N-PX 1 indexfunds0085.htm indexfunds0085.htm - Generated by SEC Publisher for SEC Filing

                                                                             UNITED STATES

                                                        SECURITIES AND EXCHANGE COMMISSION

                                                                    WASHINGTON, D.C. 20549

                                                                                 FORM N-PX

                                                      ANNUAL REPORT OF PROXY VOTING RECORD

                                                                                        OF

                                                REGISTERED MANAGEMENT INVESTMENT COMPANIES

  INVESTMENT COMPANY ACT FILE NUMBER:                    811-2652

  NAME OF REGISTRANT:                                                    VANGUARD INDEX FUNDS

  ADDRESS OF REGISTRANT:                                              PO BOX 2600, VALLEY FORGE, PA 19482

  NAME AND ADDRESS OF AGENT FOR SERVICE:              ANNE E. ROBINSON

                                                                                           PO BOX 876

                                                                                           VALLEY FORGE, PA 19482

  REGISTRANT'S TELEPHONE NUMBER, INCLUDING AREA CODE:    (610) 669-1000

  DATE OF FISCAL YEAR END:                                          DECEMBER 31

  DATE OF REPORTING PERIOD:                                        JULY 1, 2017 - JUNE 30, 2018

  FUND:   VANGUARD TOTAL STOCK MARKET INDEX FUND

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               1347 Property Insurance Holdings, Inc.

  TICKER:               PIH                                  CUSIP:   68244P107

  MEETING DATE:   5/31/2018                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.1: ELECT DIRECTOR E. GRAY PAYNE                         ISSUER            YES             FOR                  FOR

PROPOSAL #1.2: ELECT DIRECTOR DOUGLAS N. RAUCY                    ISSUER            YES             FOR                  FOR

PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS                       ISSUER            YES             FOR                  FOR

PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN                                ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               1-800-FLOWERS.COM, Inc.

  TICKER:               FLWS                                CUSIP:   68243Q106

  MEETING DATE:   12/11/2017                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.1: ELECT DIRECTOR GERALYN R. BREIG                    ISSUER            YES             FOR                  FOR

PROPOSAL #1.2: ELECT DIRECTOR CELIA R. BROWN                       ISSUER            YES             FOR                  FOR

PROPOSAL #1.3: ELECT DIRECTOR JAMES CANNAVINO                      ISSUER            YES             FOR                  FOR

PROPOSAL #1.4: ELECT DIRECTOR EUGENE DEMARK                         ISSUER            YES             FOR                  FOR

PROPOSAL #1.5: ELECT DIRECTOR LEONARD J. ELMORE                  ISSUER            YES             FOR                  FOR

PROPOSAL #1.6: ELECT DIRECTOR SEAN HEGARTY                           ISSUER            YES             FOR                  FOR


 

PROPOSAL #1.7: ELECT DIRECTOR CHRISTOPHER G. MCCANN           ISSUER            YES             FOR                  FOR

PROPOSAL #1.8: ELECT DIRECTOR JAMES F. MCCANN                      ISSUER            YES             FOR                  FOR

PROPOSAL #1.9: ELECT DIRECTOR KATHERINE OLIVER                    ISSUER            YES             FOR                  FOR

PROPOSAL #1.10: ELECT DIRECTOR LARRY ZARIN                           ISSUER            YES             FOR                  FOR

PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS                       ISSUER            YES             FOR                  FOR

PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER            YES         AGAINST           AGAINST

OFFICERS' COMPENSATION

PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY             ISSUER            YES        ONE YEAR           AGAINST

PROPOSAL #5: APPROVE RECAPITALIZATION PLAN FOR ALL        SHAREHOLDER        YES             FOR               AGAINST

STOCK TO HAVE ONE-VOTE PER SHARE

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               1st Constitution Bancorp

  TICKER:               FCCY                                CUSIP:   31986N102

  MEETING DATE:   5/24/2018                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.1: ELECT DIRECTOR CHARLES S. CROW, III             ISSUER            YES             FOR                  FOR

PROPOSAL #1.2: ELECT DIRECTOR J. LYNNE CANNON                      ISSUER            YES             FOR                  FOR

PROPOSAL #1.3: ELECT DIRECTOR CARMEN M. PENTA                      ISSUER            YES             FOR                  FOR

PROPOSAL #1.4: ELECT DIRECTOR WILLIAM J. BARRETT                ISSUER            YES             FOR                  FOR

PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER            YES             FOR                  FOR

OFFICERS' COMPENSATION

PROPOSAL #3: RATIFY BDO USA LLP AS AUDITORS                         ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               1st Source Corporation

  TICKER:               SRCE                                CUSIP:   336901103

  MEETING DATE:   4/19/2018                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1a: ELECT DIRECTOR MELODY BIRMINGHAM-BYRD           ISSUER            YES             FOR                  FOR

PROPOSAL #1b: ELECT DIRECTOR LISA W. HERSHMAN                      ISSUER            YES             FOR                  FOR

PROPOSAL #1c: ELECT DIRECTOR JOHN T. PHAIR                           ISSUER            YES             FOR                  FOR

PROPOSAL #1d: ELECT DIRECTOR MARK D. SCHWABERO                    ISSUER            YES             FOR                  FOR

PROPOSAL #2: RATIFY BKD LLP AS AUDITORS                                ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               22nd Century Group, Inc.

  TICKER:               XXII                                CUSIP:   90137F103

  MEETING DATE:   4/27/2018                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.1: ELECT DIRECTOR HENRY SICIGNANO, III             ISSUER            YES             FOR                  FOR

PROPOSAL #1.2: ELECT DIRECTOR RICHARD M. SANDERS                ISSUER            YES             FOR                  FOR


 

PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER            YES             FOR                  FOR

OFFICERS' COMPENSATION

PROPOSAL #3: RATIFY FREED MAXICK CPAS, P.C. AS                   ISSUER            YES             FOR                  FOR

AUDITORS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               2U, Inc.

  TICKER:               TWOU                                CUSIP:   90214J101

  MEETING DATE:   6/26/2018                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.1: ELECT DIRECTOR PAUL A. MAEDER                       ISSUER            YES             FOR                  FOR

PROPOSAL #1.2: ELECT DIRECTOR ROBERT M. STAVIS                    ISSUER            YES             FOR                  FOR

PROPOSAL #1.3: ELECT DIRECTOR CHRISTOPHER J. PAUCEK           ISSUER            YES             FOR                  FOR

PROPOSAL #1.4: ELECT DIRECTOR GREGORY K. PETERS                  ISSUER            YES             FOR                  FOR

PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS                              ISSUER            YES             FOR                  FOR

PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER            YES             FOR                  FOR

OFFICERS' COMPENSATION

PROPOSAL #4: REQUIRE A MAJORITY VOTE FOR THE ELECTION   SHAREHOLDER        YES             FOR               AGAINST

 OF DIRECTORS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               3D Systems Corporation

  TICKER:               DDD                                  CUSIP:   88554D205

  MEETING DATE:   5/15/2018                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.1: ELECT DIRECTOR WILLIAM E. CURRAN                  ISSUER            YES             FOR                  FOR

PROPOSAL #1.2: ELECT DIRECTOR THOMAS W. ERICKSON                ISSUER            YES             FOR                  FOR

PROPOSAL #1.3: ELECT DIRECTOR CHARLES W. HULL                      ISSUER            YES             FOR                  FOR

PROPOSAL #1.4: ELECT DIRECTOR WILLIAM D. HUMES                    ISSUER            YES             FOR                  FOR

PROPOSAL #1.5: ELECT DIRECTOR VYOMESH I. JOSHI                    ISSUER            YES             FOR                  FOR

PROPOSAL #1.6: ELECT DIRECTOR JIM D. KEVER                           ISSUER            YES             FOR                  FOR

PROPOSAL #1.7: ELECT DIRECTOR G. WALTER LOEWENBAUM,          ISSUER            YES             FOR                  FOR

II

PROPOSAL #1.8: ELECT DIRECTOR CHARLES G. MCCLURE, JR.        ISSUER            YES             FOR                  FOR

PROPOSAL #1.9: ELECT DIRECTOR KEVIN S. MOORE                       ISSUER            YES             FOR                  FOR

PROPOSAL #1.10: ELECT DIRECTOR JOHN J. TRACY                       ISSUER            YES             FOR                  FOR

PROPOSAL #1.11: ELECT DIRECTOR JEFFREY WADSWORTH                ISSUER            YES             FOR                  FOR

PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER            YES             FOR                  FOR

OFFICERS' COMPENSATION

PROPOSAL #3: RATIFY BDO USA, LLP AS AUDITORS                       ISSUER            YES             FOR                  FOR

PROPOSAL #4: REDUCE OWNERSHIP THRESHOLD FOR                    SHAREHOLDER        YES         AGAINST               FOR

SHAREHOLDERS TO CALL SPECIAL MEETING


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               3M Company

  TICKER:               MMM                                  CUSIP:   88579Y101

  MEETING DATE:   5/8/2018                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1a: ELECT DIRECTOR SONDRA L. BARBOUR                    ISSUER            YES             FOR                  FOR

PROPOSAL #1b: ELECT DIRECTOR THOMAS 'TONY' K. BROWN           ISSUER            YES             FOR                  FOR

PROPOSAL #1c: ELECT DIRECTOR DAVID B. DILLON                       ISSUER            YES             FOR                  FOR

PROPOSAL #1d: ELECT DIRECTOR MICHAEL L. ESKEW                      ISSUER            YES             FOR                  FOR

PROPOSAL #1e: ELECT DIRECTOR HERBERT L. HENKEL                    ISSUER            YES             FOR                  FOR

PROPOSAL #1f: ELECT DIRECTOR AMY E. HOOD                              ISSUER            YES             FOR                  FOR

PROPOSAL #1g: ELECT DIRECTOR MUHTAR KENT                              ISSUER            YES             FOR                  FOR

PROPOSAL #1h: ELECT DIRECTOR EDWARD M. LIDDY                       ISSUER            YES             FOR                  FOR

PROPOSAL #1i: ELECT DIRECTOR GREGORY R. PAGE                       ISSUER            YES             FOR                  FOR

PROPOSAL #1j: ELECT DIRECTOR MICHAEL F. ROMAN                      ISSUER            YES             FOR                  FOR

PROPOSAL #1k: ELECT DIRECTOR INGE G. THULIN                         ISSUER            YES             FOR                  FOR

PROPOSAL #1l: ELECT DIRECTOR PATRICIA A. WOERTZ                  ISSUER            YES             FOR                  FOR

PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS              ISSUER            YES             FOR                  FOR

AUDITORS

PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER            YES             FOR                  FOR

OFFICERS' COMPENSATION

PROPOSAL #4: AMEND BYLAWS -- CALL SPECIAL MEETINGS         SHAREHOLDER        YES         AGAINST               FOR

PROPOSAL #5: CONSIDER PAY DISPARITY BETWEEN                    SHAREHOLDER        YES         AGAINST               FOR

EXECUTIVES AND OTHER EMPLOYEES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               8x8, Inc.

  TICKER:               EGHT                                CUSIP:   282914100

  MEETING DATE:   8/10/2017                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.1: ELECT DIRECTOR GUY L. HECKER, JR.                ISSUER            YES             FOR                  FOR

PROPOSAL #1.2: ELECT DIRECTOR BRYAN R. MARTIN                      ISSUER            YES             FOR                  FOR

PROPOSAL #1.3: ELECT DIRECTOR VIKRAM VERMA                           ISSUER            YES             FOR                  FOR

PROPOSAL #1.4: ELECT DIRECTOR ERIC SALZMAN                           ISSUER            YES             FOR                  FOR

PROPOSAL #1.5: ELECT DIRECTOR IAN POTTER                              ISSUER            YES             FOR                  FOR

PROPOSAL #1.6: ELECT DIRECTOR JASWINDER PAL SINGH               ISSUER            YES             FOR                  FOR

PROPOSAL #1.7: ELECT DIRECTOR VLADIMIR JACIMOVIC                ISSUER            YES             FOR                  FOR

PROPOSAL #2: RATIFY MOSS ADAMS LLP AS AUDITORS                    ISSUER            YES             FOR                  FOR

PROPOSAL #3: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE         ISSUER            YES             FOR                  FOR

PLAN


 

PROPOSAL #4: AMEND OMNIBUS STOCK PLAN                                    ISSUER            YES             FOR                  FOR

PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER            YES             FOR                  FOR

OFFICERS' COMPENSATION

PROPOSAL #6: ADVISORY VOTE ON SAY ON PAY FREQUENCY             ISSUER            YES        ONE YEAR              FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               A. H. Belo Corporation

  TICKER:               AHC                                  CUSIP:   N/A

  MEETING DATE:   6/6/2018                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.1: ELECT DIRECTOR JAMES M. MORONEY, III           ISSUER            YES             FOR                  FOR

PROPOSAL #1.2: ELECT DIRECTOR RONALD D. MCCRAY                    ISSUER            YES             FOR                  FOR

PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS             ISSUER            YES             FOR                  FOR

PROPOSAL #3: CHANGE STATE OF INCORPORATION FROM                 ISSUER            YES             FOR                  FOR

DELAWARE TO TEXAS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               A. O. Smith Corporation

  TICKER:               AOS                                  CUSIP:   831865209

  MEETING DATE:   4/9/2018                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.1: ELECT DIRECTOR WILLIAM P. GREUBEL                ISSUER            YES             FOR                  FOR

PROPOSAL #1.2: ELECT DIRECTOR ILHAM KADRI                             ISSUER            YES             FOR                  FOR

PROPOSAL #1.3: ELECT DIRECTOR IDELLE K. WOLF                       ISSUER            YES             FOR                  FOR

PROPOSAL #1.4: ELECT DIRECTOR GENE C. WULF                           ISSUER            YES             FOR                  FOR

PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER            YES             FOR                  FOR

OFFICERS' COMPENSATION

PROPOSAL #3: RATIFY ERNST & YOUNG LLP  AS AUDITORS             ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               A. Schulman, Inc.

  TICKER:               SHLM                                CUSIP:   808194104

  MEETING DATE:   12/8/2017                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1a: ELECT DIRECTOR EUGENE R. ALLSPACH                  ISSUER            YES             FOR                  FOR

PROPOSAL #1b: ELECT DIRECTOR DAVID G. BIRNEY                       ISSUER            YES             FOR                  FOR

PROPOSAL #1c: ELECT DIRECTOR CAROL S. EICHER                       ISSUER            YES             FOR                  FOR

PROPOSAL #1d: ELECT DIRECTOR JOSEPH M. GINGO                       ISSUER            YES             FOR                  FOR

PROPOSAL #1e: ELECT DIRECTOR LEE D. MEYER                             ISSUER            YES             FOR                  FOR

PROPOSAL #1f: ELECT DIRECTOR JAMES A. MITAROTONDA               ISSUER            YES             FOR                  FOR

PROPOSAL #1g: ELECT DIRECTOR ERNEST J. NOVAK, JR.               ISSUER            YES             FOR                  FOR

PROPOSAL #1h: ELECT DIRECTOR KATHLEEN M. OSWALD                  ISSUER            YES             FOR                  FOR


 

PROPOSAL #1i: ELECT DIRECTOR ALLEN A. SPIZZO                       ISSUER            YES             FOR                  FOR

PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS              ISSUER            YES             FOR                  FOR

AUDITORS

PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY             ISSUER            YES        ONE YEAR              FOR

PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER            YES             FOR                  FOR

OFFICERS' COMPENSATION

PROPOSAL #5: APPROVE OMNIBUS STOCK PLAN                                ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               A. Schulman, Inc.

  TICKER:               SHLM                                CUSIP:   808194104

  MEETING DATE:   6/14/2018                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE MERGER AGREEMENT                                    ISSUER            YES             FOR                  FOR

PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES                  ISSUER            YES         AGAINST           AGAINST

PROPOSAL #3: ADJOURN MEETING                                                   ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               AAC Holdings, Inc.

  TICKER:               AAC                                  CUSIP:   000307108

  MEETING DATE:   5/15/2018                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.1: ELECT DIRECTOR MICHAEL J. BLACKBURN             ISSUER            YES             FOR                  FOR

PROPOSAL #1.2: ELECT DIRECTOR JERRY D. BOSTELMAN                ISSUER            YES             FOR                  FOR

PROPOSAL #1.3: ELECT DIRECTOR LUCIUS E. BURCH, III             ISSUER            YES             FOR                  FOR

PROPOSAL #1.4: ELECT DIRECTOR MICHAEL T. CARTWRIGHT           ISSUER            YES             FOR                  FOR

PROPOSAL #1.5: ELECT DIRECTOR W. LARRY CASH                         ISSUER            YES             FOR                  FOR

PROPOSAL #1.6: ELECT DIRECTOR DARRELL S. FREEMAN, SR.        ISSUER            YES             FOR                  FOR

PROPOSAL #1.7: ELECT DIRECTOR DAVID W. HILLIS, SR.             ISSUER            YES             FOR                  FOR

PROPOSAL #1.8: ELECT DIRECTOR DAVID C. KLOEPPEL                  ISSUER            YES             FOR                  FOR

PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS                       ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               AAON, Inc.

  TICKER:               AAON                                CUSIP:   000360206

  MEETING DATE:   5/15/2018                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.1: ELECT DIRECTOR NORMAN H. ASBJORNSON             ISSUER            YES             FOR                  FOR

PROPOSAL #1.2: ELECT DIRECTOR GARY D. FIELDS                       ISSUER            YES             FOR                  FOR

PROPOSAL #1.3: ELECT DIRECTOR ANGELA E. KOUPLEN                  ISSUER            YES             FOR                  FOR

PROPOSAL #2: AMEND OMNIBUS STOCK PLAN                                    ISSUER            YES             FOR                  FOR


 

PROPOSAL #3: RATIFY GRANT THORNTON LLP AS AUDITORS             ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               AAR Corp.

  TICKER:               AIR                                  CUSIP:   000361105

  MEETING DATE:   10/11/2017                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.1: ELECT DIRECTOR PATRICK J. KELLY                    ISSUER            YES             FOR                  FOR

PROPOSAL #1.2: ELECT DIRECTOR DUNCAN J. MCNABB                    ISSUER            YES             FOR                  FOR

PROPOSAL #1.3: ELECT DIRECTOR PETER PACE                              ISSUER            YES             FOR                  FOR

PROPOSAL #1.4: ELECT DIRECTOR RONALD B. WOODARD                  ISSUER            YES             FOR                  FOR

PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER            YES             FOR                  FOR

OFFICERS' COMPENSATION

PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY             ISSUER            YES        ONE YEAR              FOR

PROPOSAL #4: RATIFY KPMG LLP AS AUDITORS                              ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Aaron's, Inc.

  TICKER:               AAN                                  CUSIP:   002535300

  MEETING DATE:   5/9/2018                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.1: ELECT DIRECTOR KATHY T. BETTY                       ISSUER            YES             FOR                  FOR

PROPOSAL #1.2: ELECT DIRECTOR DOUGLAS C. CURLING                ISSUER            YES             FOR                  FOR

PROPOSAL #1.3: ELECT DIRECTOR CYNTHIA N. DAY                       ISSUER            YES             FOR                  FOR

PROPOSAL #1.4: ELECT DIRECTOR CURTIS L. DOMAN                      ISSUER            YES             FOR                  FOR

PROPOSAL #1.5: ELECT DIRECTOR WALTER G. EHMER                      ISSUER            YES             FOR                  FOR

PROPOSAL #1.6: ELECT DIRECTOR HUBERT L. HARRIS, JR.           ISSUER            YES             FOR                  FOR

PROPOSAL #1.7: ELECT DIRECTOR JOHN W. ROBINSON, III           ISSUER            YES             FOR                  FOR

PROPOSAL #1.8: ELECT DIRECTOR RAY M. ROBINSON                      ISSUER            YES             FOR                  FOR

PROPOSAL #1.9: ELECT DIRECTOR ROBERT H. YANKER                    ISSUER            YES             FOR                  FOR

PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER            YES             FOR                  FOR

OFFICERS' COMPENSATION

PROPOSAL #3: APPROVE QUALIFIED EMPLOYEE STOCK                     ISSUER            YES             FOR                  FOR

PURCHASE PLAN

PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS               ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Abaxis, Inc.

  TICKER:               ABAX                                CUSIP:   002567105

  MEETING DATE:   10/25/2017                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.1: ELECT DIRECTOR CLINTON H. SEVERSON               ISSUER            YES             FOR                  FOR


 

PROPOSAL #1.2: ELECT DIRECTOR VERNON E. ALTMAN                    ISSUER            YES             FOR                  FOR

PROPOSAL #1.3: ELECT DIRECTOR RICHARD J. BASTIANI               ISSUER            YES             FOR                  FOR

PROPOSAL #1.4: ELECT DIRECTOR MICHAEL D. CASEY                    ISSUER            YES             FOR                  FOR

PROPOSAL #1.5: ELECT DIRECTOR HENK J. EVENHUIS                    ISSUER            YES             FOR                  FOR

PROPOSAL #1.6: ELECT DIRECTOR PRITHIPAL SINGH                      ISSUER            YES             FOR                  FOR

PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER            YES             FOR                  FOR

OFFICERS' COMPENSATION

PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY             ISSUER            YES        ONE YEAR              FOR

PROPOSAL #4: RATIFY BPM LLP AS AUDITORS                                ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Abbott Laboratories

  TICKER:               ABT                                  CUSIP:   002824100

  MEETING DATE:   4/27/2018                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.1: ELECT DIRECTOR ROBERT J. ALPERN                    ISSUER            YES             FOR                  FOR

PROPOSAL #1.2: ELECT DIRECTOR ROXANNE S. AUSTIN                  ISSUER            YES             FOR                  FOR

PROPOSAL #1.3: ELECT DIRECTOR SALLY E. BLOUNT                      ISSUER            YES             FOR                  FOR

PROPOSAL #1.4: ELECT DIRECTOR EDWARD M. LIDDY                      ISSUER            YES             FOR                  FOR

PROPOSAL #1.5: ELECT DIRECTOR NANCY MCKINSTRY                      ISSUER            YES             FOR                  FOR

PROPOSAL #1.6: ELECT DIRECTOR PHEBE N. NOVAKOVIC                ISSUER            YES             FOR                  FOR

PROPOSAL #1.7: ELECT DIRECTOR WILLIAM A. OSBORN                  ISSUER            YES             FOR                  FOR

PROPOSAL #1.8: ELECT DIRECTOR SAMUEL C. SCOTT, III             ISSUER            YES             FOR                  FOR

PROPOSAL #1.9: ELECT DIRECTOR DANIEL J. STARKS                    ISSUER            YES             FOR                  FOR

PROPOSAL #1.10: ELECT DIRECTOR JOHN G. STRATTON                  ISSUER            YES             FOR                  FOR

PROPOSAL #1.11: ELECT DIRECTOR GLENN F. TILTON                    ISSUER            YES             FOR                  FOR

PROPOSAL #1.12: ELECT DIRECTOR MILES D. WHITE                      ISSUER            YES             FOR                  FOR

PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS               ISSUER            YES             FOR                  FOR

PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER            YES             FOR                  FOR

OFFICERS' COMPENSATION

PROPOSAL #4: REQUIRE INDEPENDENT BOARD CHAIRMAN              SHAREHOLDER        YES         AGAINST               FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               AbbVie Inc.

  TICKER:               ABBV                                CUSIP:   00287Y109

  MEETING DATE:   5/4/2018                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.1: ELECT DIRECTOR ROXANNE S. AUSTIN                  ISSUER            YES             FOR                  FOR

PROPOSAL #1.2: ELECT DIRECTOR RICHARD A. GONZALEZ               ISSUER            YES             FOR                  FOR

PROPOSAL #1.3: ELECT DIRECTOR REBECCA B. ROBERTS                ISSUER            YES             FOR                  FOR


 

PROPOSAL #1.4: ELECT DIRECTOR GLENN F. TILTON                      ISSUER            YES             FOR                  FOR

PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS               ISSUER            YES             FOR                  FOR

PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER            YES             FOR                  FOR

OFFICERS' COMPENSATION

PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY             ISSUER            YES        ONE YEAR              FOR

PROPOSAL #5: DECLASSIFY THE BOARD OF DIRECTORS                    ISSUER            YES             FOR                  FOR

PROPOSAL #6: ELIMINATE SUPERMAJORITY VOTE REQUIREMENT        ISSUER            YES             FOR                  FOR

 TO AMEND BYLAWS

PROPOSAL #7: REPORT ON LOBBYING PAYMENTS AND POLICY       SHAREHOLDER        YES         AGAINST               FOR

PROPOSAL #8: REQUIRE INDEPENDENT BOARD CHAIRMAN              SHAREHOLDER        YES         AGAINST               FOR

PROPOSAL #9: REPORT ON INTEGRATING RISKS RELATED TO      SHAREHOLDER        YES         AGAINST               FOR

DRUG PRICING INTO SENIOR EXECUTIVE COMPENSATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Abeona Therapeutics Inc.

  TICKER:               ABEO                                CUSIP:   00289Y107

  MEETING DATE:   5/10/2018                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.1: ELECT DIRECTOR STEVEN H. ROUHANDEH               ISSUER            YES             FOR                  FOR

PROPOSAL #1.2: ELECT DIRECTOR STEPHEN B. HOWELL                  ISSUER            YES             FOR                  FOR

PROPOSAL #2: RATIFY WHITLEY PENN LLP AS AUDITORS                ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Abercrombie & Fitch Co.

  TICKER:               ANF                                  CUSIP:   N/A

  MEETING DATE:   6/14/2018                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1a: ELECT DIRECTOR KERRII B. ANDERSON                  ISSUER            YES             FOR                  FOR

PROPOSAL #1b: ELECT DIRECTOR JAMES B. BACHMANN                    ISSUER            YES             FOR                  FOR

PROPOSAL #1c: ELECT DIRECTOR BONNIE R. BROOKS                      ISSUER            YES             FOR                  FOR

PROPOSAL #1d: ELECT DIRECTOR TERRY L. BURMAN                       ISSUER            YES             FOR                  FOR

PROPOSAL #1e: ELECT DIRECTOR SARAH M. GALLAGHER                  ISSUER            YES             FOR                  FOR

PROPOSAL #1f: ELECT DIRECTOR MICHAEL E. GREENLEES               ISSUER            YES             FOR                  FOR

PROPOSAL #1g: ELECT DIRECTOR ARCHIE M. GRIFFIN                    ISSUER            YES             FOR                  FOR

PROPOSAL #1h: ELECT DIRECTOR FRAN HOROWITZ                           ISSUER            YES             FOR                  FOR

PROPOSAL #1i: ELECT DIRECTOR CHARLES R. PERRIN                    ISSUER            YES             FOR                  FOR

PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER            YES             FOR                  FOR

OFFICERS' COMPENSATION

PROPOSAL #3: AMEND OMNIBUS STOCK PLAN                                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: RATIFY PRICEWATERHOUSECOOPERS LLP AS              ISSUER            YES             FOR                  FOR

AUDITORS

PROPOSAL #5: PRO-RATA VESTING OF EQUITY AWARDS                SHAREHOLDER        YES         AGAINST               FOR


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               ABIOMED, Inc.

  TICKER:               ABMD                                CUSIP:   003654100

  MEETING DATE:   8/9/2017                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.1: ELECT DIRECTOR DOROTHY E. PUHY                      ISSUER            YES             FOR                  FOR

PROPOSAL #1.2: ELECT DIRECTOR PAUL G. THOMAS                       ISSUER            YES             FOR                  FOR

PROPOSAL #1.3: ELECT DIRECTOR CHRISTOPHER D. VAN                ISSUER            YES             FOR                  FOR

GORDER

PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER            YES             FOR                  FOR

OFFICERS' COMPENSATION

PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY             ISSUER            YES        ONE YEAR              FOR

PROPOSAL #4: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS        ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               ABM Industries Incorporated

  TICKER:               ABM                                  CUSIP:   000957100

  MEETING DATE:   3/7/2018                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1a: ELECT DIRECTOR LINDA CHAVEZ                             ISSUER            YES             FOR                  FOR

PROPOSAL #1b: ELECT DIRECTOR J. PHILIP FERGUSON                  ISSUER            YES             FOR                  FOR

PROPOSAL #1c: ELECT DIRECTOR ART A. GARCIA                           ISSUER            YES             FOR                  FOR

PROPOSAL #1d: ELECT DIRECTOR SCOTT SALMIRS                           ISSUER            YES             FOR                  FOR

PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER            YES             FOR                  FOR

OFFICERS' COMPENSATION

PROPOSAL #3: AMEND OMNIBUS STOCK PLAN                                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: RATIFY KPMG LLP AS AUDITORS                              ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Abraxas Petroleum Corporation

  TICKER:               AXAS                                CUSIP:   003830106

  MEETING DATE:   5/8/2018                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.1: ELECT DIRECTOR W. DEAN KARRASH                      ISSUER            YES             FOR                  FOR

PROPOSAL #1.2: ELECT DIRECTOR PAUL A. POWELL, JR.               ISSUER            YES             FOR                  FOR

PROPOSAL #1.3: ELECT DIRECTOR EDWARD P. RUSSELL                  ISSUER            YES             FOR                  FOR

PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS                       ISSUER            YES             FOR                  FOR

PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER            YES             FOR                  FOR

OFFICERS' COMPENSATION


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Acacia Communications, Inc.

  TICKER:               ACIA                                CUSIP:   00401C108

  MEETING DATE:   5/17/2018                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.1: ELECT DIRECTOR STAN J. REISS                         ISSUER            YES             FOR                  FOR

PROPOSAL #1.2: ELECT DIRECTOR ERIC A. SWANSON                      ISSUER            YES             FOR                  FOR

PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS        ISSUER            YES             FOR                  FOR

PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER            YES             FOR                  FOR

OFFICERS' COMPENSATION

PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY             ISSUER            YES        ONE YEAR              FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Acacia Research Corporation

  TICKER:               ACTG                                CUSIP:   N/A

  MEETING DATE:   6/14/2018                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.1: ELECT DIRECTOR G. LOUIS GRAZIADIO, III        ISSUER             NO              N/A                  N/A

PROPOSAL #1.2: ELECT DIRECTOR FRANK E. WALSH, III               ISSUER             NO              N/A                  N/A

PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS             ISSUER             NO              N/A                  N/A

PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER             NO              N/A                  N/A

OFFICERS' COMPENSATION

PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN                                ISSUER             NO              N/A                  N/A

PROPOSAL #1.1: ELECT DIRECTOR CLIFFORD PRESS                   SHAREHOLDER        YES        WITHHOLD              FOR

PROPOSAL #1.2: ELECT DIRECTOR ALFRED V. TOBIA, JR.         SHAREHOLDER        YES             FOR               AGAINST

PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS             ISSUER            YES             FOR                  FOR

PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER            YES             FOR                  FOR

OFFICERS' COMPENSATION

PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN                                ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Acadia Healthcare Company, Inc.

  TICKER:               ACHC                                CUSIP:   00404A109

  MEETING DATE:   5/3/2018                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.1: ELECT DIRECTOR E. PEROT BISSELL                    ISSUER            YES             FOR                  FOR

PROPOSAL #1.2: ELECT DIRECTOR VICKY B. GREGG                       ISSUER            YES             FOR                  FOR

PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER            YES             FOR                  FOR

OFFICERS' COMPENSATION

PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS               ISSUER            YES             FOR                  FOR


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               ACADIA Pharmaceuticals Inc.

  TICKER:               ACAD                                CUSIP:   N/A

  MEETING DATE:   6/6/2018                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.1: ELECT DIRECTOR JULIAN C. BAKER                      ISSUER            YES        WITHHOLD           AGAINST

PROPOSAL #1.2: ELECT DIRECTOR STEPHEN R. BIGGAR                  ISSUER            YES        WITHHOLD           AGAINST

PROPOSAL #1.3: ELECT DIRECTOR DANIEL SOLAND                         ISSUER            YES             FOR                  FOR

PROPOSAL #2: AMEND OMNIBUS STOCK PLAN                                    ISSUER            YES         AGAINST           AGAINST

PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER            YES         AGAINST           AGAINST

OFFICERS' COMPENSATION

PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS               ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Acadia Realty Trust

  TICKER:               AKR                                  CUSIP:   004239109

  MEETING DATE:   5/10/2018                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1a: ELECT DIRECTOR KENNETH F. BERNSTEIN               ISSUER            YES             FOR                  FOR

PROPOSAL #1b: ELECT DIRECTOR DOUGLAS CROCKER, II                ISSUER            YES             FOR                  FOR

PROPOSAL #1c: ELECT DIRECTOR LORRENCE T. KELLAR                  ISSUER            YES             FOR                  FOR

PROPOSAL #1d: ELECT DIRECTOR WENDY LUSCOMBE                         ISSUER            YES             FOR                  FOR

PROPOSAL #1e: ELECT DIRECTOR WILLIAM T. SPITZ                      ISSUER            YES             FOR                  FOR

PROPOSAL #1f: ELECT DIRECTOR LYNN C. THURBER                       ISSUER            YES             FOR                  FOR

PROPOSAL #1g: ELECT DIRECTOR LEE S. WIELANSKY                      ISSUER            YES             FOR                  FOR

PROPOSAL #1h: ELECT DIRECTOR C. DAVID ZOBA                           ISSUER            YES             FOR                  FOR

PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS                       ISSUER            YES             FOR                  FOR

PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER            YES             FOR                  FOR

OFFICERS' COMPENSATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Accelerate Diagnostics, Inc.

  TICKER:               AXDX                                CUSIP:   00430H102

  MEETING DATE:   5/3/2018                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.1: ELECT DIRECTOR THOMAS D. BROWN                      ISSUER            YES             FOR                  FOR

PROPOSAL #1.2: ELECT DIRECTOR LAWRENCE MEHREN                      ISSUER            YES             FOR                  FOR

PROPOSAL #1.3: ELECT DIRECTOR MARK C. MILLER                       ISSUER            YES             FOR                  FOR

PROPOSAL #1.4: ELECT DIRECTOR JOHN PATIENCE                         ISSUER            YES             FOR                  FOR

PROPOSAL #1.5: ELECT DIRECTOR JACK SCHULER                           ISSUER            YES             FOR                  FOR


 

PROPOSAL #1.6: ELECT DIRECTOR MATTHEW W. STROBECK               ISSUER            YES             FOR                  FOR

PROPOSAL #1.7: ELECT DIRECTOR FRANK J.M. TEN BRINK             ISSUER            YES             FOR                  FOR

PROPOSAL #1.8: ELECT DIRECTOR CHARLES WATTS                         ISSUER            YES             FOR                  FOR

PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS               ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Acceleron Pharma Inc.

  TICKER:               XLRN                                CUSIP:   00434H108

  MEETING DATE:   6/6/2018                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1a: ELECT DIRECTOR HABIB J. DABLE                         ISSUER            YES             FOR                  FOR

PROPOSAL #1b: ELECT DIRECTOR TERRENCE C. KEARNEY                ISSUER            YES             FOR                  FOR

PROPOSAL #1c: ELECT DIRECTOR KAREN L. SMITH                         ISSUER            YES             FOR                  FOR

PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER            YES             FOR                  FOR

OFFICERS' COMPENSATION

PROPOSAL #5: RATIFY ERNST & YOUNG LLP AS AUDITORS               ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Accenture plc

  TICKER:               ACN                                  CUSIP:   G1151C101

  MEETING DATE:   2/7/2018                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1a: ELECT DIRECTOR JAIME ARDILA                             ISSUER            YES             FOR                  FOR

PROPOSAL #1b: ELECT DIRECTOR CHARLES H. GIANCARLO               ISSUER            YES             FOR                  FOR

PROPOSAL #1c: ELECT DIRECTOR HERBERT HAINER                         ISSUER            YES             FOR                  FOR

PROPOSAL #1d: ELECT DIRECTOR MARJORIE MAGNER                       ISSUER            YES             FOR                  FOR

PROPOSAL #1e: ELECT DIRECTOR NANCY MCKINSTRY                       ISSUER            YES             FOR                  FOR

PROPOSAL #1f: ELECT DIRECTOR PIERRE NANTERME                       ISSUER            YES             FOR                  FOR

PROPOSAL #1g: ELECT DIRECTOR GILLES C. PELISSON                  ISSUER            YES             FOR                  FOR

PROPOSAL #1h: ELECT DIRECTOR PAULA A. PRICE                         ISSUER            YES             FOR                  FOR

PROPOSAL #1i: ELECT DIRECTOR ARUN SARIN                                ISSUER            YES             FOR                  FOR

PROPOSAL #1j: ELECT DIRECTOR FRANK K. TANG                           ISSUER            YES             FOR                  FOR

PROPOSAL #1k: ELECT DIRECTOR TRACEY T. TRAVIS                      ISSUER            YES             FOR                  FOR

PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER            YES             FOR                  FOR

OFFICERS' COMPENSATION

PROPOSAL #3: AMEND OMNIBUS STOCK PLAN                                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: APPROVE KPMG LLP AS AUDITORS AND                     ISSUER            YES             FOR                  FOR

AUTHORIZE BOARD TO FIX THEIR REMUNERATION

PROPOSAL #5: AUTHORIZE ISSUANCE OF EQUITY OR EQUITY-         ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITH PREEMPTIVE RIGHTS

PROPOSAL #6: AUTHORIZE ISSUANCE OF EQUITY OR EQUITY-         ISSUER            YES             FOR                  FOR

LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS


 

PROPOSAL #7: DETERMINE THE PRICE RANGE AT WHICH                 ISSUER            YES             FOR                  FOR

ACCENTURE PLC CAN RE-ISSUE SHARES THAT IT ACQUIRES AS

 TREASURY STOCK

PROPOSAL #8: APPROVE MERGER AGREEMENT                                    ISSUER            YES             FOR                  FOR

PROPOSAL #9: AMEND ARTICLES OF ASSOCIATION TO NO                ISSUER            YES             FOR                  FOR

LONGER REQUIRE SHAREHOLDER APPROVAL OF CERTAIN

INTERNAL TRANSACTIONS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Access National Corporation

  TICKER:               ANCX                                CUSIP:   004337101

  MEETING DATE:   10/26/2017                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.1: ELECT DIRECTOR MICHAEL G. ANZILOTTI             ISSUER            YES             FOR                  FOR

PROPOSAL #1.2: ELECT DIRECTOR GARY D. LECLAIR                      ISSUER            YES             FOR                  FOR

PROPOSAL #1.3: ELECT DIRECTOR JANET A. NEUHARTH                  ISSUER            YES             FOR                  FOR

PROPOSAL #1.4: ELECT DIRECTOR GARY R. SHOOK                         ISSUER            YES             FOR                  FOR

PROPOSAL #1.5: ELECT DIRECTOR CHILDS F. BURDEN                    ISSUER            YES             FOR                  FOR

PROPOSAL #1.6: ELECT DIRECTOR JOHN W. EDGEMOND, IV             ISSUER            YES             FOR                  FOR

PROPOSAL #1.7: ELECT DIRECTOR MARTIN S. FRIEDMAN                ISSUER            YES             FOR                  FOR

PROPOSAL #1.8: ELECT DIRECTOR JOHN C. LEE, IV                      ISSUER            YES             FOR                  FOR

PROPOSAL #1.9: ELECT DIRECTOR MARY LEIGH MCDANIEL               ISSUER            YES             FOR                  FOR

PROPOSAL #2: APPROVE OMNIBUS STOCK PLAN                                ISSUER            YES             FOR                  FOR

PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER            YES             FOR                  FOR

OFFICERS' COMPENSATION

PROPOSAL #4: RATIFY BDO USA, LLP AS AUDITORS                       ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Access National Corporation

  TICKER:               ANCX                                CUSIP:   004337101

  MEETING DATE:   5/24/2018                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.1: ELECT DIRECTOR MICHAEL G. ANZILOTTI             ISSUER            YES             FOR                  FOR

PROPOSAL #1.2: ELECT DIRECTOR MICHAEL W. CLARKE                  ISSUER            YES             FOR                  FOR

PROPOSAL #1.3: ELECT DIRECTOR GARY D. LECLAIR                      ISSUER            YES             FOR                  FOR

PROPOSAL #1.4: ELECT DIRECTOR JANET A. NEUHARTH                  ISSUER            YES             FOR                  FOR

PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER            YES             FOR                  FOR

OFFICERS' COMPENSATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               ACCO Brands Corporation

  TICKER:               ACCO                                CUSIP:   00081T108

  MEETING DATE:   5/15/2018                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT


 

PROPOSAL #1a: ELECT DIRECTOR JAMES A. BUZZARD                      ISSUER            YES             FOR                  FOR

PROPOSAL #1b: ELECT DIRECTOR KATHLEEN S. DVORAK                  ISSUER            YES             FOR                  FOR

PROPOSAL #1c: ELECT DIRECTOR BORIS ELISMAN                           ISSUER            YES             FOR                  FOR

PROPOSAL #1d: ELECT DIRECTOR PRADEEP JOTWANI                       ISSUER            YES             FOR                  FOR

PROPOSAL #1e: ELECT DIRECTOR ROBERT J. KELLER                      ISSUER            YES             FOR                  FOR

PROPOSAL #1f: ELECT DIRECTOR THOMAS KROEGER                         ISSUER            YES             FOR                  FOR

PROPOSAL #1g: ELECT DIRECTOR RON LOMBARDI                             ISSUER            YES             FOR                  FOR

PROPOSAL #1h: ELECT DIRECTOR GRACIELA MONTEAGUDO                ISSUER            YES             FOR                  FOR

PROPOSAL #1i: ELECT DIRECTOR HANS MICHAEL NORKUS                ISSUER            YES             FOR                  FOR

PROPOSAL #1j: ELECT DIRECTOR E. MARK RAJKOWSKI                    ISSUER            YES             FOR                  FOR

PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS                              ISSUER            YES             FOR                  FOR

PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER            YES             FOR                  FOR

OFFICERS' COMPENSATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Accuray Incorporated

  TICKER:               ARAY                                CUSIP:   004397105

  MEETING DATE:   11/17/2017                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.1: ELECT DIRECTOR LOUIS J. LAVIGNE, JR.           ISSUER            YES             FOR                  FOR

PROPOSAL #1.2: ELECT DIRECTOR DENNIS L. WINGER                    ISSUER            YES             FOR                  FOR

PROPOSAL #1.3: ELECT DIRECTOR JACK GOLDSTEIN                       ISSUER            YES             FOR                  FOR

PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER            YES             FOR                  FOR

OFFICERS' COMPENSATION

PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY             ISSUER            YES        ONE YEAR              FOR

PROPOSAL #4: RATIFY GRANT THORNTON LLP AS AUDITORS             ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               AcelRx Pharmaceuticals, Inc.

  TICKER:               ACRX                                CUSIP:   00444T100

  MEETING DATE:   6/14/2018                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.1: ELECT DIRECTOR ADRIAN ADAMS                           ISSUER            YES             FOR                  FOR

PROPOSAL #1.2: ELECT DIRECTOR RICHARD AFABLE                       ISSUER            YES             FOR                  FOR

PROPOSAL #1.3: ELECT DIRECTOR MARK G. EDWARDS                      ISSUER            YES             FOR                  FOR

PROPOSAL #2: RATIFY OUM & CO. LLP AS AUDITORS                      ISSUER            YES             FOR                  FOR


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Aceto Corporation

  TICKER:               ACET                                CUSIP:   004446100

  MEETING DATE:   12/7/2017                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.1: ELECT DIRECTOR ALBERT L. EILENDER                ISSUER            YES             FOR                  FOR

PROPOSAL #1.2: ELECT DIRECTOR WILLIAM C. KENNALLY,            ISSUER            YES             FOR                  FOR

III

PROPOSAL #1.3: ELECT DIRECTOR VIMAL KAVURU                           ISSUER            YES             FOR                  FOR

PROPOSAL #1.4: ELECT DIRECTOR WILLIAM N. BRITTON                ISSUER            YES             FOR                  FOR

PROPOSAL #1.5: ELECT DIRECTOR NATASHA GIORDANO                    ISSUER            YES             FOR                  FOR

PROPOSAL #1.6: ELECT DIRECTOR ALAN G. LEVIN                         ISSUER            YES             FOR                  FOR

PROPOSAL #1.7: ELECT DIRECTOR DANIEL B. YAROSH                    ISSUER            YES             FOR                  FOR

PROPOSAL #2: AMEND EXECUTIVE INCENTIVE BONUS PLAN               ISSUER            YES             FOR                  FOR

PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER            YES             FOR                  FOR

OFFICERS' COMPENSATION

PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY             ISSUER            YES        ONE YEAR              FOR

PROPOSAL #5: RATIFY BDO USA, LLP AS AUDITORS                       ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Achaogen, Inc.

  TICKER:               AKAO                                CUSIP:   N/A

  MEETING DATE:   6/5/2018                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.1: ELECT DIRECTOR KAREN BERNSTEIN                      ISSUER            YES             FOR                  FOR

PROPOSAL #1.2: ELECT DIRECTOR MICHAEL FISCHBACH                  ISSUER            YES             FOR                  FOR

PROPOSAL #1.3: ELECT DIRECTOR JOHN W. SMITHER                      ISSUER            YES             FOR                  FOR

PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER            YES             FOR                  FOR

OFFICERS' COMPENSATION

PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY             ISSUER            YES        ONE YEAR              FOR

PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS               ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Achieve Life Sciences, Inc.

  TICKER:               ACHV                                CUSIP:   004468104

  MEETING DATE:   10/26/2017                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.1: ELECT DIRECTOR ANTHONY CLARKE                       ISSUER            YES             FOR                  FOR

PROPOSAL #1.2: ELECT DIRECTOR SCOTT CORMACK                         ISSUER            YES             FOR                  FOR

PROPOSAL #1.3: ELECT DIRECTOR DONALD JOSEPH                         ISSUER            YES             FOR                  FOR

PROPOSAL #1.4: ELECT DIRECTOR MARTIN MATTINGLY                    ISSUER            YES        WITHHOLD           AGAINST


 

PROPOSAL #1.5: ELECT DIRECTOR JAY MOYES                                ISSUER            YES             FOR                  FOR

PROPOSAL #1.6: ELECT DIRECTOR STEWART PARKER                       ISSUER            YES        WITHHOLD           AGAINST

PROPOSAL #1.7: ELECT DIRECTOR RICHARD STEWART                      ISSUER            YES             FOR                  FOR

PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS              ISSUER            YES             FOR                  FOR

AUDITORS

PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN                                ISSUER            YES         AGAINST           AGAINST

PROPOSAL #4: APPROVE QUALIFIED EMPLOYEE STOCK                     ISSUER            YES             FOR                  FOR

PURCHASE PLAN

PROPOSAL #5: ELIMINATE CUMULATIVE VOTING                              ISSUER            YES             FOR                  FOR

PROPOSAL #6: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER            YES             FOR                  FOR

OFFICERS' COMPENSATION

PROPOSAL #7: ADVISORY VOTE ON SAY ON PAY FREQUENCY             ISSUER            YES        ONE YEAR           AGAINST

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Achieve Life Sciences, Inc.

  TICKER:               ACHV                                CUSIP:   004468104

  MEETING DATE:   5/22/2018                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.1: ELECT DIRECTOR ANTHONY CLARKE                       ISSUER            YES             FOR                  FOR

PROPOSAL #1.2: ELECT DIRECTOR SCOTT CORMACK                         ISSUER            YES             FOR                  FOR

PROPOSAL #1.3: ELECT DIRECTOR DONALD JOSEPH                         ISSUER            YES             FOR                  FOR

PROPOSAL #1.4: ELECT DIRECTOR MARTIN MATTINGLY                    ISSUER            YES             FOR                  FOR

PROPOSAL #1.5: ELECT DIRECTOR JAY MOYES                                ISSUER            YES             FOR                  FOR

PROPOSAL #1.6: ELECT DIRECTOR STEWART PARKER                       ISSUER            YES             FOR                  FOR

PROPOSAL #1.7: ELECT DIRECTOR RICHARD STEWART                      ISSUER            YES             FOR                  FOR

PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS              ISSUER            YES             FOR                  FOR

AUDITORS

PROPOSAL #3: APPROVE ISSUANCE OF SHARES FOR A PRIVATE        ISSUER            YES             FOR                  FOR

 PLACEMENT

PROPOSAL #4: APPROVE REVERSE STOCK SPLIT                              ISSUER            YES             FOR                  FOR

PROPOSAL #5: INCREASE AUTHORIZED COMMON STOCK                      ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Achillion Pharmaceuticals, Inc.

  TICKER:               ACHN                                CUSIP:   00448Q201

  MEETING DATE:   5/31/2018                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: ELECT DIRECTOR JASON S. FISHERMAN                    ISSUER            YES             FOR                  FOR

PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER            YES             FOR                  FOR

OFFICERS' COMPENSATION

PROPOSAL #3: AMEND OMNIBUS STOCK PLAN                                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: RATIFY PRICEWATERHOUSECOOPERS LLP AS              ISSUER            YES             FOR                  FOR

AUDITORS


 

PROPOSAL #5: ELECT DIRECTOR JOSEPH TRUITT                             ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               ACI Worldwide, Inc.

  TICKER:               ACIW                                CUSIP:   N/A

  MEETING DATE:   6/12/2018                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.1: ELECT DIRECTOR JANET O. ESTEP                       ISSUER            YES             FOR                  FOR

PROPOSAL #1.2: ELECT DIRECTOR JAMES C. HALE                         ISSUER            YES             FOR                  FOR

PROPOSAL #1.3: ELECT DIRECTOR PHILIP G. HEASLEY                  ISSUER            YES             FOR                  FOR

PROPOSAL #1.4: ELECT DIRECTOR PAMELA H. PATSLEY                  ISSUER            YES             FOR                  FOR

PROPOSAL #1.5: ELECT DIRECTOR CHARLES E. PETERS, JR.         ISSUER            YES             FOR                  FOR

PROPOSAL #1.6: ELECT DIRECTOR DAVID A. POE                           ISSUER            YES             FOR                  FOR

PROPOSAL #1.7: ELECT DIRECTOR ADALIO T. SANCHEZ                  ISSUER            YES             FOR                  FOR

PROPOSAL #1.8: ELECT DIRECTOR THOMAS W. WARSOP, III           ISSUER            YES             FOR                  FOR

PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS        ISSUER            YES             FOR                  FOR

PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER            YES             FOR                  FOR

OFFICERS' COMPENSATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Aclaris Therapeutics, Inc.

  TICKER:               ACRS                                CUSIP:   00461U105

  MEETING DATE:   6/7/2018                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.1: ELECT DIRECTOR CHRISTOPHER MOLINEAUX           ISSUER            YES             FOR                  FOR

PROPOSAL #1.2: ELECT DIRECTOR BRYAN REASONS                         ISSUER            YES             FOR                  FOR

PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS              ISSUER            YES             FOR                  FOR

AUDITORS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               ACM Research, Inc.

  TICKER:               ACMR                                CUSIP:   00108J109

  MEETING DATE:   6/14/2018                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.1: ELECT DIRECTOR DAVID H. WANG                         ISSUER            YES             FOR                  FOR

PROPOSAL #1.2: ELECT DIRECTOR HAIPING DUN                             ISSUER            YES             FOR                  FOR

PROPOSAL #1.3: ELECT DIRECTOR CHENMING C. HU                       ISSUER            YES         AGAINST           AGAINST

PROPOSAL #1.4: ELECT DIRECTOR TRACY LIU                                ISSUER            YES             FOR                  FOR

PROPOSAL #1.5: ELECT DIRECTOR YINAN XIANG                             ISSUER            YES             FOR                  FOR

PROPOSAL #1.6: ELECT DIRECTOR ZHENGFAN YANG                         ISSUER            YES             FOR                  FOR

PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER            YES             FOR                  FOR

OFFICERS' COMPENSATION


 

PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY             ISSUER            YES        ONE YEAR           AGAINST

PROPOSAL #4: RATIFY BDO CHINA SHU LUN PAN CERTIFIED          ISSUER            YES             FOR                  FOR

PUBLIC ACCOUNTANTS LLP AS AUDITORS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Acme United Corporation

  TICKER:               ACU                                  CUSIP:   004816104

  MEETING DATE:   4/23/2018                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.1: ELECT DIRECTOR WALTER C. JOHNSEN                  ISSUER            YES             FOR                  FOR

PROPOSAL #1.2: ELECT DIRECTOR RICHMOND Y. HOLDEN, JR.        ISSUER            YES        WITHHOLD           AGAINST

PROPOSAL #1.3: ELECT DIRECTOR BRIAN S. OLSCHAN                    ISSUER            YES             FOR                  FOR

PROPOSAL #1.4: ELECT DIRECTOR STEVENSON E. WARD, III         ISSUER            YES             FOR                  FOR

PROPOSAL #1.5: ELECT DIRECTOR SUSAN H. MURPHY                      ISSUER            YES        WITHHOLD           AGAINST

PROPOSAL #1.6: ELECT DIRECTOR REX L. DAVIDSON                      ISSUER            YES        WITHHOLD           AGAINST

PROPOSAL #2: AMEND STOCK OPTION PLAN                                     ISSUER            YES         AGAINST           AGAINST

PROPOSAL #3: RATIFY MARCUM LLP AS AUDITORS                           ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               ACNB Corporation

  TICKER:               ACNB                                CUSIP:   000868109

  MEETING DATE:   5/1/2018                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: FIX NUMBER OF DIRECTORS AT FIFTEEN                  ISSUER            YES             FOR                  FOR

PROPOSAL #2: FIX NUMBER OF CLASS 1 DIRECTORS AT FIVE         ISSUER            YES             FOR                  FOR

PROPOSAL #3: FIX NUMBER OF CLASS 2 DIRECTORS AT SIX           ISSUER            YES             FOR                  FOR

PROPOSAL #4: FIX NUMBER OF CLASS 3 DIRECTORS AT FOUR         ISSUER            YES             FOR                  FOR

PROPOSAL #5.1: ELECT DIRECTOR RICHARD L. ALLOWAY, II         ISSUER            YES             FOR                  FOR

PROPOSAL #5.2: ELECT DIRECTOR DONNA M. NEWELL                      ISSUER            YES             FOR                  FOR

PROPOSAL #5.3: ELECT DIRECTOR THOMAS A. RITTER                    ISSUER            YES             FOR                  FOR

PROPOSAL #5.4: ELECT DIRECTOR D. ARTHUR SEIBEL, JR.           ISSUER            YES             FOR                  FOR

PROPOSAL #5.5: ELECT DIRECTOR DAVID L. SITES                       ISSUER            YES             FOR                  FOR

PROPOSAL #5.6: ELECT DIRECTOR ALAN J. STOCK                         ISSUER            YES             FOR                  FOR

PROPOSAL #6: ELECT DIRECTOR TODD L. HERRING                         ISSUER            YES             FOR                  FOR

PROPOSAL #7: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER            YES             FOR                  FOR

OFFICERS' COMPENSATION

PROPOSAL #8: AMEND ARTICLES                                                     ISSUER            YES         AGAINST           AGAINST

PROPOSAL #9: AMEND ARTICLES                                                     ISSUER            YES         AGAINST           AGAINST

PROPOSAL #10: AMEND BYLAWS                                                       ISSUER            YES         AGAINST           AGAINST

PROPOSAL #11: AMEND BYLAWS                                                       ISSUER            YES         AGAINST           AGAINST


 

PROPOSAL #12: APPROVE OMNIBUS STOCK PLAN                              ISSUER            YES             FOR                  FOR

PROPOSAL #13: RATIFY RSM US LLP AS AUDITORS                         ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Acorda Therapeutics, Inc.

  TICKER:               ACOR                                CUSIP:   00484M106

  MEETING DATE:   6/27/2018                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.1: ELECT DIRECTOR BARRY GREENE                           ISSUER             NO              N/A                  N/A

PROPOSAL #1.2: ELECT DIRECTOR IAN SMITH                                ISSUER             NO              N/A                  N/A

PROPOSAL #1.3: ELECT DIRECTOR CATHERINE D. STRADER             ISSUER             NO              N/A                  N/A

PROPOSAL #2: AMEND OMNIBUS STOCK PLAN                                    ISSUER             NO              N/A                  N/A

PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS               ISSUER             NO              N/A                  N/A

PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER             NO              N/A                  N/A

OFFICERS' COMPENSATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Actinium Pharmaceuticals, Inc.

  TICKER:               ATNM                                CUSIP:   00507W107

  MEETING DATE:   12/20/2017                                                                                                         FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1a: ELECT DIRECTOR DAVID NICHOLSON                       ISSUER            YES         AGAINST           AGAINST

PROPOSAL #1b: ELECT DIRECTOR RICHARD I. STEINHART               ISSUER            YES         AGAINST           AGAINST

PROPOSAL #2: RATIFY GBH CPAS, PC AS AUDITORS                       ISSUER            YES             FOR                  FOR

PROPOSAL #3: AMEND OMNIBUS STOCK PLAN                                    ISSUER            YES         AGAINST           AGAINST

PROPOSAL #4: INCREASE AUTHORIZED COMMON STOCK                      ISSUER            YES         AGAINST           AGAINST

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Activision Blizzard, Inc.

  TICKER:               ATVI                                CUSIP:   00507V109

  MEETING DATE:   6/26/2018                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.1: ELECT DIRECTOR REVETA BOWERS                         ISSUER            YES             FOR                  FOR

PROPOSAL #1.2: ELECT DIRECTOR ROBERT CORTI                           ISSUER            YES             FOR                  FOR

PROPOSAL #1.3: ELECT DIRECTOR HENDRIK HARTONG, III             ISSUER            YES             FOR                  FOR

PROPOSAL #1.4: ELECT DIRECTOR BRIAN KELLY                             ISSUER            YES             FOR                  FOR

PROPOSAL #1.5: ELECT DIRECTOR ROBERT A. KOTICK                    ISSUER            YES             FOR                  FOR

PROPOSAL #1.6: ELECT DIRECTOR BARRY MEYER                             ISSUER            YES             FOR                  FOR

PROPOSAL #1.7: ELECT DIRECTOR ROBERT MORGADO                       ISSUER            YES             FOR                  FOR

PROPOSAL #1.8: ELECT DIRECTOR PETER NOLAN                             ISSUER            YES             FOR                  FOR

PROPOSAL #1.9: ELECT DIRECTOR CASEY WASSERMAN                      ISSUER            YES             FOR                  FOR


 

PROPOSAL #1.1: ELECT DIRECTOR ELAINE WYNN                             ISSUER            YES             FOR                  FOR

PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER            YES             FOR                  FOR

OFFICERS' COMPENSATION

PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS              ISSUER            YES             FOR                  FOR

AUDITORS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Actua Corporation

  TICKER:               ACTA                                CUSIP:   005094107

  MEETING DATE:   12/7/2017                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE SALE OF COMPANY ASSETS                         ISSUER            YES             FOR                  FOR

PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES                  ISSUER            YES         AGAINST           AGAINST

PROPOSAL #3: ADJOURN MEETING                                                   ISSUER            YES             FOR                  FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Actuant Corporation

  TICKER:               ATU                                  CUSIP:   00508X203

  MEETING DATE:   1/23/2018                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.1: ELECT DIRECTOR RANDAL W. BAKER                      ISSUER            YES             FOR                  FOR

PROPOSAL #1.2: ELECT DIRECTOR GURMINDER S. BEDI                  ISSUER            YES             FOR                  FOR

PROPOSAL #1.3: ELECT DIRECTOR DANNY L. CUNNINGHAM               ISSUER            YES             FOR                  FOR

PROPOSAL #1.4: ELECT DIRECTOR E. JAMES FERLAND                    ISSUER            YES             FOR                  FOR

PROPOSAL #1.5: ELECT DIRECTOR RICHARD D. HOLDER                  ISSUER            YES             FOR                  FOR

PROPOSAL #1.6: ELECT DIRECTOR R. ALAN HUNTER, JR.               ISSUER            YES             FOR                  FOR

PROPOSAL #1.7: ELECT DIRECTOR ROBERT A. PETERSON                ISSUER            YES             FOR                  FOR

PROPOSAL #1.8: ELECT DIRECTOR HOLLY A. VAN DEURSEN             ISSUER            YES             FOR                  FOR

PROPOSAL #1.9: ELECT DIRECTOR DENNIS K. WILLIAMS                ISSUER            YES             FOR                  FOR

PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS              ISSUER            YES             FOR                  FOR

AUDITORS

PROPOSAL #3: AMEND OMNIBUS STOCK PLAN                                    ISSUER            YES             FOR                  FOR

PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER            YES             FOR                  FOR

OFFICERS' COMPENSATION

PROPOSAL #5: ADVISORY VOTE ON SAY ON PAY FREQUENCY             ISSUER            YES        ONE YEAR              FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Acuity Brands, Inc.

  TICKER:               AYI                                  CUSIP:   00508Y102

  MEETING DATE:   1/5/2018                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1a: ELECT DIRECTOR PETER C. BROWNING                    ISSUER            YES             FOR                  FOR

PROPOSAL #1b: ELECT DIRECTOR G. DOUGLAS DILLARD, JR.         ISSUER            YES             FOR                  FOR


 

PROPOSAL #1c: ELECT DIRECTOR RAY M. ROBINSON                       ISSUER            YES             FOR                  FOR

PROPOSAL #1d: ELECT DIRECTOR NORMAN H. WESLEY                      ISSUER            YES             FOR                  FOR

PROPOSAL #1e: ELECT DIRECTOR MARY A. WINSTON                       ISSUER            YES             FOR                  FOR

PROPOSAL #2: RATIFY EY AS AUDITORS                                         ISSUER            YES             FOR                  FOR

PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER            YES             FOR                  FOR

OFFICERS' COMPENSATION

PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY             ISSUER            YES        ONE YEAR              FOR

PROPOSAL #5: AMEND OMNIBUS STOCK PLAN                                    ISSUER            YES             FOR                  FOR

PROPOSAL #6: APPROVE EXECUTIVE INCENTIVE BONUS PLAN           ISSUER            YES             FOR                  FOR

PROPOSAL #7: REPORT ON SUSTAINABILITY                               SHAREHOLDER        YES         AGAINST               FOR

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Acushnet Holdings Corp.

  TICKER:               GOLF                                CUSIP:   N/A

  MEETING DATE:   6/11/2018                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.1: ELECT DIRECTOR DAVID MAHER                             ISSUER            YES             FOR                  FOR

PROPOSAL #1.2: ELECT DIRECTOR STEVEN TISHMAN                       ISSUER            YES             FOR                  FOR

PROPOSAL #1.3: "ELECT DIRECTOR WALTER ""WALLY""                 ISSUER            YES             FOR                  FOR

UIHLEIN"

PROPOSAL #2: DECLASSIFY THE BOARD OF DIRECTORS                    ISSUER            YES             FOR                  FOR

PROPOSAL #3: AMEND CERTIFICATE OF INCORPORATION TO            ISSUER            YES             FOR                  FOR

PROVIDE DIRECTORS MAY BE REMOVED WITH OR WITHOUT

PROPOSAL #4: AMEND RIGHT TO CALL SPECIAL MEETING                ISSUER            YES             FOR                  FOR

PROPOSAL #5: RATIFY PRICEWATERHOUSECOOPERS LLP AS              ISSUER            YES             FOR                  FOR

AUDITORS

PROPOSAL #6: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER            YES             FOR                  FOR

OFFICERS' COMPENSATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Acxiom Corporation

  TICKER:               ACXM                                CUSIP:   005125109

  MEETING DATE:   8/8/2017                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1a: ELECT DIRECTOR TIMOTHY R. CADOGAN                  ISSUER            YES             FOR                  FOR

PROPOSAL #1b: ELECT DIRECTOR WILLIAM T. DILLARD, II           ISSUER            YES             FOR                  FOR

PROPOSAL #1c: ELECT DIRECTOR SCOTT E. HOWE                           ISSUER            YES             FOR                  FOR

PROPOSAL #2: AMEND OMNIBUS STOCK PLAN                                    ISSUER            YES             FOR                  FOR

PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER            YES             FOR                  FOR

OFFICERS' COMPENSATION

PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY             ISSUER            YES        ONE YEAR              FOR

PROPOSAL #5: RATIFY KPMG LLP AS AUDITORS                              ISSUER            YES             FOR                  FOR


 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Adamas Pharmaceuticals, Inc.

  TICKER:               ADMS                                CUSIP:   00548A106

  MEETING DATE:   6/6/2018                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.1: ELECT DIRECTOR WILLIAM W. ERICSON                ISSUER            YES             FOR                  FOR

PROPOSAL #1.2: ELECT DIRECTOR MARTHA J. DEMSKI                    ISSUER            YES             FOR                  FOR

PROPOSAL #1.3: ELECT DIRECTOR IVAN LIEBERBURG                      ISSUER            YES             FOR                  FOR

PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS              ISSUER            YES             FOR                  FOR

AUDITORS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

  ISSUER:               Adams Resources & Energy, Inc.

  TICKER:               AE                                    CUSIP:   006351308

  MEETING DATE:   5/8/2018                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.1: ELECT DIRECTOR TOWNES G. PRESSLER                ISSUER            YES             FOR                  FOR

PROPOSAL #1.2: ELECT DIRECTOR LARRY E. BELL                         ISSUER            YES             FOR                  FOR

PROPOSAL #1.3: ELECT DIRECTOR MICHELLE A. EARLEY                ISSUER            YES             FOR                  FOR

PROPOSAL #1.4: ELECT DIRECTOR MURRAY E. BRASSEUX                ISSUER            YES             FOR                  FOR

PROPOSAL #1.5: ELECT DIRECTOR RICHARD C. JENNER                  ISSUER            YES             FOR                  FOR

PROPOSAL #1.6: ELECT DIRECTOR W. R. SCOFIELD                       ISSUER            YES             FOR                  FOR

PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER            YES             FOR                  FOR

OFFICERS' COMPENSATION

PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY             ISSUER            YES        ONE YEAR              FOR

PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN                                ISSUER            YES             FOR                  FOR

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  ISSUER:               AdCare Health Systems, Inc.

  TICKER:               ADK                                  CUSIP:   00650W300

  MEETING DATE:   9/20/2017                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1: APPROVE FORMATION OF HOLDING COMPANY               ISSUER            YES             FOR                  FOR

PROPOSAL #2: ADJOURN MEETING                                                   ISSUER            YES             FOR                  FOR

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  ISSUER:               Addus HomeCare Corporation

  TICKER:               ADUS                                CUSIP:   N/A

  MEETING DATE:   6/13/2018                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.1: ELECT DIRECTOR R. DIRK ALLISON                      ISSUER            YES             FOR                  FOR

PROPOSAL #1.2: ELECT DIRECTOR MARK L. FIRST                         ISSUER            YES             FOR                  FOR


 

PROPOSAL #1.3: ELECT DIRECTOR DARIN J. GORDON                      ISSUER            YES             FOR                  FOR

PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS               ISSUER            YES             FOR                  FOR

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  ISSUER:               ADDvantage Technologies Group, Inc.

  TICKER:               AEY                                  CUSIP:   006743306

  MEETING DATE:   3/7/2018                                                                                                             FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.1: ELECT DIRECTOR DAVID E. CHYMIAK                    ISSUER            YES             FOR                  FOR

PROPOSAL #1.2: ELECT DIRECTOR DAVID L. HUMPHREY                  ISSUER            YES             FOR                  FOR

PROPOSAL #1.3: ELECT DIRECTOR THOMAS J. FRANZ                      ISSUER            YES             FOR                  FOR

PROPOSAL #1.4: ELECT DIRECTOR JOSEPH E. HART                       ISSUER            YES             FOR                  FOR

PROPOSAL #1.5: ELECT DIRECTOR JAMES C. MCGILL                      ISSUER            YES             FOR                  FOR

PROPOSAL #1.6: ELECT DIRECTOR DAVID W. SPARKMAN                  ISSUER            YES             FOR                  FOR

PROPOSAL #2: RATIFY HOGANTAYLOR LLP AS AUDITORS                  ISSUER            YES             FOR                  FOR

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  ISSUER:               Adesto Technologies Corp

  TICKER:               IOTS                                CUSIP:   00687D101

  MEETING DATE:   6/19/2018                                                                                                           FOR/AGAINST

  PROPOSAL:                                                                            PROPOSED BY   VOTED?   VOTE CAST         MGMT

PROPOSAL #1.1: ELECT DIRECTOR NELSON CHAN                             ISSUER            YES             FOR                  FOR

PROPOSAL #1.2: ELECT DIRECTOR NARBEH DERHACOBIAN                ISSUER            YES             FOR