INVESTMENT

       

(Thousands of Dollars)

     
       

Investments in energy-related companies:

     
       

Total consolidated capitalization as of December 31, 2001

$7,606,163

 

line 1

       

Total capitalization multiplied by 15%
(line 1 multiplied by 0.15)


$1,140,924

 


line 2

       

Greater of $50 million or line 2

 

$1,140,924

line 3

       

Total current aggregate investment:
(categorized by major line of energy-related business)

     

     Allegheny Energy Solutions, Inc.

$     32,151

   

     Mon Synfuel, LLC

$          250

   

     Fellon-McCord & Associates, Inc.

$     25,353

   
       

          Total current aggregate investment

 

$   57,754

line 4

       

Difference between the greater of $50 million or 15%
of capitalization and the total aggregate investment
of the registered holding company system
(line 3 less line 4)

 




$1,083,170




line 5

       
       

Investments in gas-related companies:

     
       

None

     

ITEM 5 - OTHER INVESTMENTS

       

Major Line
of Energy-Related
Business

Other
Investment in Last
U-9C-3 Report

Other
Investment in This
U-9C-3 Report


Reason for Difference in
Other Investment

       

None

     

ITEM 6 - FINANCIAL STATEMENTS AND EXHIBITS

Omitted pursuant to instructions for fourth quarter filings.

 

Note: In Holding Company Act Release No. 27486 (December 31, 2001), the Commission, among other things, authorized Allegheny Energy, Inc. to merge Allegheny Energy Global Market in to Allegheny Energy Supply, LLC, making it a division thereof. Effective January 1, 2002, Allegheny Energy Global Market and Allegheny Energy Supply, LLC will report on a consolidated basis.

 
 
 

 

 

 

Signature

 

     Pursuant to the requirements of the Public Utilities Holding Company Act of 1935, Allegheny Energy, Inc. has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

ALLEGHENY ENERGY, INC.

 
 
 

/s/     THOMAS J. KLOC

 
 

Thomas J. Kloc

Vice President and Controller

(Chief Accounting Officer)

March 28, 2002