0001596771-20-000022.txt : 20200325 0001596771-20-000022.hdr.sgml : 20200325 20200325171719 ACCESSION NUMBER: 0001596771-20-000022 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200323 FILED AS OF DATE: 20200325 DATE AS OF CHANGE: 20200325 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Steinhardt David Russ CENTRAL INDEX KEY: 0001551340 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-20167 FILM NUMBER: 20743166 MAIL ADDRESS: STREET 1: 650 MADISON AVENUE, 17TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Steinhardt Capital Investors, LLLP CENTRAL INDEX KEY: 0001551339 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-20167 FILM NUMBER: 20743167 BUSINESS ADDRESS: STREET 1: 650 MADISON AVENUE, 17TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-371-7300 MAIL ADDRESS: STREET 1: 650 MADISON AVENUE, 17TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Steinhardt Capital Management, LLC CENTRAL INDEX KEY: 0001551341 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-20167 FILM NUMBER: 20743168 BUSINESS ADDRESS: STREET 1: 650 MADISON AVENUE, 17TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-371-7300 MAIL ADDRESS: STREET 1: 650 MADISON AVENUE, 17TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MACKINAC FINANCIAL CORP /MI/ CENTRAL INDEX KEY: 0000036506 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 382062816 STATE OF INCORPORATION: MI FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 130 SOUTH CEDAR STREET STREET 2: PO BOX 369 CITY: MANISTIQUE STATE: MI ZIP: 49854 BUSINESS PHONE: 9063418401 MAIL ADDRESS: STREET 1: 130 S CEDAR ST STREET 2: P O BOX 369 CITY: MANISTIQUE STATE: MI ZIP: 49854 FORMER COMPANY: FORMER CONFORMED NAME: NORTH COUNTRY FINANCIAL CORP DATE OF NAME CHANGE: 19990409 FORMER COMPANY: FORMER CONFORMED NAME: FIRST MANISTIQUE CORP DATE OF NAME CHANGE: 19920703 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2020-03-23 0 0000036506 MACKINAC FINANCIAL CORP /MI/ MFNC 0001551340 Steinhardt David Russ 712 5TH AVE, 34TH FLOOR NEW YORK NY 10019 1 0 1 0 0001551339 Steinhardt Capital Investors, LLLP 712 5TH AVE, 34TH FLOOR NEW YORK NY 10019 0 0 1 0 0001551341 Steinhardt Capital Management, LLC 712 5TH AVE, 34TH FLOOR NEW YORK NY 10019 0 0 1 0 Common Stock 2020-03-23 4 P 0 1034 7.3634 A 13034 D Common Stock 2020-03-24 4 P 0 2614 7.5865 A 15648 D Common Stock 2020-03-24 4 P 0 346 8.7934 A 15994 D Common Stock 1044557 I By Steinhardt Capital Investors, LLLP The price represents the weighted average price of the multiple transactions reported on this line. The shares were purchased at prices ranging from $7.25 to $7.58 per share. Upon request by the SEC staff, the issuer or any securityholder of the issuer, the reporting person will provide full information regarding the number of shares purchased at each separate price. The price represents the weighted average price of the multiple transactions reported on this line. The shares were purchased at prices ranging from $7.50 to $8.30 per share. Upon request by the SEC staff, the issuer or any securityholder of the issuer, the reporting person will provide full information regarding the number of shares purchased at each separate price. The price represents the weighted average price of the multiple transactions reported on this line. The shares were purchased at prices ranging from $8.60 to $9.12 per share. Upon request by the SEC staff, the issuer or any securityholder of the issuer, the reporting person will provide full information regarding the number of shares purchased at each separate price. The reported securities are owned directly by Steinhardt Capital Investors, LLLP, and indirectly by Steinhardt Capital Management, LLC, as general partner of Steinhardt Capital Investors, LLLP, and David R. Steinhardt as a manager of Steinhardt Capital Management, LLC. Steinhardt Capital Management, LLC and David R. Steinhardt disclaim beneficial ownership of the reported securities except to the extent of their respective pecuniary interests therein. /s/ David R. Steinhardt 2020-03-25 /s/ Steinhardt Capital Investors, LLLP, By Steinhardt Capital Management, LLC, its General Partner, By David R. Steinhardt, Manager 2020-03-25 /s/ Steinhardt Capital Management, LLC, By David R. Steinhardt, Manager 2020-03-25