N-PX 1 indexfunds0085.htm indexfunds0085.htm - Generated by SEC Publisher for SEC Filing

 

                                                                             UNITED STATES

                                                        SECURITIES AND EXCHANGE COMMISSION

                                                                    WASHINGTON, D.C. 20549

                                                                                 FORM N-PX

                                                      ANNUAL REPORT OF PROXY VOTING RECORD

                                                                                        OF 

                                                REGISTERED MANAGEMENT INVESTMENT COMPANIES

  INVESTMENT COMPANY ACT FILE NUMBER:                    811-2652 

  NAME OF REGISTRANT:                                                    VANGUARD INDEX FUNDS

  ADDRESS OF REGISTRANT:                                              PO BOX 2600, VALLEY FORGE, PA 19482

  NAME AND ADDRESS OF AGENT FOR SERVICE:              HEIDI STAM

                                                                                           PO BOX 876

                                                                                           VALLEY FORGE, PA 19482

  REGISTRANT'S TELEPHONE NUMBER, INCLUDING AREA CODE:    (610) 669-1000

  DATE OF FISCAL YEAR END:                                          DECEMBER 31

  DATE OF REPORTING PERIOD:                                        JULY 1, 2012 - JUNE 30, 2013

  FUND:    VANGUARD TOTAL STOCK MARKET INDEX FUND

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                1-800-FLOWERS.COM, Inc.

  TICKER:                FLWS                                 CUSIP:    68243Q106 

  MEETING DATE:   12/10/2012                                                                                                           FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1.1: ELECT DIRECTOR GERALYN R. BREIG                    ISSUER             YES              FOR                   FOR 

PROPOSAL #1.2: ELECT DIRECTOR LAWRENCE CALCANO                    ISSUER             YES              FOR                   FOR 

PROPOSAL #1.3: ELECT DIRECTOR JAMES CANNAVINO                      ISSUER             YES              FOR                   FOR 

PROPOSAL #2: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                1st Constitution Bancorp

  TICKER:                FCCY                                 CUSIP:    31986N102 

  MEETING DATE:   5/23/2013                                                                                                             FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1.1: ELECT DIRECTOR WILLIAM M. RUE                       ISSUER             YES              FOR                   FOR 

PROPOSAL #1.2: ELECT DIRECTOR FRANK E. WALSH, III               ISSUER             YES              FOR                   FOR 

PROPOSAL #2: APPROVE OMNIBUS STOCK PLAN                                ISSUER             YES              FOR                   FOR 

PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER             YES              FOR                   FOR 

OFFICERS' COMPENSATION

PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY             ISSUER             YES         ONE YEAR              FOR 

 


 

 

PROPOSAL #5: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                1st Source Corporation

  TICKER:                SRCE                                 CUSIP:    336901103 

  MEETING DATE:   4/25/2013                                                                                                             FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1.1: ELECT DIRECTOR VINOD M. KHILNANI                  ISSUER             YES              FOR                   FOR 

PROPOSAL #1.2: ELECT DIRECTOR DANIEL B. FITZPATRICK           ISSUER             YES              FOR                   FOR 

PROPOSAL #1.3: ELECT DIRECTOR WELLINGTON D. JONES III        ISSUER             YES              FOR                   FOR 

PROPOSAL #1.4: ELECT DIRECTOR NAJEEB A. KHAN                       ISSUER             YES              FOR                   FOR 

PROPOSAL #1.5: ELECT DIRECTOR CHRISTOPHER J. MURPHY IV      ISSUER             YES              FOR                   FOR 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                1st United Bancorp, Inc.

  TICKER:                FUBC                                 CUSIP:    33740N105 

  MEETING DATE:   5/28/2013                                                                                                             FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1.1: ELECT DIRECTOR PAULA BERLINER                       ISSUER             YES         WITHHOLD            AGAINST 

PROPOSAL #1.2: ELECT DIRECTOR DEREK C. BURKE                       ISSUER             YES              FOR                   FOR 

PROPOSAL #1.3: ELECT DIRECTOR JEFFERY L. CARRIER                ISSUER             YES         WITHHOLD            AGAINST 

PROPOSAL #1.4: ELECT DIRECTOR RONALD A. DAVID                      ISSUER             YES              FOR                   FOR 

PROPOSAL #1.5: ELECT DIRECTOR JAMES EVANS                             ISSUER             YES              FOR                   FOR 

PROPOSAL #1.6: ELECT DIRECTOR ARTHUR S. LORING                    ISSUER             YES         WITHHOLD            AGAINST 

PROPOSAL #1.7: ELECT DIRECTOR THOMAS E. LYNCH                      ISSUER             YES         WITHHOLD            AGAINST 

PROPOSAL #1.8: ELECT DIRECTOR JOHN MARINO                             ISSUER             YES              FOR                   FOR 

PROPOSAL #1.9: ELECT DIRECTOR CARLOS MORRISON                      ISSUER             YES              FOR                   FOR 

PROPOSAL #1.10: ELECT DIRECTOR WARREN S. ORLANDO                ISSUER             YES              FOR                   FOR 

PROPOSAL #1.11: ELECT DIRECTOR RUDY E. SCHUPP                      ISSUER             YES              FOR                   FOR 

PROPOSAL #1.12: ELECT DIRECTOR JOSEPH W. VECCIA, JR.         ISSUER             YES         WITHHOLD            AGAINST 

PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER             YES              FOR                   FOR 

OFFICERS' COMPENSATION

PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN                                ISSUER             YES          AGAINST            AGAINST 

PROPOSAL #4: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                21st Century Holding Company

  TICKER:                TCHC                                 CUSIP:    90136Q100 

  MEETING DATE:   9/11/2012                                                                                                             FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1.1: ELECT DIRECTOR BRUCE F. SIMBERG                    ISSUER             YES         WITHHOLD            AGAINST 

 


 

 

PROPOSAL #1.2: ELECT DIRECTOR RICHARD W. WILCOX, JR.         ISSUER             YES         WITHHOLD            AGAINST 

PROPOSAL #2: CHANGE COMPANY NAME                                            ISSUER             YES              FOR                   FOR 

PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN                                ISSUER             YES          AGAINST            AGAINST 

PROPOSAL #4: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                3D Systems Corporation

  TICKER:                DDD                                   CUSIP:    88554D205 

  MEETING DATE:   5/21/2013                                                                                                             FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1.1: ELECT DIRECTOR WILLIAM E. CURRAN                  ISSUER             YES              FOR                   FOR 

PROPOSAL #1.2: ELECT DIRECTOR CHARLES W. HULL                      ISSUER             YES              FOR                   FOR 

PROPOSAL #1.3: ELECT DIRECTOR JIM D. KEVER                           ISSUER             YES              FOR                   FOR 

PROPOSAL #1.4: ELECT DIRECTOR G.W. LOEWENBAUM, II               ISSUER             YES              FOR                   FOR 

PROPOSAL #1.5: ELECT DIRECTOR KEVIN S. MOORE                       ISSUER             YES              FOR                   FOR 

PROPOSAL #1.6: ELECT DIRECTOR ABRAHAM N. REICHENTAL           ISSUER             YES              FOR                   FOR 

PROPOSAL #1.7: ELECT DIRECTOR DANIEL S. VAN RIPER               ISSUER             YES              FOR                   FOR 

PROPOSAL #1.8: ELECT DIRECTOR KAREN E. WELKE                       ISSUER             YES              FOR                   FOR 

PROPOSAL #2: INCREASE AUTHORIZED COMMON STOCK                      ISSUER             YES          AGAINST            AGAINST 

PROPOSAL #3: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                3M Company

  TICKER:                MMM                                   CUSIP:    88579Y101 

  MEETING DATE:   5/14/2013                                                                                                             FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1a: ELECT DIRECTOR LINDA G. ALVARADO                    ISSUER             YES              FOR                   FOR 

PROPOSAL #1b: ELECT DIRECTOR VANCE D. COFFMAN                      ISSUER             YES              FOR                   FOR 

PROPOSAL #1c: ELECT DIRECTOR MICHAEL L. ESKEW                      ISSUER             YES              FOR                   FOR 

PROPOSAL #1d: ELECT DIRECTOR W. JAMES FARRELL                      ISSUER             YES              FOR                   FOR 

PROPOSAL #1e: ELECT DIRECTOR HERBERT L. HENKEL                    ISSUER             YES              FOR                   FOR 

PROPOSAL #1f: ELECT DIRECTOR MUHTAR KENT                              ISSUER             YES              FOR                   FOR 

PROPOSAL #1g: ELECT DIRECTOR EDWARD M. LIDDY                       ISSUER             YES              FOR                   FOR 

PROPOSAL #1h: ELECT DIRECTOR ROBERT S. MORRISON                  ISSUER             YES              FOR                   FOR 

PROPOSAL #1i: ELECT DIRECTOR AULANA L. PETERS                      ISSUER             YES              FOR                   FOR 

PROPOSAL #1j: ELECT DIRECTOR INGE G. THULIN                         ISSUER             YES              FOR                   FOR 

PROPOSAL #1k: ELECT DIRECTOR ROBERT J. ULRICH                      ISSUER             YES              FOR                   FOR 

PROPOSAL #2: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

 


 

 

PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER             YES              FOR                   FOR 

OFFICERS' COMPENSATION

PROPOSAL #4: PROVIDE RIGHT TO ACT BY WRITTEN CONSENT     SHAREHOLDER         YES          AGAINST                FOR 

PROPOSAL #5: STUDY FEASIBILITY OF PROHIBITING                 SHAREHOLDER         YES          ABSTAIN            AGAINST 

POLITICAL CONTRIBUTIONS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                8x8, Inc.

  TICKER:                EGHT                                 CUSIP:    282914100 

  MEETING DATE:   7/24/2012                                                                                                             FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1.1: ELECT DIRECTOR GUY L. HECKER, JR.                ISSUER             YES              FOR                   FOR 

PROPOSAL #1.2: ELECT DIRECTOR BRYAN R. MARTIN                      ISSUER             YES              FOR                   FOR 

PROPOSAL #1.3: ELECT DIRECTOR MANSOUR SALAME                       ISSUER             YES         WITHHOLD            AGAINST 

PROPOSAL #1.4: ELECT DIRECTOR ERIC SALZMAN                           ISSUER             YES              FOR                   FOR 

PROPOSAL #1.5: ELECT DIRECTOR VIKRAM VERMA                           ISSUER             YES              FOR                   FOR 

PROPOSAL #2: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN                                ISSUER             YES              FOR                   FOR 

PROPOSAL #4: INCREASE AUTHORIZED COMMON STOCK                      ISSUER             YES          AGAINST            AGAINST 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                A. H. Belo Corporation

  TICKER:                AHC                                   CUSIP:    001282102 

  MEETING DATE:   5/16/2013                                                                                                             FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1.1: ELECT DIRECTOR LOUIS E. CALDERA                    ISSUER             YES              FOR                   FOR 

PROPOSAL #1.2: ELECT DIRECTOR JOHN P. PUERNER                      ISSUER             YES              FOR                   FOR 

PROPOSAL #1.3: ELECT DIRECTOR NICOLE G. SMALL                      ISSUER             YES              FOR                   FOR 

PROPOSAL #2: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                A. M. Castle & Co.

  TICKER:                CAS                                   CUSIP:    148411101 

  MEETING DATE:   4/25/2013                                                                                                             FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1.1: ELECT DIRECTOR BRIAN P. ANDERSON                  ISSUER             YES              FOR                   FOR 

PROPOSAL #1.2: ELECT DIRECTOR SCOTT J. DOLAN                       ISSUER             YES              FOR                   FOR 

PROPOSAL #1.3: ELECT DIRECTOR REUBEN S. DONNELLEY               ISSUER             YES              FOR                   FOR 

PROPOSAL #1.4: ELECT DIRECTOR ANN M. DRAKE                           ISSUER             YES              FOR                   FOR 

PROPOSAL #1.5: ELECT DIRECTOR PATRICK J. HERBERT, III        ISSUER             YES              FOR                   FOR 

PROPOSAL #1.6: ELECT DIRECTOR TERRENCE J. KEATING               ISSUER             YES              FOR                   FOR 

 


 

 

PROPOSAL #1.7: ELECT DIRECTOR JAMES D. KELLY                       ISSUER             YES              FOR                   FOR 

PROPOSAL #1.8: ELECT DIRECTOR PAMELA FORBES LIEBERMAN        ISSUER             YES              FOR                   FOR 

PROPOSAL #1.9: ELECT DIRECTOR GARY A. MASSE                         ISSUER             YES              FOR                   FOR 

PROPOSAL #1.10: ELECT DIRECTOR JOHN MCCARTNEY                      ISSUER             YES              FOR                   FOR 

PROPOSAL #2: AMEND OMNIBUS STOCK PLAN                                    ISSUER             YES              FOR                   FOR 

PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER             YES              FOR                   FOR 

OFFICERS' COMPENSATION

PROPOSAL #4: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                A. O. Smith Corporation

  TICKER:                AOS                                   CUSIP:    831865209 

  MEETING DATE:   4/15/2013                                                                                                             FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1.1: ELECT DIRECTOR GLOSTER B. CURRENT, JR.        ISSUER             YES              FOR                   FOR 

PROPOSAL #1.2: ELECT DIRECTOR WILLIAM P. GREUBEL                ISSUER             YES              FOR                   FOR 

PROPOSAL #1.3: ELECT DIRECTOR IDELLE K. WOLF                       ISSUER             YES              FOR                   FOR 

PROPOSAL #1.4: ELECT DIRECTOR GENE C. WULF                           ISSUER             YES              FOR                   FOR 

PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER             YES              FOR                   FOR 

OFFICERS' COMPENSATION

PROPOSAL #3: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

PROPOSAL #4: INCREASE AUTHORIZED COMMON STOCK                      ISSUER             YES              FOR                   FOR 

PROPOSAL #5: REDUCE AUTHORIZED CLASS A COMMON STOCK           ISSUER             YES              FOR                   FOR 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                A. Schulman, Inc.

  TICKER:                SHLM                                 CUSIP:    808194104 

  MEETING DATE:   12/13/2012                                                                                                           FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1.1: ELECT DIRECTOR EUGENE R. ALLSPACH                ISSUER             YES              FOR                   FOR 

PROPOSAL #1.2: ELECT DIRECTOR GREGORY T. BARMORE                ISSUER             YES              FOR                   FOR 

PROPOSAL #1.3: ELECT DIRECTOR DAVID G. BIRNEY                      ISSUER             YES              FOR                   FOR 

PROPOSAL #1.4: ELECT DIRECTOR HOWARD R. CURD                       ISSUER             YES              FOR                   FOR 

PROPOSAL #1.5: ELECT DIRECTOR JOSEPH M. GINGO                      ISSUER             YES              FOR                   FOR 

PROPOSAL #1.6: ELECT DIRECTOR MICHAEL A. MCMANUS, JR.        ISSUER             YES              FOR                   FOR 

PROPOSAL #1.7: ELECT DIRECTOR LEE D. MEYER                           ISSUER             YES              FOR                   FOR 

PROPOSAL #1.8: ELECT DIRECTOR JAMES A. MITAROTONDA             ISSUER             YES              FOR                   FOR 

PROPOSAL #1.9: ELECT DIRECTOR ERNEST J. NOVAK, JR.             ISSUER             YES              FOR                   FOR 

PROPOSAL #1.10: ELECT DIRECTOR LRVIN D. REID                       ISSUER             YES              FOR                   FOR 

PROPOSAL #1.11: ELECT DIRECTOR JOHN B. YASINSKY                  ISSUER             YES              FOR                   FOR 

 


 

 

PROPOSAL #2: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER             YES              FOR                   FOR 

OFFICERS' COMPENSATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                A.T. Cross Company

  TICKER:                ATX                                   CUSIP:    227478104 

  MEETING DATE:   4/25/2013                                                                                                             FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1: FIX NUMBER OF CLASS A DIRECTORS AT THREE        ISSUER             YES              FOR                   FOR 

 AND CLASS B DIRECTORS AT SIX

PROPOSAL #2.1: ELECT DIRECTOR HARLAN M. KENT                       ISSUER             YES              FOR                   FOR 

PROPOSAL #2.2: ELECT DIRECTOR ANDREW J. PARSONS                  ISSUER             YES              FOR                   FOR 

PROPOSAL #2.3: ELECT DIRECTOR FRANCES P. PHILIP                  ISSUER             YES              FOR                   FOR 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                AAON, Inc.

  TICKER:                AAON                                 CUSIP:    000360206 

  MEETING DATE:   5/21/2013                                                                                                             FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1.1: ELECT DIRECTOR PAUL K. (KEN) LACKEY,          ISSUER             YES              FOR                   FOR 

JR.

PROPOSAL #1.2: ELECT DIRECTOR A.H. (CHIP) MCELROY, II        ISSUER             YES              FOR                   FOR 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                AAR CORP.

  TICKER:                AIR                                   CUSIP:    000361105 

  MEETING DATE:   10/10/2012                                                                                                           FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1.1: ELECT DIRECTOR ANTHONY K. ANDERSON               ISSUER             YES              FOR                   FOR 

PROPOSAL #1.2: ELECT DIRECTOR MICHAEL R. BOYCE                    ISSUER             YES              FOR                   FOR 

PROPOSAL #1.3: ELECT DIRECTOR DAVID P. STORCH                      ISSUER             YES              FOR                   FOR 

PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER             YES              FOR                   FOR 

OFFICERS' COMPENSATION

PROPOSAL #3: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                Aaron's, Inc.

  TICKER:                AAN                                   CUSIP:    002535300 

  MEETING DATE:   5/7/2013                                                                                                               FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1.1: ELECT DIRECTOR GILBERT L. DANIELSON             ISSUER             YES              FOR                   FOR 

PROPOSAL #1.2: ELECT DIRECTOR DAVID L. KOLB                         ISSUER             YES              FOR                   FOR 

PROPOSAL #1.3: ELECT DIRECTOR CYNTHIA N. DAY                       ISSUER             YES              FOR                   FOR 

PROPOSAL #1.4: ELECT DIRECTOR HUBERT L. HARRIS, JR.           ISSUER             YES              FOR                   FOR 

 


 

 

PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER             YES              FOR                   FOR 

OFFICERS' COMPENSATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                Aastrom Biosciences, Inc.

  TICKER:                ASTM                                 CUSIP:    00253U305 

  MEETING DATE:   5/2/2013                                                                                                               FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1.1: ELECT DIRECTOR ROBERT L. ZERBE                      ISSUER             YES              FOR                   FOR 

PROPOSAL #1.2: ELECT DIRECTOR RONALD M. CRESSWELL               ISSUER             YES              FOR                   FOR 

PROPOSAL #1.3: ELECT DIRECTOR ALAN L. RUBINO                       ISSUER             YES              FOR                   FOR 

PROPOSAL #1.4: ELECT DIRECTOR NELSON M. SIMS                       ISSUER             YES              FOR                   FOR 

PROPOSAL #1.5: ELECT DIRECTOR DOMINICK C. COLANGELO           ISSUER             YES              FOR                   FOR 

PROPOSAL #2: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER             YES              FOR                   FOR 

OFFICERS' COMPENSATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                Abaxis, Inc.

  TICKER:                ABAX                                 CUSIP:    002567105 

  MEETING DATE:   11/8/2012                                                                                                             FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1.1: ELECT DIRECTOR CLINTON H. SEVERSON               ISSUER             YES              FOR                   FOR 

PROPOSAL #1.2: ELECT DIRECTOR VERNON E. ALTMAN                    ISSUER             YES              FOR                   FOR 

PROPOSAL #1.3: ELECT DIRECTOR RICHARD J. BASTIANI               ISSUER             YES              FOR                   FOR 

PROPOSAL #1.4: ELECT DIRECTOR MICHAEL D. CASEY                    ISSUER             YES              FOR                   FOR 

PROPOSAL #1.5: ELECT DIRECTOR HENK J. EVENHUIS                    ISSUER             YES              FOR                   FOR 

PROPOSAL #1.6: ELECT DIRECTOR PRITHIPAL SINGH                      ISSUER             YES              FOR                   FOR 

PROPOSAL #2: AMEND OMNIBUS STOCK PLAN                                    ISSUER             YES              FOR                   FOR 

PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER             YES              FOR                   FOR 

OFFICERS' COMPENSATION

PROPOSAL #4: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                Abbott Laboratories

  TICKER:                ABT                                   CUSIP:    002824100 

  MEETING DATE:   4/26/2013                                                                                                             FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1.1: ELECT DIRECTOR ROBERT J. ALPERN                    ISSUER             YES              FOR                   FOR 

PROPOSAL #1.2: ELECT DIRECTOR ROXANNE S. AUSTIN                  ISSUER             YES              FOR                   FOR 

PROPOSAL #1.3: ELECT DIRECTOR SALLY E. BLOUNT                      ISSUER             YES              FOR                   FOR 

PROPOSAL #1.4: ELECT DIRECTOR W. JAMES FARRELL                    ISSUER             YES              FOR                   FOR 

 


 

 

PROPOSAL #1.5: ELECT DIRECTOR EDWARD M. LIDDY                      ISSUER             YES              FOR                   FOR 

PROPOSAL #1.6: ELECT DIRECTOR NANCY MCKINSTRY                      ISSUER             YES              FOR                   FOR 

PROPOSAL #1.7: ELECT DIRECTOR PHEBE N. NOVAKOVIC                ISSUER             YES              FOR                   FOR 

PROPOSAL #1.8: ELECT DIRECTOR WILLIAM A. OSBORN                  ISSUER             YES              FOR                   FOR 

PROPOSAL #1.9: ELECT DIRECTOR SAMUEL C. SCOTT, III             ISSUER             YES              FOR                   FOR 

PROPOSAL #1.10: ELECT DIRECTOR GLENN F. TILTON                    ISSUER             YES              FOR                   FOR 

PROPOSAL #1.11: ELECT DIRECTOR MILES D. WHITE                      ISSUER             YES              FOR                   FOR 

PROPOSAL #2: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER             YES              FOR                   FOR 

OFFICERS' COMPENSATION

PROPOSAL #4: LABEL AND ELIMINATE GMO INGREDIENTS IN      SHAREHOLDER         YES          ABSTAIN            AGAINST 

PRODUCTS

PROPOSAL #5: REPORT ON LOBBYING PAYMENTS AND POLICY       SHAREHOLDER         YES          ABSTAIN            AGAINST 

PROPOSAL #6: REQUIRE INDEPENDENT BOARD CHAIRMAN              SHAREHOLDER         YES          AGAINST                FOR 

PROPOSAL #7: STOCK RETENTION/HOLDING PERIOD                     SHAREHOLDER         YES          AGAINST                FOR 

PROPOSAL #8: CEASE COMPLIANCE ADJUSTMENTS TO                  SHAREHOLDER         YES          AGAINST                FOR 

PERFORMANCE CRITERIA

PROPOSAL #9: PRO-RATA VESTING OF EQUITY AWARDS                SHAREHOLDER         YES          AGAINST                FOR 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                AbbVie Inc.

  TICKER:                ABBV                                 CUSIP:    00287Y109 

  MEETING DATE:   5/6/2013                                                                                                               FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1.1: ELECT DIRECTOR WILLIAM H.L. BURNSIDE           ISSUER             YES              FOR                   FOR 

PROPOSAL #1.2: ELECT DIRECTOR EDWARD J. RAPP                       ISSUER             YES              FOR                   FOR 

PROPOSAL #1.3: ELECT DIRECTOR ROY S. ROBERTS                       ISSUER             YES              FOR                   FOR 

PROPOSAL #2: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER             YES              FOR                   FOR 

OFFICERS' COMPENSATION

PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY             ISSUER             YES         ONE YEAR              FOR 

PROPOSAL #5: APPROVE OMNIBUS STOCK PLAN                                ISSUER             YES              FOR                   FOR 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                Abercrombie & Fitch Co.

  TICKER:                ANF                                   CUSIP:    002896207 

  MEETING DATE:   6/20/2013                                                                                                             FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1a: ELECT DIRECTOR JAMES B. BACHMANN                    ISSUER             YES              FOR                   FOR 

PROPOSAL #1b: ELECT DIRECTOR MICHAEL E. GREENLEES               ISSUER             YES          AGAINST            AGAINST 

PROPOSAL #1c: ELECT DIRECTOR KEVIN S. HUVANE                       ISSUER             YES          AGAINST            AGAINST 

 


 

 

PROPOSAL #1d: ELECT DIRECTOR MICHAEL S. JEFFRIES                ISSUER             YES              FOR                   FOR 

PROPOSAL #1e: ELECT DIRECTOR JOHN W. KESSLER                       ISSUER             YES              FOR                   FOR 

PROPOSAL #1f: ELECT DIRECTOR CRAIG R. STAPLETON                  ISSUER             YES          AGAINST            AGAINST 

PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER             YES          AGAINST            AGAINST 

OFFICERS' COMPENSATION

PROPOSAL #3: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

PROPOSAL #4: PRO-RATA VESTING OF EQUITY PLANS                 SHAREHOLDER         YES          AGAINST                FOR 

PROPOSAL #5: REQUIRE SHAREHOLDER APPROVAL OF SPECIFIC   SHAREHOLDER         YES          AGAINST                FOR 

 PERFORMANCE METRICS IN EQUITY COMPENSATION PLANS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                ABIOMED, Inc.

  TICKER:                ABMD                                 CUSIP:    003654100 

  MEETING DATE:   8/8/2012                                                                                                               FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1.1: ELECT DIRECTOR LOUIS E. LATAIF                      ISSUER             YES              FOR                   FOR 

PROPOSAL #1.2: ELECT DIRECTOR HENRI A. TERMEER                    ISSUER             YES              FOR                   FOR 

PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER             YES              FOR                   FOR 

OFFICERS' COMPENSATION

PROPOSAL #3: AMEND OMNIBUS STOCK PLAN                                    ISSUER             YES              FOR                   FOR 

PROPOSAL #4: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE         ISSUER             YES              FOR                   FOR 

PLAN

PROPOSAL #5: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                ABM Industries Incorporated

  TICKER:                ABM                                   CUSIP:    000957100 

  MEETING DATE:   3/5/2013                                                                                                               FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1.1: ELECT DIRECTOR LUKE S. HELMS                         ISSUER             YES              FOR                   FOR 

PROPOSAL #1.2: ELECT DIRECTOR SUDHAKAR KESAVAN                    ISSUER             YES              FOR                   FOR 

PROPOSAL #1.3: ELECT DIRECTOR WILLIAM W. STEELE                  ISSUER             YES              FOR                   FOR 

PROPOSAL #2: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER             YES              FOR                   FOR 

OFFICERS' COMPENSATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                Abraxas Petroleum Corporation

  TICKER:                AXAS                                 CUSIP:    003830106 

  MEETING DATE:   5/14/2013                                                                                                             FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1.1: ELECT DIRECTOR HAROLD D. CARTER                    ISSUER             YES              FOR                   FOR 

PROPOSAL #1.2: ELECT DIRECTOR BRIAN L. MELTON                      ISSUER             YES              FOR                   FOR 

 


 

 

PROPOSAL #1.3: ELECT DIRECTOR JERRY J. LANGDON                    ISSUER             YES              FOR                   FOR 

PROPOSAL #1.4: ELECT DIRECTOR EDWARD P. RUSSELL                  ISSUER             YES              FOR                   FOR 

PROPOSAL #2: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER             YES              FOR                   FOR 

OFFICERS' COMPENSATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                Acacia Research Corporation

  TICKER:                ACTG                                 CUSIP:    003881307 

  MEETING DATE:   5/16/2013                                                                                                             FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1.1: ELECT DIRECTOR ROBERT L. HARRIS, II             ISSUER             YES              FOR                   FOR 

PROPOSAL #1.2: ELECT DIRECTOR FRED A. DEBOOM                       ISSUER             YES              FOR                   FOR 

PROPOSAL #2: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER             YES              FOR                   FOR 

OFFICERS' COMPENSATION

PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN                                ISSUER             YES              FOR                   FOR 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                Acadia Healthcare Company, Inc.

  TICKER:                ACHC                                 CUSIP:    00404A109 

  MEETING DATE:   5/23/2013                                                                                                             FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1.1: ELECT DIRECTOR WILLIAM F. GRIECO                  ISSUER             YES              FOR                   FOR 

PROPOSAL #1.2: ELECT DIRECTOR JOEY A. JACOBS                       ISSUER             YES              FOR                   FOR 

PROPOSAL #1.3: ELECT DIRECTOR KYLE D. LATTNER                      ISSUER             YES              FOR                   FOR 

PROPOSAL #1.4: ELECT DIRECTOR REEVE B. WAUD                         ISSUER             YES         WITHHOLD            AGAINST 

PROPOSAL #2: AMEND OMNIBUS STOCK PLAN                                    ISSUER             YES              FOR                   FOR 

PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER             YES              FOR                   FOR 

OFFICERS' COMPENSATION

PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY             ISSUER             YES         ONE YEAR           AGAINST 

PROPOSAL #5: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                ACADIA Pharmaceuticals Inc.

  TICKER:                ACAD                                 CUSIP:    004225108 

  MEETING DATE:   6/7/2013                                                                                                               FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1.1: ELECT DIRECTOR LAURA BREGE                             ISSUER             YES              FOR                   FOR 

PROPOSAL #1.2: ELECT DIRECTOR LESLIE L. IVERSEN                  ISSUER             YES              FOR                   FOR 

PROPOSAL #1.3: ELECT DIRECTOR WILLIAM (BILL) M. WELLS        ISSUER             YES              FOR                   FOR 

PROPOSAL #2: AMEND OMNIBUS STOCK PLAN                                    ISSUER             YES              FOR                   FOR 

 


 

 

PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER             YES              FOR                   FOR 

OFFICERS' COMPENSATION

PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY             ISSUER             YES         ONE YEAR              FOR 

PROPOSAL #5: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                Acadia Realty Trust

  TICKER:                AKR                                   CUSIP:    004239109 

  MEETING DATE:   5/15/2013                                                                                                             FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1a: ELECT DIRECTOR KENNETH F. BERNSTEIN               ISSUER             YES              FOR                   FOR 

PROPOSAL #1b: ELECT DIRECTOR DOUGLAS CROCKER II                  ISSUER             YES              FOR                   FOR 

PROPOSAL #1c: ELECT DIRECTOR LORRENCE T. KELLAR                  ISSUER             YES              FOR                   FOR 

PROPOSAL #1d: ELECT DIRECTOR WENDY LUSCOMBE                         ISSUER             YES              FOR                   FOR 

PROPOSAL #1e: ELECT DIRECTOR WILLIAM T. SPITZ                      ISSUER             YES              FOR                   FOR 

PROPOSAL #1f: ELECT DIRECTOR LEE S. WIELANSKY                      ISSUER             YES              FOR                   FOR 

PROPOSAL #2: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER             YES              FOR                   FOR 

OFFICERS' COMPENSATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                Accelrys, Inc.

  TICKER:                ACCL                                 CUSIP:    00430U103 

  MEETING DATE:   5/30/2013                                                                                                             FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1: ELECT DIRECTOR CHRIS VAN INGEN                         ISSUER             YES              FOR                   FOR 

PROPOSAL #2: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER             YES              FOR                   FOR 

OFFICERS' COMPENSATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                Accenture plc

  TICKER:                ACN                                   CUSIP:    G1151C101 

  MEETING DATE:   2/6/2013                                                                                                               FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER             YES              FOR                   FOR 

STATUTORY REPORTS

PROPOSAL #2.1: ELECT DIRECTOR WILLIAM L. KIMSEY                  ISSUER             YES              FOR                   FOR 

PROPOSAL #2.2: ELECT DIRECTOR ROBERT I. LIPP                       ISSUER             YES              FOR                   FOR 

PROPOSAL #2.3: ELECT DIRECTOR PIERRE NANTERME                      ISSUER             YES              FOR                   FOR 

PROPOSAL #2.4: ELECT DIRECTOR GILLES C. PELISSON                ISSUER             YES              FOR                   FOR 

PROPOSAL #2.5: ELECT DIRECTOR WULF VON SCHIMMELMANN           ISSUER             YES              FOR                   FOR 

 


 

 

PROPOSAL #3: APPROVE AUDITORS AND AUTHORIZE BOARD TO         ISSUER             YES              FOR                   FOR 

FIX THEIR  REMUNERATION

PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER             YES              FOR                   FOR 

OFFICERS' COMPENSATION

PROPOSAL #5: AMEND 2010 SHARE INCENTIVE PLAN                       ISSUER             YES              FOR                   FOR 

PROPOSAL #6: AUTHORIZE THE HOLDING OF THE 2014 AGM AT        ISSUER             YES              FOR                   FOR 

 A LOCATION OUTSIDE IRELAND

PROPOSAL #7: AUTHORIZE OPEN-MARKET PURCHASES OF CLASS        ISSUER             YES              FOR                   FOR 

 A ORDINARY SHARES

PROPOSAL #8: DETERMINE THE PRICE RANGE AT WHICH                 ISSUER             YES              FOR                   FOR 

ACCENTURE PLC CAN RE-ISSUE SHARES THAT IT ACQUIRES AS

 TREASURY STOCK

PROPOSAL #9: REPORT ON LOBBYING PAYMENTS AND POLICY       SHAREHOLDER         YES          AGAINST                FOR 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                ACCO Brands Corporation

  TICKER:                ACCO                                 CUSIP:    00081T108 

  MEETING DATE:   5/7/2013                                                                                                               FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1.1: ELECT DIRECTOR GEORGE V. BAYLY                      ISSUER             YES              FOR                   FOR 

PROPOSAL #1.2: ELECT DIRECTOR JAMES A. BUZZARD                    ISSUER             YES              FOR                   FOR 

PROPOSAL #1.3: ELECT DIRECTOR KATHLEEN S. DVORAK                ISSUER             YES              FOR                   FOR 

PROPOSAL #1.4: ELECT DIRECTOR G. THOMAS HARGROVE                ISSUER             YES              FOR                   FOR 

PROPOSAL #1.5: ELECT DIRECTOR ROBERT H. JENKINS                  ISSUER             YES              FOR                   FOR 

PROPOSAL #1.6: ELECT DIRECTOR ROBERT J. KELLER                    ISSUER             YES              FOR                   FOR 

PROPOSAL #1.7: ELECT DIRECTOR THOMAS KROEGER                       ISSUER             YES              FOR                   FOR 

PROPOSAL #1.8: ELECT DIRECTOR MICHAEL NORKUS                       ISSUER             YES              FOR                   FOR 

PROPOSAL #1.9: ELECT DIRECTOR E. MARK RAJKOWSKI                  ISSUER             YES              FOR                   FOR 

PROPOSAL #1.10: ELECT DIRECTOR SHEILA G. TALTON                  ISSUER             YES              FOR                   FOR 

PROPOSAL #1.11: ELECT DIRECTOR NORMAN H. WESLEY                  ISSUER             YES              FOR                   FOR 

PROPOSAL #1.12: ELECT DIRECTOR BORIS ELISMAN                       ISSUER             YES              FOR                   FOR 

PROPOSAL #2: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER             YES              FOR                   FOR 

OFFICERS' COMPENSATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                Accuray Incorporated

  TICKER:                ARAY                                 CUSIP:    004397105 

  MEETING DATE:   11/30/2012                                                                                                           FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1.1: ELECT DIRECTOR ELIZABETH DAVILA                    ISSUER             YES              FOR                   FOR 

PROPOSAL #1.2: ELECT DIRECTOR JOSHUA H. LEVINE                    ISSUER             YES              FOR                   FOR 

PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER             YES              FOR                   FOR 

OFFICERS' COMPENSATION

 


 

 

PROPOSAL #3: INCREASE AUTHORIZED COMMON STOCK                      ISSUER             YES              FOR                   FOR 

PROPOSAL #4: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                Accuride Corporation

  TICKER:                ACW                                   CUSIP:    00439T206 

  MEETING DATE:   5/28/2013                                                                                                             FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1.1: ELECT DIRECTOR ROBIN J. ADAMS                       ISSUER             YES              FOR                   FOR 

PROPOSAL #1.2: ELECT DIRECTOR KEITH E. BUSSE                       ISSUER             YES              FOR                   FOR 

PROPOSAL #1.3: ELECT DIRECTOR ROBERT E. DAVIS                      ISSUER             YES              FOR                   FOR 

PROPOSAL #1.4: ELECT DIRECTOR RICHARD F. DAUCH                    ISSUER             YES              FOR                   FOR 

PROPOSAL #1.5: ELECT DIRECTOR LEWIS M. KLING                       ISSUER             YES              FOR                   FOR 

PROPOSAL #1.6: ELECT DIRECTOR JOHN W. RISNER                       ISSUER             YES              FOR                   FOR 

PROPOSAL #1.7: ELECT DIRECTOR JAMES R. RULSEH                      ISSUER             YES              FOR                   FOR 

PROPOSAL #2: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

PROPOSAL #3: ADOPT, RENEW OR AMEND SHAREHOLDER RIGHTS        ISSUER             YES              FOR                   FOR 

 PLAN (POISON PILL)

PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER             YES              FOR                   FOR 

OFFICERS' COMPENSATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                ACE Limited

  TICKER:                ACE                                   CUSIP:    H0023R105 

  MEETING DATE:   5/16/2013                                                                                                             FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1.1: ELECT ROBERT M. HERNANDEZ AS DIRECTOR         ISSUER             YES              FOR                   FOR 

PROPOSAL #1.2: ELECT PETER MENIKOFF AS DIRECTOR                  ISSUER             YES              FOR                   FOR 

PROPOSAL #1.3: ELECT ROBERT RIPP AS DIRECTOR                       ISSUER             YES              FOR                   FOR 

PROPOSAL #1.4: ELECT THEODORE E. SHASTA AS DIRECTOR           ISSUER             YES              FOR                   FOR 

PROPOSAL #2: DECLASSIFY THE BOARD OF DIRECTORS                    ISSUER             YES              FOR                   FOR 

PROPOSAL #3.1: APPROVE ANNUAL REPORT                                     ISSUER             YES              FOR                   FOR 

PROPOSAL #3.2: ACCEPT STATUTORY FINANCIAL STATEMENTS         ISSUER             YES              FOR                   FOR 

PROPOSAL #3.3: ACCEPT CONSOLIDATED FINANCIAL                       ISSUER             YES              FOR                   FOR 

STATEMENTS

PROPOSAL #4: APPROVE ALLOCATION OF INCOME AND                     ISSUER             YES              FOR                   FOR 

DIVIDENDS

PROPOSAL #5: APPROVE DISCHARGE OF BOARD AND SENIOR            ISSUER             YES              FOR                   FOR 

MANAGEMENT

PROPOSAL #6.1: RATIFY PRICEWATERHOUSECOOPERS AG AS            ISSUER             YES              FOR                   FOR 

AUDITORS

PROPOSAL #6.2: RATIFY PRICEWATERHOUSECOOPERS LLP AS          ISSUER             YES              FOR                   FOR 

INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM AS

AUDITORS

 


 

 

PROPOSAL #6.3: RATIFY BDO AG AS SPECIAL AUDITORS                ISSUER             YES              FOR                   FOR 

PROPOSAL #7: AMEND OMNIBUS STOCK PLAN                                    ISSUER             YES              FOR                   FOR 

PROPOSAL #8: APPROVE DIVIDEND DISTRIBUTION FROM LEGAL        ISSUER             YES              FOR                   FOR 

 RESERVES THROUGH REDUCTION OF PAR VALUE

PROPOSAL #9: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER             YES              FOR                   FOR 

OFFICERS' COMPENSATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                Aceto Corporation

  TICKER:                ACET                                 CUSIP:    004446100 

  MEETING DATE:   12/6/2012                                                                                                             FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1.1: ELECT DIRECTOR ALBERT L. EILENDER                ISSUER             YES              FOR                   FOR 

PROPOSAL #1.2: ELECT DIRECTOR ROBERT A. WIESEN                    ISSUER             YES              FOR                   FOR 

PROPOSAL #1.3: ELECT DIRECTOR HANS C. NOETZLI                      ISSUER             YES              FOR                   FOR 

PROPOSAL #1.4: ELECT DIRECTOR WILLIAM N. BRITTON                ISSUER             YES              FOR                   FOR 

PROPOSAL #1.5: ELECT DIRECTOR RICHARD P. RANDALL                ISSUER             YES              FOR                   FOR 

PROPOSAL #1.6: ELECT DIRECTOR SALVATORE GUCCIONE                ISSUER             YES              FOR                   FOR 

PROPOSAL #1.7: ELECT DIRECTOR NATASHA GIORDANO                    ISSUER             YES              FOR                   FOR 

PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER             YES              FOR                   FOR 

OFFICERS' COMPENSATION

PROPOSAL #3: APPROVE EXECUTIVE INCENTIVE BONUS PLAN           ISSUER             YES              FOR                   FOR 

PROPOSAL #4: AMEND OMNIBUS STOCK PLAN                                    ISSUER             YES              FOR                   FOR 

PROPOSAL #5: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                Achillion Pharmaceuticals, Inc.

  TICKER:                ACHN                                 CUSIP:    00448Q201 

  MEETING DATE:   5/28/2013                                                                                                             FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1.1: ELECT DIRECTOR KURT GRAVES                             ISSUER             YES              FOR                   FOR 

PROPOSAL #1.2: ELECT DIRECTOR DENNIS LIOTTA                         ISSUER             YES              FOR                   FOR 

PROPOSAL #1.3: ELECT DIRECTOR DAVID I. SCHEER                      ISSUER             YES              FOR                   FOR 

PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER             YES              FOR                   FOR 

OFFICERS' COMPENSATION

PROPOSAL #3: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                ACI Worldwide, Inc.

  TICKER:                ACIW                                 CUSIP:    004498101 

  MEETING DATE:   6/11/2013                                                                                                             FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1.1: ELECT DIRECTOR JOHN D. CURTIS                       ISSUER             YES              FOR                   FOR 

 


 

 

PROPOSAL #1.2: ELECT DIRECTOR PHILIP G. HEASLEY                  ISSUER             YES              FOR                   FOR 

PROPOSAL #1.3: ELECT DIRECTOR JAMES C. MCGRODDY                  ISSUER             YES              FOR                   FOR 

PROPOSAL #1.4: ELECT DIRECTOR HARLAN F. SEYMOUR                  ISSUER             YES              FOR                   FOR 

PROPOSAL #1.5: ELECT DIRECTOR JOHN M. SHAY, JR.                  ISSUER             YES              FOR                   FOR 

PROPOSAL #1.6: ELECT DIRECTOR JOHN E. STOKELY                      ISSUER             YES              FOR                   FOR 

PROPOSAL #1.7: ELECT DIRECTOR JAN H. SUWINSKI                      ISSUER             YES              FOR                   FOR 

PROPOSAL #2: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER             YES              FOR                   FOR 

OFFICERS' COMPENSATION

PROPOSAL #4: APPROVE EXECUTIVE INCENTIVE BONUS PLAN           ISSUER             YES              FOR                   FOR 

PROPOSAL #5: INCREASE AUTHORIZED COMMON STOCK                      ISSUER             YES          AGAINST            AGAINST 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                Acme Packet, Inc.

  TICKER:                APKT                                 CUSIP:    004764106 

  MEETING DATE:   3/28/2013                                                                                                             FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1: APPROVE MERGER AGREEMENT                                    ISSUER             YES              FOR                   FOR 

PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES                  ISSUER             YES          AGAINST            AGAINST 

PROPOSAL #3: ADJOURN MEETING                                                   ISSUER             YES              FOR                   FOR 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                Acorda Therapeutics, Inc.

  TICKER:                ACOR                                 CUSIP:    00484M106 

  MEETING DATE:   5/30/2013                                                                                                             FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1.1: ELECT DIRECTOR PEDER K. JENSEN                      ISSUER             YES         WITHHOLD            AGAINST 

PROPOSAL #1.2: ELECT DIRECTOR JOHN P. KELLEY                       ISSUER             YES         WITHHOLD            AGAINST 

PROPOSAL #1.3: ELECT DIRECTOR SANDRA PANEM                           ISSUER             YES              FOR                   FOR 

PROPOSAL #2: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER             YES          AGAINST            AGAINST 

OFFICERS' COMPENSATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                Acorn Energy, Inc.

  TICKER:                ACFN                                 CUSIP:    004848107 

  MEETING DATE:   9/11/2012                                                                                                             FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1.1: ELECT DIRECTOR JOHN A. MOORE                         ISSUER             YES              FOR                   FOR 

PROPOSAL #1.2: ELECT DIRECTOR CHRISTOPHER E. CLOUSER         ISSUER             YES              FOR                   FOR 

PROPOSAL #1.3: ELECT DIRECTOR RICHARD J. GIACCO                  ISSUER             YES              FOR                   FOR 

 


 

 

PROPOSAL #1.4: ELECT DIRECTOR MANNIE L. JACKSON                  ISSUER             YES              FOR                   FOR 

PROPOSAL #1.5: ELECT DIRECTOR JOE MUSANTI                             ISSUER             YES              FOR                   FOR 

PROPOSAL #1.6: ELECT DIRECTOR RICHARD RIMER                         ISSUER             YES              FOR                   FOR 

PROPOSAL #1.7: ELECT DIRECTOR SAMUEL M. ZENTMAN                  ISSUER             YES              FOR                   FOR 

PROPOSAL #2: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER             YES              FOR                   FOR 

OFFICERS' COMPENSATION

PROPOSAL #4: AMEND OMNIBUS STOCK PLAN                                    ISSUER             YES              FOR                   FOR 

PROPOSAL #5: AMEND NON-EMPLOYEE DIRECTOR STOCK OPTION        ISSUER             YES              FOR                   FOR 

 PLAN 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                Actavis, Inc.

  TICKER:                ACT                                   CUSIP:    00507K103 

  MEETING DATE:   5/10/2013                                                                                                             FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1a: ELECT DIRECTOR JACK MICHELSON                         ISSUER             YES              FOR                   FOR 

PROPOSAL #1b: ELECT DIRECTOR RONALD R. TAYLOR                      ISSUER             YES              FOR                   FOR 

PROPOSAL #1c: ELECT DIRECTOR ANDREW L. TURNER                      ISSUER             YES              FOR                   FOR 

PROPOSAL #1d: ELECT DIRECTOR PAUL M. BISARO                         ISSUER             YES              FOR                   FOR 

PROPOSAL #1e: ELECT DIRECTOR CHRISTOPHER W. BODINE             ISSUER             YES              FOR                   FOR 

PROPOSAL #1f: ELECT DIRECTOR MICHAEL J. FELDMAN                  ISSUER             YES              FOR                   FOR 

PROPOSAL #1g: ELECT DIRECTOR FRED G. WEISS                           ISSUER             YES              FOR                   FOR 

PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER             YES              FOR                   FOR 

OFFICERS' COMPENSATION

PROPOSAL #3: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

PROPOSAL #4: STOCK RETENTION                                               SHAREHOLDER         YES          AGAINST                FOR 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                Active Power, Inc.

  TICKER:                ACPW                                 CUSIP:    00504W100 

  MEETING DATE:   12/17/2012                                                                                                           FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1: APPROVE AMENDMENTS TO EFFECT A REVERSE          ISSUER             YES              FOR                   FOR 

STOCK SPLIT AND AUTHORIZE THE BOARD OF DIRECTORS TO

FILE A CERTIFICATE OF AMENDMENT TO THE COMPANY'S

RESTATED CERTIFICATE OF INCORPORATION TO EFFECT THE

FOREGOING

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                Active Power, Inc.

  TICKER:                ACPW                                 CUSIP:    00504W308 

  MEETING DATE:   5/30/2013                                                                                                             FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

 


 

 

PROPOSAL #1.1: ELECT DIRECTOR STEPHEN CLEARMAN                    ISSUER             YES              FOR                   FOR 

PROPOSAL #1.2: ELECT DIRECTOR T. PATRICK KELLY                    ISSUER             YES              FOR                   FOR 

PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER             YES              FOR                   FOR 

OFFICERS' COMPENSATION

PROPOSAL #3: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                Activision Blizzard, Inc.

  TICKER:                ATVI                                 CUSIP:    00507V109 

  MEETING DATE:   6/6/2013                                                                                                               FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1.1: ELECT DIRECTOR PHILIPPE G. H. CAPRON           ISSUER             YES              FOR                   FOR 

PROPOSAL #1.2: ELECT DIRECTOR JEAN-YVES CHARLIER                ISSUER             YES              FOR                   FOR 

PROPOSAL #1.3: ELECT DIRECTOR ROBERT J. CORTI                      ISSUER             YES              FOR                   FOR 

PROPOSAL #1.4: ELECT DIRECTOR FREDERIC R. CREPIN                ISSUER             YES              FOR                   FOR 

PROPOSAL #1.5: ELECT DIRECTOR JEAN-FRANCOIS DUBOS               ISSUER             YES              FOR                   FOR 

PROPOSAL #1.6: ELECT DIRECTOR LUCIAN GRAINGE                       ISSUER             YES              FOR                   FOR 

PROPOSAL #1.7: ELECT DIRECTOR BRIAN G. KELLY                       ISSUER             YES              FOR                   FOR 

PROPOSAL #1.8: ELECT DIRECTOR ROBERT A. KOTICK                    ISSUER             YES              FOR                   FOR 

PROPOSAL #1.9: ELECT DIRECTOR ROBERT J. MORGADO                  ISSUER             YES              FOR                   FOR 

PROPOSAL #1.10: ELECT DIRECTOR RICHARD SARNOFF                    ISSUER             YES              FOR                   FOR 

PROPOSAL #1.11: ELECT DIRECTOR REGIS TURRINI                       ISSUER             YES              FOR                   FOR 

PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER             YES          AGAINST            AGAINST 

OFFICERS' COMPENSATION

PROPOSAL #3: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                Actuant Corporation

  TICKER:                ATU                                   CUSIP:    00508X203 

  MEETING DATE:   1/15/2013                                                                                                             FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1.1: ELECT DIRECTOR ROBERT C. ARZBAECHER             ISSUER             YES              FOR                   FOR 

PROPOSAL #1.2: ELECT DIRECTOR GURMINDER S. BEDI                  ISSUER             YES              FOR                   FOR 

PROPOSAL #1.3: ELECT DIRECTOR GUSTAV H.P. BOEL                    ISSUER             YES              FOR                   FOR 

PROPOSAL #1.4: ELECT DIRECTOR THOMAS J. FISCHER                  ISSUER             YES              FOR                   FOR 

PROPOSAL #1.5: ELECT DIRECTOR WILLIAM K. HALL                      ISSUER             YES              FOR                   FOR 

PROPOSAL #1.6: ELECT DIRECTOR R. ALAN HUNTER, JR.               ISSUER             YES              FOR                   FOR 

PROPOSAL #1.7: ELECT DIRECTOR ROBERT A. PETERSON                ISSUER             YES              FOR                   FOR 

PROPOSAL #1.8: ELECT DIRECTOR HOLLY A. VAN DEURSEN             ISSUER             YES              FOR                   FOR 

PROPOSAL #1.9: ELECT DIRECTOR DENNIS K. WILLIAMS                ISSUER             YES              FOR                   FOR 

 


 

 

PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER             YES              FOR                   FOR 

OFFICERS' COMPENSATION

PROPOSAL #3: AMEND OMNIBUS STOCK PLAN                                    ISSUER             YES              FOR                   FOR 

PROPOSAL #4: AMEND EXECUTIVE INCENTIVE BONUS PLAN               ISSUER             YES              FOR                   FOR 

PROPOSAL #5: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                Actuate Corporation

  TICKER:                BIRT                                 CUSIP:    00508B102 

  MEETING DATE:   5/22/2013                                                                                                             FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1.1: ELECT DIRECTOR PETER I. CITTADINI                ISSUER             YES              FOR                   FOR 

PROPOSAL #1.2: ELECT DIRECTOR KENNETH E. MARSHALL               ISSUER             YES              FOR                   FOR 

PROPOSAL #1.3: ELECT DIRECTOR NICOLAS C. NIERENBERG           ISSUER             YES              FOR                   FOR 

PROPOSAL #1.4: ELECT DIRECTOR ARTHUR C. PATTERSON               ISSUER             YES              FOR                   FOR 

PROPOSAL #1.5: ELECT DIRECTOR STEVEN D. WHITEMAN                ISSUER             YES              FOR                   FOR 

PROPOSAL #1.6: ELECT DIRECTOR RAYMOND L. OCAMPO JR.           ISSUER             YES              FOR                   FOR 

PROPOSAL #1.7: ELECT DIRECTOR TIMOTHY B. YEATON                  ISSUER             YES              FOR                   FOR 

PROPOSAL #2: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER             YES              FOR                   FOR 

OFFICERS' COMPENSATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                Acuity Brands, Inc.

  TICKER:                AYI                                   CUSIP:    00508Y102 

  MEETING DATE:   1/4/2013                                                                                                               FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1.1: ELECT DIRECTOR DOMINIC J. PILEGGI                ISSUER             YES              FOR                   FOR 

PROPOSAL #1.2: ELECT DIRECTOR GEORGE C. GUYNN                      ISSUER             YES              FOR                   FOR 

PROPOSAL #1.3: ELECT DIRECTOR VERNON J. NAGEL                      ISSUER             YES              FOR                   FOR 

PROPOSAL #1.4: ELECT DIRECTOR JULIA B. NORTH                       ISSUER             YES              FOR                   FOR 

PROPOSAL #2: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER             YES              FOR                   FOR 

OFFICERS' COMPENSATION

PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN                                ISSUER             YES              FOR                   FOR 

PROPOSAL #5: APPROVE EXECUTIVE INCENTIVE BONUS PLAN           ISSUER             YES              FOR                   FOR 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                Acura Pharmaceuticals, Inc.

  TICKER:                ACUR                                 CUSIP:    00509L703 

  MEETING DATE:   5/1/2013                                                                                                               FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

 


 

 

PROPOSAL #1.1: ELECT DIRECTOR IMMANUEL THANGARAJ                ISSUER             YES              FOR                   FOR 

PROPOSAL #1.2: ELECT DIRECTOR BRUCE F. WESSON                      ISSUER             YES              FOR                   FOR 

PROPOSAL #1.3: ELECT DIRECTOR ROBERT B. JONES                      ISSUER             YES         WITHHOLD            AGAINST 

PROPOSAL #1.4: ELECT DIRECTOR WILLIAM G. SKELLY                  ISSUER             YES              FOR                   FOR 

PROPOSAL #1.5: ELECT DIRECTOR GEORGE K. ROSS                       ISSUER             YES              FOR                   FOR 

PROPOSAL #2: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                Acxiom Corporation

  TICKER:                ACXM                                 CUSIP:    005125109 

  MEETING DATE:   8/16/2012                                                                                                             FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1: ELECT DIRECTOR JOHN L. BATTELLE                       ISSUER             YES              FOR                   FOR 

PROPOSAL #2: ELECT DIRECTOR ANN DIE HASSELMO                       ISSUER             YES              FOR                   FOR 

PROPOSAL #3: ELECT DIRECTOR WILLIAM J. HENDERSON                ISSUER             YES              FOR                   FOR 

PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER             YES              FOR                   FOR 

OFFICERS' COMPENSATION

PROPOSAL #5: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                ADA-ES, Inc.

  TICKER:                ADES                                 CUSIP:    005208103 

  MEETING DATE:   7/19/2012                                                                                                             FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1.1: ELECT DIRECTOR ROBERT N. CARUSO                    ISSUER             YES         WITHHOLD            AGAINST 

PROPOSAL #1.2: ELECT DIRECTOR MICHAEL D. DURHAM                  ISSUER             YES              FOR                   FOR 

PROPOSAL #1.3: ELECT DIRECTOR DEREK C. JOHNSON                    ISSUER             YES              FOR                   FOR 

PROPOSAL #1.4: ELECT DIRECTOR RONALD B. JOHNSON                  ISSUER             YES         WITHHOLD            AGAINST 

PROPOSAL #1.5: ELECT DIRECTOR W. PHILLIP MARCUM                  ISSUER             YES         WITHHOLD            AGAINST 

PROPOSAL #1.6: ELECT DIRECTOR MARK H. MCKINNIES                  ISSUER             YES              FOR                   FOR 

PROPOSAL #1.7: ELECT DIRECTOR ROBERT E. SHANKLIN                ISSUER             YES              FOR                   FOR 

PROPOSAL #1.8: ELECT DIRECTOR JEFFREY C. SMITH                    ISSUER             YES         WITHHOLD            AGAINST 

PROPOSAL #1.9: ELECT DIRECTOR RICHARD J. SWANSON                ISSUER             YES         WITHHOLD            AGAINST 

PROPOSAL #2: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

PROPOSAL #3: AMEND OMNIBUS STOCK PLAN                                    ISSUER             YES          AGAINST            AGAINST 

PROPOSAL #4: APPROVE RESTRICTED STOCK PLAN                           ISSUER             YES              FOR                   FOR 

 


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                ADA-ES, Inc.

  TICKER:                ADES                                 CUSIP:    005208103 

  MEETING DATE:   6/13/2013                                                                                                             FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1.1: ELECT DIRECTOR KIM B. CLARKE                         ISSUER             YES              FOR                   FOR 

PROPOSAL #1.2: ELECT DIRECTOR MICHAEL D. DURHAM                  ISSUER             YES              FOR                   FOR 

PROPOSAL #1.3: ELECT DIRECTOR ALAN BRADLEY GABBARD             ISSUER             YES              FOR                   FOR 

PROPOSAL #1.4: ELECT DIRECTOR DEREK C. JOHNSON                    ISSUER             YES              FOR                   FOR 

PROPOSAL #1.5: ELECT DIRECTOR W. PHILLIP MARCUM                  ISSUER             YES              FOR                   FOR 

PROPOSAL #1.6: ELECT DIRECTOR MARK H. MCKINNIES                  ISSUER             YES              FOR                   FOR 

PROPOSAL #1.7: ELECT DIRECTOR ROBERT E. SHANKLIN                ISSUER             YES              FOR                   FOR 

PROPOSAL #1.8: ELECT DIRECTOR JEFFREY C. SMITH                    ISSUER             YES              FOR                   FOR 

PROPOSAL #1.9: ELECT DIRECTOR RICHARD J. SWANSON                ISSUER             YES              FOR                   FOR 

PROPOSAL #2: APPROVE FORMATION OF HOLDING COMPANY               ISSUER             YES              FOR                   FOR 

PROPOSAL #3: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY             ISSUER             YES         ONE YEAR              FOR 

PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER             YES              FOR                   FOR 

OFFICERS' COMPENSATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                Adams Resources & Energy, Inc.

  TICKER:                AE                                     CUSIP:    006351308 

  MEETING DATE:   5/15/2013                                                                                                             FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1.1: ELECT DIRECTOR FRANK T. WEBSTER                    ISSUER             YES              FOR                   FOR 

PROPOSAL #1.2: ELECT DIRECTOR E. C. REINAUER, JR.               ISSUER             YES              FOR                   FOR 

PROPOSAL #1.3: ELECT DIRECTOR TOWNES G. PRESSLER                ISSUER             YES              FOR                   FOR 

PROPOSAL #1.4: ELECT DIRECTOR LARRY E. BELL                         ISSUER             YES              FOR                   FOR 

PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER             YES              FOR                   FOR 

OFFICERS' COMPENSATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                Adobe Systems Incorporated

  TICKER:                ADBE                                 CUSIP:    00724F101 

  MEETING DATE:   4/11/2013                                                                                                             FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1a: ELECT DIRECTOR AMY L. BANSE                             ISSUER             YES              FOR                   FOR 

PROPOSAL #1b: ELECT DIRECTOR KELLY J. BARLOW                       ISSUER             YES              FOR                   FOR 

PROPOSAL #1c: ELECT DIRECTOR EDWARD W. BARNHOLT                  ISSUER             YES              FOR                   FOR 

 


 

 

PROPOSAL #1d: ELECT DIRECTOR ROBERT K. BURGESS                    ISSUER             YES              FOR                   FOR 

PROPOSAL #1e: ELECT DIRECTOR FRANK A. CALDERONI                  ISSUER             YES              FOR                   FOR 

PROPOSAL #1f: ELECT DIRECTOR MICHAEL R. CANNON                    ISSUER             YES              FOR                   FOR 

PROPOSAL #1g: ELECT DIRECTOR JAMES E. DALEY                         ISSUER             YES              FOR                   FOR 

PROPOSAL #1h: ELECT DIRECTOR LAURA B. DESMOND                      ISSUER             YES              FOR                   FOR 

PROPOSAL #1i: ELECT DIRECTOR CHARLES M. GESCHKE                  ISSUER             YES              FOR                   FOR 

PROPOSAL #1j: ELECT DIRECTOR SHANTANU NARAYEN                      ISSUER             YES              FOR                   FOR 

PROPOSAL #1k: ELECT DIRECTOR DANIEL L. ROSENSWEIG               ISSUER             YES              FOR                   FOR 

PROPOSAL #1l: ELECT DIRECTOR ROBERT SEDGEWICK                      ISSUER             YES              FOR                   FOR 

PROPOSAL #1m: ELECT DIRECTOR JOHN E. WARNOCK                       ISSUER             YES              FOR                   FOR 

PROPOSAL #2: AMEND OMNIBUS STOCK PLAN                                    ISSUER             YES              FOR                   FOR 

PROPOSAL #3: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER             YES              FOR                   FOR 

OFFICERS' COMPENSATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                ADTRAN, Inc.

  TICKER:                ADTN                                 CUSIP:    00738A106 

  MEETING DATE:   5/8/2013                                                                                                               FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1.1: ELECT DIRECTOR THOMAS R. STANTON                  ISSUER             YES              FOR                   FOR 

PROPOSAL #1.2: ELECT DIRECTOR H. FENWICK HUSS                      ISSUER             YES              FOR                   FOR 

PROPOSAL #1.3: ELECT DIRECTOR ROSS K. IRELAND                      ISSUER             YES              FOR                   FOR 

PROPOSAL #1.4: ELECT DIRECTOR WILLIAM L. MARKS                    ISSUER             YES              FOR                   FOR 

PROPOSAL #1.5: ELECT DIRECTOR JAMES E. MATTHEWS                  ISSUER             YES              FOR                   FOR 

PROPOSAL #1.6: ELECT DIRECTOR BALAN NAIR                              ISSUER             YES         WITHHOLD            AGAINST 

PROPOSAL #1.7: ELECT DIRECTOR ROY J. NICHOLS                       ISSUER             YES              FOR                   FOR 

PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER             YES              FOR                   FOR 

OFFICERS' COMPENSATION

PROPOSAL #3: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                Advance Auto Parts, Inc.

  TICKER:                AAP                                   CUSIP:    00751Y106 

  MEETING DATE:   5/22/2013                                                                                                             FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1.1: ELECT DIRECTOR JOHN F. BERGSTROM                  ISSUER             YES              FOR                   FOR 

PROPOSAL #1.2: ELECT DIRECTOR JOHN C. BROUILLARD                ISSUER             YES              FOR                   FOR 

PROPOSAL #1.3: ELECT DIRECTOR FIONA P. DIAS                         ISSUER             YES              FOR                   FOR 

PROPOSAL #1.4: ELECT DIRECTOR DARREN R. JACKSON                  ISSUER             YES              FOR                   FOR 

 


 

 

PROPOSAL #1.5: ELECT DIRECTOR WILLIAM S. OGLESBY                ISSUER             YES              FOR                   FOR 

PROPOSAL #1.6: ELECT DIRECTOR J. PAUL RAINES                       ISSUER             YES              FOR                   FOR 

PROPOSAL #1.7: ELECT DIRECTOR GILBERT T. RAY                       ISSUER             YES              FOR                   FOR 

PROPOSAL #1.8: ELECT DIRECTOR CARLOS A. SALADRIGAS             ISSUER             YES              FOR                   FOR 

PROPOSAL #1.9: ELECT DIRECTOR JIMMIE L. WADE                       ISSUER             YES              FOR                   FOR 

PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER             YES              FOR                   FOR 

OFFICERS' COMPENSATION

PROPOSAL #3: REDUCE SUPERMAJORITY VOTE REQUIREMENT             ISSUER             YES              FOR                   FOR 

PROPOSAL #4: PROVIDE RIGHT TO CALL SPECIAL MEETING             ISSUER             YES              FOR                   FOR 

PROPOSAL #5: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                Advanced Energy Industries, Inc.

  TICKER:                AEIS                                 CUSIP:    007973100 

  MEETING DATE:   5/1/2013                                                                                                               FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1.1: ELECT DIRECTOR DOUGLAS S. SCHATZ                  ISSUER             YES              FOR                   FOR 

PROPOSAL #1.2: ELECT DIRECTOR FREDERICK A. BALL                  ISSUER             YES              FOR                   FOR 

PROPOSAL #1.3: ELECT DIRECTOR RICHARD P. BECK                      ISSUER             YES              FOR                   FOR 

PROPOSAL #1.4: ELECT DIRECTOR GARRY W. ROGERSON                  ISSUER             YES              FOR                   FOR 

PROPOSAL #1.5: ELECT DIRECTOR EDWARD C. GRADY                      ISSUER             YES              FOR                   FOR 

PROPOSAL #1.6: ELECT DIRECTOR TERRY HUDGENS                         ISSUER             YES              FOR                   FOR 

PROPOSAL #1.7: ELECT DIRECTOR THOMAS M. ROHRS                      ISSUER             YES              FOR                   FOR 

PROPOSAL #2: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER             YES              FOR                   FOR 

OFFICERS' COMPENSATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                Advent Software, Inc.

  TICKER:                ADVS                                 CUSIP:    007974108 

  MEETING DATE:   5/9/2013                                                                                                               FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1a: ELECT DIRECTOR JOHN H. SCULLY                         ISSUER             YES              FOR                   FOR 

PROPOSAL #1b: ELECT DIRECTOR STEPHANIE G. DIMARCO               ISSUER             YES              FOR                   FOR 

PROPOSAL #1c: ELECT DIRECTOR DAVID PETER F. HESS JR.         ISSUER             YES              FOR                   FOR 

PROPOSAL #1d: ELECT DIRECTOR JAMES D. KIRSNER                      ISSUER             YES              FOR                   FOR 

PROPOSAL #1e: ELECT DIRECTOR WENDELL G. VAN AUKEN               ISSUER             YES              FOR                   FOR 

PROPOSAL #1f: ELECT DIRECTOR CHRISTINE S. MANFREDI             ISSUER             YES              FOR                   FOR 

PROPOSAL #1g: ELECT DIRECTOR ASIFF S. HIRJI                         ISSUER             YES              FOR                   FOR 

PROPOSAL #1h: ELECT DIRECTOR ROBERT M. TARKOFF                    ISSUER             YES              FOR                   FOR 

 


 

 

PROPOSAL #2: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER             YES              FOR                   FOR 

OFFICERS' COMPENSATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                AECOM Technology Corporation

  TICKER:                ACM                                   CUSIP:    00766T100 

  MEETING DATE:   3/7/2013                                                                                                               FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1.1: ELECT DIRECTOR JOHN M. DIONISIO                    ISSUER             YES              FOR                   FOR 

PROPOSAL #1.2: ELECT DIRECTOR ROBERT J. LOWE                       ISSUER             YES              FOR                   FOR 

PROPOSAL #1.3: ELECT DIRECTOR WILLIAM P. RUTLEDGE               ISSUER             YES              FOR                   FOR 

PROPOSAL #1.4: ELECT DIRECTOR DANIEL R. TISHMAN                  ISSUER             YES              FOR                   FOR 

PROPOSAL #2: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER             YES              FOR                   FOR 

OFFICERS' COMPENSATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                Aegerion Pharmaceuticals, Inc.

  TICKER:                AEGR                                 CUSIP:    00767E102 

  MEETING DATE:   6/26/2013                                                                                                             FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1.1: ELECT DIRECTOR MARC D. BEER                           ISSUER             YES              FOR                   FOR 

PROPOSAL #1.2: ELECT DIRECTOR DAVID I. SCHEER                      ISSUER             YES              FOR                   FOR 

PROPOSAL #2: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                Aegion Corporation

  TICKER:                AEGN                                 CUSIP:    00770F104 

  MEETING DATE:   5/14/2013                                                                                                             FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1.1: ELECT DIRECTOR J. JOSEPH BURGESS                  ISSUER             YES              FOR                   FOR 

PROPOSAL #1.2: ELECT DIRECTOR STEPHEN P. CORTINOVIS           ISSUER             YES              FOR                   FOR 

PROPOSAL #1.3: ELECT DIRECTOR STEPHANIE A. CUSKLEY             ISSUER             YES              FOR                   FOR 

PROPOSAL #1.4: ELECT DIRECTOR JOHN P. DUBINSKY                    ISSUER             YES              FOR                   FOR 

PROPOSAL #1.5: ELECT DIRECTOR CHARLES R. GORDON                  ISSUER             YES              FOR                   FOR 

PROPOSAL #1.6: ELECT DIRECTOR JUANITA H. HINSHAW                ISSUER             YES              FOR                   FOR 

PROPOSAL #1.7: ELECT DIRECTOR M. RICHARD SMITH                    ISSUER             YES              FOR                   FOR 

PROPOSAL #1.8: ELECT DIRECTOR ALFRED L. WOODS                      ISSUER             YES              FOR                   FOR 

PROPOSAL #1.9: ELECT DIRECTOR PHILLIP D. WRIGHT                  ISSUER             YES              FOR                   FOR 

PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER             YES              FOR                   FOR 

OFFICERS' COMPENSATION

 


 

 

PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN                                ISSUER             YES              FOR                   FOR 

PROPOSAL #4: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                AEP Industries Inc.

  TICKER:                AEPI                                 CUSIP:    001031103 

  MEETING DATE:   4/9/2013                                                                                                               FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1.1: ELECT DIRECTOR J. BRENDAN BARBA                    ISSUER             YES              FOR                   FOR 

PROPOSAL #1.2: ELECT DIRECTOR RICHARD E. DAVIS                    ISSUER             YES              FOR                   FOR 

PROPOSAL #1.3: ELECT DIRECTOR LEE C. STEWART                       ISSUER             YES              FOR                   FOR 

PROPOSAL #2: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER             YES              FOR                   FOR 

OFFICERS' COMPENSATION

PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN                                ISSUER             YES              FOR                   FOR 

PROPOSAL #5: APPROVE EXECUTIVE INCENTIVE BONUS PLAN           ISSUER             YES              FOR                   FOR 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                Aeroflex Holding Corp.

  TICKER:                ARX                                   CUSIP:    007767106 

  MEETING DATE:   11/14/2012                                                                                                           FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1.1: ELECT DIRECTOR HUGH EVANS                              ISSUER             YES              FOR                   FOR 

PROPOSAL #1.2: ELECT DIRECTOR LEONARD BOROW                         ISSUER             YES         WITHHOLD            AGAINST 

PROPOSAL #1.3: ELECT DIRECTOR JOHN BUYKO                              ISSUER             YES              FOR                   FOR 

PROPOSAL #1.4: ELECT DIRECTOR PRESCOTT H. ASHE                    ISSUER             YES              FOR                   FOR 

PROPOSAL #1.5: ELECT DIRECTOR JOE BENAVIDES                         ISSUER             YES              FOR                   FOR 

PROPOSAL #1.6: ELECT DIRECTOR BRADLEY J. GROSS                    ISSUER             YES              FOR                   FOR 

PROPOSAL #1.7: ELECT DIRECTOR JOHN D. KNOLL                         ISSUER             YES              FOR                   FOR 

PROPOSAL #1.8: ELECT DIRECTOR RAMZI M. MUSALLAM                  ISSUER             YES              FOR                   FOR 

PROPOSAL #1.9: ELECT DIRECTOR RICHARD N. NOTTENBURG           ISSUER             YES              FOR                   FOR 

PROPOSAL #1.10: ELECT DIRECTOR BENJAMIN M. POLK                  ISSUER             YES              FOR                   FOR 

PROPOSAL #1.11: ELECT DIRECTOR CHARLES S. REAM                    ISSUER             YES              FOR                   FOR 

PROPOSAL #1.12: ELECT DIRECTOR MARK H. RONALD                      ISSUER             YES              FOR                   FOR 

PROPOSAL #1.13: ELECT DIRECTOR PETER J. SCHOOMAKER             ISSUER             YES              FOR                   FOR 

PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER             YES              FOR                   FOR 

OFFICERS' COMPENSATION

PROPOSAL #3: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

 


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                Aeropostale, Inc.

  TICKER:                ARO                                   CUSIP:    007865108 

  MEETING DATE:   6/20/2013                                                                                                             FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1.1: ELECT DIRECTOR RONALD R. BEEGLE                    ISSUER             YES              FOR                   FOR 

PROPOSAL #1.2: ELECT DIRECTOR ROBERT B. CHAVEZ                    ISSUER             YES              FOR                   FOR 

PROPOSAL #1.3: ELECT DIRECTOR MICHAEL J. CUNNINGHAM           ISSUER             YES              FOR                   FOR 

PROPOSAL #1.4: ELECT DIRECTOR EVELYN DILSAVER                      ISSUER             YES              FOR                   FOR 

PROPOSAL #1.5: ELECT DIRECTOR JANET E. GROVE                       ISSUER             YES              FOR                   FOR 

PROPOSAL #1.6: ELECT DIRECTOR JOHN N. HAUGH                         ISSUER             YES              FOR                   FOR 

PROPOSAL #1.7: ELECT DIRECTOR KARIN HIRTLER-GARVEY             ISSUER             YES              FOR                   FOR 

PROPOSAL #1.8: ELECT DIRECTOR JOHN D. HOWARD                       ISSUER             YES              FOR                   FOR 

PROPOSAL #1.9: ELECT DIRECTOR THOMAS P. JOHNSON                  ISSUER             YES              FOR                   FOR 

PROPOSAL #1.10: ELECT DIRECTOR ARTHUR RUBINFELD                  ISSUER             YES              FOR                   FOR 

PROPOSAL #1.11: ELECT DIRECTOR DAVID B. VERMYLEN                ISSUER             YES              FOR                   FOR 

PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER             YES              FOR                   FOR 

OFFICERS' COMPENSATION

PROPOSAL #3: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                AeroVironment, Inc.

  TICKER:                AVAV                                 CUSIP:    008073108 

  MEETING DATE:   10/4/2012                                                                                                             FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1.1: ELECT DIRECTOR TIMOTHY E. CONVER                  ISSUER             YES              FOR                   FOR 

PROPOSAL #1.2: ELECT DIRECTOR ARNOLD L. FISHMAN                  ISSUER             YES              FOR                   FOR 

PROPOSAL #2: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                Aetna Inc.

  TICKER:                AET                                   CUSIP:    00817Y108 

  MEETING DATE:   5/17/2013                                                                                                             FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1a: ELECT DIRECTOR FERNANDO AGUIRRE                      ISSUER             YES              FOR                   FOR 

PROPOSAL #1b: ELECT DIRECTOR MARK T. BERTOLINI                    ISSUER             YES              FOR                   FOR 

PROPOSAL #1c: ELECT DIRECTOR FRANK M. CLARK                         ISSUER             YES              FOR                   FOR 

PROPOSAL #1d: ELECT DIRECTOR BETSY Z. COHEN                         ISSUER             YES              FOR                   FOR 

PROPOSAL #1e: ELECT DIRECTOR MOLLY J. COYE                           ISSUER             YES              FOR                   FOR 

PROPOSAL #1f: ELECT DIRECTOR ROGER N. FARAH                         ISSUER             YES              FOR                   FOR 

 


 

 

PROPOSAL #1g: ELECT DIRECTOR BARBARA HACKMAN FRANKLIN        ISSUER             YES              FOR                   FOR 

PROPOSAL #1h: ELECT DIRECTOR JEFFREY E. GARTEN                    ISSUER             YES              FOR                   FOR 

PROPOSAL #1i: ELECT DIRECTOR ELLEN M. HANCOCK                      ISSUER             YES              FOR                   FOR 

PROPOSAL #1j: ELECT DIRECTOR RICHARD J. HARRINGTON             ISSUER             YES              FOR                   FOR 

PROPOSAL #1k: ELECT DIRECTOR EDWARD J. LUDWIG                      ISSUER             YES              FOR                   FOR 

PROPOSAL #1l: ELECT DIRECTOR JOSEPH P. NEWHOUSE                  ISSUER             YES              FOR                   FOR 

PROPOSAL #2: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

PROPOSAL #3: AMEND OMNIBUS STOCK PLAN                                    ISSUER             YES              FOR                   FOR 

PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER             YES              FOR                   FOR 

OFFICERS' COMPENSATION

PROPOSAL #5: REQUIRE INDEPENDENT BOARD CHAIRMAN              SHAREHOLDER         YES          AGAINST                FOR 

PROPOSAL #6: REDUCE SUPERMAJORITY VOTE REQUIREMENT         SHAREHOLDER         YES          AGAINST                FOR 

PROPOSAL #7: ENHANCE BOARD OVERSIGHT OF POLITICAL          SHAREHOLDER         YES          AGAINST                FOR 

CONTRIBUTIONS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                AFC Enterprises, Inc.

  TICKER:                AFCE                                 CUSIP:    00104Q107 

  MEETING DATE:   5/22/2013                                                                                                             FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1.1: ELECT DIRECTOR KRISHNAN ANAND                       ISSUER             YES         WITHHOLD            AGAINST 

PROPOSAL #1.2: ELECT DIRECTOR VICTOR ARIAS, JR.                  ISSUER             YES              FOR                   FOR 

PROPOSAL #1.3: ELECT DIRECTOR CHERYL A. BACHELDER               ISSUER             YES              FOR                   FOR 

PROPOSAL #1.4: ELECT DIRECTOR CAROLYN HOGAN BYRD                ISSUER             YES              FOR                   FOR 

PROPOSAL #1.5: ELECT DIRECTOR JOHN M. CRANOR, III               ISSUER             YES              FOR                   FOR 

PROPOSAL #1.6: ELECT DIRECTOR R. WILLIAM IDE, III               ISSUER             YES              FOR                   FOR 

PROPOSAL #1.7: ELECT DIRECTOR KELVIN J. PENNINGTON             ISSUER             YES              FOR                   FOR 

PROPOSAL #2: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER             YES              FOR                   FOR 

OFFICERS' COMPENSATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                Affiliated Managers Group, Inc.

  TICKER:                AMG                                   CUSIP:    008252108 

  MEETING DATE:   6/11/2013                                                                                                             FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1a: ELECT DIRECTOR SAMUEL T. BYRNE                       ISSUER             YES              FOR                   FOR 

PROPOSAL #1b: ELECT DIRECTOR DWIGHT D. CHURCHILL                ISSUER             YES              FOR                   FOR 

PROPOSAL #1c: ELECT DIRECTOR SEAN M. HEALEY                         ISSUER             YES              FOR                   FOR 

PROPOSAL #1d: ELECT DIRECTOR HAROLD J. MEYERMAN                  ISSUER             YES              FOR                   FOR 

PROPOSAL #1e: ELECT DIRECTOR WILLIAM J. NUTT                       ISSUER             YES              FOR                   FOR 

 


 

 

PROPOSAL #1f: ELECT DIRECTOR TRACY P. PALANDJIAN                ISSUER             YES              FOR                   FOR 

PROPOSAL #1g: ELECT DIRECTOR RITA M. RODRIGUEZ                    ISSUER             YES              FOR                   FOR 

PROPOSAL #1h: ELECT DIRECTOR PATRICK T. RYAN                       ISSUER             YES              FOR                   FOR 

PROPOSAL #1i: ELECT DIRECTOR JIDE J. ZEITLIN                       ISSUER             YES              FOR                   FOR 

PROPOSAL #2: APPROVE RESTRICTED STOCK PLAN                           ISSUER             YES              FOR                   FOR 

PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER             YES              FOR                   FOR 

OFFICERS' COMPENSATION

PROPOSAL #4: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                Affymax, Inc.

  TICKER:                AFFY                                 CUSIP:    00826A109 

  MEETING DATE:   6/6/2013                                                                                                               FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1.1: ELECT DIRECTOR KATHLEEN LAPORTE                    ISSUER             YES              FOR                   FOR 

PROPOSAL #1.2: ELECT DIRECTOR KEITH R. LEONARD, JR.           ISSUER             YES              FOR                   FOR 

PROPOSAL #1.3: ELECT DIRECTOR CHRISTINE VAN HEEK                ISSUER             YES              FOR                   FOR 

PROPOSAL #2: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER             YES              FOR                   FOR 

OFFICERS' COMPENSATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                Affymetrix, Inc.

  TICKER:                AFFX                                 CUSIP:    00826T108 

  MEETING DATE:   5/7/2013                                                                                                               FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1.1: ELECT DIRECTOR STEPHEN P.A. FODOR                ISSUER             YES              FOR                   FOR 

PROPOSAL #1.2: ELECT DIRECTOR FRANK WITNEY                           ISSUER             YES              FOR                   FOR 

PROPOSAL #1.3: ELECT DIRECTOR NELSON C. CHAN                       ISSUER             YES              FOR                   FOR 

PROPOSAL #1.4: ELECT DIRECTOR GARY S. GUTHART                      ISSUER             YES              FOR                   FOR 

PROPOSAL #1.5: ELECT DIRECTOR JAMI DOVER NACHTSHEIM           ISSUER             YES              FOR                   FOR 

PROPOSAL #1.6: ELECT DIRECTOR ROBERT H. TRICE                      ISSUER             YES              FOR                   FOR 

PROPOSAL #1.7: ELECT DIRECTOR ROBERT P. WAYMAN                    ISSUER             YES              FOR                   FOR 

PROPOSAL #2: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER             YES              FOR                   FOR 

OFFICERS' COMPENSATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                Aflac Incorporated

  TICKER:                AFL                                   CUSIP:    001055102 

  MEETING DATE:   5/6/2013                                                                                                               FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

 


 

 

PROPOSAL #1a: ELECT DIRECTOR DANIEL P. AMOS                         ISSUER             YES              FOR                   FOR 

PROPOSAL #1b: ELECT DIRECTOR JOHN SHELBY AMOS, II               ISSUER             YES              FOR                   FOR 

PROPOSAL #1c: ELECT DIRECTOR PAUL S. AMOS, II                      ISSUER             YES              FOR                   FOR 

PROPOSAL #1d: ELECT DIRECTOR W. PAUL BOWERS                         ISSUER             YES              FOR                   FOR 

PROPOSAL #1e:  ELECT DIRECTOR KRISS CLONINGER, III             ISSUER             YES              FOR                   FOR 

PROPOSAL #1f: ELECT DIRECTOR ELIZABETH J. HUDSON                ISSUER             YES              FOR                   FOR 

PROPOSAL #1g: ELECT DIRECTOR DOUGLAS W. JOHNSON                  ISSUER             YES              FOR                   FOR 

PROPOSAL #1h: ELECT DIRECTOR ROBERT B. JOHNSON                    ISSUER             YES              FOR                   FOR 

PROPOSAL #1i: ELECT DIRECTOR CHARLES B. KNAPP                      ISSUER             YES              FOR                   FOR 

PROPOSAL #1j: ELECT DIRECTOR E. STEPHEN PURDOM                    ISSUER             YES              FOR                   FOR 

PROPOSAL #1k: ELECT DIRECTOR BARBARA K. RIMER                      ISSUER             YES              FOR                   FOR 

PROPOSAL #1l: ELECT DIRECTOR MELVIN T. STITH                       ISSUER             YES              FOR                   FOR 

PROPOSAL #1m: ELECT DIRECTOR DAVID GARY THOMPSON                ISSUER             YES              FOR                   FOR 

PROPOSAL #1n: ELECT DIRECTOR TAKURO YOSHIDA                         ISSUER             YES              FOR                   FOR 

PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER             YES              FOR                   FOR 

OFFICERS' COMPENSATION

PROPOSAL #3: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                AG Mortgage Investment Trust, Inc.

  TICKER:                MITT                                 CUSIP:    001228105 

  MEETING DATE:   5/1/2013                                                                                                               FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1.1: ELECT DIRECTOR ARTHUR AINSBERG                      ISSUER             YES              FOR                   FOR 

PROPOSAL #1.2: ELECT DIRECTOR ANDREW L. BERGER                    ISSUER             YES              FOR                   FOR 

PROPOSAL #1.3: ELECT DIRECTOR JOSEPH LAMANNA                       ISSUER             YES              FOR                   FOR 

PROPOSAL #1.4: ELECT DIRECTOR JONATHAN LIEBERMAN                ISSUER             YES              FOR                   FOR 

PROPOSAL #1.5: ELECT DIRECTOR PETER LINNEMAN                       ISSUER             YES              FOR                   FOR 

PROPOSAL #1.6: ELECT DIRECTOR DAVID ROBERTS                         ISSUER             YES              FOR                   FOR 

PROPOSAL #1.7: ELECT DIRECTOR FRANK STADELMAIER                  ISSUER             YES              FOR                   FOR 

PROPOSAL #1.8: ELECT DIRECTOR JAMES M. VOSS                         ISSUER             YES              FOR                   FOR 

PROPOSAL #2: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER             YES              FOR                   FOR 

OFFICERS' COMPENSATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                AGCO Corporation

  TICKER:                AGCO                                 CUSIP:    001084102 

  MEETING DATE:   4/25/2013                                                                                                             FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

 


 

 

PROPOSAL #1.1: ELECT DIRECTOR P. GEORGE BENSON                    ISSUER             YES              FOR                   FOR 

PROPOSAL #1.2: ELECT DIRECTOR WOLFGANG DEML                         ISSUER             YES              FOR                   FOR 

PROPOSAL #1.3: ELECT DIRECTOR LUIZ F. FURLAN                       ISSUER             YES              FOR                   FOR 

PROPOSAL #1.4: ELECT DIRECTOR GEORGE E. MINNICH                  ISSUER             YES              FOR                   FOR 

PROPOSAL #1.5: ELECT DIRECTOR MARTIN H. RICHENHAGEN           ISSUER             YES              FOR                   FOR 

PROPOSAL #1.6: ELECT DIRECTOR GERALD L. SHAHEEN                  ISSUER             YES              FOR                   FOR 

PROPOSAL #1.7: ELECT DIRECTOR MALLIKA SRINIVASAN                ISSUER             YES              FOR                   FOR 

PROPOSAL #1.8: ELECT DIRECTOR HENDRIKUS VISSER                    ISSUER             YES              FOR                   FOR 

PROPOSAL #2: AMEND EXECUTIVE INCENTIVE BONUS PLAN               ISSUER             YES              FOR                   FOR 

PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER             YES              FOR                   FOR 

OFFICERS' COMPENSATION

PROPOSAL #4: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                Agenus Inc.

  TICKER:                AGEN                                 CUSIP:    00847G705 

  MEETING DATE:   6/12/2013                                                                                                             FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1.1: ELECT DIRECTOR BRIAN CORVESE                         ISSUER             YES              FOR                   FOR 

PROPOSAL #1.2: ELECT DIRECTOR TIMOTHY R. WRIGHT                  ISSUER             YES              FOR                   FOR 

PROPOSAL #2: AMEND OMNIBUS STOCK PLAN                                    ISSUER             YES              FOR                   FOR 

PROPOSAL #3: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                Agilent Technologies, Inc.

  TICKER:                                                      CUSIP:    00846U101 

  MEETING DATE:   3/20/2013                                                                                                             FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1.1: ELECT DIRECTOR PAUL N. CLARK                         ISSUER             YES              FOR                   FOR 

PROPOSAL #1.2: ELECT DIRECTOR JAMES G. CULLEN                      ISSUER             YES              FOR                   FOR 

PROPOSAL #1.3: ELECT DIRECTOR TADATAKA YAMADA                      ISSUER             YES              FOR                   FOR 

PROPOSAL #2: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER             YES              FOR                   FOR 

OFFICERS' COMPENSATION

PROPOSAL #4: DECLASSIFY THE BOARD OF DIRECTORS                SHAREHOLDER         YES              FOR                AGAINST 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                Agilysys, Inc.

  TICKER:                AGYS                                 CUSIP:    00847J105 

  MEETING DATE:   7/26/2012                                                                                                             FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

 


 

 

PROPOSAL #1.1: ELECT DIRECTOR JAMES H. DENNEDY                    ISSUER             YES              FOR                   FOR 

PROPOSAL #1.2: ELECT DIRECTOR JOHN MUTCH                              ISSUER             YES              FOR                   FOR 

PROPOSAL #1.3: ELECT DIRECTOR JERRY C. JONES                       ISSUER             YES              FOR                   FOR 

PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER             YES              FOR                   FOR 

OFFICERS' COMPENSATION

PROPOSAL #3: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                AGL Resources Inc.

  TICKER:                GAS                                   CUSIP:    001204106 

  MEETING DATE:   4/30/2013                                                                                                             FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1.1: ELECT DIRECTOR SANDRA N. BANE                       ISSUER             YES              FOR                   FOR 

PROPOSAL #1.2: ELECT DIRECTOR THOMAS D. BELL, JR.               ISSUER             YES              FOR                   FOR 

PROPOSAL #1.3: ELECT DIRECTOR NORMAN R. BOBINS                    ISSUER             YES              FOR                   FOR 

PROPOSAL #1.4: ELECT DIRECTOR CHARLES R. CRISP                    ISSUER             YES              FOR                   FOR 

PROPOSAL #1.5: ELECT DIRECTOR BRENDA J. GAINES                    ISSUER             YES              FOR                   FOR 

PROPOSAL #1.6: ELECT DIRECTOR ARTHUR E. JOHNSON                  ISSUER             YES              FOR                   FOR 

PROPOSAL #1.7: ELECT DIRECTOR WYCK A. KNOX, JR.                  ISSUER             YES              FOR                   FOR 

PROPOSAL #1.8: ELECT DIRECTOR DENNIS M. LOVE                       ISSUER             YES              FOR                   FOR 

PROPOSAL #1.9: ELECT DIRECTOR CHARLES H. "PETE" MCTIER      ISSUER             YES              FOR                   FOR 

PROPOSAL #1.10: ELECT DIRECTOR DEAN R. O'HARE                      ISSUER             YES              FOR                   FOR 

PROPOSAL #1.11: ELECT DIRECTOR ARMANDO J. OLIVERA               ISSUER             YES              FOR                   FOR 

PROPOSAL #1.12: ELECT DIRECTOR JOHN E. RAU                           ISSUER             YES              FOR                   FOR 

PROPOSAL #1.13: ELECT DIRECTOR JAMES A. RUBRIGHT                ISSUER             YES              FOR                   FOR 

PROPOSAL #1.14: ELECT DIRECTOR JOHN W. SOMERHALDER II        ISSUER             YES              FOR                   FOR 

PROPOSAL #1.15: ELECT DIRECTOR BETTINA M. WHYTE                  ISSUER             YES              FOR                   FOR 

PROPOSAL #1.16: ELECT DIRECTOR HENRY C. WOLF                       ISSUER             YES              FOR                   FOR 

PROPOSAL #2: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER             YES              FOR                   FOR 

OFFICERS' COMPENSATION

PROPOSAL #4: AMEND EEO POLICY TO PROHIBIT                        SHAREHOLDER         YES          ABSTAIN            AGAINST 

DISCRIMINATION BASED ON GENDER IDENTITY

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                AGREE REALTY CORPORATION

  TICKER:                ADC                                   CUSIP:    008492100 

  MEETING DATE:   5/6/2013                                                                                                               FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1.1: ELECT DIRECTOR JOEY AGREE                              ISSUER             YES              FOR                   FOR 

PROPOSAL #1.2: ELECT DIRECTOR LEON M. SCHURGIN                    ISSUER             YES              FOR                   FOR 

 


 

 

PROPOSAL #1.3: ELECT DIRECTOR WILLIAM S. RUBENFAER             ISSUER             YES              FOR                   FOR 

PROPOSAL #2: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER             YES              FOR                   FOR 

OFFICERS' COMPENSATION

PROPOSAL #4: INCREASE AUTHORIZED PREFERRED AND COMMON        ISSUER             YES              FOR                   FOR 

 STOCK 

PROPOSAL #5: APPROVE AUTHORITY TO THE BOARD TO                   ISSUER             YES          AGAINST            AGAINST 

INCREASE OR DECREASE AUTHORIZED SHARES

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                Air Lease Corporation

  TICKER:                AL                                     CUSIP:    00912X302 

  MEETING DATE:   5/8/2013                                                                                                               FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1a: ELECT DIRECTOR JOHN G. DANHAKL                       ISSUER             YES              FOR                   FOR 

PROPOSAL #1b: ELECT DIRECTOR MATTHEW J. HART                       ISSUER             YES              FOR                   FOR 

PROPOSAL #1c: ELECT DIRECTOR ROBERT A. MILTON                      ISSUER             YES              FOR                   FOR 

PROPOSAL #1d: ELECT DIRECTOR JOHN L. PLUEGER                       ISSUER             YES              FOR                   FOR 

PROPOSAL #1e: ELECT DIRECTOR ANTHONY P. RESSLER                  ISSUER             YES          AGAINST            AGAINST 

PROPOSAL #1f: ELECT DIRECTOR WILBUR L. ROSS, JR.                ISSUER             YES              FOR                   FOR 

PROPOSAL #1g: ELECT DIRECTOR IAN M. SAINES                           ISSUER             YES              FOR                   FOR 

PROPOSAL #1h: ELECT DIRECTOR RONALD D. SUGAR                       ISSUER             YES              FOR                   FOR 

PROPOSAL #1i: ELECT DIRECTOR STEVEN F. UDVAR-HAZY               ISSUER             YES              FOR                   FOR 

PROPOSAL #2: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

PROPOSAL #3: AMEND OMNIBUS STOCK PLAN                                    ISSUER             YES              FOR                   FOR 

PROPOSAL #4: APPROVE CERTAIN PERFORMANCE-BASED AWARDS        ISSUER             YES              FOR                   FOR 

PROPOSAL #5: APPROVE EXECUTIVE INCENTIVE BONUS PLAN           ISSUER             YES              FOR                   FOR 

PROPOSAL #6: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER             YES          AGAINST            AGAINST 

OFFICERS' COMPENSATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                Air Methods Corporation

  TICKER:                AIRM                                 CUSIP:    009128307 

  MEETING DATE:   12/3/2012                                                                                                             FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1: INCREASE AUTHORIZED PREFERRED AND COMMON        ISSUER             YES          AGAINST            AGAINST 

 STOCK 

PROPOSAL #2: AMEND OMNIBUS STOCK PLAN                                    ISSUER             YES              FOR                   FOR 

 


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                Air Methods Corporation

  TICKER:                AIRM                                 CUSIP:    009128307 

  MEETING DATE:   5/30/2013                                                                                                             FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1.1: ELECT DIRECTOR GEORGE W. BELSEY                    ISSUER             YES              FOR                   FOR 

PROPOSAL #1.2: ELECT DIRECTOR C. DAVID KIKUMOTO                  ISSUER             YES              FOR                   FOR 

PROPOSAL #1.3: ELECT DIRECTOR CARL H. MCNAIR, JR.               ISSUER             YES              FOR                   FOR 

PROPOSAL #2: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER             YES              FOR                   FOR 

OFFICERS' COMPENSATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                Air Products and Chemicals, Inc.

  TICKER:                APD                                   CUSIP:    009158106 

  MEETING DATE:   1/24/2013                                                                                                             FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1a: ELECT DIRECTOR WILLIAM L. DAVIS, III             ISSUER             YES              FOR                   FOR 

PROPOSAL #1b: ELECT DIRECTOR W. DOUGLAS FORD                       ISSUER             YES              FOR                   FOR 

PROPOSAL #1c: ELECT DIRECTOR EVERT HENKES                             ISSUER             YES              FOR                   FOR 

PROPOSAL #1d: ELECT DIRECTOR MARGARET G. MCGLYNN                ISSUER             YES              FOR                   FOR 

PROPOSAL #2: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER             YES              FOR                   FOR 

OFFICERS' COMPENSATION

PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN                                ISSUER             YES              FOR                   FOR 

PROPOSAL #5: DECLASSIFY THE BOARD OF DIRECTORS                SHAREHOLDER         YES              FOR                AGAINST 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                Air Transport Services Group, Inc.

  TICKER:                ATSG                                 CUSIP:    00922R105 

  MEETING DATE:   5/10/2013                                                                                                             FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1a: ELECT DIRECTOR RICHARD M. BAUDOUIN                ISSUER             YES              FOR                   FOR 

PROPOSAL #1b: ELECT DIRECTOR RANDY D. RADEMACHER                ISSUER             YES              FOR                   FOR 

PROPOSAL #2: DECLASSIFY THE BOARD OF DIRECTORS                    ISSUER             YES              FOR                   FOR 

PROPOSAL #3: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER             YES              FOR                   FOR 

OFFICERS' COMPENSATION

 


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                Aircastle Limited

  TICKER:                AYR                                   CUSIP:    G0129K104 

  MEETING DATE:   5/23/2013                                                                                                             FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1.1: ELECT DIRECTOR RONALD W. ALLEN                      ISSUER             YES              FOR                   FOR 

PROPOSAL #1.2: ELECT DIRECTOR DOUGLAS A. HACKER                  ISSUER             YES              FOR                   FOR 

PROPOSAL #1.3: ELECT DIRECTOR RON WAINSHAL                           ISSUER             YES              FOR                   FOR 

PROPOSAL #2: RATIFY ERNST & YOUNG, LLP AS AUDITORS             ISSUER             YES              FOR                   FOR 

PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER             YES              FOR                   FOR 

OFFICERS' COMPENSATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                Airgas, Inc.

  TICKER:                ARG                                   CUSIP:    009363102 

  MEETING DATE:   8/14/2012                                                                                                             FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1.1: ELECT DIRECTOR JAMES W. HOVEY                       ISSUER             YES              FOR                   FOR 

PROPOSAL #1.2: ELECT DIRECTOR MICHAEL L. MOLININI               ISSUER             YES              FOR                   FOR 

PROPOSAL #1.3: ELECT DIRECTOR PAULA A. SNEED                       ISSUER             YES              FOR                   FOR 

PROPOSAL #1.4: ELECT DIRECTOR DAVID M. STOUT                       ISSUER             YES              FOR                   FOR 

PROPOSAL #2: AMEND OMNIBUS STOCK PLAN                                    ISSUER             YES              FOR                   FOR 

PROPOSAL #3: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER             YES              FOR                   FOR 

OFFICERS' COMPENSATION

PROPOSAL #5: DECLASSIFY THE BOARD OF DIRECTORS                SHAREHOLDER         YES              FOR                AGAINST 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                AK STEEL HOLDING CORPORATION

  TICKER:                AKS                                   CUSIP:    001547108 

  MEETING DATE:   5/30/2013                                                                                                             FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1.1: ELECT DIRECTOR RICHARD A. ABDOO                    ISSUER             YES              FOR                   FOR 

PROPOSAL #1.2: ELECT DIRECTOR JOHN S. BRINZO                       ISSUER             YES              FOR                   FOR 

PROPOSAL #1.3: ELECT DIRECTOR DENNIS C. CUNEO                      ISSUER             YES              FOR                   FOR 

PROPOSAL #1.4: ELECT DIRECTOR WILLIAM K. GERBER                  ISSUER             YES              FOR                   FOR 

PROPOSAL #1.5: ELECT DIRECTOR BONNIE G. HILL                       ISSUER             YES              FOR                   FOR 

PROPOSAL #1.6: ELECT DIRECTOR ROBERT H. JENKINS                  ISSUER             YES              FOR                   FOR 

PROPOSAL #1.7: ELECT DIRECTOR RALPH S. MICHAEL, III           ISSUER             YES              FOR                   FOR 

PROPOSAL #1.8: ELECT DIRECTOR SHIRLEY D. PETERSON               ISSUER             YES              FOR                   FOR 

 


 

 

PROPOSAL #1.9: ELECT DIRECTOR JAMES A. THOMSON                    ISSUER             YES              FOR                   FOR 

PROPOSAL #1.10: ELECT DIRECTOR JAMES L. WAINSCOTT               ISSUER             YES              FOR                   FOR 

PROPOSAL #2: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER             YES              FOR                   FOR 

OFFICERS' COMPENSATION

PROPOSAL #4: AMEND EXECUTIVE INCENTIVE BONUS PLAN               ISSUER             YES              FOR                   FOR 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                Akamai Technologies, Inc.

  TICKER:                AKAM                                 CUSIP:    00971T101 

  MEETING DATE:   5/15/2013                                                                                                             FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1.1: ELECT DIRECTOR PAMELA J. CRAIG                      ISSUER             YES              FOR                   FOR 

PROPOSAL #1.2: ELECT DIRECTOR F. THOMSON LEIGHTON               ISSUER             YES              FOR                   FOR 

PROPOSAL #1.3: ELECT DIRECTOR PAUL SAGAN                              ISSUER             YES              FOR                   FOR 

PROPOSAL #1.4: ELECT DIRECTOR NAOMI O. SELIGMAN                  ISSUER             YES              FOR                   FOR 

PROPOSAL #2: APPROVE OMNIBUS STOCK PLAN                                ISSUER             YES              FOR                   FOR 

PROPOSAL #3a: DECLASSIFY THE BOARD OF DIRECTORS                  ISSUER             YES              FOR                   FOR 

PROPOSAL #3b: AMEND CERTIFICATE OF INCORPORATION TO          ISSUER             YES              FOR                   FOR 

PROVIDE DIRECTORS MAY BE REMOVED WITH OR WITHOUT CAUSE

PROPOSAL #3c: REDUCE SUPERMAJORITY VOTE REQUIREMENT           ISSUER             YES              FOR                   FOR 

PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER             YES              FOR                   FOR 

OFFICERS' COMPENSATION

PROPOSAL #5: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                Akorn, Inc.

  TICKER:                AKRX                                 CUSIP:    009728106 

  MEETING DATE:   5/3/2013                                                                                                               FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1.1: ELECT DIRECTOR JOHN N.  KAPOOR                      ISSUER             YES              FOR                   FOR 

PROPOSAL #1.2: ELECT DIRECTOR RONALD M.  JOHNSON                ISSUER             YES              FOR                   FOR 

PROPOSAL #1.3: ELECT DIRECTOR BRIAN TAMBI                             ISSUER             YES              FOR                   FOR 

PROPOSAL #1.4: ELECT DIRECTOR STEVEN J. MEYER                      ISSUER             YES              FOR                   FOR 

PROPOSAL #1.5: ELECT DIRECTOR ALAN WEINSTEIN                       ISSUER             YES              FOR                   FOR 

PROPOSAL #1.6: ELECT DIRECTOR KENNETH S. ABRAMOWITZ           ISSUER             YES              FOR                   FOR 

PROPOSAL #1.7: ELECT DIRECTOR ADRIENNE L. GRAVES                ISSUER             YES              FOR                   FOR 

PROPOSAL #2: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER             YES              FOR                   FOR 

OFFICERS' COMPENSATION

 


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                Alamo Group Inc.

  TICKER:                ALG                                   CUSIP:    011311107 

  MEETING DATE:   5/2/2013                                                                                                               FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1.1: ELECT DIRECTOR RODERICK R. BATY                    ISSUER             YES              FOR                   FOR 

PROPOSAL #1.2: ELECT DIRECTOR HELEN W. CORNELL                    ISSUER             YES              FOR                   FOR 

PROPOSAL #1.3: ELECT DIRECTOR JERRY E. GOLDRESS                  ISSUER             YES              FOR                   FOR 

PROPOSAL #1.4: ELECT DIRECTOR DAVID W. GRZELAK                    ISSUER             YES              FOR                   FOR 

PROPOSAL #1.5: ELECT DIRECTOR GARY L. MARTIN                       ISSUER             YES              FOR                   FOR 

PROPOSAL #1.6: ELECT DIRECTOR RONALD A. ROBINSON                ISSUER             YES              FOR                   FOR 

PROPOSAL #1.7: ELECT DIRECTOR JAMES B. SKAGGS                      ISSUER             YES              FOR                   FOR 

PROPOSAL #2: APPROVE EXECUTIVE INCENTIVE BONUS PLAN           ISSUER             YES              FOR                   FOR 

PROPOSAL #3: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                Alaska Air Group, Inc.

  TICKER:                ALK                                   CUSIP:    011659109 

  MEETING DATE:   5/21/2013                                                                                                             FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1.1: ELECT DIRECTOR WILLIAM S. AYER                      ISSUER             YES              FOR                   FOR 

PROPOSAL #1.2: ELECT DIRECTOR PATRICIA M. BEDIENT               ISSUER             YES              FOR                   FOR 

PROPOSAL #1.3: ELECT DIRECTOR MARION C. BLAKEY                    ISSUER             YES              FOR                   FOR 

PROPOSAL #1.4: ELECT DIRECTOR PHYLLIS J. CAMPBELL               ISSUER             YES              FOR                   FOR 

PROPOSAL #1.5: ELECT DIRECTOR JESSIE J. KNIGHT, JR.           ISSUER             YES              FOR                   FOR 

PROPOSAL #1.6: ELECT DIRECTOR R. MARC LANGLAND                    ISSUER             YES              FOR                   FOR 

PROPOSAL #1.7: ELECT DIRECTOR DENNIS F. MADSEN                    ISSUER             YES              FOR                   FOR 

PROPOSAL #1.8: ELECT DIRECTOR BYRON I. MALLOTT                    ISSUER             YES              FOR                   FOR 

PROPOSAL #1.9: ELECT DIRECTOR J. KENNETH THOMPSON               ISSUER             YES              FOR                   FOR 

PROPOSAL #1.10: ELECT DIRECTOR BRADLEY D. TILDEN                ISSUER             YES              FOR                   FOR 

PROPOSAL #1.11: ELECT DIRECTOR ERIC K. YEAMAN                      ISSUER             YES              FOR                   FOR 

PROPOSAL #2: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER             YES              FOR                   FOR 

OFFICERS' COMPENSATION

PROPOSAL #4: PRO-RATA VESTING OF EQUITY AWARDS                SHAREHOLDER         YES          AGAINST                FOR 

 


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                Alaska Communications Systems Group, Inc.

  TICKER:                ALSK                                 CUSIP:    01167P101 

  MEETING DATE:   6/11/2013                                                                                                             FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1.1: ELECT DIRECTOR EDWARD (NED) J. HAYES,         ISSUER             YES              FOR                   FOR 

JR.

PROPOSAL #1.2: ELECT DIRECTOR ANAND VADAPALLI                      ISSUER             YES              FOR                   FOR 

PROPOSAL #1.3: ELECT DIRECTOR PETER D. LEY                           ISSUER             YES              FOR                   FOR 

PROPOSAL #1.4: ELECT DIRECTOR JOHN NILES WANAMAKER             ISSUER             YES              FOR                   FOR 

PROPOSAL #1.5: ELECT DIRECTOR DAVID W. KARP                         ISSUER             YES              FOR                   FOR 

PROPOSAL #1.6: ELECT DIRECTOR BRIAN A. ROSS                         ISSUER             YES              FOR                   FOR 

PROPOSAL #1.7: ELECT DIRECTOR MARGARET L. BROWN                  ISSUER             YES              FOR                   FOR 

PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER             YES              FOR                   FOR 

OFFICERS' COMPENSATION

PROPOSAL #3: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                Albany International Corp.

  TICKER:                AIN                                   CUSIP:    012348108 

  MEETING DATE:   5/17/2013                                                                                                             FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1.1: ELECT DIRECTOR JOHN F. CASSIDY, JR.             ISSUER             YES              FOR                   FOR 

PROPOSAL #1.2: ELECT DIRECTOR EDGAR G. HOTARD                      ISSUER             YES              FOR                   FOR 

PROPOSAL #1.3: ELECT DIRECTOR ERLAND E. KAILBOURNE             ISSUER             YES              FOR                   FOR 

PROPOSAL #1.4: ELECT DIRECTOR JOSEPH G. MORONE                    ISSUER             YES              FOR                   FOR 

PROPOSAL #1.5: ELECT DIRECTOR KATHARINE L. PLOURDE             ISSUER             YES              FOR                   FOR 

PROPOSAL #1.6: ELECT DIRECTOR JOHN R. SCANNELL                    ISSUER             YES              FOR                   FOR 

PROPOSAL #1.7: ELECT DIRECTOR CHRISTINE L. STANDISH           ISSUER             YES              FOR                   FOR 

PROPOSAL #1.8: ELECT DIRECTOR JOHN C. STANDISH                    ISSUER             YES              FOR                   FOR 

PROPOSAL #2: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER             YES          AGAINST            AGAINST 

OFFICERS' COMPENSATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                Albany Molecular Research, Inc.

  TICKER:                AMRI                                 CUSIP:    012423109 

  MEETING DATE:   6/5/2013                                                                                                               FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1.1: ELECT DIRECTOR VERONICA G. H. JORDAN           ISSUER             YES              FOR                   FOR 

PROPOSAL #1.2: ELECT DIRECTOR THOMAS E. D'AMBRA                  ISSUER             YES              FOR                   FOR 

 


 

 

PROPOSAL #2: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

PROPOSAL #3: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE         ISSUER             YES              FOR                   FOR 

PLAN

PROPOSAL #4: AMEND OMNIBUS STOCK PLAN                                    ISSUER             YES              FOR                   FOR 

PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER             YES              FOR                   FOR 

OFFICERS' COMPENSATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                Albemarle Corporation

  TICKER:                ALB                                   CUSIP:    012653101 

  MEETING DATE:   5/7/2013                                                                                                               FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1.1: ELECT DIRECTOR WILLAM H. HERNANDEZ               ISSUER             YES              FOR                   FOR 

PROPOSAL #1.2: ELECT DIRECTOR LUTHER C. KISSAM, IV             ISSUER             YES              FOR                   FOR 

PROPOSAL #1.3: ELECT DIRECTOR JOSEPH M. MAHADY                    ISSUER             YES              FOR                   FOR 

PROPOSAL #1.4: ELECT DIRECTOR JIM W. NOKES                           ISSUER             YES              FOR                   FOR 

PROPOSAL #1.5: ELECT DIRECTOR JAMES J. O'BRIEN                    ISSUER             YES              FOR                   FOR 

PROPOSAL #1.6: ELECT DIRECTOR BARRY W. PERRY                       ISSUER             YES              FOR                   FOR 

PROPOSAL #1.7: ELECT DIRECTOR JOHN SHERMAN JR.                    ISSUER             YES              FOR                   FOR 

PROPOSAL #1.8: ELECT DIRECTOR HARRIETT TEE TAGGART             ISSUER             YES              FOR                   FOR 

PROPOSAL #1.9: ELECT DIRECTOR ANNE MARIE WHITTEMORE           ISSUER             YES              FOR                   FOR 

PROPOSAL #2: APPROVE NON-EMPLOYEE DIRECTOR RESTRICTED        ISSUER             YES              FOR                   FOR 

 STOCK PLAN

PROPOSAL #3: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER             YES              FOR                   FOR 

OFFICERS' COMPENSATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                ALCO Stores, Inc.

  TICKER:                ALCS                                 CUSIP:    001600105 

  MEETING DATE:   6/4/2013                                                                                                               FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1.1: ELECT DIRECTOR ROYCE WINSTEN                         ISSUER             YES              FOR                   FOR 

PROPOSAL #1.2: ELECT DIRECTOR RICHARD E. WILSON                  ISSUER             YES              FOR                   FOR 

PROPOSAL #1.3: ELECT DIRECTOR DENNIS E. LOGUE                      ISSUER             YES              FOR                   FOR 

PROPOSAL #1.4: ELECT DIRECTOR LOLAN C. MACKEY                      ISSUER             YES              FOR                   FOR 

PROPOSAL #1.5: ELECT DIRECTOR TERRENCE M. BABILLA               ISSUER             YES              FOR                   FOR 

PROPOSAL #2: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER             YES              FOR                   FOR 

OFFICERS' COMPENSATION

PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY             ISSUER             YES         ONE YEAR              FOR 

 


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                Alcoa Inc.

  TICKER:                AA                                     CUSIP:    013817101 

  MEETING DATE:   5/3/2013                                                                                                               FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1.1: ELECT DIRECTOR ARTHUR D. COLLINS, JR.         ISSUER             YES              FOR                   FOR 

PROPOSAL #1.2: ELECT DIRECTOR MICHAEL G. MORRIS                  ISSUER             YES              FOR                   FOR 

PROPOSAL #1.3: ELECT DIRECTOR E. STANLEY O'NEAL                  ISSUER             YES              FOR                   FOR 

PROPOSAL #2: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER             YES              FOR                   FOR 

OFFICERS' COMPENSATION

PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN                                ISSUER             YES              FOR                   FOR 

PROPOSAL #5: PROVIDE RIGHT TO CALL SPECIAL MEETING             ISSUER             YES              FOR                   FOR 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                Alere Inc.

  TICKER:                ALR                                   CUSIP:    01449J105 

  MEETING DATE:   7/11/2012                                                                                                             FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1.1: ELECT DIRECTOR CAROL R. GOLDBERG                  ISSUER             YES              FOR                   FOR 

PROPOSAL #1.2: ELECT DIRECTOR JAMES ROOSEVELT, JR.             ISSUER             YES              FOR                   FOR 

PROPOSAL #1.3: ELECT DIRECTOR RON ZWANZIGER                         ISSUER             YES              FOR                   FOR 

PROPOSAL #2: DECLASSIFY THE BOARD OF DIRECTORS                    ISSUER             YES              FOR                   FOR 

PROPOSAL #3: AMEND OMNIBUS STOCK PLAN                                    ISSUER             YES              FOR                   FOR 

PROPOSAL #4: APPROVE STOCK OPTION PLAN GRANTS                      ISSUER             YES              FOR                   FOR 

PROPOSAL #5: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

PROPOSAL #6: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER             YES              FOR                   FOR 

OFFICERS' COMPENSATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                Alexander & Baldwin, Inc.

  TICKER:                ALEX                                 CUSIP:    014491104 

  MEETING DATE:   4/30/2013                                                                                                             FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1.1: ELECT DIRECTOR R.S. HARRISON                         ISSUER             YES              FOR                   FOR 

PROPOSAL #1.2: ELECT DIRECTOR M.K. SAITO                              ISSUER             YES              FOR                   FOR 

PROPOSAL #1.3: ELECT DIRECTOR E.K. YEAMAN                             ISSUER             YES              FOR                   FOR 

PROPOSAL #2: APPROVE OMNIBUS STOCK PLAN                                ISSUER             YES              FOR                   FOR 

PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER             YES              FOR                   FOR 

OFFICERS' COMPENSATION

PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY             ISSUER             YES         ONE YEAR              FOR 

 


 

 

PROPOSAL #5: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                Alexander's, Inc.

  TICKER:                ALX                                   CUSIP:    014752109 

  MEETING DATE:   5/23/2013                                                                                                             FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1.1: ELECT DIRECTOR STEVEN ROTH                             ISSUER             YES         WITHHOLD            AGAINST 

PROPOSAL #1.2: ELECT DIRECTOR THOMAS R. DIBENEDETTO           ISSUER             YES              FOR                   FOR 

PROPOSAL #2: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                Alexandria Real Estate Equities, Inc.

  TICKER:                ARE                                   CUSIP:    015271109 

  MEETING DATE:   5/20/2013                                                                                                             FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1.1: ELECT DIRECTOR JOEL S. MARCUS                       ISSUER             YES              FOR                   FOR 

PROPOSAL #1.2: ELECT DIRECTOR RICHARD B. JENNINGS               ISSUER             YES              FOR                   FOR 

PROPOSAL #1.3: ELECT DIRECTOR JOHN L. ATKINS, III               ISSUER             YES              FOR                   FOR 

PROPOSAL #1.4: ELECT DIRECTOR MARIA C. FREIRE                      ISSUER             YES              FOR                   FOR 

PROPOSAL #1.5: ELECT DIRECTOR RICHARD H. KLEIN                    ISSUER             YES              FOR                   FOR 

PROPOSAL #1.6: ELECT DIRECTOR JAMES H. RICHARDSON               ISSUER             YES              FOR                   FOR 

PROPOSAL #1.7: ELECT DIRECTOR MARTIN A. SIMONETTI               ISSUER             YES              FOR                   FOR 

PROPOSAL #2: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER             YES          AGAINST            AGAINST 

OFFICERS' COMPENSATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                Alexion Pharmaceuticals, Inc.

  TICKER:                ALXN                                 CUSIP:    015351109 

  MEETING DATE:   5/6/2013                                                                                                               FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1.1: ELECT DIRECTOR LEONARD BELL                           ISSUER             YES              FOR                   FOR 

PROPOSAL #1.2: ELECT DIRECTOR MAX LINK                                  ISSUER             YES              FOR                   FOR 

PROPOSAL #1.3: ELECT DIRECTOR WILLIAM R. KELLER                  ISSUER             YES              FOR                   FOR 

PROPOSAL #1.4: ELECT DIRECTOR JOSEPH A. MADRI                      ISSUER             YES              FOR                   FOR 

PROPOSAL #1.5: ELECT DIRECTOR LARRY L. MATHIS                      ISSUER             YES              FOR                   FOR 

PROPOSAL #1.6: ELECT DIRECTOR R. DOUGLAS NORBY                    ISSUER             YES              FOR                   FOR 

PROPOSAL #1.7: ELECT DIRECTOR ALVIN S. PARVEN                      ISSUER             YES              FOR                   FOR 

PROPOSAL #1.8: ELECT DIRECTOR ANDREAS RUMMELT                      ISSUER             YES              FOR                   FOR 

PROPOSAL #1.9: ELECT DIRECTOR ANN M. VENEMAN                       ISSUER             YES              FOR                   FOR 

 


 

 

PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER             YES              FOR                   FOR 

OFFICERS' COMPENSATION

PROPOSAL #3: AMEND OMNIBUS STOCK PLAN                                    ISSUER             YES              FOR                   FOR 

PROPOSAL #4: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                Alexza Pharmaceuticals, Inc.

  TICKER:                ALXA                                 CUSIP:    015384209 

  MEETING DATE:   5/21/2013                                                                                                             FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1.1: ELECT DIRECTOR THOMAS B. KING                       ISSUER             YES              FOR                   FOR 

PROPOSAL #1.2: ELECT DIRECTOR J. KEVIN BUCHI                       ISSUER             YES              FOR                   FOR 

PROPOSAL #1.3: ELECT DIRECTOR DEEPIKA R. PAKIANATHAN         ISSUER             YES         WITHHOLD            AGAINST 

PROPOSAL #1.4: ELECT DIRECTOR J. LEIGHTON READ                    ISSUER             YES              FOR                   FOR 

PROPOSAL #1.5: ELECT DIRECTOR GORDON RINGOLD                       ISSUER             YES         WITHHOLD            AGAINST 

PROPOSAL #1.6: ELECT DIRECTOR ISAAC STEIN                             ISSUER             YES              FOR                   FOR 

PROPOSAL #1.7: ELECT DIRECTOR JOSEPH L. TURNER                    ISSUER             YES              FOR                   FOR 

PROPOSAL #2: AMEND OMNIBUS STOCK PLAN                                    ISSUER             YES          AGAINST            AGAINST 

PROPOSAL #3: AMEND NON-EMPLOYEE DIRECTOR STOCK OPTION        ISSUER             YES          AGAINST            AGAINST 

 PLAN 

PROPOSAL #4: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                Alico, Inc.

  TICKER:                ALCO                                 CUSIP:    016230104 

  MEETING DATE:   2/22/2013                                                                                                             FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1.1: ELECT DIRECTOR JD ALEXANDER                           ISSUER             YES              FOR                   FOR 

PROPOSAL #1.2: ELECT DIRECTOR THOMAS H. MCAULEY                  ISSUER             YES              FOR                   FOR 

PROPOSAL #1.3: ELECT DIRECTOR CHARLES L. PALMER                  ISSUER             YES              FOR                   FOR 

PROPOSAL #1.4: ELECT DIRECTOR RAMON A. RODRIGUEZ                ISSUER             YES              FOR                   FOR 

PROPOSAL #1.5: ELECT DIRECTOR JOHN D. ROOD                           ISSUER             YES              FOR                   FOR 

PROPOSAL #1.6: ELECT DIRECTOR ROBERT J. VIGUET, JR.           ISSUER             YES              FOR                   FOR 

PROPOSAL #1.7: ELECT DIRECTOR GORDON WALKER                         ISSUER             YES              FOR                   FOR 

PROPOSAL #1.8: ELECT DIRECTOR ADAM D. COMPTON                      ISSUER             YES              FOR                   FOR 

PROPOSAL #1.9: ELECT DIRECTOR DYKES EVERETT                         ISSUER             YES              FOR                   FOR 

PROPOSAL #2: APPROVE OMNIBUS STOCK PLAN                                ISSUER             YES              FOR                   FOR 

PROPOSAL #3: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER             YES              FOR                   FOR 

OFFICERS' COMPENSATION

PROPOSAL #5: OTHER BUSINESS                                                     ISSUER             YES          AGAINST            AGAINST 

 


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                Align Technology, Inc.

  TICKER:                ALGN                                 CUSIP:    016255101 

  MEETING DATE:   5/16/2013                                                                                                             FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1.1: ELECT DIRECTOR DAVID E. COLLINS                    ISSUER             YES              FOR                   FOR 

PROPOSAL #1.2: ELECT DIRECTOR JOSEPH LACOB                           ISSUER             YES              FOR                   FOR 

PROPOSAL #1.3: ELECT DIRECTOR C. RAYMOND LARKIN, JR.         ISSUER             YES              FOR                   FOR 

PROPOSAL #1.4: ELECT DIRECTOR GEORGE J. MORROW                    ISSUER             YES              FOR                   FOR 

PROPOSAL #1.5: ELECT DIRECTOR DAVID C. NAGEL                       ISSUER             YES              FOR                   FOR 

PROPOSAL #1.6: ELECT DIRECTOR THOMAS M. PRESCOTT                ISSUER             YES              FOR                   FOR 

PROPOSAL #1.7: ELECT DIRECTOR GREG J. SANTORA                      ISSUER             YES              FOR                   FOR 

PROPOSAL #1.8: ELECT DIRECTOR WARREN S. THALER                    ISSUER             YES              FOR                   FOR 

PROPOSAL #2: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER             YES              FOR                   FOR 

OFFICERS' COMPENSATION

PROPOSAL #4: AMEND OMNIBUS STOCK PLAN                                    ISSUER             YES              FOR                   FOR 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                Alimera Sciences, Inc.

  TICKER:                ALIM                                 CUSIP:    016259103 

  MEETING DATE:   10/1/2012                                                                                                             FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1: APPROVE CONVERSION OF SECURITIES                      ISSUER             YES              FOR                   FOR 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                Alimera Sciences, Inc.

  TICKER:                ALIM                                 CUSIP:    016259103 

  MEETING DATE:   6/18/2013                                                                                                             FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1.1: ELECT DIRECTOR MARK J. BROOKS                       ISSUER             YES         WITHHOLD            AGAINST 

PROPOSAL #1.2: ELECT DIRECTOR BRIAN K. HALAK                       ISSUER             YES              FOR                   FOR 

PROPOSAL #1.3: ELECT DIRECTOR PETER J. PIZZO, III               ISSUER             YES              FOR                   FOR 

PROPOSAL #2: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER             YES              FOR                   FOR 

OFFICERS' COMPENSATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                Alkermes Plc.

  TICKER:                ALKS                                 CUSIP:    G01767105 

  MEETING DATE:   8/1/2012                                                                                                               FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

 


 

 

PROPOSAL #1.1: ELECT DIRECTOR FLOYD E. BLOOM                       ISSUER             YES              FOR                   FOR 

PROPOSAL #1.2: ELECT DIRECTOR GERALDINE A. HENWOOD             ISSUER             YES              FOR                   FOR 

PROPOSAL #2: AMEND OMNIBUS STOCK PLAN                                    ISSUER             YES              FOR                   FOR 

PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER             YES              FOR                   FOR 

OFFICERS' COMPENSATION

PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY             ISSUER             YES         ONE YEAR              FOR 

PROPOSAL #5: CHANGE LOCATION OF ANNUAL MEETING                    ISSUER             YES              FOR                   FOR 

PROPOSAL #6: APPROVE PRICEWATERHOUSECOOPERS AS                   ISSUER             YES              FOR                   FOR 

AUDITORS AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                Alleghany Corporation

  TICKER:                                                      CUSIP:    017175100 

  MEETING DATE:   4/26/2013                                                                                                             FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1a: ELECT DIRECTOR STEPHEN P. BRADLEY                  ISSUER             YES              FOR                   FOR 

PROPOSAL #1b: ELECT DIRECTOR KAREN BRENNER                           ISSUER             YES              FOR                   FOR 

PROPOSAL #1c: ELECT DIRECTOR THOMAS S. JOHNSON                    ISSUER             YES              FOR                   FOR 

PROPOSAL #1d: ELECT DIRECTOR JAMES F. WILL                           ISSUER             YES              FOR                   FOR 

PROPOSAL #2: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER             YES              FOR                   FOR 

OFFICERS' COMPENSATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                Allegheny Technologies Incorporated

  TICKER:                ATI                                   CUSIP:    01741R102 

  MEETING DATE:   5/2/2013                                                                                                               FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1.1: ELECT DIRECTOR RICHARD J. HARSHMAN               ISSUER             YES              FOR                   FOR 

PROPOSAL #1.2: ELECT DIRECTOR CAROLYN CORVI                         ISSUER             YES              FOR                   FOR 

PROPOSAL #1.3: ELECT DIRECTOR BARBARA S. JEREMIAH               ISSUER             YES              FOR                   FOR 

PROPOSAL #1.4: ELECT DIRECTOR JOHN D. TURNER                       ISSUER             YES              FOR                   FOR 

PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER             YES              FOR                   FOR 

OFFICERS' COMPENSATION

PROPOSAL #3: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                Allegiant Travel Company

  TICKER:                ALGT                                 CUSIP:    01748X102 

  MEETING DATE:   6/4/2013                                                                                                               FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1.1: ELECT DIRECTOR MONTIE R. BREWER                    ISSUER             YES              FOR                   FOR 

PROPOSAL #1.2: ELECT DIRECTOR GARY ELLMER                             ISSUER             YES              FOR                   FOR 

 


 

 

PROPOSAL #1.3: ELECT DIRECTOR TIMOTHY P. FLYNN                    ISSUER             YES              FOR                   FOR 

PROPOSAL #1.4: ELECT DIRECTOR MAURICE J. GALLAGHER,          ISSUER             YES              FOR                   FOR 

JR.

PROPOSAL #1.5: ELECT DIRECTOR LINDA A. MARVIN                      ISSUER             YES              FOR                   FOR 

PROPOSAL #1.6: ELECT DIRECTOR CHARLES W. POLLARD                ISSUER             YES              FOR                   FOR 

PROPOSAL #1.7: ELECT DIRECTOR JOHN REDMOND                           ISSUER             YES              FOR                   FOR 

PROPOSAL #2: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                Allergan, Inc.

  TICKER:                AGN                                   CUSIP:    018490102 

  MEETING DATE:   4/30/2013                                                                                                             FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1a: ELECT DIRECTOR DAVID E.I. PYOTT                      ISSUER             YES              FOR                   FOR 

PROPOSAL #1b: ELECT DIRECTOR MICHAEL R. GALLAGHER               ISSUER             YES              FOR                   FOR 

PROPOSAL #1c: ELECT DIRECTOR DEBORAH DUNSIRE                       ISSUER             YES              FOR                   FOR 

PROPOSAL #1d: ELECT DIRECTOR DAWN HUDSON                              ISSUER             YES              FOR                   FOR 

PROPOSAL #1e: ELECT DIRECTOR TREVOR M. JONES                       ISSUER             YES              FOR                   FOR 

PROPOSAL #1f: ELECT DIRECTOR LOUIS J. LAVIGNE, JR.             ISSUER             YES              FOR                   FOR 

PROPOSAL #1g: ELECT DIRECTOR PETER J. MCDONNELL                  ISSUER             YES              FOR                   FOR 

PROPOSAL #1h: ELECT DIRECTOR TIMOTHY D. PROCTOR                  ISSUER             YES              FOR                   FOR 

PROPOSAL #1i: ELECT DIRECTOR RUSSELL T. RAY                         ISSUER             YES              FOR                   FOR 

PROPOSAL #2: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER             YES              FOR                   FOR 

OFFICERS' COMPENSATION

PROPOSAL #4: PROVIDE RIGHT TO CALL SPECIAL MEETING             ISSUER             YES              FOR                   FOR 

PROPOSAL #5.1: PROVIDE RIGHT TO ACT BY WRITTEN CONSENT  SHAREHOLDER         YES          AGAINST                FOR 

PROPOSAL #5.2: REPORT ON LOBBYING PAYMENTS AND POLICY   SHAREHOLDER         YES          ABSTAIN            AGAINST 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                ALLETE, Inc.

  TICKER:                ALE                                   CUSIP:    018522300 

  MEETING DATE:   5/14/2013                                                                                                             FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1.1: ELECT DIRECTOR KATHRYN W. DINDO                    ISSUER             YES              FOR                   FOR 

PROPOSAL #1.2: ELECT DIRECTOR HEIDI J. EDDINS                      ISSUER             YES              FOR                   FOR 

PROPOSAL #1.3: ELECT DIRECTOR SIDNEY W. EMERY, JR.             ISSUER             YES              FOR                   FOR 

PROPOSAL #1.4: ELECT DIRECTOR GEORGE G. GOLDFARB                ISSUER             YES              FOR                   FOR 

PROPOSAL #1.5: ELECT DIRECTOR JAMES S. HAINES, JR.             ISSUER             YES              FOR                   FOR 

PROPOSAL #1.6: ELECT DIRECTOR ALAN R. HODNIK                       ISSUER             YES              FOR                   FOR 

 


 

 

PROPOSAL #1.7: ELECT DIRECTOR JAMES J. HOOLIHAN                  ISSUER             YES              FOR                   FOR 

PROPOSAL #1.8: ELECT DIRECTOR MADELEINE W. LUDLOW               ISSUER             YES              FOR                   FOR 

PROPOSAL #1.9: ELECT DIRECTOR DOUGLAS C. NEVE                      ISSUER             YES              FOR                   FOR 

PROPOSAL #1.10: ELECT DIRECTOR LEONARD C. RODMAN                ISSUER             YES              FOR                   FOR 

PROPOSAL #1.11: ELECT DIRECTOR BRUCE W. STENDER                  ISSUER             YES              FOR                   FOR 

PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER             YES              FOR                   FOR 

OFFICERS' COMPENSATION

PROPOSAL #3: AMEND NON-EMPLOYEE DIRECTOR RESTRICTED          ISSUER             YES              FOR                   FOR 

STOCK PLAN

PROPOSAL #4: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                Alliance Bancorp, Inc. of Pennsylvania

  TICKER:                ALLB                                 CUSIP:    01890A108 

  MEETING DATE:   4/24/2013                                                                                                             FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1.1: ELECT DIRECTOR DENNIS D. CIRUCCI                  ISSUER             YES              FOR                   FOR 

PROPOSAL #1.2: ELECT DIRECTOR G. BRADLEY RAINER                  ISSUER             YES              FOR                   FOR 

PROPOSAL #1.3: ELECT DIRECTOR R. CHESTON WOOLARD                ISSUER             YES              FOR                   FOR 

PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER             YES              FOR                   FOR 

OFFICERS' COMPENSATION

PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY             ISSUER             YES         ONE YEAR           AGAINST 

PROPOSAL #4: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                Alliance Data Systems Corporation

  TICKER:                ADS                                   CUSIP:    018581108 

  MEETING DATE:   6/6/2013                                                                                                               FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1.1: ELECT DIRECTOR LAWRENCE M. BENVENISTE         ISSUER             YES              FOR                   FOR 

PROPOSAL #1.2: ELECT DIRECTOR D. KEITH COBB                         ISSUER             YES              FOR                   FOR 

PROPOSAL #1.3: ELECT DIRECTOR KENNETH R. JENSEN                  ISSUER             YES              FOR                   FOR 

PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER             YES              FOR                   FOR 

OFFICERS' COMPENSATION

PROPOSAL #3: DECLASSIFY THE BOARD OF DIRECTORS                    ISSUER             YES              FOR                   FOR 

PROPOSAL #4: PROVIDE RIGHT TO CALL SPECIAL MEETING             ISSUER             YES              FOR                   FOR 

PROPOSAL #5: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                Alliance Financial Corporation

  TICKER:                ALNC                                 CUSIP:    019205103 

  MEETING DATE:   3/7/2013                                                                                                               FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

 


 

 

PROPOSAL #1: APPROVE MERGER AGREEMENT                                    ISSUER             YES              FOR                   FOR 

PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES                  ISSUER             YES          AGAINST            AGAINST 

PROPOSAL #3: ADJOURN MEETING                                                   ISSUER             YES              FOR                   FOR 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                Alliance HealthCare Services, Inc.

  TICKER:                AIQ                                   CUSIP:    018606301 

  MEETING DATE:   5/28/2013                                                                                                             FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1.1: ELECT DIRECTOR SCOTT A. BARTOS                      ISSUER             YES              FOR                   FOR 

PROPOSAL #1.2: ELECT DIRECTOR AARON A. BENDIKSON                ISSUER             YES              FOR                   FOR 

PROPOSAL #1.3: ELECT DIRECTOR EDWARD L. SAMEK                      ISSUER             YES              FOR                   FOR 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                Alliance One International, Inc.

  TICKER:                AOI                                   CUSIP:    018772103 

  MEETING DATE:   8/9/2012                                                                                                               FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1.1: ELECT DIRECTOR JOYCE L. FITZPATRICK             ISSUER             YES              FOR                   FOR 

PROPOSAL #1.2: ELECT DIRECTOR J. PIETER SIKKEL                    ISSUER             YES              FOR                   FOR 

PROPOSAL #1.3: ELECT DIRECTOR JOHN M. HINES                         ISSUER             YES              FOR                   FOR 

PROPOSAL #1.4: ELECT DIRECTOR MARK W. KEHAYA                       ISSUER             YES              FOR                   FOR 

PROPOSAL #1.5: ELECT DIRECTOR MARTIN R. WADE, III               ISSUER             YES              FOR                   FOR 

PROPOSAL #2: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER             YES              FOR                   FOR 

OFFICERS' COMPENSATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                Alliant Energy Corporation

  TICKER:                LNT                                   CUSIP:    018802108 

  MEETING DATE:   5/9/2013                                                                                                               FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1.1: ELECT DIRECTOR MICHAEL L. BENNETT                ISSUER             YES              FOR                   FOR 

PROPOSAL #1.2: ELECT DIRECTOR DARRYL B. HAZEL                      ISSUER             YES              FOR                   FOR 

PROPOSAL #1.3: ELECT DIRECTOR DAVID A. PERDUE                      ISSUER             YES              FOR                   FOR 

PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER             YES              FOR                   FOR 

OFFICERS' COMPENSATION

PROPOSAL #3: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

 


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                Alliant Techsystems Inc.

  TICKER:                ATK                                   CUSIP:    018804104 

  MEETING DATE:   8/7/2012                                                                                                               FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1.1: ELECT DIRECTOR ROXANNE J. DECYK                    ISSUER             YES              FOR                   FOR 

PROPOSAL #1.2: ELECT DIRECTOR MARK W. DEYOUNG                      ISSUER             YES              FOR                   FOR 

PROPOSAL #1.3: ELECT DIRECTOR MARTIN C. FAGA                       ISSUER             YES              FOR                   FOR 

PROPOSAL #1.4: ELECT DIRECTOR RONALD R. FOGLEMAN                ISSUER             YES              FOR                   FOR 

PROPOSAL #1.5: ELECT DIRECTOR APRIL H. FOLEY                       ISSUER             YES              FOR                   FOR 

PROPOSAL #1.6: ELECT DIRECTOR TIG H. KREKEL                         ISSUER             YES              FOR                   FOR 

PROPOSAL #1.7: ELECT DIRECTOR DOUGLAS L. MAINE                    ISSUER             YES              FOR                   FOR 

PROPOSAL #1.8: ELECT DIRECTOR ROMAN MARTINEZ, IV                ISSUER             YES              FOR                   FOR 

PROPOSAL #1.9: ELECT DIRECTOR MARK H. RONALD                       ISSUER             YES              FOR                   FOR 

PROPOSAL #1.10: ELECT DIRECTOR WILLIAM G. VAN DYKE             ISSUER             YES              FOR                   FOR 

PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER             YES              FOR                   FOR 

OFFICERS' COMPENSATION

PROPOSAL #3: AMEND OMNIBUS STOCK PLAN                                    ISSUER             YES              FOR                   FOR 

PROPOSAL #4: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                Allied Nevada Gold Corp.

  TICKER:                ANV                                   CUSIP:    019344100 

  MEETING DATE:   5/2/2013                                                                                                               FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1a: ELECT DIRECTOR ROBERT M. BUCHAN                      ISSUER             YES              FOR                   FOR 

PROPOSAL #1b: ELECT DIRECTOR JOHN W. IVANY                           ISSUER             YES              FOR                   FOR 

PROPOSAL #1c: ELECT DIRECTOR CAMERON A. MINGAY                    ISSUER             YES              FOR                   FOR 

PROPOSAL #1d: ELECT DIRECTOR TERRY M. PALMER                       ISSUER             YES              FOR                   FOR 

PROPOSAL #1e: ELECT DIRECTOR CARL A. PESCIO                         ISSUER             YES              FOR                   FOR 

PROPOSAL #1f: ELECT DIRECTOR A. MURRAY SINCLAIR                  ISSUER             YES              FOR                   FOR 

PROPOSAL #1g: ELECT DIRECTOR ROBERT G. WARDELL                    ISSUER             YES              FOR                   FOR 

PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER             YES              FOR                   FOR 

OFFICERS' COMPENSATION

PROPOSAL #3: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

 


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                Allied World Assurance Company Holdings, AG

  TICKER:                AWH                                   CUSIP:    H01531104 

  MEETING DATE:   5/2/2013                                                                                                               FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1.1: ELECT BARBARA T. ALEXANDER AS DIRECTOR        ISSUER             YES              FOR                   FOR 

PROPOSAL #1.2: ELECT SCOTT HUNTER AS DIRECTOR                      ISSUER             YES              FOR                   FOR 

PROPOSAL #1.3: ELECT PATRICK DE SAINT-AIGNAN AS                 ISSUER             YES              FOR                   FOR 

DIRECTOR

PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER             YES              FOR                   FOR 

OFFICERS' COMPENSATION

PROPOSAL #3: ACCEPT CONSOLIDATED FINANCIAL STATEMENTS        ISSUER             YES              FOR                   FOR 

 AND STATUTORY REPORTS

PROPOSAL #4: APPROVE RETENTION OF DISPOSABLE PROFITS         ISSUER             YES              FOR                   FOR 

PROPOSAL #5: APPROVE DIVIDENDS                                                ISSUER             YES              FOR                   FOR 

PROPOSAL #6: APPROVE REDUCTION IN SHARE CAPITAL                  ISSUER             YES              FOR                   FOR 

PROPOSAL #7: APPOINT DELOITTE & TOUCHE LTD. AS                   ISSUER             YES              FOR                   FOR 

INDEPENDENT AUDITORS AND DELOITTE AG AS STATUTORY

AUDITORS

PROPOSAL #8: APPOINT PRICEWATERHOUSECOOPERS AG AS              ISSUER             YES              FOR                   FOR 

SPECIAL AUDITOR

PROPOSAL #9: APPROVE DISCHARGE OF BOARD AND SENIOR            ISSUER             YES              FOR                   FOR 

MANAGEMENT

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                Allison Transmission Holdings, Inc.

  TICKER:                ALSN                                 CUSIP:    01973R101 

  MEETING DATE:   5/8/2013                                                                                                               FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1.1: ELECT DIRECTOR DAVID F. DENISON                    ISSUER             YES              FOR                   FOR 

PROPOSAL #1.2: ELECT DIRECTOR GREGORY S. LEDFORD                ISSUER             YES              FOR                   FOR 

PROPOSAL #1.3: ELECT DIRECTOR SETH M. MERSKY                       ISSUER             YES              FOR                   FOR 

PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER             YES              FOR                   FOR 

OFFICERS' COMPENSATION

PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY             ISSUER             YES         ONE YEAR           AGAINST 

PROPOSAL #4: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                Allscripts Healthcare Solutions, Inc.

  TICKER:                MDRX                                 CUSIP:    01988P108 

  MEETING DATE:   5/21/2013                                                                                                             FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1a: ELECT DIRECTOR STUART L. BASCOMB                    ISSUER             YES              FOR                   FOR 

PROPOSAL #1b: ELECT DIRECTOR PAUL M. BLACK                           ISSUER             YES              FOR                   FOR 

 


 

 

PROPOSAL #1c: ELECT DIRECTOR DENNIS H. CHOOKASZIAN             ISSUER             YES              FOR                   FOR 

PROPOSAL #1d: ELECT DIRECTOR ROBERT J. CINDRICH                  ISSUER             YES              FOR                   FOR 

PROPOSAL #1e: ELECT DIRECTOR MICHAEL A. KLAYKO                    ISSUER             YES              FOR                   FOR 

PROPOSAL #1f: ELECT DIRECTOR ANITA V. PRAMODA                      ISSUER             YES              FOR                   FOR 

PROPOSAL #1g: ELECT DIRECTOR DAVID D. STEVENS                      ISSUER             YES              FOR                   FOR 

PROPOSAL #1h: ELECT DIRECTOR RALPH H. 'RANDY' THURMAN        ISSUER             YES              FOR                   FOR 

PROPOSAL #2: AMEND OMNIBUS STOCK PLAN                                    ISSUER             YES              FOR                   FOR 

PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER             YES              FOR                   FOR 

OFFICERS' COMPENSATION

PROPOSAL #4: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                Almost Family, Inc.

  TICKER:                AFAM                                 CUSIP:    020409108 

  MEETING DATE:   5/6/2013                                                                                                               FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1.1: ELECT DIRECTOR WILLIAM B. YARMUTH                ISSUER             YES              FOR                   FOR 

PROPOSAL #1.2: ELECT DIRECTOR STEVEN B. BING                       ISSUER             YES              FOR                   FOR 

PROPOSAL #1.3: ELECT DIRECTOR DONALD G. MCCLINTON               ISSUER             YES              FOR                   FOR 

PROPOSAL #1.4: ELECT DIRECTOR TYREE G. WILBURN                    ISSUER             YES              FOR                   FOR 

PROPOSAL #1.5: ELECT DIRECTOR JONATHAN D. GOLDBERG             ISSUER             YES              FOR                   FOR 

PROPOSAL #1.6: ELECT DIRECTOR W. EARL REED, III                  ISSUER             YES              FOR                   FOR 

PROPOSAL #1.7: ELECT DIRECTOR HENRY M. ALTMAN, JR.             ISSUER             YES              FOR                   FOR 

PROPOSAL #2: APPROVE OMNIBUS STOCK PLAN                                ISSUER             YES              FOR                   FOR 

PROPOSAL #3: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER             YES              FOR                   FOR 

OFFICERS' COMPENSATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                Alnylam Pharmaceuticals, Inc.

  TICKER:                ALNY                                 CUSIP:    02043Q107 

  MEETING DATE:   6/6/2013                                                                                                               FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1.1: ELECT DIRECTOR VICTOR J. DZAU                       ISSUER             YES              FOR                   FOR 

PROPOSAL #1.2: ELECT DIRECTOR STEVEN M. PAUL                       ISSUER             YES              FOR                   FOR 

PROPOSAL #1.3: ELECT DIRECTOR KEVIN P. STARR                       ISSUER             YES              FOR                   FOR 

PROPOSAL #2: AMEND OMNIBUS STOCK PLAN                                    ISSUER             YES              FOR                   FOR 

PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER             YES              FOR                   FOR 

OFFICERS' COMPENSATION

PROPOSAL #4: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

 


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                Alon USA Energy, Inc.

  TICKER:                ALJ                                   CUSIP:    020520102 

  MEETING DATE:   5/7/2013                                                                                                               FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1.1: ELECT DIRECTOR DAVID WIESSMAN                       ISSUER             YES         WITHHOLD            AGAINST 

PROPOSAL #1.2: ELECT DIRECTOR BOAZ BIRAN                              ISSUER             YES         WITHHOLD            AGAINST 

PROPOSAL #1.3: ELECT DIRECTOR RON W. HADDOCK                       ISSUER             YES              FOR                   FOR 

PROPOSAL #1.4: ELECT DIRECTOR ITZHAK BADER                           ISSUER             YES         WITHHOLD            AGAINST 

PROPOSAL #1.5: ELECT DIRECTOR JEFF D. MORRIS                       ISSUER             YES         WITHHOLD            AGAINST 

PROPOSAL #1.6: ELECT DIRECTOR YESHAYAHU PERY                       ISSUER             YES         WITHHOLD            AGAINST 

PROPOSAL #1.7: ELECT DIRECTOR ZALMAN SEGAL                           ISSUER             YES              FOR                   FOR 

PROPOSAL #1.8: ELECT DIRECTOR AVRAHAM SHOCHAT                      ISSUER             YES              FOR                   FOR 

PROPOSAL #1.9: ELECT DIRECTOR SHLOMO EVEN                             ISSUER             YES         WITHHOLD            AGAINST 

PROPOSAL #1.10: ELECT DIRECTOR ODED RUBINSTEIN                    ISSUER             YES         WITHHOLD            AGAINST 

PROPOSAL #2: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                Alpha and Omega Semiconductor Limited

  TICKER:                AOSL                                 CUSIP:    G6331P104 

  MEETING DATE:   11/15/2012                                                                                                           FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1.1: ELECT MIKE F. CHANG AS DIRECTOR                    ISSUER             YES              FOR                   FOR 

PROPOSAL #1.2: ELECT YUEH-SE HO AS DIRECTOR                         ISSUER             YES              FOR                   FOR 

PROPOSAL #1.3: ELECT CHUNG TE CHANG AS DIRECTOR                  ISSUER             YES              FOR                   FOR 

PROPOSAL #1.4: ELECT HOWARD M. BAILEY AS DIRECTOR               ISSUER             YES              FOR                   FOR 

PROPOSAL #1.5: ELECT THOMAS W. STEIPP AS DIRECTOR               ISSUER             YES              FOR                   FOR 

PROPOSAL #1.6: ELECT RICHARD W. SEVCIK AS DIRECTOR             ISSUER             YES              FOR                   FOR 

PROPOSAL #2: APPROVE GRANT THORNTON, LLP AS AUDITORS         ISSUER             YES              FOR                   FOR 

AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                Alpha Natural Resources, Inc.

  TICKER:                ANR                                   CUSIP:    02076X102 

  MEETING DATE:   5/22/2013                                                                                                             FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1.1: ELECT DIRECTOR KEVIN S. CRUTCHFIELD             ISSUER             YES              FOR                   FOR 

PROPOSAL #1.2: ELECT DIRECTOR ANGELO C. BRISIMITZAKIS        ISSUER             YES              FOR                   FOR 

PROPOSAL #1.3: ELECT DIRECTOR WILLIAM J. CROWLEY, JR.        ISSUER             YES              FOR                   FOR 

PROPOSAL #1.4: ELECT DIRECTOR E. LINN DRAPER, JR.               ISSUER             YES              FOR                   FOR 

 


 

 

PROPOSAL #1.5: ELECT DIRECTOR GLENN A. EISENBERG                ISSUER             YES              FOR                   FOR 

PROPOSAL #1.6: ELECT DIRECTOR DEBORAH M. FRETZ                    ISSUER             YES              FOR                   FOR 

PROPOSAL #1.7: ELECT DIRECTOR P. MICHAEL GIFTOS                  ISSUER             YES              FOR                   FOR 

PROPOSAL #1.8: ELECT DIRECTOR L. PATRICK HASSEY                  ISSUER             YES              FOR                   FOR 

PROPOSAL #1.9: ELECT DIRECTOR JOEL RICHARDS, III                ISSUER             YES              FOR                   FOR 

PROPOSAL #2: AMEND EXECUTIVE INCENTIVE BONUS PLAN               ISSUER             YES              FOR                   FOR 

PROPOSAL #3: AMEND OMNIBUS STOCK PLAN                                    ISSUER             YES              FOR                   FOR 

PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER             YES              FOR                   FOR 

OFFICERS' COMPENSATION

PROPOSAL #5: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

PROPOSAL #6: REPORT ON APPALACHIAN MINING                        SHAREHOLDER         YES          ABSTAIN            AGAINST 

ENVIRONMENTAL AND HEALTH HAZARD REDUCTION EFFORTS

PROPOSAL #7: REPORT ON FINANCIAL RISKS OF CLIMATE          SHAREHOLDER         YES          ABSTAIN            AGAINST 

CHANGE

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                Alphatec Holdings, Inc.

  TICKER:                ATEC                                 CUSIP:    02081G102 

  MEETING DATE:   6/21/2013                                                                                                             FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1.1: ELECT DIRECTOR LESLIE H. CROSS                      ISSUER             YES              FOR                   FOR 

PROPOSAL #1.2: ELECT DIRECTOR MORTIMER BERKOWITZ, III        ISSUER             YES              FOR                   FOR 

PROPOSAL #1.3: ELECT DIRECTOR JOHN H. FOSTER                       ISSUER             YES              FOR                   FOR 

PROPOSAL #1.4: ELECT DIRECTOR R. IAN MOLSON                         ISSUER             YES         WITHHOLD            AGAINST 

PROPOSAL #1.5: ELECT DIRECTOR STEPHEN E. O'NEIL                  ISSUER             YES         WITHHOLD            AGAINST 

PROPOSAL #1.6: ELECT DIRECTOR JAMES R. GLYNN                       ISSUER             YES              FOR                   FOR 

PROPOSAL #1.7: ELECT DIRECTOR ROHIT M. DESAI                       ISSUER             YES         WITHHOLD            AGAINST 

PROPOSAL #1.8: ELECT DIRECTOR SIRI S. MARSHALL                    ISSUER             YES              FOR                   FOR 

PROPOSAL #1.9: ELECT DIRECTOR LUKE T. FAULSTICK                  ISSUER             YES              FOR                   FOR 

PROPOSAL #2: AMEND OMNIBUS STOCK PLAN                                    ISSUER             YES          AGAINST            AGAINST 

PROPOSAL #3: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE         ISSUER             YES              FOR                   FOR 

PLAN

PROPOSAL #4: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER             YES              FOR                   FOR 

OFFICERS' COMPENSATION

PROPOSAL #6: AMEND OMNIBUS STOCK PLAN                                    ISSUER             YES          AGAINST            AGAINST 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                Altair Nanotechnologies Inc.

  TICKER:                ALTI                                 CUSIP:    021373204 

  MEETING DATE:   11/28/2012                                                                                                           FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

 


 

 

PROPOSAL #1.1: ELECT YINCANG WEI  AS DIRECTOR                      ISSUER             YES         WITHHOLD            AGAINST 

PROPOSAL #1.2: ELECT GUOHUA SUN AS DIRECTOR                         ISSUER             YES         WITHHOLD            AGAINST 

PROPOSAL #1.3: ELECT JUN (EDDIE) LIU AS DIRECTOR                ISSUER             YES         WITHHOLD            AGAINST 

PROPOSAL #1.4: ELECT LIMING (ALBERT) ZOU AS DIRECTOR         ISSUER             YES         WITHHOLD            AGAINST 

PROPOSAL #1.5: ELECT ZHIGANG (FRANK) ZHAO AS DIRECTOR        ISSUER             YES         WITHHOLD            AGAINST 

PROPOSAL #1.6: ELECT ALEXANDER LEE AS DIRECTOR                    ISSUER             YES              FOR                   FOR 

PROPOSAL #1.7: ELECT HONG GUO AS DIRECTOR                             ISSUER             YES              FOR                   FOR 

PROPOSAL #2: APPROVE CROWE HORWATH LLP AS AUDITORS            ISSUER             YES              FOR                   FOR 

AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION

PROPOSAL #3: APPROVE STOCK CONSOLIDATION                              ISSUER             YES              FOR                   FOR 

PROPOSAL #4: APPROVE ISSUANCE OF SHARES FOR A PRIVATE        ISSUER             YES              FOR                   FOR 

 PLACEMENT 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                Altera Corporation

  TICKER:                ALTR                                 CUSIP:    021441100 

  MEETING DATE:   5/6/2013                                                                                                               FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1a: ELECT DIRECTOR JOHN P. DAANE                           ISSUER             YES              FOR                   FOR 

PROPOSAL #1b: ELECT DIRECTOR T. MICHAEL NEVENS                    ISSUER             YES              FOR                   FOR 

PROPOSAL #1c: ELECT DIRECTOR A. BLAINE BOWMAN                      ISSUER             YES              FOR                   FOR 

PROPOSAL #1d: ELECT DIRECTOR ELISHA W. FINNEY                      ISSUER             YES              FOR                   FOR 

PROPOSAL #1e: ELECT DIRECTOR KEVIN MCGARITY                         ISSUER             YES              FOR                   FOR 

PROPOSAL #1f: ELECT DIRECTOR SHANE V. ROBISON                      ISSUER             YES              FOR                   FOR 

PROPOSAL #1g: ELECT DIRECTOR JOHN SHOEMAKER                         ISSUER             YES              FOR                   FOR 

PROPOSAL #1h: ELECT DIRECTOR THOMAS H. WAECHTER                  ISSUER             YES              FOR                   FOR 

PROPOSAL #2: AMEND OMNIBUS STOCK PLAN                                    ISSUER             YES              FOR                   FOR 

PROPOSAL #3: AMEND OMNIBUS STOCK PLAN                                    ISSUER             YES              FOR                   FOR 

PROPOSAL #4: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE         ISSUER             YES              FOR                   FOR 

PLAN

PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER             YES              FOR                   FOR 

OFFICERS' COMPENSATION

PROPOSAL #6: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                Alterra Capital Holdings Limited

  TICKER:                ALTE                                 CUSIP:    G0229R108 

  MEETING DATE:   2/26/2013                                                                                                             FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1: AMEND BYLAWS                                                         ISSUER             YES              FOR                   FOR 

PROPOSAL #2: APPROVE MERGER AGREEMENT                                    ISSUER             YES              FOR                   FOR 

 


 

 

PROPOSAL #3: ADVISORY VOTE ON GOLDEN PARACHUTES                  ISSUER             YES          AGAINST            AGAINST 

PROPOSAL #4: TRANSACT OTHER BUSINESS (VOTING)                      ISSUER             YES          AGAINST            AGAINST 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                Altisource Portfolio Solutions S.A.

  TICKER:                ASPS                                 CUSIP:    L0175J104 

  MEETING DATE:   5/15/2013                                                                                                             FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1.1: ELECT DIRECTOR WILLIAM C. ERBEY                    ISSUER             YES              FOR                   FOR 

PROPOSAL #1.2: ELECT DIRECTOR WILLIAM B. SHEPRO                  ISSUER             YES              FOR                   FOR 

PROPOSAL #1.3: ELECT DIRECTOR W. MICHAEL LINN                      ISSUER             YES              FOR                   FOR 

PROPOSAL #1.4: ELECT DIRECTOR ROLAND MULLER-INEICHEN         ISSUER             YES              FOR                   FOR 

PROPOSAL #1.5: ELECT DIRECTOR TIMO VATTO                              ISSUER             YES              FOR                   FOR 

PROPOSAL #2: RATIFY DELOITTE AND TOUCHE LLP AS                   ISSUER             YES              FOR                   FOR 

INDEPENDENT REGISTERED AUDITORS AND DELOITTE AUDIT

S.A. R.L. AS CERTIFIED AUDIOR FOR STATUTORY ACCOUNTS

PROPOSAL #3: ACCEPT FINANCIAL STATEMENTS                              ISSUER             YES              FOR                   FOR 

PROPOSAL #4: RECEIVE AND APPROVE DIRECTORS' REPORTS           ISSUER             YES              FOR                   FOR 

PROPOSAL #5: APPROVE FINANCIAL STATEMENTS AND                     ISSUER             YES              FOR                   FOR 

ALLOCATION OF INCOME

PROPOSAL #6: APPROVE DIVIDENDS                                                ISSUER             YES              FOR                   FOR 

PROPOSAL #7: APPROVE DISCHARGE OF DIRECTORS                         ISSUER             YES              FOR                   FOR 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                Altisource Residential Corporation

  TICKER:                RESI                                 CUSIP:    02153W100 

  MEETING DATE:   5/29/2013                                                                                                             FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1.1: ELECT DIRECTOR WILLIAM C. ERBEY                    ISSUER             YES              FOR                   FOR 

PROPOSAL #1.2: ELECT DIRECTOR MICHAEL A. ERUZIONE               ISSUER             YES              FOR                   FOR 

PROPOSAL #1.3: ELECT DIRECTOR ROBERT J. FITZPATRICK           ISSUER             YES              FOR                   FOR 

PROPOSAL #1.4: ELECT DIRECTOR JAMES H. MULLEN, JR.             ISSUER             YES              FOR                   FOR 

PROPOSAL #1.5: ELECT DIRECTOR DAVID B. REINER                      ISSUER             YES              FOR                   FOR 

PROPOSAL #2: APPROVE NON-EMPLOYEE DIRECTOR RESTRICTED        ISSUER             YES              FOR                   FOR 

 STOCK PLAN

PROPOSAL #3: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                Altra Holdings, Inc.

  TICKER:                AIMC                                 CUSIP:    02208R106 

  MEETING DATE:   4/25/2013                                                                                                             FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1.1: ELECT DIRECTOR EDMUND M. CARPENTER               ISSUER             YES              FOR                   FOR 

 


 

 

PROPOSAL #1.2: ELECT DIRECTOR CARL R. CHRISTENSON               ISSUER             YES              FOR                   FOR 

PROPOSAL #1.3: ELECT DIRECTOR LYLE G. GANSKE                       ISSUER             YES              FOR                   FOR 

PROPOSAL #1.4: ELECT DIRECTOR MICHAEL L. HURT                      ISSUER             YES              FOR                   FOR 

PROPOSAL #1.5: ELECT DIRECTOR MICHAEL S. LIPSCOMB               ISSUER             YES              FOR                   FOR 

PROPOSAL #1.6: ELECT DIRECTOR LARRY MCPHERSON                      ISSUER             YES              FOR                   FOR 

PROPOSAL #1.7: ELECT DIRECTOR JAMES H. WOODWARD, JR.         ISSUER             YES              FOR                   FOR 

PROPOSAL #2: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER             YES              FOR                   FOR 

OFFICERS' COMPENSATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                Altria Group, Inc.

  TICKER:                MO                                     CUSIP:    02209S103 

  MEETING DATE:   5/16/2013                                                                                                             FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1.1: ELECT DIRECTOR GERALD L. BALILES                  ISSUER             YES              FOR                   FOR 

PROPOSAL #1.2: ELECT DIRECTOR MARTIN J. BARRINGTON             ISSUER             YES              FOR                   FOR 

PROPOSAL #1.3: ELECT DIRECTOR JOHN T. CASTEEN, III             ISSUER             YES              FOR                   FOR 

PROPOSAL #1.4: ELECT DIRECTOR DINYAR S. DEVITRE                  ISSUER             YES              FOR                   FOR 

PROPOSAL #1.5: ELECT DIRECTOR THOMAS F. FARRELL, II           ISSUER             YES              FOR                   FOR 

PROPOSAL #1.6: ELECT DIRECTOR THOMAS W. JONES                      ISSUER             YES              FOR                   FOR 

PROPOSAL #1.7: ELECT DIRECTOR DEBRA J. KELLY-ENNIS             ISSUER             YES              FOR                   FOR 

PROPOSAL #1.8: ELECT DIRECTOR W. LEO KIELY, III                  ISSUER             YES              FOR                   FOR 

PROPOSAL #1.9: ELECT DIRECTOR KATHRYN B. MCQUADE                ISSUER             YES              FOR                   FOR 

PROPOSAL #1.10: ELECT DIRECTOR GEORGE MUNOZ                         ISSUER             YES              FOR                   FOR 

PROPOSAL #1.11: ELECT DIRECTOR NABIL Y. SAKKAB                    ISSUER             YES              FOR                   FOR 

PROPOSAL #2: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER             YES              FOR                   FOR 

OFFICERS' COMPENSATION

PROPOSAL #4: REPORT ON LOBBYING PAYMENTS AND POLICY       SHAREHOLDER         YES          AGAINST                FOR 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                AMAG Pharmaceuticals, Inc.

  TICKER:                AMAG                                 CUSIP:    00163U106 

  MEETING DATE:   5/23/2013                                                                                                             FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1.1: ELECT DIRECTOR WILLIAM K HEIDEN                    ISSUER             YES              FOR                   FOR 

PROPOSAL #1.2: ELECT DIRECTOR MICHAEL NARACHI                      ISSUER             YES              FOR                   FOR 

PROPOSAL #1.3: ELECT DIRECTOR ROBERT J. PEREZ                      ISSUER             YES              FOR                   FOR 

PROPOSAL #1.4: ELECT DIRECTOR LESLEY RUSSELL                       ISSUER             YES              FOR                   FOR 

 


 

 

PROPOSAL #1.5: ELECT DIRECTOR GINO SANTINI                           ISSUER             YES              FOR                   FOR 

PROPOSAL #1.6: ELECT DIRECTOR DAVEY S. SCOON                       ISSUER             YES              FOR                   FOR 

PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER             YES              FOR                   FOR 

OFFICERS' COMPENSATION

PROPOSAL #3: AMEND OMNIBUS STOCK PLAN                                    ISSUER             YES              FOR                   FOR 

PROPOSAL #4: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                Amazon.com, Inc.

  TICKER:                AMZN                                 CUSIP:    023135106 

  MEETING DATE:   5/23/2013                                                                                                             FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1a: ELECT DIRECTOR JEFFREY P. BEZOS                      ISSUER             YES              FOR                   FOR 

PROPOSAL #1b: ELECT DIRECTOR TOM A. ALBERG                           ISSUER             YES              FOR                   FOR 

PROPOSAL #1c: ELECT DIRECTOR JOHN SEELY BROWN                      ISSUER             YES              FOR                   FOR 

PROPOSAL #1d: ELECT DIRECTOR WILLIAM B. GORDON                    ISSUER             YES              FOR                   FOR 

PROPOSAL #1e: ELECT DIRECTOR JAMIE S. GORELICK                    ISSUER             YES              FOR                   FOR 

PROPOSAL #1f: ELECT DIRECTOR ALAIN MONIE                              ISSUER             YES              FOR                   FOR 

PROPOSAL #1g: ELECT DIRECTOR JONATHAN J. RUBINSTEIN           ISSUER             YES              FOR                   FOR 

PROPOSAL #1h: ELECT DIRECTOR THOMAS O. RYDER                       ISSUER             YES              FOR                   FOR 

PROPOSAL #1i: ELECT DIRECTOR PATRICIA Q. STONESIFER           ISSUER             YES              FOR                   FOR 

PROPOSAL #2: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

PROPOSAL #3: REPORT ON POLITICAL CONTRIBUTIONS                SHAREHOLDER         YES          ABSTAIN            AGAINST 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                Ambassadors Group, Inc.

  TICKER:                EPAX                                 CUSIP:    023177108 

  MEETING DATE:   6/5/2013                                                                                                               FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1: DECLASSIFY THE BOARD OF DIRECTORS                    ISSUER             YES              FOR                   FOR 

PROPOSAL #2.1: ELECT DIRECTOR JAMES M. KALUSTIAN                ISSUER             YES              FOR                   FOR 

PROPOSAL #2.2: ELECT DIRECTOR LISA O'DELL RAPUANO               ISSUER             YES              FOR                   FOR 

PROPOSAL #2.3: ELECT DIRECTOR TIMOTHY M. WALSH                    ISSUER             YES              FOR                   FOR 

PROPOSAL #2.4: ELECT DIRECTOR RICARDO LOPEZ VALENCIA         ISSUER             YES              FOR                   FOR 

PROPOSAL #2.5: ELECT DIRECTOR DEBRA DULSKY                           ISSUER             YES              FOR                   FOR 

PROPOSAL #2.6: ELECT DIRECTOR DANIEL G. BYRNE                      ISSUER             YES              FOR                   FOR 

PROPOSAL #2.7: ELECT DIRECTOR NILOFER MERCHANT                    ISSUER             YES              FOR                   FOR 

PROPOSAL #2.8: ELECT DIRECTOR PETER H. KAMIN                       ISSUER             YES              FOR                   FOR 

PROPOSAL #3.1: ELECT DIRECTOR RICARDO LOPEZ VALENCIA         ISSUER             YES              FOR                   FOR 

 


 

 

PROPOSAL #3.2: ELECT DIRECTOR DEBRA DULSKY                           ISSUER             YES              FOR                   FOR 

PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER             YES              FOR                   FOR 

OFFICERS' COMPENSATION

PROPOSAL #5: APPROVE OMNIBUS STOCK PLAN                                ISSUER             YES              FOR                   FOR 

PROPOSAL #6: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                AMC Networks Inc.

  TICKER:                AMCX                                 CUSIP:    00164V103 

  MEETING DATE:   6/6/2013                                                                                                               FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1.1: ELECT DIRECTOR NEIL M. ASHE                           ISSUER             YES              FOR                   FOR 

PROPOSAL #1.2: ELECT DIRECTOR ALAN D. SCHWARTZ                    ISSUER             YES         WITHHOLD            AGAINST 

PROPOSAL #1.3: ELECT DIRECTOR LEONARD TOW                             ISSUER             YES              FOR                   FOR 

PROPOSAL #1.4: ELECT DIRECTOR CARL E. VOGEL                         ISSUER             YES              FOR                   FOR 

PROPOSAL #1.5: ELECT DIRECTOR ROBERT C. WRIGHT                    ISSUER             YES              FOR                   FOR 

PROPOSAL #2: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                AMCOL International Corporation

  TICKER:                ACO                                   CUSIP:    02341W103 

  MEETING DATE:   5/16/2013                                                                                                             FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1.1: ELECT DIRECTOR JAY D. PROOPS                         ISSUER             YES              FOR                   FOR 

PROPOSAL #1.2: ELECT DIRECTOR WILLIAM H. SCHUMANN, III      ISSUER             YES              FOR                   FOR 

PROPOSAL #1.3: ELECT DIRECTOR PAUL C. WEAVER                       ISSUER             YES              FOR                   FOR 

PROPOSAL #2: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER             YES              FOR                   FOR 

OFFICERS' COMPENSATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                Amedisys, Inc.

  TICKER:                AMED                                 CUSIP:    023436108 

  MEETING DATE:   6/6/2013                                                                                                               FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1.1: ELECT DIRECTOR WILLIAM F. BORNE                    ISSUER             YES              FOR                   FOR 

PROPOSAL #1.2: ELECT DIRECTOR LINDA J. HALL                         ISSUER             YES              FOR                   FOR 

PROPOSAL #1.3: ELECT DIRECTOR RONALD A. LABORDE                  ISSUER             YES              FOR                   FOR 

PROPOSAL #1.4: ELECT DIRECTOR JAKE L. NETTERVILLE               ISSUER             YES              FOR                   FOR 

PROPOSAL #1.5: ELECT DIRECTOR DAVID R. PITTS                       ISSUER             YES              FOR                   FOR 

PROPOSAL #1.6: ELECT DIRECTOR PETER F. RICCHIUTI                ISSUER             YES              FOR                   FOR 

 


 

 

PROPOSAL #1.7: ELECT DIRECTOR DONALD A. WASHBURN                ISSUER             YES              FOR                   FOR 

PROPOSAL #2: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

PROPOSAL #3: AMEND OMNIBUS STOCK PLAN                                    ISSUER             YES              FOR                   FOR 

PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER             YES              FOR                   FOR 

OFFICERS' COMPENSATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                AMERCO 

  TICKER:                UHAL                                 CUSIP:    023586100 

  MEETING DATE:   8/30/2012                                                                                                             FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1.1: ELECT DIRECTOR M. FRANK LYONS                       ISSUER             YES              FOR                   FOR 

PROPOSAL #1.2: ELECT DIRECTOR EDWARD J. 'JOE' SHOEN           ISSUER             YES              FOR                   FOR 

PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER             YES              FOR                   FOR 

OFFICERS' COMPENSATION

PROPOSAL #3: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

PROPOSAL #4: ALLOW SHAREHOLDER PROPOSALS REQUESTING      SHAREHOLDER         YES          AGAINST            AGAINST 

RATIFICATION OF DECISIONS AND ACTIONS TAKEN BY THE

BOARD AND EXECUTIVE OFFICERS

PROPOSAL #5: AMEND EEO POLICY TO PROHIBIT                        SHAREHOLDER         YES              FOR                   N/A 

DISCRIMINATION BASED ON SEXUAL ORIENTATION AND GENDER

 IDENTITY 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                Ameren Corporation

  TICKER:                AEE                                   CUSIP:    023608102 

  MEETING DATE:   4/23/2013                                                                                                             FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1.1: ELECT DIRECTOR STEPHEN F. BRAUER                  ISSUER             YES         WITHHOLD            AGAINST 

PROPOSAL #1.2: ELECT DIRECTOR CATHERINE S. BRUNE                ISSUER             YES              FOR                   FOR 

PROPOSAL #1.3: ELECT DIRECTOR ELLEN M. FITZSIMMONS             ISSUER             YES              FOR                   FOR 

PROPOSAL #1.4: ELECT DIRECTOR WALTER J. GALVIN                    ISSUER             YES              FOR                   FOR 

PROPOSAL #1.5: ELECT DIRECTOR GAYLE P. W. JACKSON               ISSUER             YES              FOR                   FOR 

PROPOSAL #1.6: ELECT DIRECTOR JAMES C. JOHNSON                    ISSUER             YES              FOR                   FOR 

PROPOSAL #1.7: ELECT DIRECTOR STEVEN H. LIPSTEIN                ISSUER             YES              FOR                   FOR 

PROPOSAL #1.8: ELECT DIRECTOR PATRICK T. STOKES                  ISSUER             YES              FOR                   FOR 

PROPOSAL #1.9: ELECT DIRECTOR THOMAS R. VOSS                       ISSUER             YES              FOR                   FOR 

PROPOSAL #1.10: ELECT DIRECTOR STEPHEN R. WILSON                ISSUER             YES              FOR                   FOR 

PROPOSAL #1.11: ELECT DIRECTOR JACK D. WOODARD                    ISSUER             YES              FOR                   FOR 

PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER             YES              FOR                   FOR 

OFFICERS' COMPENSATION

PROPOSAL #3: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

PROPOSAL #4: REPORT ON ENERGY EFFICIENCY AND                  SHAREHOLDER         YES          ABSTAIN            AGAINST 

RENEWABLE ENERGY PROGRAMS

 


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                Ameresco, Inc.

  TICKER:                AMRC                                 CUSIP:    02361E108 

  MEETING DATE:   5/30/2013                                                                                                             FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1.1: ELECT DIRECTOR DOUGLAS I. FOY                       ISSUER             YES              FOR                   FOR 

PROPOSAL #1.2: ELECT DIRECTOR MICHAEL E. JESANIS                ISSUER             YES              FOR                   FOR 

PROPOSAL #2: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                Ameriana Bancorp

  TICKER:                ASBI                                 CUSIP:    023613102 

  MEETING DATE:   5/16/2013                                                                                                             FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1.1: ELECT DIRECTOR JEROME J. GASSEN                    ISSUER             YES              FOR                   FOR 

PROPOSAL #1.2: ELECT DIRECTOR DONALD C. DANIELSON               ISSUER             YES              FOR                   FOR 

PROPOSAL #1.3: ELECT DIRECTOR CHARLES R. HAYWOOD                ISSUER             YES              FOR                   FOR 

PROPOSAL #1.4: ELECT DIRECTOR MICHAEL W. WELLS                    ISSUER             YES              FOR                   FOR 

PROPOSAL #2: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER             YES              FOR                   FOR 

OFFICERS' COMPENSATION

PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY             ISSUER             YES         ONE YEAR              FOR 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                American Apparel, Inc.

  TICKER:                APP                                   CUSIP:    023850100 

  MEETING DATE:   6/25/2013                                                                                                             FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1.1: ELECT DIRECTOR DOV CHARNEY                             ISSUER             YES              FOR                   FOR 

PROPOSAL #1.2: ELECT DIRECTOR MARVIN IGELMAN                       ISSUER             YES         WITHHOLD            AGAINST 

PROPOSAL #2: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

PROPOSAL #3: AMEND CHARNEY PURCHASE AGREEMENT AND              ISSUER             YES          AGAINST            AGAINST 

ANTI-DILUTION PROVISION

PROPOSAL #4: AMEND OMNIBUS STOCK PLAN                                    ISSUER             YES          AGAINST            AGAINST 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                American Assets Trust, Inc.

  TICKER:                AAT                                   CUSIP:    024013104 

  MEETING DATE:   7/10/2012                                                                                                             FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1.1: ELECT DIRECTOR ERNEST S. RADY                       ISSUER             YES              FOR                   FOR 

PROPOSAL #1.2: ELECT DIRECTOR JOHN W. CHAMBERLAIN               ISSUER             YES              FOR                   FOR 

 


 

 

PROPOSAL #1.3: ELECT DIRECTOR LARRY E. FINGER                      ISSUER             YES              FOR                   FOR 

PROPOSAL #1.4: ELECT DIRECTOR ALAN D. GOLD                           ISSUER             YES              FOR                   FOR 

PROPOSAL #1.5: ELECT DIRECTOR DUANE A. NELLES                      ISSUER             YES              FOR                   FOR 

PROPOSAL #1.6: ELECT DIRECTOR THOMAS S. OLINGER                  ISSUER             YES              FOR                   FOR 

PROPOSAL #1.7: ELECT DIRECTOR ROBERT S. SULLIVAN                ISSUER             YES              FOR                   FOR 

PROPOSAL #2: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER             YES              FOR                   FOR 

OFFICERS' COMPENSATION

PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY             ISSUER             YES         ONE YEAR              FOR 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                American Assets Trust, Inc.

  TICKER:                AAT                                   CUSIP:    024013104 

  MEETING DATE:   6/13/2013                                                                                                             FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1.1: ELECT DIRECTOR ERNEST S. RADY                       ISSUER             YES              FOR                   FOR 

PROPOSAL #1.2: ELECT DIRECTOR JOHN W. CHAMBERLAIN               ISSUER             YES              FOR                   FOR 

PROPOSAL #1.3: ELECT DIRECTOR LARRY E. FINGER                      ISSUER             YES              FOR                   FOR 

PROPOSAL #1.4: ELECT DIRECTOR DUANE A. NELLES                      ISSUER             YES              FOR                   FOR 

PROPOSAL #1.5: ELECT DIRECTOR THOMAS S. OLINGER                  ISSUER             YES              FOR                   FOR 

PROPOSAL #1.6: ELECT DIRECTOR ROBERT S. SULLIVAN                ISSUER             YES              FOR                   FOR 

PROPOSAL #2: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER             YES              FOR                   FOR 

OFFICERS' COMPENSATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                American Axle & Manufacturing Holdings, Inc.

  TICKER:                AXL                                   CUSIP:    024061103 

  MEETING DATE:   5/2/2013                                                                                                               FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1.1: ELECT DIRECTOR ELIZABETH A. CHAPPELL           ISSUER             YES              FOR                   FOR 

PROPOSAL #1.2: ELECT DIRECTOR STEVEN B. HANTLER                  ISSUER             YES              FOR                   FOR 

PROPOSAL #1.3: ELECT DIRECTOR JOHN F. SMITH                         ISSUER             YES              FOR                   FOR 

PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER             YES          AGAINST            AGAINST 

OFFICERS' COMPENSATION

PROPOSAL #3: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                American Campus Communities, Inc.

  TICKER:                ACC                                   CUSIP:    024835100 

  MEETING DATE:   5/2/2013                                                                                                               FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

 


 

 

PROPOSAL #1.1: ELECT DIRECTOR WILLIAM C. BAYLESS JR.         ISSUER             YES              FOR                   FOR 

PROPOSAL #1.2: ELECT DIRECTOR R.D. BURCK                              ISSUER             YES              FOR                   FOR 

PROPOSAL #1.3: ELECT DIRECTOR G. STEVEN DAWSON                    ISSUER             YES              FOR                   FOR 

PROPOSAL #1.4: ELECT DIRECTOR CYDNEY C. DONNELL                  ISSUER             YES              FOR                   FOR 

PROPOSAL #1.5: ELECT DIRECTOR EDWARD LOWENTHAL                    ISSUER             YES              FOR                   FOR 

PROPOSAL #1.6: ELECT DIRECTOR OLIVER LUCK                             ISSUER             YES              FOR                   FOR 

PROPOSAL #1.7: ELECT DIRECTOR WINSTON W. WALKER                  ISSUER             YES              FOR                   FOR 

PROPOSAL #2: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER             YES              FOR                   FOR 

OFFICERS' COMPENSATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                American Capital Agency Corp.

  TICKER:                AGNC                                 CUSIP:    02503X105 

  MEETING DATE:   6/28/2013                                                                                                             FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1.1: ELECT DIRECTOR ROBERT M. COUCH                      ISSUER             YES              FOR                   FOR 

PROPOSAL #1.2: ELECT DIRECTOR MORRIS A. DAVIS                      ISSUER             YES              FOR                   FOR 

PROPOSAL #1.3: ELECT DIRECTOR RANDY E. DOBBS                       ISSUER             YES              FOR                   FOR 

PROPOSAL #1.4: ELECT DIRECTOR LARRY K. HARVEY                      ISSUER             YES              FOR                   FOR 

PROPOSAL #1.5: ELECT DIRECTOR PRUE B. LAROCCA                      ISSUER             YES              FOR                   FOR 

PROPOSAL #1.6: ELECT DIRECTOR ALVIN N. PURYEAR                    ISSUER             YES              FOR                   FOR 

PROPOSAL #1.7: ELECT DIRECTOR MALON WILKUS                           ISSUER             YES              FOR                   FOR 

PROPOSAL #1.8: ELECT DIRECTOR JOHN R. ERICKSON                    ISSUER             YES              FOR                   FOR 

PROPOSAL #1.9: ELECT DIRECTOR SAMUEL A. FLAX                       ISSUER             YES              FOR                   FOR 

PROPOSAL #2: INCREASE AUTHORIZED PREFERRED STOCK                ISSUER             YES              FOR                   FOR 

PROPOSAL #3: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                American Capital Mortgage Investment Corp.

  TICKER:                MTGE                                 CUSIP:    02504A104 

  MEETING DATE:   4/30/2013                                                                                                             FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1.1: ELECT DIRECTOR ROBERT M. COUCH                      ISSUER             YES              FOR                   FOR 

PROPOSAL #1.2: ELECT DIRECTOR MORRIS A. DAVIS                      ISSUER             YES              FOR                   FOR 

PROPOSAL #1.3: ELECT DIRECTOR RANDY E. DOBBS                       ISSUER             YES              FOR                   FOR 

PROPOSAL #1.4: ELECT DIRECTOR LARRY K. HARVEY                      ISSUER             YES              FOR                   FOR 

PROPOSAL #1.5: ELECT DIRECTOR PRUE B. LAROCCA                      ISSUER             YES              FOR                   FOR 

PROPOSAL #1.6: ELECT DIRECTOR ALVIN N. PURYEAR                    ISSUER             YES              FOR                   FOR 

 


 

 

PROPOSAL #1.7: ELECT DIRECTOR MALON WILKUS                           ISSUER             YES              FOR                   FOR 

PROPOSAL #1.8: ELECT DIRECTOR JOHN R. ERICKSON                    ISSUER             YES              FOR                   FOR 

PROPOSAL #1.9: ELECT DIRECTOR SAMUEL A. FLAX                       ISSUER             YES              FOR                   FOR 

PROPOSAL #2: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                American Capital, Ltd.

  TICKER:                ACAS                                 CUSIP:    02503Y103 

  MEETING DATE:   4/26/2013                                                                                                             FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1.1: ELECT DIRECTOR MARY C. BASKIN                       ISSUER             YES              FOR                   FOR 

PROPOSAL #1.2: ELECT DIRECTOR NEIL M. HAHL                           ISSUER             YES              FOR                   FOR 

PROPOSAL #1.3: ELECT DIRECTOR PHILIP R. HARPER                    ISSUER             YES              FOR                   FOR 

PROPOSAL #1.4: ELECT DIRECTOR JOHN A. KOSKINEN                    ISSUER             YES              FOR                   FOR 

PROPOSAL #1.5: ELECT DIRECTOR STAN LUNDINE                           ISSUER             YES              FOR                   FOR 

PROPOSAL #1.6: ELECT DIRECTOR KENNETH D. PETERSON, JR.      ISSUER             YES              FOR                   FOR 

PROPOSAL #1.7: ELECT DIRECTOR ALVIN N. PURYEAR                    ISSUER             YES              FOR                   FOR 

PROPOSAL #1.8: ELECT DIRECTOR MALON WILKUS                           ISSUER             YES              FOR                   FOR 

PROPOSAL #2: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                American DG Energy Inc.

  TICKER:                ADGE                                 CUSIP:    025398108 

  MEETING DATE:   5/29/2013                                                                                                             FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1.1: ELECT DIRECTOR CHARLES T. MAXWELL                ISSUER             YES              FOR                   FOR 

PROPOSAL #1.2: ELECT DIRECTOR JOHN N. HATSOPOULOS               ISSUER             YES              FOR                   FOR 

PROPOSAL #1.3: ELECT DIRECTOR FRANCIS A. MLYNARCZYK,         ISSUER             YES              FOR                   FOR 

JR.

PROPOSAL #1.4: ELECT DIRECTOR DEANNA M. PETERSEN                ISSUER             YES              FOR                   FOR 

PROPOSAL #1.5: ELECT DIRECTOR CHRISTINE M. KLASKIN             ISSUER             YES              FOR                   FOR 

PROPOSAL #2: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER             YES              FOR                   FOR 

OFFICERS' COMPENSATION

PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY             ISSUER             YES         ONE YEAR           AGAINST 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                American Eagle Outfitters, Inc.

  TICKER:                AEO                                   CUSIP:    02553E106 

  MEETING DATE:   5/30/2013                                                                                                             FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

 


 

 

PROPOSAL #1.1: ELECT DIRECTOR ROBERT L. HANSON                    ISSUER             YES              FOR                   FOR 

PROPOSAL #1.2: ELECT DIRECTOR THOMAS R. KETTELER                ISSUER             YES              FOR                   FOR 

PROPOSAL #1.3: ELECT DIRECTOR CARY D. MCMILLAN                    ISSUER             YES              FOR                   FOR 

PROPOSAL #1.4: ELECT DIRECTOR DAVID M. SABLE                       ISSUER             YES              FOR                   FOR 

PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER             YES              FOR                   FOR 

OFFICERS' COMPENSATION

PROPOSAL #3: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                American Electric Power Company, Inc.

  TICKER:                AEP                                   CUSIP:    025537101 

  MEETING DATE:   4/23/2013                                                                                                             FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1.1: ELECT DIRECTOR NICHOLAS K. AKINS                  ISSUER             YES              FOR                   FOR 

PROPOSAL #1.2: ELECT DIRECTOR DAVID J. ANDERSON                  ISSUER             YES              FOR                   FOR 

PROPOSAL #1.3: ELECT DIRECTOR RALPH D. CROSBY, JR.             ISSUER             YES              FOR                   FOR 

PROPOSAL #1.4: ELECT DIRECTOR LINDA A. GOODSPEED                ISSUER             YES              FOR                   FOR 

PROPOSAL #1.5: ELECT DIRECTOR THOMAS E. HOAGLIN                  ISSUER             YES              FOR                   FOR 

PROPOSAL #1.6: ELECT DIRECTOR SANDRA BEACH LIN                    ISSUER             YES              FOR                   FOR 

PROPOSAL #1.7: ELECT DIRECTOR MICHAEL G. MORRIS                  ISSUER             YES              FOR                   FOR 

PROPOSAL #1.8: ELECT DIRECTOR RICHARD C. NOTEBAERT             ISSUER             YES              FOR                   FOR 

PROPOSAL #1.9: ELECT DIRECTOR LIONEL L. NOWELL, III           ISSUER             YES              FOR                   FOR 

PROPOSAL #1.10: ELECT DIRECTOR STEPHEN S. RASMUSSEN           ISSUER             YES              FOR                   FOR 

PROPOSAL #1.11: ELECT DIRECTOR OLIVER G. RICHARD, III        ISSUER             YES              FOR                   FOR 

PROPOSAL #1.12: ELECT DIRECTOR RICHARD L. SANDOR                ISSUER             YES              FOR                   FOR 

PROPOSAL #1.13: ELECT DIRECTOR SARA MARTINEZ TUCKER           ISSUER             YES              FOR                   FOR 

PROPOSAL #1.14: ELECT DIRECTOR JOHN F. TURNER                      ISSUER             YES              FOR                   FOR 

PROPOSAL #2: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER             YES              FOR                   FOR 

OFFICERS' COMPENSATION

PROPOSAL #4: REPORT ON LOBBYING PAYMENTS AND POLICY       SHAREHOLDER         YES          AGAINST                FOR 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                American Equity Investment Life Holding Company

  TICKER:                AEL                                   CUSIP:    025676206 

  MEETING DATE:   6/6/2013                                                                                                               FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1.1: ELECT DIRECTOR ALEXANDER M. CLARK                ISSUER             YES              FOR                   FOR 

PROPOSAL #1.2: ELECT DIRECTOR JOHN M. MATOVINA                    ISSUER             YES              FOR                   FOR 

PROPOSAL #1.3: ELECT DIRECTOR GERARD D. NEUGENT                  ISSUER             YES              FOR                   FOR 

 


 

 

PROPOSAL #2: APPROVE NON-EMPLOYEE DIRECTOR OMNIBUS            ISSUER             YES              FOR                   FOR 

STOCK PLAN

PROPOSAL #3: APPROVE EXECUTIVE INCENTIVE BONUS PLAN           ISSUER             YES              FOR                   FOR 

PROPOSAL #4: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER             YES              FOR                   FOR 

OFFICERS' COMPENSATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                American Express Company

  TICKER:                AXP                                   CUSIP:    025816109 

  MEETING DATE:   4/29/2013                                                                                                             FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1.1: ELECT DIRECTOR CHARLENE BARSHEFSKY               ISSUER             YES              FOR                   FOR 

PROPOSAL #1.2: ELECT DIRECTOR URSULA M. BURNS                      ISSUER             YES              FOR                   FOR 

PROPOSAL #1.3: ELECT DIRECTOR KENNETH I. CHENAULT               ISSUER             YES              FOR                   FOR 

PROPOSAL #1.4: ELECT DIRECTOR PETER CHERNIN                         ISSUER             YES              FOR                   FOR 

PROPOSAL #1.5: ELECT DIRECTOR ANNE LAUVERGEON                      ISSUER             YES              FOR                   FOR 

PROPOSAL #1.6: ELECT DIRECTOR THEODORE J. LEONSIS               ISSUER             YES              FOR                   FOR 

PROPOSAL #1.7: ELECT DIRECTOR RICHARD C. LEVIN                    ISSUER             YES              FOR                   FOR 

PROPOSAL #1.8: ELECT DIRECTOR RICHARD A. MCGINN                  ISSUER             YES              FOR                   FOR 

PROPOSAL #1.9: ELECT DIRECTOR SAMUEL J. PALMISANO               ISSUER             YES              FOR                   FOR 

PROPOSAL #1.10: ELECT DIRECTOR STEVEN S REINEMUND               ISSUER             YES              FOR                   FOR 

PROPOSAL #1.11: ELECT DIRECTOR DANIEL L. VASELLA                ISSUER             YES              FOR                   FOR 

PROPOSAL #1.12: ELECT DIRECTOR ROBERT D. WALTER                  ISSUER             YES              FOR                   FOR 

PROPOSAL #1.13: ELECT DIRECTOR RONALD A. WILLIAMS               ISSUER             YES              FOR                   FOR 

PROPOSAL #2: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER             YES              FOR                   FOR 

OFFICERS' COMPENSATION

PROPOSAL #4: REQUIRE INDEPENDENT BOARD CHAIRMAN              SHAREHOLDER         YES          AGAINST                FOR 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                American Financial Group, Inc.

  TICKER:                AFG                                   CUSIP:    025932104 

  MEETING DATE:   5/22/2013                                                                                                             FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1.1: ELECT DIRECTOR CARL H. LINDNER, III             ISSUER             YES              FOR                   FOR 

PROPOSAL #1.2: ELECT DIRECTOR S. CRAIG LINDNER                    ISSUER             YES              FOR                   FOR 

PROPOSAL #1.3: ELECT DIRECTOR KENNETH C. AMBRECHT               ISSUER             YES              FOR                   FOR 

PROPOSAL #1.4: ELECT DIRECTOR JOHN B. BERDING                      ISSUER             YES              FOR                   FOR 

PROPOSAL #1.5: ELECT DIRECTOR JOSEPH E. (JEFF)                   ISSUER             YES              FOR                   FOR 

CONSOLINO

 


 

 

PROPOSAL #1.6: ELECT DIRECTOR VIRGINIA 'GINA' C.                ISSUER             YES              FOR                   FOR 

DROSOS

PROPOSAL #1.7: ELECT DIRECTOR JAMES E. EVANS                       ISSUER             YES              FOR                   FOR 

PROPOSAL #1.8: ELECT DIRECTOR TERRY S. JACOBS                      ISSUER             YES              FOR                   FOR 

PROPOSAL #1.9: ELECT DIRECTOR GREGORY G. JOSEPH                  ISSUER             YES              FOR                   FOR 

PROPOSAL #1.10: ELECT DIRECTOR WILLIAM W. VERITY                ISSUER             YES              FOR                   FOR 

PROPOSAL #1.11: ELECT DIRECTOR JOHN I. VON LEHMAN               ISSUER             YES              FOR                   FOR 

PROPOSAL #2: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER             YES              FOR                   FOR 

OFFICERS' COMPENSATION

PROPOSAL #4: AMEND EEO POLICY TO PROHIBIT                        SHAREHOLDER         YES              FOR                AGAINST 

DISCRIMINATION BASED ON SEXUAL ORIENTATION AND GENDER

 IDENTITY 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                American Independence Corp.

  TICKER:                AMIC                                 CUSIP:    026760405 

  MEETING DATE:   6/13/2013                                                                                                             FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1.1: ELECT DIRECTOR EDWARD A. BENNETT                  ISSUER             YES              FOR                   FOR 

PROPOSAL #1.2: ELECT DIRECTOR TERESA A. HERBERT                  ISSUER             YES              FOR                   FOR 

PROPOSAL #1.3: ELECT DIRECTOR DAVID T. KETTIG                      ISSUER             YES              FOR                   FOR 

PROPOSAL #1.4: ELECT DIRECTOR STEVEN B. LAPIN                      ISSUER             YES              FOR                   FOR 

PROPOSAL #1.5: ELECT DIRECTOR MYRON M. PICOULT                    ISSUER             YES              FOR                   FOR 

PROPOSAL #1.6: ELECT DIRECTOR RONALD I. SIMON                      ISSUER             YES              FOR                   FOR 

PROPOSAL #1.7: ELECT DIRECTOR JAMES G. TATUM                       ISSUER             YES         WITHHOLD            AGAINST 

PROPOSAL #1.8: ELECT DIRECTOR ROY T.K. THUNG                       ISSUER             YES              FOR                   FOR 

PROPOSAL #2: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                AMERICAN INTERNATIONAL GROUP, INC.

  TICKER:                AIG                                   CUSIP:    026874784 

  MEETING DATE:   5/15/2013                                                                                                             FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1a: ELECT DIRECTOR ROBERT H. BENMOSCHE                ISSUER             YES              FOR                   FOR 

PROPOSAL #1b: ELECT DIRECTOR W. DON CORNWELL                       ISSUER             YES              FOR                   FOR 

PROPOSAL #1c: ELECT DIRECTOR JOHN H. FITZPATRICK                ISSUER             YES              FOR                   FOR 

PROPOSAL #1d: ELECT DIRECTOR WILLIAM G. JURGENSEN               ISSUER             YES              FOR                   FOR 

PROPOSAL #1e: ELECT DIRECTOR CHRISTOPHER S. LYNCH               ISSUER             YES              FOR                   FOR 

PROPOSAL #1f: ELECT DIRECTOR ARTHUR C. MARTINEZ                  ISSUER             YES              FOR                   FOR 

PROPOSAL #1g: ELECT DIRECTOR GEORGE L. MILES, JR.               ISSUER             YES              FOR                   FOR 

 


 

 

PROPOSAL #1h: ELECT DIRECTOR HENRY S. MILLER                       ISSUER             YES              FOR                   FOR 

PROPOSAL #1i: ELECT DIRECTOR ROBERT S. MILLER                      ISSUER             YES              FOR                   FOR 

PROPOSAL #1j: ELECT DIRECTOR SUZANNE NORA JOHNSON               ISSUER             YES              FOR                   FOR 

PROPOSAL #1k: ELECT DIRECTOR RONALD A. RITTENMEYER             ISSUER             YES              FOR                   FOR 

PROPOSAL #1l: ELECT DIRECTOR DOUGLAS M. STEENLAND               ISSUER             YES              FOR                   FOR 

PROPOSAL #1m: ELECT DIRECTOR THERESA M. STONE                      ISSUER             YES              FOR                   FOR 

PROPOSAL #2: AMEND OMNIBUS STOCK PLAN                                    ISSUER             YES              FOR                   FOR 

PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER             YES              FOR                   FOR 

OFFICERS' COMPENSATION

PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY             ISSUER             YES         ONE YEAR              FOR 

PROPOSAL #5: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

PROPOSAL #6: LIMIT TOTAL NUMBER OF BOARDS ON WHICH        SHAREHOLDER         YES          AGAINST                FOR 

COMPANY DIRECTORS MAY SERVE

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                American National Bankshares Inc.

  TICKER:                AMNB                                 CUSIP:    027745108 

  MEETING DATE:   5/21/2013                                                                                                             FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1.1: ELECT DIRECTOR FRED A. BLAIR                         ISSUER             YES              FOR                   FOR 

PROPOSAL #1.2: ELECT DIRECTOR FRANK C. CRIST, JR.               ISSUER             YES              FOR                   FOR 

PROPOSAL #1.3: ELECT DIRECTOR CLAUDE B. OWEN, JR.               ISSUER             YES              FOR                   FOR 

PROPOSAL #1.4: ELECT DIRECTOR JOHN H. LOVE                           ISSUER             YES              FOR                   FOR 

PROPOSAL #1.5: ELECT DIRECTOR JEFFREY V. HALEY                    ISSUER             YES              FOR                   FOR 

PROPOSAL #2: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER             YES              FOR                   FOR 

OFFICERS' COMPENSATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                AMERICAN NATIONAL INSURANCE COMPANY

  TICKER:                ANAT                                 CUSIP:    028591105 

  MEETING DATE:   4/26/2013                                                                                                             FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1.1: ELECT DIRECTOR ROBERT L. MOODY, SR.             ISSUER             YES              FOR                   FOR 

PROPOSAL #1.2: ELECT DIRECTOR JAMES E. POZZI                       ISSUER             YES              FOR                   FOR 

PROPOSAL #1.3: ELECT DIRECTOR FRANCES A. MOODY-                  ISSUER             YES              FOR                   FOR 

DAHLBERG

PROPOSAL #1.4: ELECT DIRECTOR RUSSELL S. MOODY                    ISSUER             YES              FOR                   FOR 

PROPOSAL #1.5: ELECT DIRECTOR WILLIAM L. MOODY, IV             ISSUER             YES              FOR                   FOR 

PROPOSAL #1.6: ELECT DIRECTOR JAMES D. YARBROUGH                ISSUER             YES              FOR                   FOR 

PROPOSAL #1.7: ELECT DIRECTOR ARTHUR O. DUMMER                    ISSUER             YES              FOR                   FOR 

PROPOSAL #1.8: ELECT DIRECTOR SHELBY M. ELLIOTT                  ISSUER             YES              FOR                   FOR 

 


 

 

PROPOSAL #1.9: ELECT DIRECTOR FRANK P. WILLIAMSON               ISSUER             YES              FOR                   FOR 

PROPOSAL #2: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                American Pacific Corporation

  TICKER:                APFC                                 CUSIP:    028740108 

  MEETING DATE:   3/12/2013                                                                                                             FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1.1: ELECT DIRECTOR JOHN R. GIBSON                       ISSUER             YES              FOR                   FOR 

PROPOSAL #1.2: ELECT DIRECTOR IAN D. HAFT                             ISSUER             YES              FOR                   FOR 

PROPOSAL #1.3: ELECT DIRECTOR JAN H. LOEB                             ISSUER             YES              FOR                   FOR 

PROPOSAL #1.4: ELECT DIRECTOR WILLIAM F. READDY                  ISSUER             YES              FOR                   FOR 

PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER             YES              FOR                   FOR 

OFFICERS' COMPENSATION

PROPOSAL #3: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                American Public Education, Inc.

  TICKER:                APEI                                 CUSIP:    02913V103 

  MEETING DATE:   6/14/2013                                                                                                             FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1.1: ELECT DIRECTOR ERIC C. ANDERSEN                    ISSUER             YES              FOR                   FOR 

PROPOSAL #1.2: ELECT DIRECTOR WALLACE E. BOSTON, JR.         ISSUER             YES              FOR                   FOR 

PROPOSAL #1.3: ELECT DIRECTOR J. CHRISTOPHER EVERETT         ISSUER             YES              FOR                   FOR 

PROPOSAL #1.4: ELECT DIRECTOR BARBARA G. FAST                      ISSUER             YES              FOR                   FOR 

PROPOSAL #1.5: ELECT DIRECTOR JEAN C. HALLE                         ISSUER             YES              FOR                   FOR 

PROPOSAL #1.6: ELECT DIRECTOR TIMOTHY J. LANDON                  ISSUER             YES              FOR                   FOR 

PROPOSAL #1.7: ELECT DIRECTOR WESTLEY MOORE                         ISSUER             YES              FOR                   FOR 

PROPOSAL #1.8: ELECT DIRECTOR TIMOTHY T. WEGLICKI               ISSUER             YES              FOR                   FOR 

PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER             YES              FOR                   FOR 

OFFICERS' COMPENSATION

PROPOSAL #3: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                American Railcar Industries, Inc.

  TICKER:                ARII                                 CUSIP:    02916P103 

  MEETING DATE:   6/4/2013                                                                                                               FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1.1: ELECT DIRECTOR CARL C. ICAHN                         ISSUER             YES              FOR                   FOR 

PROPOSAL #1.2: ELECT DIRECTOR JAMES J. UNGER                       ISSUER             YES          AGAINST            AGAINST 

PROPOSAL #1.3: ELECT DIRECTOR JAMES C. PONTIOUS                  ISSUER             YES              FOR                   FOR 

 


 

 

PROPOSAL #1.4: ELECT DIRECTOR J. MIKE LAISURE                      ISSUER             YES              FOR                   FOR 

PROPOSAL #1.5: ELECT DIRECTOR HAROLD FIRST                           ISSUER             YES              FOR                   FOR 

PROPOSAL #1.6: ELECT DIRECTOR BRETT ICAHN                             ISSUER             YES              FOR                   FOR 

PROPOSAL #1.7: ELECT DIRECTOR HUNTER GARY                             ISSUER             YES              FOR                   FOR 

PROPOSAL #1.8: ELECT DIRECTOR SUNGHWAN CHO                           ISSUER             YES              FOR                   FOR 

PROPOSAL #1.9: ELECT DIRECTOR DANIEL A. NINIVAGGI               ISSUER             YES              FOR                   FOR 

PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER             YES              FOR                   FOR 

OFFICERS' COMPENSATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                American Realty Capital Trust, Inc.

  TICKER:                ARCT                                 CUSIP:    02917L101 

  MEETING DATE:   1/16/2013                                                                                                             FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1: APPROVE MERGER AGREEMENT                                    ISSUER             YES              FOR                   FOR 

PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES                  ISSUER             YES          AGAINST            AGAINST 

PROPOSAL #3: ADJOURN MEETING                                                   ISSUER             YES              FOR                   FOR 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                American River Bankshares

  TICKER:                AMRB                                 CUSIP:    029326105 

  MEETING DATE:   5/16/2013                                                                                                             FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1.1: ELECT DIRECTORS KIMBERLY A. BOX                    ISSUER             YES              FOR                   FOR 

PROPOSAL #1.2: ELECT DIRECTOR CHARLES D. FITE                      ISSUER             YES              FOR                   FOR 

PROPOSAL #1.3: ELECT DIRECTORS ROBERT J. FOX                       ISSUER             YES              FOR                   FOR 

PROPOSAL #1.4: ELECT DIRECTORS WILLIAM A. ROBOTHAM             ISSUER             YES              FOR                   FOR 

PROPOSAL #1.5: ELECT DIRECTORS DAVID T. TABER                      ISSUER             YES              FOR                   FOR 

PROPOSAL #1.6: ELECT DIRECTORS ROGER J. TAYLOR                    ISSUER             YES              FOR                   FOR 

PROPOSAL #1.7: ELECT DIRECTORS STEPHEN H. WAKS                    ISSUER             YES              FOR                   FOR 

PROPOSAL #1.8: ELECT DIRECTORS PHILIP A. WRIGHT                  ISSUER             YES              FOR                   FOR 

PROPOSAL #1.9: ELECT DIRECTORS MICHAEL A. ZIEGLER               ISSUER             YES              FOR                   FOR 

PROPOSAL #2: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER             YES              FOR                   FOR 

OFFICERS' COMPENSATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                American Safety Insurance Holdings, Ltd.

  TICKER:                ASI                                   CUSIP:    G02995101 

  MEETING DATE:   7/23/2012                                                                                                             FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

 


 

 

PROPOSAL #1: ELECT CODY W. BIRDWELL AS DIRECTOR                  ISSUER             YES              FOR                   FOR 

PROPOSAL #2: ELECT STEVEN L. GROOT AS DIRECTOR                    ISSUER             YES              FOR                   FOR 

PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER             YES              FOR                   FOR 

OFFICERS' COMPENSATION

PROPOSAL #4: AMEND OMNIBUS STOCK PLAN                                    ISSUER             YES              FOR                   FOR 

PROPOSAL #5: APPROVE BDO USA, LLP AS AUDITORS AND              ISSUER             YES              FOR                   FOR 

AUTHORIZE BOARD TO FIX THEIR REMUNERATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                American Science and Engineering, Inc.

  TICKER:                ASEI                                 CUSIP:    029429107 

  MEETING DATE:   9/6/2012                                                                                                               FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1.1: ELECT DIRECTOR DENIS R. BROWN                       ISSUER             YES              FOR                   FOR 

PROPOSAL #1.2: ELECT DIRECTOR ANTHONY R. FABIANO                ISSUER             YES              FOR                   FOR 

PROPOSAL #1.3: ELECT DIRECTOR JOHN A. GORDON                       ISSUER             YES              FOR                   FOR 

PROPOSAL #1.4: ELECT DIRECTOR HAMILTON W. HELMER                ISSUER             YES              FOR                   FOR 

PROPOSAL #1.5: ELECT DIRECTOR DON R. KANIA                           ISSUER             YES              FOR                   FOR 

PROPOSAL #1.6: ELECT DIRECTOR ERNEST J. MONIZ                      ISSUER             YES              FOR                   FOR 

PROPOSAL #1.7: ELECT DIRECTOR MARK S. THOMPSON                    ISSUER             YES              FOR                   FOR 

PROPOSAL #1.8: ELECT DIRECTOR CARL W. VOGT                           ISSUER             YES              FOR                   FOR 

PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER             YES              FOR                   FOR 

OFFICERS' COMPENSATION

PROPOSAL #3: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                American Software, Inc.

  TICKER:                AMSWA                               CUSIP:    029683109 

  MEETING DATE:   8/20/2012                                                                                                             FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1.1: ELECT DIRECTOR W. DENNIS HOGUE                      ISSUER             YES              FOR                   FOR 

PROPOSAL #1.2: ELECT DIRECTOR JOHN J. JARVIS                       ISSUER             YES              FOR                   FOR 

PROPOSAL #1.3: ELECT DIRECTOR JAMES B. MILLER, JR.             ISSUER             YES              FOR                   FOR 

PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER             YES              FOR                   FOR 

OFFICERS' COMPENSATION

PROPOSAL #3: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                American States Water Company

  TICKER:                AWR                                   CUSIP:    029899101 

  MEETING DATE:   5/21/2013                                                                                                             FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1.1: ELECT DIRECTOR DIANA M. BONTÁ                       ISSUER             YES              FOR                   FOR 

 


 

 

PROPOSAL #1.2: ELECT DIRECTOR ROBERT J. SPROWLS                  ISSUER             YES              FOR                   FOR 

PROPOSAL #1.3: ELECT DIRECTOR LLOYD E. ROSS                         ISSUER             YES              FOR                   FOR 

PROPOSAL #2: APPROVE NON-EMPLOYEE DIRECTOR RESTRICTED        ISSUER             YES              FOR                   FOR 

 STOCK PLAN

PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER             YES              FOR                   FOR 

OFFICERS' COMPENSATION

PROPOSAL #4: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                American Superconductor Corporation

  TICKER:                AMSC                                 CUSIP:    030111108 

  MEETING DATE:   7/27/2012                                                                                                             FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1.1: ELECT DIRECTOR VIKRAM S. BUDHRAJA                ISSUER             YES              FOR                   FOR 

PROPOSAL #1.2: ELECT DIRECTOR RICHARD DROUIN                       ISSUER             YES              FOR                   FOR 

PROPOSAL #1.3: ELECT DIRECTOR PAMELA F. LENEHAN                  ISSUER             YES              FOR                   FOR 

PROPOSAL #1.4: ELECT DIRECTOR DANIEL P. MCGAHN                    ISSUER             YES              FOR                   FOR 

PROPOSAL #1.5: ELECT DIRECTOR DAVID R. OLIVER, JR.             ISSUER             YES              FOR                   FOR 

PROPOSAL #1.6: ELECT DIRECTOR JOHN B. VANDER SANDE             ISSUER             YES              FOR                   FOR 

PROPOSAL #1.7: ELECT DIRECTOR JOHN W. WOOD, JR.                  ISSUER             YES              FOR                   FOR 

PROPOSAL #2: AMEND OMNIBUS STOCK PLAN                                    ISSUER             YES              FOR                   FOR 

PROPOSAL #3: APPROVE CONVERSION OF SECURITIES                      ISSUER             YES              FOR                   FOR 

PROPOSAL #4: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                American Tower Corporation

  TICKER:                AMT                                   CUSIP:    03027X100 

  MEETING DATE:   5/21/2013                                                                                                             FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1a: ELECT DIRECTOR RAYMOND P. DOLAN                      ISSUER             YES              FOR                   FOR 

PROPOSAL #1b: ELECT DIRECTOR RONALD M. DYKES                       ISSUER             YES              FOR                   FOR 

PROPOSAL #1c: ELECT DIRECTOR CAROLYN F. KATZ                       ISSUER             YES              FOR                   FOR 

PROPOSAL #1d: ELECT DIRECTOR GUSTAVO LARA CANTU                  ISSUER             YES              FOR                   FOR 

PROPOSAL #1e: ELECT DIRECTOR JOANN A. REED                           ISSUER             YES              FOR                   FOR 

PROPOSAL #1f: ELECT DIRECTOR PAMELA D.A. REEVE                    ISSUER             YES              FOR                   FOR 

PROPOSAL #1g: ELECT DIRECTOR DAVID E. SHARBUTT                    ISSUER             YES              FOR                   FOR 

PROPOSAL #1h: ELECT DIRECTOR JAMES D. TAICLET, JR.             ISSUER             YES              FOR                   FOR 

PROPOSAL #1i: ELECT DIRECTOR SAMME L. THOMPSON                    ISSUER             YES              FOR                   FOR 

PROPOSAL #2: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER             YES              FOR                   FOR 

OFFICERS' COMPENSATION

 


 

 

PROPOSAL #4: AMEND RIGHT TO CALL SPECIAL MEETING                ISSUER             YES              FOR                   FOR 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                American Vanguard Corporation

  TICKER:                AVD                                   CUSIP:    030371108 

  MEETING DATE:   6/5/2013                                                                                                               FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1.1: ELECT DIRECTOR LAWRENCE S. CLARK                  ISSUER             YES              FOR                   FOR 

PROPOSAL #1.2: ELECT DIRECTOR DEBRA F. EDWARDS                    ISSUER             YES              FOR                   FOR 

PROPOSAL #1.3: ELECT DIRECTOR ALFRED F. INGULLI                  ISSUER             YES              FOR                   FOR 

PROPOSAL #1.4: ELECT DIRECTOR JOHN L. KILLMER                      ISSUER             YES              FOR                   FOR 

PROPOSAL #1.5: ELECT DIRECTOR CARL R. SODERLIND                  ISSUER             YES              FOR                   FOR 

PROPOSAL #1.6: ELECT DIRECTOR IRVING J. THAU                       ISSUER             YES              FOR                   FOR 

PROPOSAL #1.7: ELECT DIRECTOR ERIC G. WINTEMUTE                  ISSUER             YES              FOR                   FOR 

PROPOSAL #1.8: ELECT DIRECTOR M. ESMAIL ZIRAKPARVAR           ISSUER             YES              FOR                   FOR 

PROPOSAL #2: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER             YES              FOR                   FOR 

OFFICERS' COMPENSATION

PROPOSAL #4: AMEND OMNIBUS STOCK PLAN                                    ISSUER             YES              FOR                   FOR 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                American Water Works Company, Inc.

  TICKER:                AWK                                   CUSIP:    030420103 

  MEETING DATE:   5/13/2013                                                                                                             FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1a: ELECT DIRECTOR STEPHEN P. ADIK                       ISSUER             YES              FOR                   FOR 

PROPOSAL #1b: ELECT DIRECTOR MARTHA CLARK GOSS                    ISSUER             YES              FOR                   FOR 

PROPOSAL #1c: ELECT DIRECTOR JULIE A. DOBSON                       ISSUER             YES              FOR                   FOR 

PROPOSAL #1d: ELECT DIRECTOR PAUL J. EVANSON                       ISSUER             YES              FOR                   FOR 

PROPOSAL #1e: ELECT DIRECTOR RICHARD R. GRIGG                      ISSUER             YES              FOR                   FOR 

PROPOSAL #1f: ELECT DIRECTOR JULIA L. JOHNSON                      ISSUER             YES              FOR                   FOR 

PROPOSAL #1g: ELECT DIRECTOR GEORGE MACKENZIE                      ISSUER             YES              FOR                   FOR 

PROPOSAL #1h: ELECT DIRECTOR WILLIAM J. MARRAZZO                ISSUER             YES              FOR                   FOR 

PROPOSAL #1i: ELECT DIRECTOR JEFFRY E. STERBA                      ISSUER             YES              FOR                   FOR 

PROPOSAL #2: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER             YES              FOR                   FOR 

OFFICERS' COMPENSATION

 


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                American Woodmark Corporation

  TICKER:                AMWD                                 CUSIP:    030506109 

  MEETING DATE:   8/23/2012                                                                                                             FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1: ELECT DIRECTOR WILLIAM F. BRANDT, JR.             ISSUER             YES              FOR                   FOR 

PROPOSAL #2: ELECT DIRECTOR ANDREW B. COGAN                         ISSUER             YES              FOR                   FOR 

PROPOSAL #3: ELECT DIRECTOR MARTHA M. DALLY                         ISSUER             YES              FOR                   FOR 

PROPOSAL #4: ELECT DIRECTOR JAMES G. DAVIS, JR.                  ISSUER             YES              FOR                   FOR 

PROPOSAL #5: ELECT DIRECTOR KENT B. GUICHARD                       ISSUER             YES              FOR                   FOR 

PROPOSAL #6: ELECT DIRECTOR DANIEL T. HENDRIX                      ISSUER             YES              FOR                   FOR 

PROPOSAL #7: ELECT DIRECTOR KENT J. HUSSEY                           ISSUER             YES              FOR                   FOR 

PROPOSAL #8: ELECT DIRECTOR CAROL B. MOERDYK                       ISSUER             YES              FOR                   FOR 

PROPOSAL #9: ELECT DIRECTOR VANCE W. TANG                             ISSUER             YES              FOR                   FOR 

PROPOSAL #10: RATIFY AUDITORS                                                  ISSUER             YES              FOR                   FOR 

PROPOSAL #11: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE        ISSUER             YES              FOR                   FOR 

 OFFICERS' COMPENSATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                America's Car-Mart, Inc.

  TICKER:                CRMT                                 CUSIP:    03062T105 

  MEETING DATE:   9/14/2012                                                                                                             FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1.1: ELECT DIRECTOR DANIEL J. ENGLANDER               ISSUER             YES              FOR                   FOR 

PROPOSAL #1.2: ELECT DIRECTOR WILLIAM H. HENDERSON             ISSUER             YES              FOR                   FOR 

PROPOSAL #1.3: ELECT DIRECTOR WILLIAM M. SAMS                      ISSUER             YES              FOR                   FOR 

PROPOSAL #1.4: ELECT DIRECTOR JOHN DAVID SIMMONS                ISSUER             YES              FOR                   FOR 

PROPOSAL #1.5: ELECT DIRECTOR ROBERT CAMERON SMITH             ISSUER             YES              FOR                   FOR 

PROPOSAL #1.6: ELECT DIRECTOR JEFFREY A. WILLIAMS               ISSUER             YES              FOR                   FOR 

PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER             YES              FOR                   FOR 

OFFICERS' COMPENSATION

PROPOSAL #3: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                Amerigon Incorporated

  TICKER:                THRM                                 CUSIP:    03070L300 

  MEETING DATE:   9/5/2012                                                                                                               FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1: CHANGE COMPANY NAME                                            ISSUER             YES              FOR                   FOR 

 


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                AMERIGROUP Corporation

  TICKER:                AGP                                   CUSIP:    03073T102 

  MEETING DATE:   10/23/2012                                                                                                           FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1: APPROVE MERGER AGREEMENT                                    ISSUER             YES              FOR                   FOR 

PROPOSAL #2: ADJOURN MEETING                                                   ISSUER             YES              FOR                   FOR 

PROPOSAL #3: ADVISORY VOTE ON GOLDEN PARACHUTES                  ISSUER             YES          AGAINST            AGAINST 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                Ameriprise Financial, Inc.

  TICKER:                AMP                                   CUSIP:    03076C106 

  MEETING DATE:   4/24/2013                                                                                                             FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1a: ELECT DIRECTOR JAMES M. CRACCHIOLO                ISSUER             YES              FOR                   FOR 

PROPOSAL #1b: ELECT DIRECTOR LON R. GREENBERG                      ISSUER             YES              FOR                   FOR 

PROPOSAL #1c: ELECT DIRECTOR WARREN D. KNOWLTON                  ISSUER             YES              FOR                   FOR 

PROPOSAL #1d: ELECT DIRECTOR W. WALKER LEWIS                       ISSUER             YES              FOR                   FOR 

PROPOSAL #1e: ELECT DIRECTOR SIRI S. MARSHALL                      ISSUER             YES              FOR                   FOR 

PROPOSAL #1f: ELECT DIRECTOR JEFFERY NODDLE                         ISSUER             YES              FOR                   FOR 

PROPOSAL #1g: ELECT DIRECTOR H. JAY SARLES                           ISSUER             YES              FOR                   FOR 

PROPOSAL #1h: ELECT DIRECTOR ROBERT F. SHARPE, JR.             ISSUER             YES              FOR                   FOR 

PROPOSAL #1i: ELECT DIRECTOR WILLIAM H. TURNER                    ISSUER             YES              FOR                   FOR 

PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER             YES              FOR                   FOR 

OFFICERS' COMPENSATION

PROPOSAL #3: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

PROPOSAL #4: REDUCE SUPERMAJORITY VOTE REQUIREMENT         SHAREHOLDER         YES          AGAINST                FOR 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                Ameris Bancorp

  TICKER:                ABCB                                 CUSIP:    03076K108 

  MEETING DATE:   5/21/2013                                                                                                             FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1.1: ELECT DIRECTOR EDWIN W. HORTMAN, JR.           ISSUER             YES              FOR                   FOR 

PROPOSAL #1.2: ELECT DIRECTOR DANIEL B. JETER                      ISSUER             YES              FOR                   FOR 

PROPOSAL #1.3: ELECT DIRECTOR LEO J. HILL                             ISSUER             YES              FOR                   FOR 

PROPOSAL #2: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER             YES              FOR                   FOR 

OFFICERS' COMPENSATION

 


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                AMERISAFE, Inc.

  TICKER:                AMSF                                 CUSIP:    03071H100 

  MEETING DATE:   6/14/2013                                                                                                             FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1.1: ELECT DIRECTOR JARED A. MORRIS                      ISSUER             YES         WITHHOLD            AGAINST 

PROPOSAL #1.2: ELECT DIRECTOR DANIEL PHILLIPS                      ISSUER             YES              FOR                   FOR 

PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER             YES              FOR                   FOR 

OFFICERS' COMPENSATION

PROPOSAL #3: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                AmeriServ Financial, Inc.

  TICKER:                ASRV                                 CUSIP:    03074A102 

  MEETING DATE:   4/23/2013                                                                                                             FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1.1: ELECT DIRECTOR DANIEL R. DEVOS                      ISSUER             YES              FOR                   FOR 

PROPOSAL #1.2: ELECT DIRECTOR BRUCE E. DUKE, III                ISSUER             YES              FOR                   FOR 

PROPOSAL #1.3: ELECT DIRECTOR CRAIG G. FORD                         ISSUER             YES              FOR                   FOR 

PROPOSAL #1.4: ELECT DIRECTOR KIM W. KUNKLE                         ISSUER             YES              FOR                   FOR 

PROPOSAL #2: WAIVE AGE RESTRICTION FOR DIRECTOR CRAIG        ISSUER             YES              FOR                   FOR 

 G. FORD

PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER             YES              FOR                   FOR 

OFFICERS' COMPENSATION

PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY             ISSUER             YES         ONE YEAR              FOR 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                AmerisourceBergen Corporation

  TICKER:                ABC                                   CUSIP:    03073E105 

  MEETING DATE:   2/28/2013                                                                                                             FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1.1: ELECT DIRECTOR STEVEN H. COLLIS                    ISSUER             YES              FOR                   FOR 

PROPOSAL #1.2: ELECT DIRECTOR DOUGLAS R. CONANT                  ISSUER             YES              FOR                   FOR 

PROPOSAL #1.3: ELECT DIRECTOR RICHARD W. GOCHNAUER             ISSUER             YES              FOR                   FOR 

PROPOSAL #1.4: ELECT DIRECTOR RICHARD C. GOZON                    ISSUER             YES              FOR                   FOR 

PROPOSAL #1.5: ELECT DIRECTOR EDWARD E. HAGENLOCKER           ISSUER             YES              FOR                   FOR 

PROPOSAL #1.6: ELECT DIRECTOR KATHLEEN W. HYLE                    ISSUER             YES              FOR                   FOR 

PROPOSAL #1.7: ELECT DIRECTOR MICHAEL J. LONG                      ISSUER             YES              FOR                   FOR 

PROPOSAL #1.8: ELECT DIRECTOR HENRY W. MCGEE                       ISSUER             YES              FOR                   FOR 

PROPOSAL #2: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER             YES              FOR                   FOR 

OFFICERS' COMPENSATION

 


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                Ameristar Casinos, Inc.

  TICKER:                ASCA                                 CUSIP:    03070Q101 

  MEETING DATE:   4/25/2013                                                                                                             FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1: APPROVE MERGER AGREEMENT                                    ISSUER             YES              FOR                   FOR 

PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES                  ISSUER             YES          AGAINST            AGAINST 

PROPOSAL #3: ADJOURN MEETING                                                   ISSUER             YES              FOR                   FOR 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                Ameristar Casinos, Inc.

  TICKER:                ASCA                                 CUSIP:    03070Q101 

  MEETING DATE:   6/5/2013                                                                                                               FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1.1: ELECT DIRECTOR CARL BROOKS                             ISSUER             YES              FOR                   FOR 

PROPOSAL #1.2: ELECT DIRECTOR GORDON R. KANOFSKY                ISSUER             YES              FOR                   FOR 

PROPOSAL #1.3: ELECT DIRECTOR J. WILLIAM RICHARDSON           ISSUER             YES              FOR                   FOR 

PROPOSAL #2: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER             YES              FOR                   FOR 

OFFICERS' COMPENSATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                Ames National Corporation

  TICKER:                ATLO                                 CUSIP:    031001100 

  MEETING DATE:   4/24/2013                                                                                                             FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1.1: ELECT DIRECTOR DAVID W. BENSON                      ISSUER             YES              FOR                   FOR 

PROPOSAL #1.2: ELECT DIRECTOR JOHN P. NELSON                       ISSUER             YES              FOR                   FOR 

PROPOSAL #1.3: ELECT DIRECTOR RICHARD O. PARKER                  ISSUER             YES              FOR                   FOR 

PROPOSAL #1.4: ELECT DIRECTOR LARRY A. RAYMON                      ISSUER             YES              FOR                   FOR 

PROPOSAL #2: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                AMETEK, Inc.

  TICKER:                AME                                   CUSIP:    031100100 

  MEETING DATE:   5/8/2013                                                                                                               FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1.1: ELECT DIRECTOR RUBY R. CHANDY                       ISSUER             YES              FOR                   FOR 

PROPOSAL #1.2: ELECT DIRECTOR CHARLES D. KLEIN                    ISSUER             YES              FOR                   FOR 

PROPOSAL #1.3: ELECT DIRECTOR STEVEN W. KOHLHAGEN               ISSUER             YES              FOR                   FOR 

PROPOSAL #2: INCREASE AUTHORIZED COMMON STOCK                      ISSUER             YES          AGAINST            AGAINST 

 


 

 

PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER             YES              FOR                   FOR 

OFFICERS' COMPENSATION

PROPOSAL #4: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                Amgen Inc.

  TICKER:                AMGN                                 CUSIP:    031162100 

  MEETING DATE:   5/22/2013                                                                                                             FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1.1: ELECT DIRECTOR DAVID BALTIMORE                      ISSUER             YES              FOR                   FOR 

PROPOSAL #1.2: ELECT DIRECTOR FRANK J. BIONDI, JR.             ISSUER             YES              FOR                   FOR 

PROPOSAL #1.3: ELECT DIRECTOR ROBERT A. BRADWAY                  ISSUER             YES              FOR                   FOR 

PROPOSAL #1.4: ELECT DIRECTOR FRANCOIS DE CARBONNEL           ISSUER             YES              FOR                   FOR 

PROPOSAL #1.5: ELECT DIRECTOR VANCE D. COFFMAN                    ISSUER             YES              FOR                   FOR 

PROPOSAL #1.6: ELECT DIRECTOR ROBERT A. ECKERT                    ISSUER             YES              FOR                   FOR 

PROPOSAL #1.7: ELECT DIRECTOR REBECCA M. HENDERSON             ISSUER             YES              FOR                   FOR 

PROPOSAL #1.8: ELECT DIRECTOR FRANK C. HERRINGER                ISSUER             YES              FOR                   FOR 

PROPOSAL #1.9: ELECT DIRECTOR TYLER JACKS                             ISSUER             YES              FOR                   FOR 

PROPOSAL #1.10: ELECT DIRECTOR GILBERT S. OMENN                  ISSUER             YES              FOR                   FOR 

PROPOSAL #1.11: ELECT DIRECTOR JUDITH C. PELHAM                  ISSUER             YES              FOR                   FOR 

PROPOSAL #1.12: ELECT DIRECTOR LEONARD D. SCHAEFFER           ISSUER             YES              FOR                   FOR 

PROPOSAL #1.13: ELECT DIRECTOR RONALD D. SUGAR                    ISSUER             YES              FOR                   FOR 

PROPOSAL #2: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER             YES              FOR                   FOR 

OFFICERS' COMPENSATION

PROPOSAL #4: AMEND OMNIBUS STOCK PLAN                                    ISSUER             YES              FOR                   FOR 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                Amicus Therapeutics, Inc.

  TICKER:                FOLD                                 CUSIP:    03152W109 

  MEETING DATE:   6/13/2013                                                                                                             FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1.1: ELECT DIRECTOR JOHN F. CROWLEY                      ISSUER             YES              FOR                   FOR 

PROPOSAL #1.2: ELECT DIRECTOR ROBERT ESSNER                         ISSUER             YES              FOR                   FOR 

PROPOSAL #1.3: ELECT DIRECTOR TED W. LOVE                             ISSUER             YES              FOR                   FOR 

PROPOSAL #1.4: ELECT DIRECTOR MARGARET G. MCGLYNN               ISSUER             YES              FOR                   FOR 

PROPOSAL #1.5: ELECT DIRECTOR MICHAEL G. RAAB                      ISSUER             YES              FOR                   FOR 

PROPOSAL #1.6: ELECT DIRECTOR GLENN P. SBLENDORIO               ISSUER             YES              FOR                   FOR 

PROPOSAL #2: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER             YES          AGAINST            AGAINST 

OFFICERS' COMPENSATION

 


 

 

PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY             ISSUER             YES         ONE YEAR           AGAINST 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                Amkor Technology, Inc.

  TICKER:                AMKR                                 CUSIP:    031652100 

  MEETING DATE:   5/8/2013                                                                                                               FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1.1: ELECT DIRECTOR JAMES J. KIM                           ISSUER             YES              FOR                   FOR 

PROPOSAL #1.2: ELECT DIRECTOR KENNETH T. JOYCE                    ISSUER             YES              FOR                   FOR 

PROPOSAL #1.3: ELECT DIRECTOR ROGER A. CAROLIN                    ISSUER             YES              FOR                   FOR 

PROPOSAL #1.4: ELECT DIRECTOR WINSTON J. CHURCHILL             ISSUER             YES              FOR                   FOR 

PROPOSAL #1.5: ELECT DIRECTOR JOHN T. KIM                             ISSUER             YES              FOR                   FOR 

PROPOSAL #1.6: ELECT DIRECTOR ROBERT R. MORSE                      ISSUER             YES              FOR                   FOR 

PROPOSAL #1.7: ELECT DIRECTOR JOHN F. OSBORNE                      ISSUER             YES              FOR                   FOR 

PROPOSAL #1.8: ELECT DIRECTOR JAMES W. ZUG                           ISSUER             YES              FOR                   FOR 

PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER             YES              FOR                   FOR 

OFFICERS' COMPENSATION

PROPOSAL #3: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                AMN Healthcare Services, Inc.

  TICKER:                AHS                                   CUSIP:    001744101 

  MEETING DATE:   4/24/2013                                                                                                             FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1.1: ELECT DIRECTOR MARK G. FOLETTA                      ISSUER             YES              FOR                   FOR 

PROPOSAL #1.2: ELECT DIRECTOR R. JEFFREY HARRIS                  ISSUER             YES              FOR                   FOR 

PROPOSAL #1.3: ELECT DIRECTOR MICHAEL M.E. JOHNS                ISSUER             YES              FOR                   FOR 

PROPOSAL #1.4: ELECT DIRECTOR MARTHA H. MARSH                      ISSUER             YES              FOR                   FOR 

PROPOSAL #1.5: ELECT DIRECTOR SUSAN R. SALKA                       ISSUER             YES              FOR                   FOR 

PROPOSAL #1.6: ELECT DIRECTOR ANDREW M. STERN                      ISSUER             YES              FOR                   FOR 

PROPOSAL #1.7: ELECT DIRECTOR PAUL E. WEAVER                       ISSUER             YES              FOR                   FOR 

PROPOSAL #1.8: ELECT DIRECTOR DOUGLAS D. WHEAT                    ISSUER             YES              FOR                   FOR 

PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER             YES              FOR                   FOR 

OFFICERS' COMPENSATION

PROPOSAL #3: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                Ampco-Pittsburgh Corporation

  TICKER:                AP                                     CUSIP:    032037103 

  MEETING DATE:   5/2/2013                                                                                                               FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

 


 

 

PROPOSAL #1.1: ELECT DIRECTOR LEONARD M. CARROLL                ISSUER             YES              FOR                   FOR 

PROPOSAL #1.2: ELECT DIRECTOR LAURENCE E. PAUL                    ISSUER             YES              FOR                   FOR 

PROPOSAL #1.3: ELECT DIRECTOR ERNEST G. SIDDONS                  ISSUER             YES              FOR                   FOR 

PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER             YES              FOR                   FOR 

OFFICERS' COMPENSATION

PROPOSAL #3: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                Amphenol Corporation

  TICKER:                APH                                   CUSIP:    032095101 

  MEETING DATE:   5/22/2013                                                                                                             FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1.1: ELECT DIRECTOR STANLEY L. CLARK                    ISSUER             YES              FOR                   FOR 

PROPOSAL #1.2: ELECT DIRECTOR DAVID P. FALCK                       ISSUER             YES              FOR                   FOR 

PROPOSAL #1.3: ELECT DIRECTOR EDWARD G. JEPSEN                    ISSUER             YES              FOR                   FOR 

PROPOSAL #1.4: ELECT DIRECTOR ANDREW E. LIETZ                      ISSUER             YES              FOR                   FOR 

PROPOSAL #1.5: ELECT DIRECTOR MARTIN H. LOEFFLER                ISSUER             YES              FOR                   FOR 

PROPOSAL #1.6: ELECT DIRECTOR JOHN R. LORD                           ISSUER             YES              FOR                   FOR 

PROPOSAL #2: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER             YES              FOR                   FOR 

OFFICERS' COMPENSATION

PROPOSAL #4: AMEND BYLAWS -- CALL SPECIAL MEETINGS         SHAREHOLDER         YES          AGAINST                FOR 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                Ampio Pharmaceuticals, Inc.

  TICKER:                AMPE                                 CUSIP:    03209T109 

  MEETING DATE:   12/15/2012                                                                                                           FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1.1: ELECT DIRECTOR MICHAEL MACALUSO                    ISSUER             YES              FOR                   FOR 

PROPOSAL #1.2: ELECT DIRECTOR DAVID BAR-OR                           ISSUER             YES              FOR                   FOR 

PROPOSAL #1.3: ELECT DIRECTOR  PHILIP H. COELHO                  ISSUER             YES         WITHHOLD            AGAINST 

PROPOSAL #1.4: ELECT DIRECTOR RICHARD B. GILES                    ISSUER             YES         WITHHOLD            AGAINST 

PROPOSAL #1.5: ELECT DIRECTOR DAVID R. STEVENS                    ISSUER             YES         WITHHOLD            AGAINST 

PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER             YES              FOR                   FOR 

OFFICERS' COMPENSATION

PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY             ISSUER             YES         ONE YEAR           AGAINST 

PROPOSAL #4: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

PROPOSAL #5: AMEND OMNIBUS STOCK PLAN                                    ISSUER             YES          AGAINST            AGAINST 

 


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                AmSurg Corp.

  TICKER:                AMSG                                 CUSIP:    03232P405 

  MEETING DATE:   5/23/2013                                                                                                             FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1.1: ELECT DIRECTOR JAMES A. DEAL                         ISSUER             YES              FOR                   FOR 

PROPOSAL #1.2: ELECT DIRECTOR STEVEN I. GERINGER                ISSUER             YES              FOR                   FOR 

PROPOSAL #1.3: ELECT DIRECTOR CLAIRE M. GULMI                      ISSUER             YES              FOR                   FOR 

PROPOSAL #1.4: ELECT DIRECTOR JOEY A. JACOBS                       ISSUER             YES              FOR                   FOR 

PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER             YES              FOR                   FOR 

OFFICERS' COMPENSATION

PROPOSAL #3: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                AMTECH SYSTEMS, INC.

  TICKER:                ASYS                                 CUSIP:    032332504 

  MEETING DATE:   3/7/2013                                                                                                               FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1.1: ELECT DIRECTOR JONG S. WHANG                         ISSUER             YES              FOR                   FOR 

PROPOSAL #1.2: ELECT DIRECTOR FOKKO PENTINGA                       ISSUER             YES              FOR                   FOR 

PROPOSAL #1.3: ELECT DIRECTOR MICHAEL GARNREITER                ISSUER             YES              FOR                   FOR 

PROPOSAL #1.4: ELECT DIRECTOR ALFRED W. GIESE                      ISSUER             YES              FOR                   FOR 

PROPOSAL #1.5: ELECT DIRECTOR EGBERT J. G. GOUDENA             ISSUER             YES              FOR                   FOR 

PROPOSAL #1.6: ELECT DIRECTOR ROBERT F. KING                       ISSUER             YES              FOR                   FOR 

PROPOSAL #2: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER             YES              FOR                   FOR 

OFFICERS' COMPENSATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                AmTrust Financial Services, Inc.

  TICKER:                AFSI                                 CUSIP:    032359309 

  MEETING DATE:   5/23/2013                                                                                                             FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1.1: ELECT DIRECTOR DONALD T. DECARLO                  ISSUER             YES              FOR                   FOR 

PROPOSAL #1.2: ELECT DIRECTOR SUSAN C. FISCH                       ISSUER             YES              FOR                   FOR 

PROPOSAL #1.3: ELECT DIRECTOR ABRAHAM GULKOWITZ                  ISSUER             YES              FOR                   FOR 

PROPOSAL #1.4: ELECT DIRECTOR GEORGE KARFUNKEL                    ISSUER             YES              FOR                   FOR 

PROPOSAL #1.5: ELECT DIRECTOR MICHAEL KARFUNKEL                  ISSUER             YES         WITHHOLD            AGAINST 

PROPOSAL #1.6: ELECT DIRECTOR JAY J. MILLER                         ISSUER             YES              FOR                   FOR 

PROPOSAL #1.7: ELECT DIRECTOR BARRY D. ZYSKIND                    ISSUER             YES              FOR                   FOR 

 


 

 

PROPOSAL #2: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

PROPOSAL #3: INCREASE AUTHORIZED COMMON STOCK                      ISSUER             YES              FOR                   FOR 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                Amyris, Inc.

  TICKER:                AMRS                                 CUSIP:    03236M101 

  MEETING DATE:   5/9/2013                                                                                                               FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1.1: ELECT DIRECTOR PHILIPPE BOISSEAU                  ISSUER             YES              FOR                   FOR 

PROPOSAL #1.2: ELECT DIRECTOR JOHN DOERR                              ISSUER             YES              FOR                   FOR 

PROPOSAL #1.3: ELECT DIRECTOR ARTHUR LEVINSON                      ISSUER             YES              FOR                   FOR 

PROPOSAL #2: INCREASE AUTHORIZED COMMON STOCK                      ISSUER             YES              FOR                   FOR 

PROPOSAL #3: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                Anacor Pharmaceuticals, Inc.

  TICKER:                ANAC                                 CUSIP:    032420101 

  MEETING DATE:   6/3/2013                                                                                                               FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1.1: ELECT DIRECTOR LUCY SHAPIRO                           ISSUER             YES              FOR                   FOR 

PROPOSAL #1.2: ELECT DIRECTOR PAUL L. BERNS                         ISSUER             YES              FOR                   FOR 

PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER             YES              FOR                   FOR 

OFFICERS' COMPENSATION

PROPOSAL #3: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                Anadarko Petroleum Corporation

  TICKER:                APC                                   CUSIP:    032511107 

  MEETING DATE:   5/14/2013                                                                                                             FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1a: ELECT DIRECTOR KEVIN P. CHILTON                      ISSUER             YES              FOR                   FOR 

PROPOSAL #1b: ELECT DIRECTOR LUKE R. CORBETT                       ISSUER             YES              FOR                   FOR 

PROPOSAL #1c: ELECT DIRECTOR H. PAULETT EBERHART                ISSUER             YES              FOR                   FOR 

PROPOSAL #1d: ELECT DIRECTOR PETER J. FLUOR                         ISSUER             YES              FOR                   FOR 

PROPOSAL #1e: ELECT DIRECTOR RICHARD L. GEORGE                    ISSUER             YES              FOR                   FOR 

PROPOSAL #1f: ELECT DIRECTOR PRESTON M. GEREN, III             ISSUER             YES              FOR                   FOR 

PROPOSAL #1g: ELECT DIRECTOR CHARLES W. GOODYEAR                ISSUER             YES              FOR                   FOR 

PROPOSAL #1h: ELECT DIRECTOR JOHN R. GORDON                         ISSUER             YES              FOR                   FOR 

PROPOSAL #1i: ELECT DIRECTOR ERIC D. MULLINS                       ISSUER             YES              FOR                   FOR 

PROPOSAL #1j: ELECT DIRECTOR PAULA ROSPUT REYNOLDS             ISSUER             YES              FOR                   FOR 

PROPOSAL #1k: ELECT DIRECTOR R. A. WALKER                             ISSUER             YES              FOR                   FOR 

 


 

 

PROPOSAL #2: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER             YES              FOR                   FOR 

OFFICERS' COMPENSATION

PROPOSAL #4: REPORT ON POLITICAL CONTRIBUTIONS                SHAREHOLDER         YES          ABSTAIN            AGAINST 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                ANADIGICS, Inc.

  TICKER:                ANAD                                 CUSIP:    032515108 

  MEETING DATE:   5/7/2013                                                                                                               FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1.1: ELECT DIRECTOR DAVID FELLOWS                         ISSUER             YES              FOR                   FOR 

PROPOSAL #1.2: ELECT DIRECTOR RONALD ROSENZWEIG                  ISSUER             YES              FOR                   FOR 

PROPOSAL #1.3: ELECT DIRECTOR LEWIS SOLOMON                         ISSUER             YES              FOR                   FOR 

PROPOSAL #2: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER             YES              FOR                   FOR 

OFFICERS' COMPENSATION

PROPOSAL #4: AMEND OMNIBUS STOCK PLAN                                    ISSUER             YES              FOR                   FOR 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                Analog Devices, Inc.

  TICKER:                ADI                                   CUSIP:    032654105 

  MEETING DATE:   3/13/2013                                                                                                             FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1a: ELECT DIRECTOR RAY STATA                                  ISSUER             YES              FOR                   FOR 

PROPOSAL #1b: ELECT DIRECTOR JERALD G. FISHMAN                    ISSUER             YES              FOR                   FOR 

PROPOSAL #1c: ELECT DIRECTOR JAMES A. CHAMPY                       ISSUER             YES              FOR                   FOR 

PROPOSAL #1d: ELECT DIRECTOR JOHN C. HODGSON                       ISSUER             YES              FOR                   FOR 

PROPOSAL #1e: ELECT DIRECTOR YVES-ANDRE ISTEL                      ISSUER             YES              FOR                   FOR 

PROPOSAL #1f: ELECT DIRECTOR NEIL NOVICH                              ISSUER             YES              FOR                   FOR 

PROPOSAL #1g: ELECT DIRECTOR F. GRANT SAVIERS                      ISSUER             YES              FOR                   FOR 

PROPOSAL #1h: ELECT DIRECTOR PAUL J. SEVERINO                      ISSUER             YES              FOR                   FOR 

PROPOSAL #1i: ELECT DIRECTOR KENTON J. SICCHITANO               ISSUER             YES              FOR                   FOR 

PROPOSAL #1j: ELECT DIRECTOR LISA T. SU                                ISSUER             YES              FOR                   FOR 

PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER             YES              FOR                   FOR 

OFFICERS' COMPENSATION

PROPOSAL #3: APPROVE EXECUTIVE INCENTIVE BONUS PLAN           ISSUER             YES              FOR                   FOR 

PROPOSAL #4: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

 


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                Analogic Corporation

  TICKER:                ALOG                                 CUSIP:    032657207 

  MEETING DATE:   1/22/2013                                                                                                             FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1a: ELECT DIRECTOR BERNARD C. BAILEY                    ISSUER             YES              FOR                   FOR 

PROPOSAL #1b: ELECT DIRECTOR JEFFREY P. BLACK                      ISSUER             YES              FOR                   FOR 

PROPOSAL #1c: ELECT DIRECTOR JAMES W. GREEN                         ISSUER             YES              FOR                   FOR 

PROPOSAL #1d: ELECT DIRECTOR JAMES J. JUDGE                         ISSUER             YES              FOR                   FOR 

PROPOSAL #1e: ELECT DIRECTOR KEVIN C. MELIA                         ISSUER             YES              FOR                   FOR 

PROPOSAL #1f: ELECT DIRECTOR MICHAEL T. MODIC                      ISSUER             YES              FOR                   FOR 

PROPOSAL #1g: ELECT DIRECTOR FRED B. PARKS                           ISSUER             YES              FOR                   FOR 

PROPOSAL #1h: ELECT DIRECTOR SOPHIE V. VANDEBROEK               ISSUER             YES              FOR                   FOR 

PROPOSAL #1i: ELECT DIRECTOR EDWARD F. VOBORIL                    ISSUER             YES              FOR                   FOR 

PROPOSAL #2: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER             YES              FOR                   FOR 

OFFICERS' COMPENSATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                Anaren, Inc.

  TICKER:                ANEN                                 CUSIP:    032744104 

  MEETING DATE:   11/7/2012                                                                                                             FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1.1: ELECT DIRECTOR CARL W. GERST                         ISSUER             YES              FOR                   FOR 

PROPOSAL #1.2: ELECT DIRECTOR DALE F. ECK                             ISSUER             YES              FOR                   FOR 

PROPOSAL #1.3: ELECT DIRECTOR JAMES G. GOULD                       ISSUER             YES              FOR                   FOR 

PROPOSAL #2: REQUIRE A MAJORITY VOTE FOR THE ELECTION   SHAREHOLDER         YES              FOR                   N/A 

 OF DIRECTORS

PROPOSAL #3: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                Ancestry.com Inc.

  TICKER:                ACOM                                 CUSIP:    032803108 

  MEETING DATE:   12/27/2012                                                                                                           FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1: APPROVE MERGER AGREEMENT                                    ISSUER             YES              FOR                   FOR 

PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES                  ISSUER             YES          AGAINST            AGAINST 

PROPOSAL #3: ADJOURN MEETING                                                   ISSUER             YES              FOR                   FOR 

 


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                Angie's List, Inc.

  TICKER:                ANGI                                 CUSIP:    034754101 

  MEETING DATE:   5/7/2013                                                                                                               FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1.1: ELECT DIRECTOR JOHN W. BIDDINGER                  ISSUER             YES              FOR                   FOR 

PROPOSAL #1.2: ELECT DIRECTOR ANGELA R. HICKS BOWMAN         ISSUER             YES              FOR                   FOR 

PROPOSAL #1.3: ELECT DIRECTOR STEVEN M. KAPNER                    ISSUER             YES              FOR                   FOR 

PROPOSAL #1.4: ELECT DIRECTOR KEITH J. KRACH                       ISSUER             YES              FOR                   FOR 

PROPOSAL #2: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER             YES              FOR                   FOR 

OFFICERS' COMPENSATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                AngioDynamics, Inc.

  TICKER:                ANGO                                 CUSIP:    03475V101 

  MEETING DATE:   10/22/2012                                                                                                           FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1.1: ELECT DIRECTOR DAVID BURGSTAHLER                  ISSUER             YES              FOR                   FOR 

PROPOSAL #1.2: ELECT DIRECTOR WESLEY E. JOHNSON, JR.         ISSUER             YES              FOR                   FOR 

PROPOSAL #1.3: ELECT DIRECTOR STEVEN R. LAPORTE                  ISSUER             YES              FOR                   FOR 

PROPOSAL #2: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

PROPOSAL #3: AMEND OMNIBUS STOCK PLAN                                    ISSUER             YES              FOR                   FOR 

PROPOSAL #4: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE         ISSUER             YES              FOR                   FOR 

PLAN

PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER             YES              FOR                   FOR 

OFFICERS' COMPENSATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                Anika Therapeutics, Inc.

  TICKER:                ANIK                                 CUSIP:    035255108 

  MEETING DATE:   6/18/2013                                                                                                             FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1.1: ELECT DIRECTOR RAYMOND J. LAND                      ISSUER             YES              FOR                   FOR 

PROPOSAL #1.2: ELECT DIRECTOR JOHN C. MORAN                         ISSUER             YES              FOR                   FOR 

PROPOSAL #2: AMEND OMNIBUS STOCK PLAN                                    ISSUER             YES              FOR                   FOR 

PROPOSAL #3: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER             YES              FOR                   FOR 

OFFICERS' COMPENSATION

 


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                Anixter International Inc.

  TICKER:                AXE                                   CUSIP:    035290105 

  MEETING DATE:   5/9/2013                                                                                                               FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1.1: ELECT DIRECTOR LORD JAMES BLYTH                    ISSUER             YES              FOR                   FOR 

PROPOSAL #1.2: ELECT DIRECTOR FREDERIC F. BRACE                  ISSUER             YES              FOR                   FOR 

PROPOSAL #1.3: ELECT DIRECTOR LINDA WALKER BYNOE                ISSUER             YES              FOR                   FOR 

PROPOSAL #1.4: ELECT DIRECTOR ROBERT J. ECK                         ISSUER             YES              FOR                   FOR 

PROPOSAL #1.5: ELECT DIRECTOR ROBERT W. GRUBBS                    ISSUER             YES              FOR                   FOR 

PROPOSAL #1.6: ELECT DIRECTOR F. PHILIP HANDY                      ISSUER             YES              FOR                   FOR 

PROPOSAL #1.7: ELECT DIRECTOR MELVYN N. KLEIN                      ISSUER             YES              FOR                   FOR 

PROPOSAL #1.8: ELECT DIRECTOR GEORGE MUNOZ                           ISSUER             YES              FOR                   FOR 

PROPOSAL #1.9: ELECT DIRECTOR STUART M. SLOAN                      ISSUER             YES              FOR                   FOR 

PROPOSAL #1.10: ELECT DIRECTOR MATTHEW ZELL                         ISSUER             YES              FOR                   FOR 

PROPOSAL #1.11: ELECT DIRECTOR SAMUEL ZELL                           ISSUER             YES              FOR                   FOR 

PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER             YES              FOR                   FOR 

OFFICERS' COMPENSATION

PROPOSAL #3: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                ANN INC.

  TICKER:                ANN                                   CUSIP:    035623107 

  MEETING DATE:   5/30/2013                                                                                                             FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1a: ELECT DIRECTOR MICHELLE GASS                           ISSUER             YES              FOR                   FOR 

PROPOSAL #1b: ELECT DIRECTOR DANIEL W. YIH                           ISSUER             YES              FOR                   FOR 

PROPOSAL #1c: ELECT DIRECTOR MICHAEL C. PLANSKY                  ISSUER             YES              FOR                   FOR 

PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER             YES              FOR                   FOR 

OFFICERS' COMPENSATION

PROPOSAL #3: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

PROPOSAL #4: DECLASSIFY THE BOARD OF DIRECTORS                    ISSUER             YES              FOR                   FOR 

PROPOSAL #5: AMEND OMNIBUS STOCK PLAN                                    ISSUER             YES              FOR                   FOR 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                Annaly Capital Management, Inc.

  TICKER:                NLY                                   CUSIP:    035710409 

  MEETING DATE:   5/23/2013                                                                                                             FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1.1: ELECT DIRECTOR KEVIN P. BRADY                       ISSUER             YES              FOR                   FOR 

 


 

 

PROPOSAL #1.2: ELECT DIRECTOR E. WAYNE NORDBERG                  ISSUER             YES              FOR                   FOR 

PROPOSAL #1.3: ELECT DIRECTOR KEVIN G. KEYES                       ISSUER             YES              FOR                   FOR 

PROPOSAL #1.4: ELECT DIRECTOR JOHN H. SCHAEFER                    ISSUER             YES              FOR                   FOR 

PROPOSAL #2: APPROVE MANAGEMENT EXTERNALIZATION                 ISSUER             YES              FOR                   FOR 

PROPOSAL

PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER             YES          AGAINST            AGAINST 

OFFICERS' COMPENSATION

PROPOSAL #4: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                ANSYS, Inc.

  TICKER:                ANSS                                 CUSIP:    03662Q105 

  MEETING DATE:   5/22/2013                                                                                                             FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1.1: ELECT DIRECTOR RONALD W. HOVSEPIAN               ISSUER             YES              FOR                   FOR 

PROPOSAL #1.2: ELECT DIRECTOR MICHAEL C. THURK                    ISSUER             YES              FOR                   FOR 

PROPOSAL #1.3: ELECT DIRECTOR BARBARA V. SCHERER                ISSUER             YES              FOR                   FOR 

PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER             YES              FOR                   FOR 

OFFICERS' COMPENSATION

PROPOSAL #3: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                Antares Pharma, Inc.

  TICKER:                ATRS                                 CUSIP:    036642106 

  MEETING DATE:   5/22/2013                                                                                                             FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1.1: ELECT DIRECTOR THOMAS J. GARRITY                  ISSUER             YES              FOR                   FOR 

PROPOSAL #1.2: ELECT DIRECTOR JACQUES GONELLA                      ISSUER             YES              FOR                   FOR 

PROPOSAL #1.3: ELECT DIRECTOR MARVIN SAMSON                         ISSUER             YES              FOR                   FOR 

PROPOSAL #2: AMEND OMNIBUS STOCK PLAN                                    ISSUER             YES              FOR                   FOR 

PROPOSAL #3: INCREASE AUTHORIZED COMMON STOCK                      ISSUER             YES              FOR                   FOR 

PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER             YES              FOR                   FOR 

OFFICERS' COMPENSATION

PROPOSAL #5: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                Anthera Pharmaceuticals, Inc.

  TICKER:                ANTH                                 CUSIP:    03674U102 

  MEETING DATE:   10/1/2012                                                                                                             FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1: INCREASE AUTHORIZED COMMON STOCK                      ISSUER             YES          AGAINST            AGAINST 

PROPOSAL #2: ADJOURN MEETING                                                   ISSUER             YES          AGAINST            AGAINST 

 


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                Anthera Pharmaceuticals, Inc.

  TICKER:                ANTH                                 CUSIP:    03674U102 

  MEETING DATE:   5/16/2013                                                                                                             FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1.1: ELECT DIRECTOR DAVID E. THOMPSON                  ISSUER             YES              FOR                   FOR 

PROPOSAL #1.2: ELECT DIRECTOR SANFORD ZWEIFACH                    ISSUER             YES              FOR                   FOR 

PROPOSAL #2: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

PROPOSAL #3: APPROVE REVERSE STOCK SPLIT                              ISSUER             YES              FOR                   FOR 

PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN                                ISSUER             YES              FOR                   FOR 

PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER             YES              FOR                   FOR 

OFFICERS' COMPENSATION

PROPOSAL #6: ADVISORY VOTE ON SAY ON PAY FREQUENCY             ISSUER             YES         ONE YEAR           AGAINST 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                Anworth Mortgage Asset Corporation

  TICKER:                ANH                                   CUSIP:    037347101 

  MEETING DATE:   5/22/2013                                                                                                             FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1.1: ELECT DIRECTOR LLOYD MCADAMS                         ISSUER             YES              FOR                   FOR 

PROPOSAL #1.2: ELECT DIRECTOR LEE A. AULT, III                    ISSUER             YES              FOR                   FOR 

PROPOSAL #1.3: ELECT DIRECTOR CHARLES H. BLACK                    ISSUER             YES              FOR                   FOR 

PROPOSAL #1.4: ELECT DIRECTOR JOE E. DAVIS                           ISSUER             YES              FOR                   FOR 

PROPOSAL #1.5: ELECT DIRECTOR ROBERT C. DAVIS                      ISSUER             YES              FOR                   FOR 

PROPOSAL #1.6: ELECT DIRECTOR JOSEPH E. MCADAMS                  ISSUER             YES              FOR                   FOR 

PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER             YES              FOR                   FOR 

OFFICERS' COMPENSATION

PROPOSAL #3: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                AOL Inc.

  TICKER:                AOL                                   CUSIP:    00184X105 

  MEETING DATE:   5/3/2013                                                                                                               FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1.1: ELECT DIRECTOR TIM ARMSTRONG                         ISSUER             YES              FOR                   FOR 

PROPOSAL #1.2: ELECT DIRECTOR RICHARD DALZELL                      ISSUER             YES              FOR                   FOR 

PROPOSAL #1.3: ELECT DIRECTOR ALBERTO IBARGUEN                    ISSUER             YES              FOR                   FOR 

PROPOSAL #1.4: ELECT DIRECTOR HUGH F. JOHNSTON                    ISSUER             YES              FOR                   FOR 

PROPOSAL #1.5: ELECT DIRECTOR DAWN G. LEPORE                       ISSUER             YES              FOR                   FOR 

PROPOSAL #1.6: ELECT DIRECTOR PATRICIA MITCHELL                  ISSUER             YES              FOR                   FOR 

 


 

 

PROPOSAL #1.7: ELECT DIRECTOR FREDRIC REYNOLDS                    ISSUER             YES              FOR                   FOR 

PROPOSAL #1.8: ELECT DIRECTOR JAMES STENGEL                         ISSUER             YES              FOR                   FOR 

PROPOSAL #2: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER             YES              FOR                   FOR 

OFFICERS' COMPENSATION

PROPOSAL #4: ADOPT NOL RIGHTS PLAN (NOL PILL)                      ISSUER             YES              FOR                   FOR 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                Aon plc

  TICKER:                AON                                   CUSIP:    G0408V102 

  MEETING DATE:   5/17/2013                                                                                                             FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1.1: ELECT LESTER B. KNIGHT AS DIRECTOR               ISSUER             YES              FOR                   FOR 

PROPOSAL #1.2: ELECT GREGORY C. CASE AS DIRECTOR                ISSUER             YES              FOR                   FOR 

PROPOSAL #1.3: ELECT FULVIO CONTI AS DIRECTOR                      ISSUER             YES              FOR                   FOR 

PROPOSAL #1.4: ELECT CHERYL A. FRANCIS AS DIRECTOR             ISSUER             YES              FOR                   FOR 

PROPOSAL #1.5: ELECT EDGAR D. JANNOTTA AS DIRECTOR             ISSUER             YES              FOR                   FOR 

PROPOSAL #1.6: ELECT J. MICHAEL LOSH AS DIRECTOR                ISSUER             YES              FOR                   FOR 

PROPOSAL #1.7: ELECT ROBERT S. MORRISON AS DIRECTOR           ISSUER             YES              FOR                   FOR 

PROPOSAL #1.8: ELECT RICHARD B. MYERS AS DIRECTOR               ISSUER             YES              FOR                   FOR 

PROPOSAL #1.9: ELECT RICHARD C. NOTEBAERT AS DIRECTOR        ISSUER             YES              FOR                   FOR 

PROPOSAL #1.10: ELECT GLORIA SANTONA AS DIRECTOR                ISSUER             YES              FOR                   FOR 

PROPOSAL #1.11: ELECT CAROLYN Y. WOO AS DIRECTOR                ISSUER             YES              FOR                   FOR 

PROPOSAL #2: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER             YES              FOR                   FOR 

STATUTORY REPORTS

PROPOSAL #3: RATIFY ERNST AND YOUNG LLP AS AON'S                ISSUER             YES              FOR                   FOR 

AUDITORS

PROPOSAL #4: RATIFY ERNST AND YOUNG LLP AS AON'S U.K.        ISSUER             YES              FOR                   FOR 

 STATUTORY AUDITOR

PROPOSAL #5: AUTHORIZE BOARD TO FIX REMUNERATION OF          ISSUER             YES              FOR                   FOR 

INTERNAL STATUTORY AUDITORS

PROPOSAL #6: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER             YES              FOR                   FOR 

OFFICERS' COMPENSATION

PROPOSAL #7: ADVISORY VOTE TO RATIFY DIRECTORS'                 ISSUER             YES              FOR                   FOR 

REMUNERATION REPORT

PROPOSAL #8: APPROVE NONQUALIFIED EMPLOYEE STOCK                ISSUER             YES              FOR                   FOR 

PURCHASE PLAN

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                Apache Corporation

  TICKER:                APA                                   CUSIP:    037411105 

  MEETING DATE:   5/16/2013                                                                                                             FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1: ELECT DIRECTOR EUGENE C. FIEDOREK                    ISSUER             YES              FOR                   FOR 

 


 

 

PROPOSAL #2: ELECT DIRECTOR CHANSOO JOUNG                             ISSUER             YES              FOR                   FOR 

PROPOSAL #3: ELECT DIRECTOR WILLIAM C. MONTGOMERY               ISSUER             YES              FOR                   FOR 

PROPOSAL #4: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER             YES              FOR                   FOR 

OFFICERS' COMPENSATION

PROPOSAL #6: AMEND OMNIBUS STOCK PLAN                                    ISSUER             YES              FOR                   FOR 

PROPOSAL #7: DECLASSIFY THE BOARD OF DIRECTORS                    ISSUER             YES              FOR                   FOR 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                APARTMENT INVESTMENT AND MANAGEMENT COMPANY

  TICKER:                AIV                                   CUSIP:    03748R101 

  MEETING DATE:   4/30/2013                                                                                                             FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1.1: ELECT DIRECTOR JAMES N. BAILEY                      ISSUER             YES              FOR                   FOR 

PROPOSAL #1.2: ELECT DIRECTOR TERRY CONSIDINE                      ISSUER             YES              FOR                   FOR 

PROPOSAL #1.3: ELECT DIRECTOR THOMAS L. KELTNER                  ISSUER             YES              FOR                   FOR 

PROPOSAL #1.4: ELECT DIRECTOR J. LANDIS MARTIN                    ISSUER             YES              FOR                   FOR 

PROPOSAL #1.5: ELECT DIRECTOR ROBERT A. MILLER                    ISSUER             YES              FOR                   FOR 

PROPOSAL #1.6: ELECT DIRECTOR KATHLEEN M. NELSON                ISSUER             YES              FOR                   FOR 

PROPOSAL #1.7: ELECT DIRECTOR MICHAEL A. STEIN                    ISSUER             YES              FOR                   FOR 

PROPOSAL #2: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER             YES              FOR                   FOR 

OFFICERS' COMPENSATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                Apco Oil and Gas International Inc.

  TICKER:                APAGF                               CUSIP:    G0471F109 

  MEETING DATE:   5/7/2013                                                                                                               FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1: ELECT DIRECTOR BRYAN K. GUDERIAN                      ISSUER             YES              FOR                   FOR 

PROPOSAL #2: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER             YES              FOR                   FOR 

OFFICERS' COMPENSATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                API Technologies Corp.

  TICKER:                ATNY                                 CUSIP:    00187E203 

  MEETING DATE:   3/22/2013                                                                                                             FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1.1: ELECT DIRECTOR MATTHEW E. AVRIL                    ISSUER             YES              FOR                   FOR 

PROPOSAL #1.2: ELECT DIRECTOR KENTON W. FISKE                      ISSUER             YES              FOR                   FOR 

PROPOSAL #1.3: ELECT DIRECTOR BRIAN R. KAHN                         ISSUER             YES              FOR                   FOR 

 


 

 

PROPOSAL #1.4: ELECT DIRECTOR MELVIN L. KEATING                  ISSUER             YES              FOR                   FOR 

PROPOSAL #1.5: ELECT DIRECTOR KENNETH J. KRIEG                    ISSUER             YES              FOR                   FOR 

PROPOSAL #2: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER             YES              FOR                   FOR 

OFFICERS' COMPENSATION

PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY             ISSUER             YES         ONE YEAR              FOR 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                Apogee Enterprises, Inc.

  TICKER:                APOG                                 CUSIP:    037598109 

  MEETING DATE:   6/26/2013                                                                                                             FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1.1: ELECT DIRECTOR JEROME L. DAVIS                      ISSUER             YES              FOR                   FOR 

PROPOSAL #1.2: ELECT DIRECTOR SARA L. HAYS                           ISSUER             YES              FOR                   FOR 

PROPOSAL #1.3: ELECT DIRECTOR RICHARD V. REYNOLDS               ISSUER             YES              FOR                   FOR 

PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER             YES              FOR                   FOR 

OFFICERS' COMPENSATION

PROPOSAL #3: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                Apollo Commercial Real Estate Finance, Inc.

  TICKER:                ARI                                   CUSIP:    03762U105 

  MEETING DATE:   5/2/2013                                                                                                               FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1.1: ELECT DIRECTOR DOUGLAS D. ABBEY                    ISSUER             YES              FOR                   FOR 

PROPOSAL #1.2: ELECT DIRECTOR JOSEPH F. AZRACK                    ISSUER             YES              FOR                   FOR 

PROPOSAL #1.3: ELECT DIRECTOR MARK C. BIDERMAN                    ISSUER             YES              FOR                   FOR 

PROPOSAL #1.4: ELECT DIRECTOR ALICE M. CONNELL                    ISSUER             YES              FOR                   FOR 

PROPOSAL #1.5: ELECT DIRECTOR ERIC L. PRESS                         ISSUER             YES              FOR                   FOR 

PROPOSAL #1.6: ELECT DIRECTOR MICHAEL E. SALVATI                ISSUER             YES              FOR                   FOR 

PROPOSAL #1.7: ELECT DIRECTOR STUART A. ROTHSTEIN               ISSUER             YES              FOR                   FOR 

PROPOSAL #2: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER             YES              FOR                   FOR 

OFFICERS' COMPENSATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                Apollo Investment Corporation

  TICKER:                AINV                                 CUSIP:    03761U106 

  MEETING DATE:   9/5/2012                                                                                                               FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1.1: ELECT DIRECTOR JOHN J. HANNAN                       ISSUER             YES              FOR                   FOR 

PROPOSAL #1.2: ELECT DIRECTOR JAMES C. ZELTER                      ISSUER             YES              FOR                   FOR 

 


 

 

PROPOSAL #1.3: ELECT DIRECTOR ASHOK N. BAKHRU                      ISSUER             YES              FOR                   FOR 

PROPOSAL #2: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

PROPOSAL #3: APPROVE ISSUANCE OF SHARES BELOW NET              ISSUER             YES              FOR                   FOR 

ASSET VALUE (NAV)

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                Apollo Residential Mortgage, Inc.

  TICKER:                AMTG                                 CUSIP:    03763V102 

  MEETING DATE:   5/7/2013                                                                                                               FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1.1: ELECT DIRECTOR MARC E. BECKER                       ISSUER             YES              FOR                   FOR 

PROPOSAL #1.2: ELECT DIRECTOR MARK C. BIDERMAN                    ISSUER             YES              FOR                   FOR 

PROPOSAL #1.3: ELECT DIRECTOR FREDERICK N. KHEDOURI           ISSUER             YES              FOR                   FOR 

PROPOSAL #1.4: ELECT DIRECTOR JUSTIN STEVENS                       ISSUER             YES              FOR                   FOR 

PROPOSAL #1.5: ELECT DIRECTOR HOPE S. TAITZ                         ISSUER             YES              FOR                   FOR 

PROPOSAL #1.6: ELECT DIRECTOR FREDERICK J. KLEISNER           ISSUER             YES              FOR                   FOR 

PROPOSAL #1.7: ELECT DIRECTOR THOMAS D. CHRISTOPOUL           ISSUER             YES              FOR                   FOR 

PROPOSAL #2: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER             YES              FOR                   FOR 

OFFICERS' COMPENSATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                Apple Inc.

  TICKER:                AAPL                                 CUSIP:    037833100 

  MEETING DATE:   2/27/2013                                                                                                             FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1.1: ELECT DIRECTOR WILLIAM CAMPBELL                    ISSUER             YES              FOR                   FOR 

PROPOSAL #1.2: ELECT DIRECTOR TIMOTHY COOK                           ISSUER             YES              FOR                   FOR 

PROPOSAL #1.3: ELECT DIRECTOR MILLARD DREXLER                      ISSUER             YES         WITHHOLD            AGAINST 

PROPOSAL #1.4: ELECT DIRECTOR AL GORE                                    ISSUER             YES         WITHHOLD            AGAINST 

PROPOSAL #1.5: ELECT DIRECTOR ROBERT IGER                             ISSUER             YES              FOR                   FOR 

PROPOSAL #1.6: ELECT DIRECTOR ANDREA JUNG                             ISSUER             YES         WITHHOLD            AGAINST 

PROPOSAL #1.7: ELECT DIRECTOR ARTHUR LEVINSON                      ISSUER             YES              FOR                   FOR 

PROPOSAL #1.8: ELECT DIRECTOR RONALD SUGAR                           ISSUER             YES              FOR                   FOR 

PROPOSAL #2: AMEND ARTICLES OF INCORPORATION                       ISSUER             YES              FOR                   FOR 

PROPOSAL #3: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER             YES          AGAINST            AGAINST 

OFFICERS' COMPENSATION

PROPOSAL #5: STOCK RETENTION/HOLDING PERIOD                     SHAREHOLDER         YES          AGAINST                FOR 

PROPOSAL #6: ESTABLISH BOARD COMMITTEE ON HUMAN RIGHTS  SHAREHOLDER         YES          AGAINST                FOR 

 


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                Applied Industrial Technologies, Inc.

  TICKER:                AIT                                   CUSIP:    03820C105 

  MEETING DATE:   10/23/2012                                                                                                           FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1.1: ELECT DIRECTOR PETER A. DORSMAN                    ISSUER             YES              FOR                   FOR 

PROPOSAL #1.2: ELECT DIRECTOR J. MICHAEL MOORE                    ISSUER             YES              FOR                   FOR 

PROPOSAL #1.3: ELECT DIRECTOR VINCENT K. PETRELLA               ISSUER             YES              FOR                   FOR 

PROPOSAL #1.4: ELECT DIRECTOR JERRY SUE THORNTON                ISSUER             YES              FOR                   FOR 

PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER             YES              FOR                   FOR 

OFFICERS' COMPENSATION

PROPOSAL #3: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                Applied Materials, Inc.

  TICKER:                AMAT                                 CUSIP:    038222105 

  MEETING DATE:   3/5/2013                                                                                                               FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1a: ELECT DIRECTOR AART J. DE GEUS                       ISSUER             YES              FOR                   FOR 

PROPOSAL #1b: ELECT DIRECTOR STEPHEN R. FORREST                  ISSUER             YES              FOR                   FOR 

PROPOSAL #1c: ELECT DIRECTOR THOMAS J. IANNOTTI                  ISSUER             YES              FOR                   FOR 

PROPOSAL #1d: ELECT DIRECTOR SUSAN M. JAMES                         ISSUER             YES              FOR                   FOR 

PROPOSAL #1e: ELECT DIRECTOR ALEXANDER A. KARSNER               ISSUER             YES              FOR                   FOR 

PROPOSAL #1f: ELECT DIRECTOR GERHARD H. PARKER                    ISSUER             YES              FOR                   FOR 

PROPOSAL #1g: ELECT DIRECTOR DENNIS D. POWELL                      ISSUER             YES              FOR                   FOR 

PROPOSAL #1h: ELECT DIRECTOR WILLEM P. ROELANDTS                ISSUER             YES              FOR                   FOR 

PROPOSAL #1i: ELECT DIRECTOR JAMES E. ROGERS                       ISSUER             YES              FOR                   FOR 

PROPOSAL #1j: ELECT DIRECTOR MICHAEL R. SPLINTER                ISSUER             YES              FOR                   FOR 

PROPOSAL #1k: ELECT DIRECTOR ROBERT H. SWAN                         ISSUER             YES              FOR                   FOR 

PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER             YES              FOR                   FOR 

OFFICERS' COMPENSATION

PROPOSAL #3: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                Applied Micro Circuits Corporation

  TICKER:                AMCC                                 CUSIP:    03822W406 

  MEETING DATE:   8/14/2012                                                                                                             FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1: ELECT DIRECTOR CESAR CESARATTO                         ISSUER             YES              FOR                   FOR 

PROPOSAL #2: ELECT DIRECTOR H.K. DESAI                                  ISSUER             YES              FOR                   FOR 

 


 

 

PROPOSAL #3: ELECT DIRECTOR PARAMESH GOPI                             ISSUER             YES              FOR                   FOR 

PROPOSAL #4: ELECT DIRECTOR PAUL R. GRAY                              ISSUER             YES              FOR                   FOR 

PROPOSAL #5: ELECT DIRECTOR FRED SHLAPAK                              ISSUER             YES              FOR                   FOR 

PROPOSAL #6: ELECT DIRECTOR ROBERT F. SPROULL                      ISSUER             YES              FOR                   FOR 

PROPOSAL #7: ELECT DIRECTOR ARTHUR B. STABENOW                    ISSUER             YES              FOR                   FOR 

PROPOSAL #8: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

PROPOSAL #9: APPROVE QUALIFIED EMPLOYEE STOCK                     ISSUER             YES              FOR                   FOR 

PURCHASE PLAN

PROPOSAL #10: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE        ISSUER             YES              FOR                   FOR 

 OFFICERS' COMPENSATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                Approach Resources Inc.

  TICKER:                AREX                                 CUSIP:    03834A103 

  MEETING DATE:   5/30/2013                                                                                                             FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1.1: ELECT DIRECTOR J. ROSS CRAFT                         ISSUER             YES              FOR                   FOR 

PROPOSAL #1.2: ELECT DIRECTOR BRYAN H. LAWRENCE                  ISSUER             YES              FOR                   FOR 

PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER             YES              FOR                   FOR 

OFFICERS' COMPENSATION

PROPOSAL #3: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                Apricus Biosciences, Inc.

  TICKER:                APRI                                 CUSIP:    03832V109 

  MEETING DATE:   5/15/2013                                                                                                             FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1.1: ELECT DIRECTOR KLEANTHIS G.                          ISSUER             YES              FOR                   FOR 

XANTHOPOULOS

PROPOSAL #1.2: ELECT DIRECTOR PAUL V. MAIER                         ISSUER             YES              FOR                   FOR 

PROPOSAL #2: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER             YES              FOR                   FOR 

OFFICERS' COMPENSATION

PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY             ISSUER             YES         ONE YEAR           AGAINST 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                AptarGroup, Inc.

  TICKER:                ATR                                   CUSIP:    038336103 

  MEETING DATE:   5/8/2013                                                                                                               FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1.1: ELECT DIRECTOR ALAIN CHEVASSUS                      ISSUER             YES              FOR                   FOR 

PROPOSAL #1.2: ELECT DIRECTOR STEPHEN J. HAGGE                    ISSUER             YES              FOR                   FOR 

PROPOSAL #1.3: ELECT DIRECTOR GIOVANNA KAMPOURI MONNAS      ISSUER             YES              FOR                   FOR 

 


 

 

PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER             YES              FOR                   FOR 

OFFICERS' COMPENSATION

PROPOSAL #3: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

PROPOSAL #4: APPROVE EXECUTIVE INCENTIVE BONUS PLAN           ISSUER             YES              FOR                   FOR 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                AQUA AMERICA, INC.

  TICKER:                WTR                                   CUSIP:    03836W103 

  MEETING DATE:   5/8/2013                                                                                                               FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1.1: ELECT DIRECTOR NICK DEBENEDICTIS                  ISSUER             YES              FOR                   FOR 

PROPOSAL #1.2: ELECT DIRECTOR RICHARD GLANTON                      ISSUER             YES              FOR                   FOR 

PROPOSAL #1.3: ELECT DIRECTOR LON GREENBERG                         ISSUER             YES              FOR                   FOR 

PROPOSAL #1.4: ELECT DIRECTOR WILLIAM HANKOWSKY                  ISSUER             YES              FOR                   FOR 

PROPOSAL #1.5: ELECT DIRECTOR WENDELL HOLLAND                      ISSUER             YES              FOR                   FOR 

PROPOSAL #1.6: ELECT DIRECTOR ANDREW SORDONI, III               ISSUER             YES              FOR                   FOR 

PROPOSAL #2: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER             YES              FOR                   FOR 

OFFICERS' COMPENSATION

PROPOSAL #4: ADOPT POLICY ON HUMAN RIGHT TO WATER          SHAREHOLDER         YES          AGAINST                FOR 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                Arabian American Development Company

  TICKER:                ARSD                                 CUSIP:    038465100 

  MEETING DATE:   6/5/2013                                                                                                               FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1.1: ELECT DIRECTOR GHAZI SULTAN                           ISSUER             YES              FOR                   FOR 

PROPOSAL #1.2: ELECT DIRECTOR GARY K. ADAMS                         ISSUER             YES              FOR                   FOR 

PROPOSAL #2: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER             YES              FOR                   FOR 

OFFICERS' COMPENSATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                Arbitron Inc.

  TICKER:                ARB                                   CUSIP:    03875Q108 

  MEETING DATE:   4/16/2013                                                                                                             FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1: APPROVE MERGER AGREEMENT                                    ISSUER             YES              FOR                   FOR 

PROPOSAL #2: ADJOURN MEETING                                                   ISSUER             YES              FOR                   FOR 

PROPOSAL #3: ADVISORY VOTE ON GOLDEN PARACHUTES                  ISSUER             YES          AGAINST            AGAINST 

 


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                Arbitron Inc.

  TICKER:                ARB                                   CUSIP:    03875Q108 

  MEETING DATE:   5/21/2013                                                                                                             FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1.1: ELECT DIRECTOR SHELLYE L. ARCHAMBEAU           ISSUER             YES              FOR                   FOR 

PROPOSAL #1.2: ELECT DIRECTOR SEAN R. CREAMER                      ISSUER             YES              FOR                   FOR 

PROPOSAL #1.3: ELECT DIRECTOR DAVID W. DEVONSHIRE               ISSUER             YES              FOR                   FOR 

PROPOSAL #1.4: ELECT DIRECTOR JOHN A. DIMLING                      ISSUER             YES              FOR                   FOR 

PROPOSAL #1.5: ELECT DIRECTOR ERICA FARBER                           ISSUER             YES              FOR                   FOR 

PROPOSAL #1.6: ELECT DIRECTOR RONALD G. GARRIQUES               ISSUER             YES              FOR                   FOR 

PROPOSAL #1.7: ELECT DIRECTOR PHILIP GUARASCIO                    ISSUER             YES              FOR                   FOR 

PROPOSAL #1.8: ELECT DIRECTOR WILLIAM T. KERR                      ISSUER             YES              FOR                   FOR 

PROPOSAL #1.9: ELECT DIRECTOR LARRY E. KITTELBERGER           ISSUER             YES              FOR                   FOR 

PROPOSAL #1.10: ELECT DIRECTOR LUIS G. NOGALES                    ISSUER             YES              FOR                   FOR 

PROPOSAL #1.11: ELECT DIRECTOR RICHARD A. POST                    ISSUER             YES              FOR                   FOR 

PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER             YES              FOR                   FOR 

OFFICERS' COMPENSATION

PROPOSAL #3: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                Arbor Realty Trust, Inc.

  TICKER:                ABR                                   CUSIP:    038923108 

  MEETING DATE:   5/22/2013                                                                                                             FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1.1: ELECT DIRECTOR ARCHIE R. DYKES                      ISSUER             YES              FOR                   FOR 

PROPOSAL #1.2: ELECT DIRECTOR JOSEPH MARTELLO                      ISSUER             YES              FOR                   FOR 

PROPOSAL #1.3: ELECT DIRECTOR STANLEY KREITMAN                    ISSUER             YES              FOR                   FOR 

PROPOSAL #2: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                ARC Document Solutions, Inc.

  TICKER:                ARC                                   CUSIP:    00191G103 

  MEETING DATE:   5/3/2013                                                                                                               FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1.1: ELECT DIRECTOR KUMARAKULASINGAM                   ISSUER             YES              FOR                   FOR 

SURIYAKUMAR

PROPOSAL #1.2: ELECT DIRECTOR THOMAS J. FORMOLO                  ISSUER             YES              FOR                   FOR 

PROPOSAL #1.3: ELECT DIRECTOR DEWITT KERRY MCCLUGGAGE        ISSUER             YES              FOR                   FOR 

PROPOSAL #1.4: ELECT DIRECTOR JAMES F. MCNULTY                    ISSUER             YES              FOR                   FOR 

 


 

 

PROPOSAL #1.5: ELECT DIRECTOR MARK W. MEALY                         ISSUER             YES              FOR                   FOR 

PROPOSAL #1.6: ELECT DIRECTOR MANUEL PEREZ DE LA MESA        ISSUER             YES              FOR                   FOR 

PROPOSAL #1.7: ELECT DIRECTOR ERIBERTO R. SCOCIMARA           ISSUER             YES              FOR                   FOR 

PROPOSAL #2: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER             YES              FOR                   FOR 

OFFICERS' COMPENSATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                Arch Capital Group Ltd.

  TICKER:                ACGL                                 CUSIP:    G0450A105 

  MEETING DATE:   5/9/2013                                                                                                               FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1a: ELECT DIRECTOR JOHN L. BUNCE, JR.                  ISSUER             YES              FOR                   FOR 

PROPOSAL #1b: ELECT DIRECTOR YIORGOS LILLIKAS                      ISSUER             YES              FOR                   FOR 

PROPOSAL #1c: ELECT DIRECTOR DEANNA M. MULLIGAN                  ISSUER             YES              FOR                   FOR 

PROPOSAL #2a: ELECT DIRECTOR ANTHONY ASQUITH AS                 ISSUER             YES              FOR                   FOR 

DESIGNATED COMPANY DIRECTOR OF NON-U.S. SUBSIDIARIES

PROPOSAL #2b: ELECT DIRECTOR EDGARDO BALOIS AS                   ISSUER             YES              FOR                   FOR 

DESIGNATED COMPANY DIRECTOR OF NON-U.S. SUBSIDIARIES

PROPOSAL #2c: ELECT DIRECTOR DENNIS R. BRAND AS                 ISSUER             YES              FOR                   FOR 

DESIGNATED COMPANY DIRECTOR OF NON-U.S. SUBSIDIARIES

PROPOSAL #2d: ELECT DIRECTOR PETER CALLEO AS                       ISSUER             YES              FOR                   FOR 

DESIGNATED COMPANY DIRECTOR OF NON-U.S. SUBSIDIARIES

PROPOSAL #2e: ELECT DIRECTOR PAUL COLE AS DESIGNATED         ISSUER             YES              FOR                   FOR 

COMPANY DIRECTOR OF NON-U.S. SUBSIDIARIES

PROPOSAL #2f: ELECT DIRECTOR MICHAEL CONSTANTINIDES          ISSUER             YES              FOR                   FOR 

AS DESIGNATED COMPANY DIRECTOR OF NON-U.S.

PROPOSAL #2g: ELECT DIRECTOR GRAHAM B.R. COLLIS AS            ISSUER             YES              FOR                   FOR 

DESIGNATED COMPANY DIRECTOR OF NON-U.S. SUBSIDIARIES

PROPOSAL #2h: ELECT DIRECTOR WILLIAM J. COONEY AS              ISSUER             YES              FOR                   FOR 

DESIGNATED COMPANY DIRECTOR OF NON-U.S. SUBSIDIARIES

PROPOSAL #2i: ELECT DIRECTOR NICK DENNISTON AS                   ISSUER             YES              FOR                   FOR 

DESIGNATED COMPANY DIRECTOR OF NON-U.S. SUBSIDIARIES

PROPOSAL #2j: ELECT DIRECTOR MICHAEL FEETHAM AS                 ISSUER             YES              FOR                   FOR 

DESIGNATED COMPANY DIRECTOR OF NON-U.S. SUBSIDIARIES

PROPOSAL #2k: ELECT DIRECTOR STEPHEN FOGARTY AS                 ISSUER             YES              FOR                   FOR 

DESIGNATED COMPANY DIRECTOR OF NON-U.S. SUBSIDIARIES

PROPOSAL #2l: ELECT DIRECTOR ELIZABETH FULLERTON-ROME        ISSUER             YES              FOR                   FOR 

 AS DESIGNATED COMPANY DIRECTOR OF NON-U.S.

PROPOSAL #2m: ELECT DIRECTOR MARC GRANDISSON AS                 ISSUER             YES              FOR                   FOR 

DESIGNATED COMPANY DIRECTOR OF NON-U.S. SUBSIDIARIES

PROPOSAL #2n: ELECT DIRECTOR MICHAEL A. GREENE AS              ISSUER             YES              FOR                   FOR 

DESIGNATED COMPANY DIRECTOR OF NON-U.S. SUBSIDIARIES

PROPOSAL #2o: ELECT DIRECTOR JEROME HALGAN AS                     ISSUER             YES              FOR                   FOR 

DESIGNATED COMPANY DIRECTOR OF NON-U.S. SUBSIDIARIES

PROPOSAL #2p: ELECT DIRECTOR DAVID W. HIPKIN AS                 ISSUER             YES              FOR                   FOR 

DESIGNATED COMPANY DIRECTOR OF NON-U.S. SUBSIDIARIES

PROPOSAL #2q: ELECT DIRECTOR W. PRESTON HUTCHINGS AS         ISSUER             YES              FOR                   FOR 

DESIGNATED COMPANY DIRECTOR OF NON-U.S. SUBSIDIARIES

 


 

 

PROPOSAL #2r: ELECT DIRECTOR CONSTANTINE IORDANOU AS         ISSUER             YES              FOR                   FOR 

DESIGNATED COMPANY DIRECTOR OF NON-U.S. SUBSIDIARIES

PROPOSAL #2s: ELECT DIRECTOR WOLBERT H. KAMPHUIJS AS         ISSUER             YES              FOR                   FOR 

DESIGNATED COMPANY DIRECTOR OF NON-U.S. SUBSIDIARIES

PROPOSAL #2t: ELECT DIRECTOR MICHAEL H. KIER AS                 ISSUER             YES              FOR                   FOR 

DESIGNATED COMPANY DIRECTOR OF NON-U.S. SUBSIDIARIES

PROPOSAL #2u: ELECT DIRECTOR LIN LI-WILLIAMS AS                 ISSUER             YES              FOR                   FOR 

DESIGNATED COMPANY DIRECTOR OF NON-U.S. SUBSIDIARIES

PROPOSAL #2v: ELECT DIRECTOR MARK D. LYONS AS                     ISSUER             YES              FOR                   FOR 

DESIGNATED COMPANY DIRECTOR OF NON-U.S. SUBSIDIARIES

PROPOSAL #2w: ELECT DIRECTOR ADAM MATTESON AS                     ISSUER             YES              FOR                   FOR 

DESIGNATED COMPANY DIRECTOR OF NON-U.S. SUBSIDIARIES

PROPOSAL #2x: ELECT DIRECTOR ROBERT MCDOWELL AS                 ISSUER             YES              FOR                   FOR 

DESIGNATED COMPANY DIRECTOR OF NON-U.S. SUBSIDIARIES

PROPOSAL #2y: ELECT DIRECTOR DAVID H. MCELROY AS                ISSUER             YES              FOR                   FOR 

DESIGNATED COMPANY DIRECTOR OF NON-U.S. SUBSIDIARIES

PROPOSAL #2z: ELECT DIRECTOR ROMMEL MERCADO AS                   ISSUER             YES              FOR                   FOR 

DESIGNATED COMPANY DIRECTOR OF NON-U.S. SUBSIDIARIES

PROPOSAL #2aa: ELECT DIRECTOR DAVID J. MULHOLLAND AS         ISSUER             YES              FOR                   FOR 

DESIGNATED COMPANY DIRECTOR OF NON-U.S. SUBSIDIARIES

PROPOSAL #2ab: ELECT DIRECTOR MICHAEL R. MURPHY AS            ISSUER             YES              FOR                   FOR 

DESIGNATED COMPANY DIRECTOR OF NON-U.S. SUBSIDIARIES

PROPOSAL #2ac: ELECT DIRECTOR MARTIN J. NILSEN AS              ISSUER             YES              FOR                   FOR 

DESIGNATED COMPANY DIRECTOR OF NON-U.S. SUBSIDIARIES

PROPOSAL #2ad: ELECT DIRECTOR MARK NOLAN AS                        ISSUER             YES              FOR                   FOR 

DESIGNATED COMPANY DIRECTOR OF NON-U.S. SUBSIDIARIES

PROPOSAL #2ae: ELECT DIRECTOR MARITA OLIVER AS                   ISSUER             YES              FOR                   FOR 

DESIGNATED COMPANY DIRECTOR OF NON-U.S. SUBSIDIARIES

PROPOSAL #2af: ELECT DIRECTOR NICOLAS PAPADOPOULO AS         ISSUER             YES              FOR                   FOR 

DESIGNATED COMPANY DIRECTOR OF NON-U.S. SUBSIDIARIES

PROPOSAL #2ag: ELECT DIRECTOR ELISABETH QUINN AS                ISSUER             YES              FOR                   FOR 

DESIGNATED COMPANY DIRECTOR OF NON-U.S. SUBSIDIARIES

PROPOSAL #2ah: ELECT DIRECTOR MAAMOUN RAJEH AS                   ISSUER             YES              FOR                   FOR 

DESIGNATED COMPANY DIRECTOR OF NON-U.S. SUBSIDIARIES

PROPOSAL #2ai: ELECT DIRECTOR JOHN F. RATHGEBER AS            ISSUER             YES              FOR                   FOR 

DESIGNATED COMPANY DIRECTOR OF NON-U.S. SUBSIDIARIES

PROPOSAL #2aj: ELECT DIRECTOR ANDREW RIPPERT AS                 ISSUER             YES              FOR                   FOR 

DESIGNATED COMPANY DIRECTOR OF NON-U.S. SUBSIDIARIES

PROPOSAL #2ak: ELECT DIRECTOR CARLA SANTAMARIA-SENA          ISSUER             YES              FOR                   FOR 

AS DESIGNATED COMPANY DIRECTOR OF NON-U.S.

PROPOSAL #2al: ELECT DIRECTOR ARTHUR SCACE AS                     ISSUER             YES              FOR                   FOR 

DESIGNATED COMPANY DIRECTOR OF NON-U.S. SUBSIDIARIES

PROPOSAL #2am: ELECT DIRECTOR SCOTT SCHENKER AS                 ISSUER             YES              FOR                   FOR 

DESIGNATED COMPANY DIRECTOR OF NON-U.S. SUBSIDIARIES

PROPOSAL #2an: ELECT DIRECTOR SOREN SCHEUER AS                   ISSUER             YES              FOR                   FOR 

DESIGNATED COMPANY DIRECTOR OF NON-U.S. SUBSIDIARIES

PROPOSAL #2ao: ELECT DIRECTOR BUDHI SINGH AS                       ISSUER             YES              FOR                   FOR 

DESIGNATED COMPANY DIRECTOR OF NON-U.S. SUBSIDIARIES

PROPOSAL #2ap: ELECT DIRECTOR HELMUT SOHLER AS                   ISSUER             YES              FOR                   FOR 

DESIGNATED COMPANY DIRECTOR OF NON-U.S. SUBSIDIARIES

PROPOSAL #2aq: ELECT DIRECTOR IWAN VAN MUNSTER AS              ISSUER             YES              FOR                   FOR 

DESIGNATED COMPANY DIRECTOR OF NON-U.S. SUBSIDIARIES

PROPOSAL #2ar: ELECT DIRECTOR ANGUS WATSON AS                     ISSUER             YES              FOR                   FOR 

DESIGNATED COMPANY DIRECTOR OF NON-U.S. SUBSIDIARIES

 


 

 

PROPOSAL #2as: ELECT DIRECTOR JAMES R. WEATHERSTONE          ISSUER             YES              FOR                   FOR 

AS DESIGNATED COMPANY DIRECTOR OF NON-U.S.

PROPOSAL #2at: ELECT DIRECTOR GERALD WOLFE AS                     ISSUER             YES              FOR                   FOR 

DESIGNATED COMPANY DIRECTOR OF NON-U.S. SUBSIDIARIES

PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS              ISSUER             YES              FOR                   FOR 

AUDITORS

PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER             YES              FOR                   FOR 

OFFICERS' COMPENSATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                Arch Coal, Inc.

  TICKER:                ACI                                   CUSIP:    039380100 

  MEETING DATE:   4/25/2013                                                                                                             FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1a: ELECT DIRECTOR PAUL T. HANRAHAN                      ISSUER             YES              FOR                   FOR 

PROPOSAL #1b: ELECT DIRECTOR STEVEN F. LEER                         ISSUER             YES              FOR                   FOR 

PROPOSAL #1c: ELECT DIRECTOR THEODORE D. SANDS                    ISSUER             YES              FOR                   FOR 

PROPOSAL #2: AMEND OMNIBUS STOCK PLAN                                    ISSUER             YES              FOR                   FOR 

PROPOSAL #3: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER             YES              FOR                   FOR 

OFFICERS' COMPENSATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                Archer-Daniels-Midland Company

  TICKER:                ADM                                   CUSIP:    039483102 

  MEETING DATE:   11/1/2012                                                                                                             FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1.1: ELECT DIRECTOR ALAN L. BOECKMANN                  ISSUER             YES              FOR                   FOR 

PROPOSAL #1.2: ELECT DIRECTOR GEORGE W. BUCKLEY                  ISSUER             YES              FOR                   FOR 

PROPOSAL #1.3: ELECT DIRECTOR MOLLIE HALE CARTER                ISSUER             YES              FOR                   FOR 

PROPOSAL #1.4: ELECT DIRECTOR TERRELL K. CREWS                    ISSUER             YES              FOR                   FOR 

PROPOSAL #1.5: ELECT DIRECTOR PIERRE DUFOUR                         ISSUER             YES              FOR                   FOR 

PROPOSAL #1.6: ELECT DIRECTOR DONALD E. FELSINGER               ISSUER             YES              FOR                   FOR 

PROPOSAL #1.7: ELECT DIRECTOR ANTONIO MACIEL                       ISSUER             YES              FOR                   FOR 

PROPOSAL #1.8: ELECT DIRECTOR PATRICK J. MOORE                    ISSUER             YES              FOR                   FOR 

PROPOSAL #1.9: ELECT DIRECTOR THOMAS F. O'NEILL                  ISSUER             YES              FOR                   FOR 

PROPOSAL #1.10: ELECT DIRECTOR DANIEL SHIH                           ISSUER             YES              FOR                   FOR 

PROPOSAL #1.11: ELECT DIRECTOR KELVIN R. WESTBROOK             ISSUER             YES              FOR                   FOR 

PROPOSAL #1.12: ELECT DIRECTOR PATRICIA A. WOERTZ               ISSUER             YES              FOR                   FOR 

PROPOSAL #2: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER             YES              FOR                   FOR 

OFFICERS' COMPENSATION

 


 

 

PROPOSAL #4: AMEND ARTICLES/BYLAWS/CHARTER -- CALL        SHAREHOLDER         YES          AGAINST                FOR 

SPECIAL MEETINGS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                Archer-Daniels-Midland Company

  TICKER:                ADM                                   CUSIP:    039483102 

  MEETING DATE:   5/2/2013                                                                                                               FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1.1: ELECT DIRECTOR ALAN L. BOECKMANN                  ISSUER             YES              FOR                   FOR 

PROPOSAL #1.2: ELECT DIRECTOR GEORGE W. BUCKLEY                  ISSUER             YES              FOR                   FOR 

PROPOSAL #1.3: ELECT DIRECTOR MOLLIE HALE CARTER                ISSUER             YES              FOR                   FOR 

PROPOSAL #1.4: ELECT DIRECTOR TERELL K. CREWS                      ISSUER             YES              FOR                   FOR 

PROPOSAL #1.5: ELECT DIRECTOR PIERRE DUFOUR                         ISSUER             YES              FOR                   FOR 

PROPOSAL #1.6: ELECT DIRECTOR DONALD E. FELSINGER               ISSUER             YES              FOR                   FOR 

PROPOSAL #1.7: ELECT DIRECTOR ANTONIO MACIEL                       ISSUER             YES              FOR                   FOR 

PROPOSAL #1.8: ELECT DIRECTOR PATRICK J. MOORE                    ISSUER             YES              FOR                   FOR 

PROPOSAL #1.9: ELECT DIRECTOR THOMAS F. O'NEILL                  ISSUER             YES              FOR                   FOR 

PROPOSAL #1.10: ELECT DIRECTOR DANIEL SHIH                           ISSUER             YES              FOR                   FOR 

PROPOSAL #1.11: ELECT DIRECTOR KELVIN R. WESTBROOK             ISSUER             YES              FOR                   FOR 

PROPOSAL #1.12: ELECT DIRECTOR PATRICIA A. WOERTZ               ISSUER             YES              FOR                   FOR 

PROPOSAL #2: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER             YES              FOR                   FOR 

OFFICERS' COMPENSATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                Arctic Cat Inc.

  TICKER:                ACAT                                 CUSIP:    039670104 

  MEETING DATE:   8/8/2012                                                                                                               FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1.1: ELECT DIRECTOR CHRISTOPHER A. TWOMEY           ISSUER             YES              FOR                   FOR 

PROPOSAL #2: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                Arena Pharmaceuticals, Inc.

  TICKER:                ARNA                                 CUSIP:    040047102 

  MEETING DATE:   6/10/2013                                                                                                             FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1.1: ELECT DIRECTOR JACK LIEF                                ISSUER             YES              FOR                   FOR 

PROPOSAL #1.2: ELECT DIRECTOR DOMINIC P. BEHAN                    ISSUER             YES              FOR                   FOR 

PROPOSAL #1.3: ELECT DIRECTOR DONALD D. BELCHER                  ISSUER             YES              FOR                   FOR 

PROPOSAL #1.4: ELECT DIRECTOR SCOTT H. BICE                         ISSUER             YES              FOR                   FOR 

 


 

 

PROPOSAL #1.5: ELECT DIRECTOR HARRY F. HIXSON, JR.             ISSUER             YES              FOR                   FOR 

PROPOSAL #1.6: ELECT DIRECTOR TINA S. NOVA                           ISSUER             YES              FOR                   FOR 

PROPOSAL #1.7: ELECT DIRECTOR PHILLIP M. SCHNEIDER             ISSUER             YES              FOR                   FOR 

PROPOSAL #1.8: ELECT DIRECTOR CHRISTINE A. WHITE                ISSUER             YES              FOR                   FOR 

PROPOSAL #1.9: ELECT DIRECTOR RANDALL E. WOODS                    ISSUER             YES              FOR                   FOR 

PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER             YES              FOR                   FOR 

OFFICERS' COMPENSATION

PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN                                ISSUER             YES              FOR                   FOR 

PROPOSAL #4: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                Ares Capital Corporation

  TICKER:                ARCC                                 CUSIP:    04010L103 

  MEETING DATE:   6/4/2013                                                                                                               FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1.1: ELECT DIRECTOR FRANK E. O'BRYAN                    ISSUER             YES              FOR                   FOR 

PROPOSAL #1.2: ELECT DIRECTOR ANTONY P. RESSLER                  ISSUER             YES              FOR                   FOR 

PROPOSAL #1.3: ELECT DIRECTOR ERIC B. SIEGEL                       ISSUER             YES              FOR                   FOR 

PROPOSAL #2: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

PROPOSAL #3: APPROVE ISSUANCE OF SHARES BELOW NET              ISSUER             YES              FOR                   FOR 

ASSET VALUE (NAV)

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                Ares Commercial Real Estate Corporation

  TICKER:                ACRE                                 CUSIP:    04013V108 

  MEETING DATE:   6/26/2013                                                                                                             FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1.1: ELECT DIRECTOR JOHN B. BARTLING, JR.           ISSUER             YES              FOR                   FOR 

PROPOSAL #1.2: ELECT DIRECTOR JEFFREY T. HINSON                  ISSUER             YES              FOR                   FOR 

PROPOSAL #1.3: ELECT DIRECTOR TODD S. SCHUSTER                    ISSUER             YES              FOR                   FOR 

PROPOSAL #2: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

PROPOSAL #3: APPROVE ISSUANCE OF SHARES FOR A PRIVATE        ISSUER             YES              FOR                   FOR 

 PLACEMENT 

PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER             YES              FOR                   FOR 

OFFICERS' COMPENSATION

PROPOSAL #5: ADVISORY VOTE ON SAY ON PAY FREQUENCY             ISSUER             YES         ONE YEAR           AGAINST 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                Argan, Inc.

  TICKER:                AGX                                   CUSIP:    04010E109 

  MEETING DATE:   6/20/2013                                                                                                             FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1.1: ELECT DIRECTOR RAINER H. BOSSELMANN             ISSUER             YES              FOR                   FOR 

 


 

 

PROPOSAL #1.2: ELECT DIRECTOR HENRY A. CRUMPTON                  ISSUER             YES         WITHHOLD            AGAINST 

PROPOSAL #1.3: ELECT DIRECTOR CYNTHIA A. FLANDERS               ISSUER             YES              FOR                   FOR 

PROPOSAL #1.4: ELECT DIRECTOR WILLIAM F. GRIFFIN, JR.        ISSUER             YES              FOR                   FOR 

PROPOSAL #1.5: ELECT DIRECTOR WILLIAM F. LEIMKUHLER           ISSUER             YES              FOR                   FOR 

PROPOSAL #1.6: ELECT DIRECTOR W.G. CHAMPION MITCHELL         ISSUER             YES              FOR                   FOR 

PROPOSAL #1.7: ELECT DIRECTOR JAMES W. QUINN                       ISSUER             YES              FOR                   FOR 

PROPOSAL #1.8: ELECT DIRECTOR BRIAN R. SHERRAS                    ISSUER             YES              FOR                   FOR 

PROPOSAL #2: AMEND OMNIBUS STOCK PLAN                                    ISSUER             YES              FOR                   FOR 

PROPOSAL #3: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER             YES              FOR                   FOR 

OFFICERS' COMPENSATION

PROPOSAL #5: ADVISORY VOTE ON SAY ON PAY FREQUENCY             ISSUER             YES         ONE YEAR           AGAINST 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                Argo Group International Holdings, Ltd.

  TICKER:                AGII                                 CUSIP:    G0464B107 

  MEETING DATE:   5/7/2013                                                                                                               FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1.1: ELECT DIRECTOR F. SEDGWICK BROWNE                ISSUER             YES              FOR                   FOR 

PROPOSAL #1.2: ELECT DIRECTOR HECTOR DE LEON                       ISSUER             YES              FOR                   FOR 

PROPOSAL #1.3: ELECT DIRECTOR KATHLEEN A. NEALON                ISSUER             YES              FOR                   FOR 

PROPOSAL #1.4: ELECT DIRECTOR JOHN H. TONELLI                      ISSUER             YES              FOR                   FOR 

PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER             YES              FOR                   FOR 

OFFICERS' COMPENSATION

PROPOSAL #3: APPROVE AUDITORS AND AUTHORIZE BOARD TO         ISSUER             YES              FOR                   FOR 

FIX THEIR REMUNERATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                ARIAD Pharmaceuticals, Inc.

  TICKER:                ARIA                                 CUSIP:    04033A100 

  MEETING DATE:   6/20/2013                                                                                                             FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1.1: ELECT DIRECTOR ATHANASE LAVIDAS                    ISSUER             YES              FOR                   FOR 

PROPOSAL #1.2: ELECT DIRECTOR MASSIMO RADAELLI                    ISSUER             YES              FOR                   FOR 

PROPOSAL #2: INCREASE AUTHORIZED COMMON STOCK                      ISSUER             YES          AGAINST            AGAINST 

PROPOSAL #3: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER             YES              FOR                   FOR 

OFFICERS' COMPENSATION

 


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                Ariba, Inc.

  TICKER:                ARBA                                 CUSIP:    04033V203 

  MEETING DATE:   8/29/2012                                                                                                             FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1: APPROVE MERGER AGREEMENT                                    ISSUER             YES              FOR                   FOR 

PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES                  ISSUER             YES          AGAINST            AGAINST 

PROPOSAL #3: ADJOURN MEETING                                                   ISSUER             YES              FOR                   FOR 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                Arkansas Best Corporation

  TICKER:                ABFS                                 CUSIP:    040790107 

  MEETING DATE:   5/21/2013                                                                                                             FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1.1: ELECT DIRECTOR JOHN W. ALDEN                         ISSUER             YES              FOR                   FOR 

PROPOSAL #1.2: ELECT DIRECTOR FRED A. ALLARDYCE                  ISSUER             YES              FOR                   FOR 

PROPOSAL #1.3: ELECT DIRECTOR WILLIAM M. LEGG                      ISSUER             YES              FOR                   FOR 

PROPOSAL #1.4: ELECT DIRECTOR JUDY R. MCREYNOLDS                ISSUER             YES              FOR                   FOR 

PROPOSAL #1.5: ELECT DIRECTOR  JOHN H. MORRIS                      ISSUER             YES              FOR                   FOR 

PROPOSAL #1.6: ELECT DIRECTOR  CRAIG E. PHILIP                    ISSUER             YES              FOR                   FOR 

PROPOSAL #1.7: ELECT DIRECTOR STEVEN L. SPINNER                  ISSUER             YES              FOR                   FOR 

PROPOSAL #1.8: ELECT DIRECTOR JANICE E. STIPP                      ISSUER             YES              FOR                   FOR 

PROPOSAL #1.9: ELECT DIRECTOR ROBERT A. YOUNG, III             ISSUER             YES              FOR                   FOR 

PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER             YES              FOR                   FOR 

OFFICERS' COMPENSATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                Arlington Asset Investment Corp.

  TICKER:                AI                                     CUSIP:    041356205 

  MEETING DATE:   6/6/2013                                                                                                               FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1.1: ELECT DIRECTOR ERIC F. BILLINGS                    ISSUER             YES              FOR                   FOR 

PROPOSAL #1.2: ELECT DIRECTOR DANIEL J. ALTOBELLO               ISSUER             YES              FOR                   FOR 

PROPOSAL #1.3: ELECT DIRECTOR DANIEL E. BERCE                      ISSUER             YES              FOR                   FOR 

PROPOSAL #1.4: ELECT DIRECTOR DAVID W. FAEDER                      ISSUER             YES              FOR                   FOR 

PROPOSAL #1.5: ELECT DIRECTOR PETER A. GALLAGHER                ISSUER             YES              FOR                   FOR 

PROPOSAL #1.6: ELECT DIRECTOR RALPH S. MICHAEL, III           ISSUER             YES              FOR                   FOR 

PROPOSAL #1.7: ELECT DIRECTOR J. ROCK TONKEL, JR.               ISSUER             YES              FOR                   FOR 

PROPOSAL #2: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

 


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                ARMOUR Residential REIT, Inc.

  TICKER:                ARR                                   CUSIP:    042315101 

  MEETING DATE:   5/1/2013                                                                                                               FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1.1: ELECT DIRECTOR SCOTT J. ULM                           ISSUER             YES              FOR                   FOR 

PROPOSAL #1.2: ELECT DIRECTOR JEFFREY J. ZIMMER                  ISSUER             YES              FOR                   FOR 

PROPOSAL #1.3: ELECT DIRECTOR DANIEL C. STATON                    ISSUER             YES              FOR                   FOR 

PROPOSAL #1.4: ELECT DIRECTOR MARC H. BELL                           ISSUER             YES              FOR                   FOR 

PROPOSAL #1.5: ELECT DIRECTOR THOMAS K. GUBA                       ISSUER             YES         WITHHOLD            AGAINST 

PROPOSAL #1.6: ELECT DIRECTOR ROBERT C. HAIN                       ISSUER             YES              FOR                   FOR 

PROPOSAL #1.7: ELECT DIRECTOR JOHN 'JACK' P.                       ISSUER             YES         WITHHOLD            AGAINST 

HOLLIHAN, III

PROPOSAL #1.8: ELECT DIRECTOR STEWART J. PAPERIN                ISSUER             YES         WITHHOLD            AGAINST 

PROPOSAL #1.9: ELECT DIRECTOR JORDAN ZIMMERMAN                    ISSUER             YES              FOR                   FOR 

PROPOSAL #2: AMEND OMNIBUS STOCK PLAN                                    ISSUER             YES          AGAINST            AGAINST 

PROPOSAL #3: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                Armstrong World Industries, Inc.

  TICKER:                AWI                                   CUSIP:    04247X102 

  MEETING DATE:   6/21/2013                                                                                                             FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1.1: ELECT DIRECTOR STAN A. ASKREN                       ISSUER             YES              FOR                   FOR 

PROPOSAL #1.2: ELECT DIRECTOR KEVIN R. BURNS                       ISSUER             YES              FOR                   FOR 

PROPOSAL #1.3: ELECT DIRECTOR MATTHEW J. ESPE                      ISSUER             YES              FOR                   FOR 

PROPOSAL #1.4: ELECT DIRECTOR JAMES J. GAFFNEY                    ISSUER             YES              FOR                   FOR 

PROPOSAL #1.5: ELECT DIRECTOR TAO HUANG                                ISSUER             YES              FOR                   FOR 

PROPOSAL #1.6: ELECT DIRECTOR MICHAEL F. JOHNSTON               ISSUER             YES              FOR                   FOR 

PROPOSAL #1.7: ELECT DIRECTOR JEFFREY LIAW                           ISSUER             YES              FOR                   FOR 

PROPOSAL #1.8: ELECT DIRECTOR  LARRY S. MCWILLIAMS             ISSUER             YES              FOR                   FOR 

PROPOSAL #1.9: ELECT DIRECTOR JAMES C. MELVILLE                  ISSUER             YES              FOR                   FOR 

PROPOSAL #1.10: ELECT DIRECTOR JAMES J. O'CONNOR                ISSUER             YES              FOR                   FOR 

PROPOSAL #1.11: ELECT DIRECTOR JOHN J. ROBERTS                    ISSUER             YES              FOR                   FOR 

PROPOSAL #1.12: ELECT DIRECTOR RICHARD E. WENZ                    ISSUER             YES              FOR                   FOR 

PROPOSAL #2: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

 


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                Arotech Corporation

  TICKER:                ARTX                                 CUSIP:    042682203 

  MEETING DATE:   8/13/2012                                                                                                             FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1.1: ELECT DIRECTOR JAY M. EASTMAN                       ISSUER             YES              FOR                   FOR 

PROPOSAL #1.2: ELECT DIRECTOR STEVEN ESSES                           ISSUER             YES              FOR                   FOR 

PROPOSAL #1.3: ELECT DIRECTOR MICHAEL E. MARRUS                  ISSUER             YES              FOR                   FOR 

PROPOSAL #2: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

PROPOSAL #3: APPROVE QUALIFIED EMPLOYEE STOCK                     ISSUER             YES              FOR                   FOR 

PURCHASE PLAN

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                ArQule, Inc.

  TICKER:                ARQL                                 CUSIP:    04269E107 

  MEETING DATE:   5/20/2013                                                                                                             FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1.1: ELECT DIRECTOR SUSAN L. KELLEY                      ISSUER             YES              FOR                   FOR 

PROPOSAL #1.2: ELECT DIRECTOR MICHAEL D. LOBERG                  ISSUER             YES              FOR                   FOR 

PROPOSAL #2: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER             YES              FOR                   FOR 

OFFICERS' COMPENSATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                Array BioPharma Inc.

  TICKER:                ARRY                                 CUSIP:    04269X105 

  MEETING DATE:   10/24/2012                                                                                                           FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1.1: ELECT DIRECTOR GWEN A. FYFE                           ISSUER             YES              FOR                   FOR 

PROPOSAL #1.2: ELECT DIRECTOR LIAM T. RATCLIFFE                  ISSUER             YES              FOR                   FOR 

PROPOSAL #2: INCREASE AUTHORIZED COMMON STOCK                      ISSUER             YES          AGAINST            AGAINST 

PROPOSAL #3: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE         ISSUER             YES              FOR                   FOR 

PLAN

PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER             YES              FOR                   FOR 

OFFICERS' COMPENSATION

PROPOSAL #5: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                ARRIS Group, Inc.

  TICKER:                ARRS                                 CUSIP:    04270V106 

  MEETING DATE:   6/5/2013                                                                                                               FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1.1: ELECT DIRECTOR ALEX B. BEST                           ISSUER             YES              FOR                   FOR 

 


 

 

PROPOSAL #1.2: ELECT DIRECTOR HARRY L. BOSCO                       ISSUER             YES              FOR                   FOR 

PROPOSAL #1.3: ELECT DIRECTOR JAMES A. CHIDDIX                    ISSUER             YES              FOR                   FOR 

PROPOSAL #1.4: ELECT DIRECTOR JOHN ANDERSON CRAIG               ISSUER             YES              FOR                   FOR 

PROPOSAL #1.5: ELECT DIRECTOR ANDREW T. HELLER                    ISSUER             YES              FOR                   FOR 

PROPOSAL #1.6: ELECT DIRECTOR MATTHEW B. KEARNEY                ISSUER             YES              FOR                   FOR 

PROPOSAL #1.7: ELECT DIRECTOR ROBERT J. STANZIONE               ISSUER             YES              FOR                   FOR 

PROPOSAL #1.8: ELECT DIRECTOR DEBORA J. WILSON                    ISSUER             YES              FOR                   FOR 

PROPOSAL #1.9: ELECT DIRECTOR DAVID A. WOODLE                      ISSUER             YES              FOR                   FOR 

PROPOSAL #2: AMEND OMNIBUS STOCK PLAN                                    ISSUER             YES              FOR                   FOR 

PROPOSAL #3: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE         ISSUER             YES              FOR                   FOR 

PLAN

PROPOSAL #4: APPROVE EXECUTIVE INCENTIVE BONUS PLAN           ISSUER             YES              FOR                   FOR 

PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER             YES              FOR                   FOR 

OFFICERS' COMPENSATION

PROPOSAL #6: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                Arrow Electronics, Inc.

  TICKER:                ARW                                   CUSIP:    042735100 

  MEETING DATE:   5/23/2013                                                                                                             FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1.1: ELECT DIRECTOR BARRY W. PERRY                       ISSUER             YES              FOR                   FOR 

PROPOSAL #1.2: ELECT DIRECTOR PHILIP K. ASHERMAN                ISSUER             YES              FOR                   FOR 

PROPOSAL #1.3: ELECT DIRECTOR GAIL E. HAMILTON                    ISSUER             YES              FOR                   FOR 

PROPOSAL #1.4: ELECT DIRECTOR JOHN N. HANSON                       ISSUER             YES              FOR                   FOR 

PROPOSAL #1.5: ELECT DIRECTOR RICHARD S. HILL                      ISSUER             YES              FOR                   FOR 

PROPOSAL #1.6: ELECT DIRECTOR M.F. (FRAN) KEETH                  ISSUER             YES              FOR                   FOR 

PROPOSAL #1.7: ELECT DIRECTOR ANDREW C. KERIN                      ISSUER             YES              FOR                   FOR 

PROPOSAL #1.8: ELECT DIRECTOR MICHAEL J. LONG                      ISSUER             YES              FOR                   FOR 

PROPOSAL #1.9: ELECT DIRECTOR STEPHEN C. PATRICK                ISSUER             YES              FOR                   FOR 

PROPOSAL #2: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER             YES              FOR                   FOR 

OFFICERS' COMPENSATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                Arrow Financial Corporation

  TICKER:                AROW                                 CUSIP:    042744102 

  MEETING DATE:   5/1/2013                                                                                                               FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1.1: ELECT DIRECTOR GARY C. DAKE                           ISSUER             YES              FOR                   FOR 

 


 

 

PROPOSAL #1.2: ELECT DIRECTOR MARY-ELIZABETH T.                 ISSUER             YES              FOR                   FOR 

FITZGERALD

PROPOSAL #1.3: ELECT DIRECTOR THOMAS L. HOY                         ISSUER             YES              FOR                   FOR 

PROPOSAL #1.4: ELECT DIRECTOR COLIN L. READ                         ISSUER             YES              FOR                   FOR 

PROPOSAL #1.5: ELECT DIRECTOR THOMAS J. MURPHY                    ISSUER             YES              FOR                   FOR 

PROPOSAL #2: APPROVE OMNIBUS STOCK PLAN                                ISSUER             YES              FOR                   FOR 

PROPOSAL #3: APPROVE OUTSIDE DIRECTOR STOCK AWARDS IN        ISSUER             YES              FOR                   FOR 

 LIEU OF CASH

PROPOSAL #4: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                Arrowhead Research Corporation

  TICKER:                ARWR                                 CUSIP:    042797209 

  MEETING DATE:   3/21/2013                                                                                                             FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1.1: ELECT DIRECTOR CHRISTOPHER ANZALONE             ISSUER             YES              FOR                   FOR 

PROPOSAL #1.2: ELECT DIRECTOR MAURO FERRARI                         ISSUER             YES              FOR                   FOR 

PROPOSAL #1.3: ELECT DIRECTOR EDWARD W. FRYKMAN                  ISSUER             YES              FOR                   FOR 

PROPOSAL #1.4: ELECT DIRECTOR DOUGLASS GIVEN                       ISSUER             YES              FOR                   FOR 

PROPOSAL #1.5: ELECT DIRECTOR CHARLES P. MCKENNEY               ISSUER             YES              FOR                   FOR 

PROPOSAL #1.6: ELECT DIRECTOR MICHAEL S. PERRY                    ISSUER             YES              FOR                   FOR 

PROPOSAL #2: AMEND OMNIBUS STOCK PLAN                                    ISSUER             YES              FOR                   FOR 

PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER             YES              FOR                   FOR 

OFFICERS' COMPENSATION

PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY             ISSUER             YES         ONE YEAR           AGAINST 

PROPOSAL #5: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                ArthroCare Corporation

  TICKER:                ARTC                                 CUSIP:    043136100 

  MEETING DATE:   5/22/2013                                                                                                             FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1.1: ELECT DIRECTOR CHRISTIAN P. AHRENS               ISSUER             YES              FOR                   FOR 

PROPOSAL #1.2: ELECT DIRECTOR GREGORY A. BELINFANTI           ISSUER             YES              FOR                   FOR 

PROPOSAL #1.3: ELECT DIRECTOR BARBARA D. BOYAN                    ISSUER             YES              FOR                   FOR 

PROPOSAL #1.4: ELECT DIRECTOR DAVID FITZGERALD                    ISSUER             YES              FOR                   FOR 

PROPOSAL #1.5: ELECT DIRECTOR JAMES G. FOSTER                      ISSUER             YES              FOR                   FOR 

PROPOSAL #1.6: ELECT DIRECTOR TERRENCE E. GEREMSKI             ISSUER             YES              FOR                   FOR 

PROPOSAL #1.7: ELECT DIRECTOR TORD B. LENDAU                       ISSUER             YES              FOR                   FOR 

PROPOSAL #1.8: ELECT DIRECTOR PETER L. WILSON                      ISSUER             YES              FOR                   FOR 

 


 

 

PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER             YES              FOR                   FOR 

OFFICERS' COMPENSATION

PROPOSAL #3: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                Arthur J. Gallagher & Co.

  TICKER:                AJG                                   CUSIP:    363576109 

  MEETING DATE:   5/15/2013                                                                                                             FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1a: ELECT DIRECTOR WILLIAM L. BAX                         ISSUER             YES              FOR                   FOR 

PROPOSAL #1b: ELECT DIRECTOR FRANK E. ENGLISH, JR.             ISSUER             YES              FOR                   FOR 

PROPOSAL #1c: ELECT DIRECTOR J. PATRICK GALLAGHER, JR.      ISSUER             YES              FOR                   FOR 

PROPOSAL #1d: ELECT DIRECTOR ELBERT O. HAND                         ISSUER             YES              FOR                   FOR 

PROPOSAL #1e: ELECT DIRECTOR DAVID S. JOHNSON                      ISSUER             YES              FOR                   FOR 

PROPOSAL #1f: ELECT DIRECTOR KAY W. MCCURDY                         ISSUER             YES              FOR                   FOR 

PROPOSAL #1g: ELECT DIRECTOR NORMAN L. ROSENTHAL                ISSUER             YES              FOR                   FOR 

PROPOSAL #1h: ELECT DIRECTOR JAMES R. WIMMER                       ISSUER             YES              FOR                   FOR 

PROPOSAL #2: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER             YES              FOR                   FOR 

OFFICERS' COMPENSATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                Artio Global Investors Inc.

  TICKER:                ART                                   CUSIP:    04315B107 

  MEETING DATE:   5/16/2013                                                                                                             FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1: APPROVE MERGER AGREEMENT                                    ISSUER             YES              FOR                   FOR 

PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES                  ISSUER             YES          AGAINST            AGAINST 

PROPOSAL #3: ADJOURN MEETING                                                   ISSUER             YES              FOR                   FOR 

PROPOSAL #4.1: ELECT DIRECTOR ROBERT JACKSON                       ISSUER             YES              FOR                   FOR 

PROPOSAL #4.2: ELECT DIRECTOR DUANE KULLBERG                       ISSUER             YES              FOR                   FOR 

PROPOSAL #4.3: ELECT DIRECTOR CHRISTOPHER WRIGHT                ISSUER             YES              FOR                   FOR 

PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER             YES              FOR                   FOR 

OFFICERS' COMPENSATION

PROPOSAL #6: AMEND OMNIBUS STOCK PLAN                                    ISSUER             YES              FOR                   FOR 

PROPOSAL #7: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                Aruba Networks, Inc.

  TICKER:                ARUN                                 CUSIP:    043176106 

  MEETING DATE:   11/29/2012                                                                                                           FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

 


 

 

PROPOSAL #1.1: ELECT DIRECTOR DOMINIC P. ORR                       ISSUER             YES         WITHHOLD            AGAINST 

PROPOSAL #1.2: ELECT DIRECTOR KEERTI MELKOTE                       ISSUER             YES              FOR                   FOR 

PROPOSAL #1.3: ELECT DIRECTOR BERNARD GUIDON                       ISSUER             YES              FOR                   FOR 

PROPOSAL #1.4: ELECT DIRECTOR EMMANUEL HERNANDEZ                ISSUER             YES              FOR                   FOR 

PROPOSAL #1.5: ELECT DIRECTOR MICHAEL R. KOUREY                  ISSUER             YES              FOR                   FOR 

PROPOSAL #1.6: ELECT DIRECTOR WILLEM P. ROELANDTS               ISSUER             YES              FOR                   FOR 

PROPOSAL #1.7: ELECT DIRECTOR JUERGEN ROTTLER                      ISSUER             YES              FOR                   FOR 

PROPOSAL #1.8: ELECT DIRECTOR DANIEL WARMENHOVEN                ISSUER             YES              FOR                   FOR 

PROPOSAL #2: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER             YES              FOR                   FOR 

OFFICERS' COMPENSATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                Asbury Automotive Group, Inc.

  TICKER:                ABG                                   CUSIP:    043436104 

  MEETING DATE:   4/17/2013                                                                                                             FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1.1: ELECT DIRECTOR THOMAS C. DELOACH, JR.         ISSUER             YES              FOR                   FOR 

PROPOSAL #1.2: ELECT DIRECTOR MICHAEL S. KEARNEY                ISSUER             YES              FOR                   FOR 

PROPOSAL #1.3: ELECT DIRECTOR PHILIP F. MARITZ                    ISSUER             YES              FOR                   FOR 

PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER             YES              FOR                   FOR 

OFFICERS' COMPENSATION

PROPOSAL #3: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                Ascena Retail Group, Inc.

  TICKER:                ASNA                                 CUSIP:    04351G101 

  MEETING DATE:   12/11/2012                                                                                                           FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1.1: ELECT DIRECTOR JOHN USDAN                              ISSUER             YES              FOR                   FOR 

PROPOSAL #1.2: ELECT DIRECTOR RANDY L. PEARCE                      ISSUER             YES              FOR                   FOR 

PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER             YES              FOR                   FOR 

OFFICERS' COMPENSATION

PROPOSAL #3: AMEND OMNIBUS STOCK PLAN                                    ISSUER             YES              FOR                   FOR 

PROPOSAL #4: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                Ascent Capital Group, Inc.

  TICKER:                ASCMA                               CUSIP:    043632108 

  MEETING DATE:   7/2/2012                                                                                                               FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1.1: ELECT DIRECTOR JOHN C. MALONE                       ISSUER             YES              FOR                   FOR 

 


 

 

PROPOSAL #1.2: ELECT DIRECTOR CARL E. VOGEL                         ISSUER             YES              FOR                   FOR 

PROPOSAL #2: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                Ascent Capital Group, Inc.

  TICKER:                ASCMA                               CUSIP:    043632108 

  MEETING DATE:   5/22/2013                                                                                                             FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1.1: ELECT DIRECTOR PHILIP J. HOLTHOUSE               ISSUER             YES              FOR                   FOR 

PROPOSAL #2: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

PROPOSAL #3: SUBMIT SHAREHOLDER RIGHTS PLAN (POISON      SHAREHOLDER         YES              FOR                AGAINST 

PILL) TO SHAREHOLDER VOTE

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                Ascent Solar Technologies, Inc.

  TICKER:                ASTI                                 CUSIP:    043635101 

  MEETING DATE:   6/18/2013                                                                                                             FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1.1: ELECT DIRECTOR KIM J. HUNTLEY                       ISSUER             YES              FOR                   FOR 

PROPOSAL #1.2: ELECT DIRECTOR G. THOMAS MARSH                      ISSUER             YES              FOR                   FOR 

PROPOSAL #2: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER             YES              FOR                   FOR 

OFFICERS' COMPENSATION

PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY             ISSUER             YES         ONE YEAR              FOR 

PROPOSAL #5: APPROVE REVERSE STOCK SPLIT                              ISSUER             YES              FOR                   FOR 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                Ashford Hospitality Trust, Inc.

  TICKER:                AHT                                   CUSIP:    044103109 

  MEETING DATE:   5/14/2013                                                                                                             FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1.1: ELECT DIRECTOR MONTY J. BENNETT                    ISSUER             YES              FOR                   FOR 

PROPOSAL #1.2: ELECT DIRECTOR BENJAMIN J. ANSELL                ISSUER             YES              FOR                   FOR 

PROPOSAL #1.3: ELECT DIRECTOR THOMAS E. CALLAHAN                ISSUER             YES              FOR                   FOR 

PROPOSAL #1.4: ELECT DIRECTOR MARTIN L. EDELMAN                  ISSUER             YES              FOR                   FOR 

PROPOSAL #1.5: ELECT DIRECTOR KAMAL JAFARNIA                       ISSUER             YES              FOR                   FOR 

PROPOSAL #1.6: ELECT DIRECTOR DOUGLAS A. KESSLER                ISSUER             YES              FOR                   FOR 

PROPOSAL #1.7: ELECT DIRECTOR W. MICHAEL MURPHY                  ISSUER             YES              FOR                   FOR 

PROPOSAL #1.8: ELECT DIRECTOR ALAN L. TALLIS                       ISSUER             YES              FOR                   FOR 

PROPOSAL #1.9: ELECT DIRECTOR PHILIP S. PAYNE                      ISSUER             YES              FOR                   FOR 

PROPOSAL #2: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

 


 

 

PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER             YES              FOR                   FOR 

OFFICERS' COMPENSATION

PROPOSAL #4: REQUIRE INDEPENDENT BOARD CHAIRMAN              SHAREHOLDER         YES          AGAINST                FOR 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                Ashland Inc.

  TICKER:                ASH                                   CUSIP:    044209104 

  MEETING DATE:   1/31/2013                                                                                                             FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1.1: ELECT DIRECTOR BRENDAN M. CUMMINS                ISSUER             YES              FOR                   FOR 

PROPOSAL #1.2: ELECT DIRECTOR MARK C. ROHR                           ISSUER             YES              FOR                   FOR 

PROPOSAL #1.3: ELECT DIRECTOR JANICE J. TEAL                       ISSUER             YES              FOR                   FOR 

PROPOSAL #1.4: ELECT DIRECTOR MICHAEL J. WARD                      ISSUER             YES              FOR                   FOR 

PROPOSAL #2: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

PROPOSAL #3: AMEND OMNIBUS STOCK PLAN                                    ISSUER             YES              FOR                   FOR 

PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER             YES              FOR                   FOR 

OFFICERS' COMPENSATION

PROPOSAL #5: DECLASSIFY THE BOARD OF DIRECTORS                SHAREHOLDER         YES              FOR                AGAINST 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                Aspen Insurance Holdings Limited

  TICKER:                AHL                                   CUSIP:    G05384105 

  MEETING DATE:   4/24/2013                                                                                                             FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1.1: ELECT DIRECTOR RICHARD BUCKNALL                    ISSUER             YES              FOR                   FOR 

PROPOSAL #1.2: ELECT DIRECTOR PETER O'FLINN                         ISSUER             YES              FOR                   FOR 

PROPOSAL #1.3: ELECT DIRECTOR RONALD PRESSMAN                      ISSUER             YES              FOR                   FOR 

PROPOSAL #1.4: ELECT DIRECTOR GORDON IRELAND                       ISSUER             YES              FOR                   FOR 

PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER             YES              FOR                   FOR 

OFFICERS' COMPENSATION

PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY             ISSUER             YES         ONE YEAR              FOR 

PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN                                ISSUER             YES              FOR                   FOR 

PROPOSAL #5: APPROVE AUDITORS AND AUTHORIZE BOARD TO         ISSUER             YES              FOR                   FOR 

FIX THEIR REMUNERATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                Aspen Technology, Inc.

  TICKER:                AZPN                                 CUSIP:    045327103 

  MEETING DATE:   12/6/2012                                                                                                             FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1.1: ELECT DIRECTOR MARK E. FUSCO                         ISSUER             YES              FOR                   FOR 

PROPOSAL #1.2: ELECT DIRECTOR GARY E. HAROIAN                      ISSUER             YES              FOR                   FOR 

PROPOSAL #2: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

 


 

 

PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER             YES              FOR                   FOR 

OFFICERS' COMPENSATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                Asset Acceptance Capital Corp.

  TICKER:                AACC                                 CUSIP:    04543P100 

  MEETING DATE:   6/13/2013                                                                                                             FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1: APPROVE MERGER AGREEMENT                                    ISSUER             YES              FOR                   FOR 

PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES                  ISSUER             YES          AGAINST            AGAINST 

PROPOSAL #3: ADJOURN MEETING                                                   ISSUER             YES              FOR                   FOR 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                Assisted Living Concepts, Inc.

  TICKER:                ALC                                   CUSIP:    04544X300 

  MEETING DATE:   7/2/2012                                                                                                               FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1.2: ELECT DIRECTOR ALAN BELL                                ISSUER             YES              FOR                   FOR 

PROPOSAL #1.3: ELECT DIRECTOR DEREK H.L. BUNTAIN                ISSUER             YES              FOR                   FOR 

PROPOSAL #1.4: ELECT DIRECTOR DAVID J. HENNIGAR                  ISSUER             YES              FOR                   FOR 

PROPOSAL #1.5: ELECT DIRECTOR MALEN S. NG                             ISSUER             YES              FOR                   FOR 

PROPOSAL #1.6: ELECT DIRECTOR MELVIN A. RHINELANDER           ISSUER             YES              FOR                   FOR 

PROPOSAL #1.7: ELECT DIRECTOR CHARLES H. ROADMAN, II         ISSUER             YES              FOR                   FOR 

PROPOSAL #1.8: ELECT DIRECTOR MICHAEL J. SPECTOR                ISSUER             YES              FOR                   FOR 

PROPOSAL #2: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                Assisted Living Concepts, Inc.

  TICKER:                ALC                                   CUSIP:    04544X300 

  MEETING DATE:   5/16/2013                                                                                                             FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1: APPROVE MERGER AGREEMENT                                    ISSUER             YES              FOR                   FOR 

PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES                  ISSUER             YES          AGAINST            AGAINST 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                Associated Banc-Corp

  TICKER:                ASBC                                 CUSIP:    045487105 

  MEETING DATE:   4/23/2013                                                                                                             FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1.1: ELECT DIRECTOR JOHN F. BERGSTROM                  ISSUER             YES              FOR                   FOR 

PROPOSAL #1.2: ELECT DIRECTOR RUTH M. CROWLEY                      ISSUER             YES              FOR                   FOR 

PROPOSAL #1.3: ELECT DIRECTOR PHILIP B. FLYNN                      ISSUER             YES              FOR                   FOR 

 


 

 

PROPOSAL #1.4: ELECT DIRECTOR RONALD R. HARDER                    ISSUER             YES              FOR                   FOR 

PROPOSAL #1.5: ELECT DIRECTOR WILLIAM R. HUTCHINSON           ISSUER             YES              FOR                   FOR 

PROPOSAL #1.6: ELECT DIRECTOR ROBERT A. JEFFE                      ISSUER             YES              FOR                   FOR 

PROPOSAL #1.7: ELECT DIRECTOR EILEEN A. KAMERICK                ISSUER             YES              FOR                   FOR 

PROPOSAL #1.8: ELECT DIRECTOR RICHARD T. LOMMEN                  ISSUER             YES              FOR                   FOR 

PROPOSAL #1.9: ELECT DIRECTOR J. DOUGLAS QUICK                    ISSUER             YES              FOR                   FOR 

PROPOSAL #1.10: ELECT DIRECTOR KAREN T. VAN LITH                ISSUER             YES              FOR                   FOR 

PROPOSAL #1.11: ELECT DIRECTOR JOHN (JAY) B. WILLIAMS        ISSUER             YES              FOR                   FOR 

PROPOSAL #2: APPROVE OMNIBUS STOCK PLAN                                ISSUER             YES              FOR                   FOR 

PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER             YES              FOR                   FOR 

OFFICERS' COMPENSATION

PROPOSAL #4: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                Associated Estates Realty Corporation

  TICKER:                AEC                                   CUSIP:    045604105 

  MEETING DATE:   5/8/2013                                                                                                               FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1.1: ELECT DIRECTOR ALBERT T. ADAMS                      ISSUER             YES              FOR                   FOR 

PROPOSAL #1.2: ELECT DIRECTOR JEFFREY I. FRIEDMAN               ISSUER             YES              FOR                   FOR 

PROPOSAL #1.3: ELECT DIRECTOR MICHAEL E. GIBBONS                ISSUER             YES              FOR                   FOR 

PROPOSAL #1.4: ELECT DIRECTOR MARK L. MILSTEIN                    ISSUER             YES              FOR                   FOR 

PROPOSAL #1.5: ELECT DIRECTOR JAMES J. SANFILIPPO               ISSUER             YES              FOR                   FOR 

PROPOSAL #1.6: ELECT DIRECTOR JAMES A. SCHOFF                      ISSUER             YES              FOR                   FOR 

PROPOSAL #1.7: ELECT DIRECTOR RICHARD T. SCHWARZ                ISSUER             YES              FOR                   FOR 

PROPOSAL #2: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER             YES              FOR                   FOR 

OFFICERS' COMPENSATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                Assurant, Inc.

  TICKER:                AIZ                                   CUSIP:    04621X108 

  MEETING DATE:   5/9/2013                                                                                                               FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1a: ELECT DIRECTOR ELAINE D. ROSEN                       ISSUER             YES              FOR                   FOR 

PROPOSAL #1b: ELECT DIRECTOR HOWARD L. CARVER                      ISSUER             YES              FOR                   FOR 

PROPOSAL #1c: ELECT DIRECTOR JUAN N. CENTO                           ISSUER             YES              FOR                   FOR 

PROPOSAL #1d: ELECT DIRECTOR ELYSE DOUGLAS                           ISSUER             YES              FOR                   FOR 

PROPOSAL #1e: ELECT DIRECTOR LAWRENCE V. JACKSON                ISSUER             YES              FOR                   FOR 

PROPOSAL #1f: ELECT DIRECTOR DAVID B. KELSO                         ISSUER             YES              FOR                   FOR 

 


 

 

PROPOSAL #1g: ELECT DIRECTOR CHARLES J. KOCH                       ISSUER             YES              FOR                   FOR 

PROPOSAL #1h: ELECT DIRECTOR JEAN-PAUL L. MONTUPET             ISSUER             YES              FOR                   FOR 

PROPOSAL #1i: ELECT DIRECTOR ROBERT B. POLLOCK                    ISSUER             YES              FOR                   FOR 

PROPOSAL #1j: ELECT DIRECTOR PAUL J. REILLY                         ISSUER             YES              FOR                   FOR 

PROPOSAL #1k: ELECT DIRECTOR ROBERT W. STEIN                       ISSUER             YES              FOR                   FOR 

PROPOSAL #2: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER             YES              FOR                   FOR 

OFFICERS' COMPENSATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                Assured Guaranty Ltd.

  TICKER:                AGO                                   CUSIP:    G0585R106 

  MEETING DATE:   5/8/2013                                                                                                               FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1.1: ELECT NEIL BARON AS DIRECTOR                         ISSUER             YES              FOR                   FOR 

PROPOSAL #1.2: ELECT FRANCISCO L. BORGES AS DIRECTOR         ISSUER             YES              FOR                   FOR 

PROPOSAL #1.3: ELECT G. LAWRENCE BUHL AS DIRECTOR               ISSUER             YES              FOR                   FOR 

PROPOSAL #1.4: ELECT STEPHEN A. COZEN AS DIRECTOR               ISSUER             YES              FOR                   FOR 

PROPOSAL #1.5: ELECT DOMINIC J. FREDERICO AS DIRECTOR        ISSUER             YES              FOR                   FOR 

PROPOSAL #1.6: ELECT BONNIE L. HOWARD AS DIRECTOR               ISSUER             YES              FOR                   FOR 

PROPOSAL #1.7: ELECT PATRICK W. KENNY AS DIRECTOR               ISSUER             YES              FOR                   FOR 

PROPOSAL #1.8: ELECT SIMON W. LEATHES AS DIRECTOR               ISSUER             YES              FOR                   FOR 

PROPOSAL #1.9: ELECT ROBIN MONRO-DAVIES AS DIRECTOR           ISSUER             YES              FOR                   FOR 

PROPOSAL #1.10: ELECT MICHAEL T. O'KANE AS DIRECTOR           ISSUER             YES              FOR                   FOR 

PROPOSAL #1.11: ELECT WILBUR L. ROSS, JR. AS DIRECTOR        ISSUER             YES              FOR                   FOR 

PROPOSAL #1.12: ELECT HOWARD W. ALBERT AS DIRECTOR OF        ISSUER             YES              FOR                   FOR 

 ASSURED GUARANTY RE LTD

PROPOSAL #1.13: ELECT ROBERT A. BAILENSON AS DIRECTOR        ISSUER             YES              FOR                   FOR 

 OF ASSURED GUARANTY RE LTD

PROPOSAL #1.14: ELECT RUSSELL B. BREWER, II AS                   ISSUER             YES              FOR                   FOR 

DIRECTOR OF ASSURED GUARANTY RE LTD

PROPOSAL #1.15: ELECT GARY BURNET AS DIRECTOR OF                ISSUER             YES              FOR                   FOR 

ASSURED GUARANTY RE LTD

PROPOSAL #1.16: ELECT STEPHEN DONNARUMMA AS DIRECTOR         ISSUER             YES              FOR                   FOR 

OF ASSURED GUARANTY RE LTD

PROPOSAL #1.17: ELECT DOMINIC J. FREDERICO AS                     ISSUER             YES              FOR                   FOR 

DIRECTOR OF ASSURED GUARANTY RE LTD

PROPOSAL #1.18: ELECT JAMES M. MICHENER AS DIRECTOR          ISSUER             YES              FOR                   FOR 

OF ASSURED GUARANTY RE LTD

PROPOSAL #1.19: ELECT ROBERT B. MILLS AS DIRECTOR OF         ISSUER             YES              FOR                   FOR 

ASSURED GUARANTY RE LTD

PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER             YES              FOR                   FOR 

OFFICERS' COMPENSATION

PROPOSAL #3: AMEND EMPLOYEE STOCK PURCHASE PLAN                  ISSUER             YES              FOR                   FOR 

 


 

 

PROPOSAL #4: RATIFY PRICEWATERHOUSECOOPERS LLP AS              ISSUER             YES              FOR                   FOR 

AUDITORS

PROPOSAL #5: RATIFY PWC AS AG RE'S AUDITORS                         ISSUER             YES              FOR                   FOR 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                Asta Funding, Inc.

  TICKER:                ASFI                                 CUSIP:    046220109 

  MEETING DATE:   6/19/2013                                                                                                             FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1.1: ELECT DIRECTOR GARY STERN                              ISSUER             YES              FOR                   FOR 

PROPOSAL #1.2: ELECT DIRECTOR ARTHUR STERN                           ISSUER             YES         WITHHOLD            AGAINST 

PROPOSAL #1.3: ELECT DIRECTOR HERMAN BADILLO                       ISSUER             YES              FOR                   FOR 

PROPOSAL #1.4: ELECT DIRECTOR DAVID SLACKMAN                       ISSUER             YES              FOR                   FOR 

PROPOSAL #1.5: ELECT DIRECTOR EDWARD CELANO                         ISSUER             YES              FOR                   FOR 

PROPOSAL #1.6: ELECT DIRECTOR HARVEY LEIBOWITZ                    ISSUER             YES              FOR                   FOR 

PROPOSAL #1.7: ELECT DIRECTOR LOUIS A. PICCOLO                    ISSUER             YES              FOR                   FOR 

PROPOSAL #2: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

PROPOSAL #3: ADOPT SHAREHOLDER RIGHTS PLAN (POISON            ISSUER             YES          AGAINST            AGAINST 

PILL)

PROPOSAL #4: ELIMINATE ACT BY WRITTEN CONSENT                      ISSUER             YES          AGAINST            AGAINST 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                Astec Industries, Inc.

  TICKER:                ASTE                                 CUSIP:    046224101 

  MEETING DATE:   4/25/2013                                                                                                             FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1.1: ELECT DIRECTOR J. DON BROCK                           ISSUER             YES              FOR                   FOR 

PROPOSAL #1.2: ELECT DIRECTOR W. NORMAN SMITH                      ISSUER             YES              FOR                   FOR 

PROPOSAL #1.3: ELECT DIRECTOR WILLIAM B. SANSOM                  ISSUER             YES              FOR                   FOR 

PROPOSAL #1.4: ELECT DIRECTOR BENJAMIN G. BROCK                  ISSUER             YES              FOR                   FOR 

PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER             YES              FOR                   FOR 

OFFICERS' COMPENSATION

PROPOSAL #3: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                Astex Pharmaceuticals, Inc.

  TICKER:                ASTX                                 CUSIP:    04624B103 

  MEETING DATE:   6/13/2013                                                                                                             FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1.1: ELECT DIRECTOR CHARLES J. CASAMENTO             ISSUER             YES              FOR                   FOR 

PROPOSAL #1.2: ELECT DIRECTOR PETER FELLNER                         ISSUER             YES              FOR                   FOR 

PROPOSAL #1.3: ELECT DIRECTOR THOMAS V. GIRARDI                  ISSUER             YES              FOR                   FOR 

 


 

 

PROPOSAL #1.4: ELECT DIRECTOR ALLAN R. GOLDBERG                  ISSUER             YES              FOR                   FOR 

PROPOSAL #1.5: ELECT DIRECTOR TIMOTHY HAINES                       ISSUER             YES              FOR                   FOR 

PROPOSAL #1.6: ELECT DIRECTOR HARREN JHOTI                           ISSUER             YES              FOR                   FOR 

PROPOSAL #1.7: ELECT DIRECTOR ISMAIL KOLA                             ISSUER             YES              FOR                   FOR 

PROPOSAL #1.8: ELECT DIRECTOR WALTER J. LACK                       ISSUER             YES              FOR                   FOR 

PROPOSAL #1.9: ELECT DIRECTOR JAMES S.J. MANUSO                  ISSUER             YES              FOR                   FOR 

PROPOSAL #2: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE         ISSUER             YES              FOR                   FOR 

PLAN

PROPOSAL #3: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER             YES              FOR                   FOR 

OFFICERS' COMPENSATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                Astoria Financial Corporation

  TICKER:                AF                                     CUSIP:    046265104 

  MEETING DATE:   5/15/2013                                                                                                             FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1.1: ELECT DIRECTOR JOHN R. CHRIN                         ISSUER             YES              FOR                   FOR 

PROPOSAL #1.2: ELECT DIRECTOR JOHN J. CORRADO                      ISSUER             YES              FOR                   FOR 

PROPOSAL #1.3: ELECT DIRECTOR BRIAN M. LEENEY                      ISSUER             YES              FOR                   FOR 

PROPOSAL #1.4: ELECT DIRECTOR PATRICIA M. NAZEMETZ             ISSUER             YES              FOR                   FOR 

PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER             YES              FOR                   FOR 

OFFICERS' COMPENSATION

PROPOSAL #3: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                Astronics Corporation

  TICKER:                ATRO                                 CUSIP:    046433108 

  MEETING DATE:   5/14/2013                                                                                                             FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1.1: ELECT DIRECTOR RAYMOND W. BOUSHIE                ISSUER             YES         WITHHOLD            AGAINST 

PROPOSAL #1.2: ELECT DIRECTOR ROBERT T. BRADY                      ISSUER             YES         WITHHOLD            AGAINST 

PROPOSAL #1.3: ELECT DIRECTOR JOHN B. DRENNING                    ISSUER             YES         WITHHOLD            AGAINST 

PROPOSAL #1.4: ELECT DIRECTOR PETER J. GUNDERMANN               ISSUER             YES         WITHHOLD            AGAINST 

PROPOSAL #1.5: ELECT DIRECTOR KEVIN T. KEANE                       ISSUER             YES         WITHHOLD            AGAINST 

PROPOSAL #1.6: ELECT DIRECTOR ROBERT J. MCKENNA                  ISSUER             YES         WITHHOLD            AGAINST 

PROPOSAL #2: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

PROPOSAL #3: INCREASE AUTHORIZED COMMON STOCK                      ISSUER             YES          AGAINST            AGAINST 

PROPOSAL #4: INCREASE AUTHORIZED CLASS B STOCK                    ISSUER             YES          AGAINST            AGAINST 

 


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                Astronics Corporation

  TICKER:                ATRO                                 CUSIP:    046433207 

  MEETING DATE:   5/14/2013                                                                                                             FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1.1: ELECT DIRECTOR RAYMOND W. BOUSHIE                ISSUER             YES         WITHHOLD            AGAINST 

PROPOSAL #1.2: ELECT DIRECTOR ROBERT T. BRADY                      ISSUER             YES         WITHHOLD            AGAINST 

PROPOSAL #1.3: ELECT DIRECTOR JOHN B. DRENNING                    ISSUER             YES         WITHHOLD            AGAINST 

PROPOSAL #1.4: ELECT DIRECTOR PETER J. GUNDERMANN               ISSUER             YES         WITHHOLD            AGAINST 

PROPOSAL #1.5: ELECT DIRECTOR KEVIN T. KEANE                       ISSUER             YES         WITHHOLD            AGAINST 

PROPOSAL #1.6: ELECT DIRECTOR ROBERT J. MCKENNA                  ISSUER             YES         WITHHOLD            AGAINST 

PROPOSAL #2: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

PROPOSAL #3: INCREASE AUTHORIZED COMMON STOCK                      ISSUER             YES          AGAINST            AGAINST 

PROPOSAL #4: INCREASE AUTHORIZED CLASS B STOCK                    ISSUER             YES          AGAINST            AGAINST 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                AT&T Inc.

  TICKER:                                                      CUSIP:    00206R102 

  MEETING DATE:   4/26/2013                                                                                                             FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1.1: ELECT DIRECTOR RANDALL L. STEPHENSON           ISSUER             YES              FOR                   FOR 

PROPOSAL #1.2: ELECT DIRECTOR GILBERT F. AMELIO                  ISSUER             YES              FOR                   FOR 

PROPOSAL #1.3: ELECT DIRECTOR REUBEN V. ANDERSON                ISSUER             YES              FOR                   FOR 

PROPOSAL #1.4: ELECT DIRECTOR JAMES H. BLANCHARD                ISSUER             YES              FOR                   FOR 

PROPOSAL #1.5: ELECT DIRECTOR JAIME CHICO PARDO                  ISSUER             YES              FOR                   FOR 

PROPOSAL #1.6: ELECT DIRECTOR SCOTT T. FORD                         ISSUER             YES              FOR                   FOR 

PROPOSAL #1.7: ELECT DIRECTOR JAMES P. KELLY                       ISSUER             YES              FOR                   FOR 

PROPOSAL #1.8: ELECT DIRECTOR JON C. MADONNA                       ISSUER             YES              FOR                   FOR 

PROPOSAL #1.9: ELECT DIRECTOR MICHAEL B. MCCALLISTER         ISSUER             YES              FOR                   FOR 

PROPOSAL #1.10: ELECT DIRECTOR JOHN B. MCCOY                       ISSUER             YES              FOR                   FOR 

PROPOSAL #1.11: ELECT DIRECTOR JOYCE M. ROCHE                      ISSUER             YES              FOR                   FOR 

PROPOSAL #1.12: ELECT DIRECTOR MATTHEW K. ROSE                    ISSUER             YES              FOR                   FOR 

PROPOSAL #1.13: ELECT DIRECTOR  LAURA D'ANDREA TYSON         ISSUER             YES              FOR                   FOR 

PROPOSAL #2: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER             YES              FOR                   FOR 

OFFICERS' COMPENSATION

PROPOSAL #4: AMEND STOCK PURCHASE AND DEFERRAL PLAN           ISSUER             YES              FOR                   FOR 

PROPOSAL #5: REPORT ON POLITICAL CONTRIBUTIONS                SHAREHOLDER         YES          AGAINST                FOR 

 


 

 

PROPOSAL #6: REPORT ON REDUCING LEAD BATTERY HEALTH      SHAREHOLDER         YES          AGAINST                FOR 

HAZARDS

PROPOSAL #7: SUBMIT SEVERANCE AGREEMENT (CHANGE-IN-       SHAREHOLDER         YES          AGAINST                FOR 

CONTROL) TO SHAREHOLDER VOTE

PROPOSAL #8: REQUIRE INDEPENDENT BOARD CHAIRMAN              SHAREHOLDER         YES          AGAINST                FOR 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                athenahealth, Inc.

  TICKER:                ATHN                                 CUSIP:    04685W103 

  MEETING DATE:   6/6/2013                                                                                  &#