-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, N+MUgrkR2S+GWzv2digGX6d/vU85Ns9ssGn80uwIO1RBGkvP7urBbO3XxPTAzqR0 9xs+0N6XvPcR0EUKmEEidw== 0000892712-00-000035.txt : 20000214 0000892712-00-000035.hdr.sgml : 20000214 ACCESSION NUMBER: 0000892712-00-000035 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20000211 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: NORTH COUNTRY FINANCIAL CORP CENTRAL INDEX KEY: 0000036506 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 382062816 STATE OF INCORPORATION: MI FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: SEC FILE NUMBER: 005-56447 FILM NUMBER: 536586 BUSINESS ADDRESS: STREET 1: 130 S CEDAR ST STREET 2: PO BOX 369 CITY: MANISTIQUE STATE: MI ZIP: 49854 BUSINESS PHONE: 9063418401 MAIL ADDRESS: STREET 1: 130 S CEDER ST STREET 2: P O BOX 369 CITY: MANISTIQUE STATE: MI ZIP: 49854 FORMER COMPANY: FORMER CONFORMED NAME: FIRST MANISTIQUE CORP DATE OF NAME CHANGE: 19920703 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: KING ERNEST D CENTRAL INDEX KEY: 0000900569 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: P O BOX 216 CITY: NAWBINWAY STATE: MI ZIP: 49762 MAIL ADDRESS: STREET 1: P O BOX 216 CITY: NAWBINWAY STATE: MI ZIP: 49762 SC 13G/A 1 AMENDMENT NO. 5 TO SCHEDULE 13G CUSIP NO. 658788104 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 5) North Country Financial Corporation (Name of Issuer) Common Stock (Title of Class of Securities) 658788104 (CUSIP Number) 12/31/99 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ ] Rule 13d-1(b) [ ] Rule 13d-1(c) [X] Rule 13d-1(d) * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). 1 NAME OF REPORTING PERSON S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (entities only) Ernest D. King ###-##-#### Vides E. King ###-##-#### 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (See Instructions) (a) [ ] (b) [ ] 3 SEC USE ONLY 4 CITIZENSHIP OR PLACE OF ORGANIZATION United States 5 SOLE VOTING POWER * Ernest D. King 256,372 Shares NUMBER OF SHARES ** Vides E. King 256,372 Shares BENEFICIALLY 6 SHARED VOTING POWER OWNED BY Ernest D. King and Vides E.King EACH 3,048 Shares REPORTING 7 SOLE DISPOSITIVE POWER PERSON * Ernest D. King 256,372 Shares WITH ** Vides E. King 256,372 Shares 8 SHARED DISPOSITIVE POWER Ernest D. King and Vides E. King 3,048 Shares * Shares held in the following: Ernest D. King Living Trust ** Shares held in the following: Vides E. King Living Trust Ernest and Vides King are married. 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON Total owned by Mr. and Mrs. King 515,792 Shares 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions) [ ] 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 7.4% 12 TYPE OF REPORTING PERSON (See Instructions) IN Item 1(a). Name of Issuer: North Country Financial Corporation Item 1(b). Address of Issuer's Principal Executive Offices: 3530 North Country Drive Traverse City, Michigan 49684 Item 2(a) Name of Person Filing: Ernest D. King Vides E. King Item 2(b) Address of Principal Business Office or, if None, Residence: P.O. Box 216 Naubinway, Michigan 49762 Item 2(c) Citizenship: United States Item 2(d) Title of Class of Securities: Common Stock Item 2(e) CUSIP Number: 658788104 Item 3. If this statement is filed pursuant to Rule 13d-1(b) or 13d-2(b), check whether the person filing is a: (a) [ ] Broker or Dealer registered under Section 15 of the Act. (b) [ ] Bank as defined in Section 3(a)(6) of the Act. (c) [ ] Insurance company as defined in Section 3(a)(19) of the Act. (d) [ ] Investment company registered under Section 8 of the Investment Company Act of 1940. (e) [ ] An investment adviser registered in accordance with Rule 13d-(b)(1)(ii)(E); (f) [ ] An employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F); (g) [ ] A parent holding company or control person, in accordance with Rule 13d-1(b)(ii)(G). (h) [ ] A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act. (i) [ ] A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act; (j) [ ] Group, in accordance with Rule 13d-1(b)(1)(ii)(J); If this statement is filed pursuant to Rule 13d- 1(c), check this box [ ]. Item 4. Ownership Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1. (a) Amount Beneficially Owned: 515,792 Shares (b) Percent of Class: 7.4% (c) Number of shares to which such person has: (i) Sole power to vote or to direct the vote: * Ernest D. King 256,372 Shares ** Vides E. King 256,372 Shares (ii) Shared power to vote or to direct the vote: Ernest D. King and Vides E. King 3,048 Shares (iii) Sole power to dispose or to direct the disposition of: * Ernest D. King 256,372 Shares ** Vides E. King 256,372 Shares (iv) Shared power to dispose or to direct the disposition of: Ernest D. King and Vides E. King 3,048 * Shares held in the following: Ernest D. King Living Trust ** Shares held in the following: Vides E. King Living Trust Ernest and Vides King are married. Item 5. Ownership of Five Percent or Less of a Class. Not applicable Item 6. Ownership of More than Five Percent on Behalf of Another Person. Non applicable Item 7. Identification and Classification of the Subsidiary which Acquired the Security Being Reported on by the Parent Holding Company. Not Applicable Item 8. Identification and Classification of Members of the Group. Not Applicable Item 9. Notice of Dissolution of Group. Not Applicable Item 10. Certification. Not Applicable Signature: After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this Schedule 13G is true, complete and correct. February 10, 2000 /s/ Ernest D. King ---------------------- Ernest D. King /s/ Vides E. King ---------------------- Vides E. King NOTE: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See Section 140.13d- 7 for other parties for whom copies are to be sent. Attention: Intentional misstatements or omissions of fact constitute Federal criminal violations. (See 18 U.S.C. 1001) -----END PRIVACY-ENHANCED MESSAGE-----