N-PX 1 indexfunds0085.htm indexfunds0085.htm - Generated by SEC Publisher for SEC Filing

 

                                                                             UNITED STATES

                                                        SECURITIES AND EXCHANGE COMMISSION

                                                                    WASHINGTON, D.C. 20549

                                                                                 FORM N-PX

                                                      ANNUAL REPORT OF PROXY VOTING RECORD

                                                                                        OF 

                                                REGISTERED MANAGEMENT INVESTMENT COMPANIES

  INVESTMENT COMPANY ACT FILE NUMBER:                    811-2652 

  NAME OF REGISTRANT:                                                    VANGUARD INDEX FUNDS

  ADDRESS OF REGISTRANT:                                              PO BOX 2600, VALLEY FORGE, PA 19482

  NAME AND ADDRESS OF AGENT FOR SERVICE:              HEIDI STAM

                                                                                           PO BOX 876

                                                                                           VALLEY FORGE, PA 19482

  REGISTRANT'S TELEPHONE NUMBER, INCLUDING AREA CODE:    (610) 669-1000

  DATE OF FISCAL YEAR END:                                          DECEMBER 31

  DATE OF REPORTING PERIOD:                                        JULY 1, 2012 - JUNE 30, 2013

  FUND:    VANGUARD TOTAL STOCK MARKET INDEX FUND

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                1-800-FLOWERS.COM, Inc.

  TICKER:                FLWS                                 CUSIP:    68243Q106 

  MEETING DATE:   12/10/2012                                                                                                           FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1.1: ELECT DIRECTOR GERALYN R. BREIG                    ISSUER             YES              FOR                   FOR 

PROPOSAL #1.2: ELECT DIRECTOR LAWRENCE CALCANO                    ISSUER             YES              FOR                   FOR 

PROPOSAL #1.3: ELECT DIRECTOR JAMES CANNAVINO                      ISSUER             YES              FOR                   FOR 

PROPOSAL #2: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                1st Constitution Bancorp

  TICKER:                FCCY                                 CUSIP:    31986N102 

  MEETING DATE:   5/23/2013                                                                                                             FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1.1: ELECT DIRECTOR WILLIAM M. RUE                       ISSUER             YES              FOR                   FOR 

PROPOSAL #1.2: ELECT DIRECTOR FRANK E. WALSH, III               ISSUER             YES              FOR                   FOR 

PROPOSAL #2: APPROVE OMNIBUS STOCK PLAN                                ISSUER             YES              FOR                   FOR 

PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER             YES              FOR                   FOR 

OFFICERS' COMPENSATION

PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY             ISSUER             YES         ONE YEAR              FOR 

 


 

 

PROPOSAL #5: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                1st Source Corporation

  TICKER:                SRCE                                 CUSIP:    336901103 

  MEETING DATE:   4/25/2013                                                                                                             FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1.1: ELECT DIRECTOR VINOD M. KHILNANI                  ISSUER             YES              FOR                   FOR 

PROPOSAL #1.2: ELECT DIRECTOR DANIEL B. FITZPATRICK           ISSUER             YES              FOR                   FOR 

PROPOSAL #1.3: ELECT DIRECTOR WELLINGTON D. JONES III        ISSUER             YES              FOR                   FOR 

PROPOSAL #1.4: ELECT DIRECTOR NAJEEB A. KHAN                       ISSUER             YES              FOR                   FOR 

PROPOSAL #1.5: ELECT DIRECTOR CHRISTOPHER J. MURPHY IV      ISSUER             YES              FOR                   FOR 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                1st United Bancorp, Inc.

  TICKER:                FUBC                                 CUSIP:    33740N105 

  MEETING DATE:   5/28/2013                                                                                                             FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1.1: ELECT DIRECTOR PAULA BERLINER                       ISSUER             YES         WITHHOLD            AGAINST 

PROPOSAL #1.2: ELECT DIRECTOR DEREK C. BURKE                       ISSUER             YES              FOR                   FOR 

PROPOSAL #1.3: ELECT DIRECTOR JEFFERY L. CARRIER                ISSUER             YES         WITHHOLD            AGAINST 

PROPOSAL #1.4: ELECT DIRECTOR RONALD A. DAVID                      ISSUER             YES              FOR                   FOR 

PROPOSAL #1.5: ELECT DIRECTOR JAMES EVANS                             ISSUER             YES              FOR                   FOR 

PROPOSAL #1.6: ELECT DIRECTOR ARTHUR S. LORING                    ISSUER             YES         WITHHOLD            AGAINST 

PROPOSAL #1.7: ELECT DIRECTOR THOMAS E. LYNCH                      ISSUER             YES         WITHHOLD            AGAINST 

PROPOSAL #1.8: ELECT DIRECTOR JOHN MARINO                             ISSUER             YES              FOR                   FOR 

PROPOSAL #1.9: ELECT DIRECTOR CARLOS MORRISON                      ISSUER             YES              FOR                   FOR 

PROPOSAL #1.10: ELECT DIRECTOR WARREN S. ORLANDO                ISSUER             YES              FOR                   FOR 

PROPOSAL #1.11: ELECT DIRECTOR RUDY E. SCHUPP                      ISSUER             YES              FOR                   FOR 

PROPOSAL #1.12: ELECT DIRECTOR JOSEPH W. VECCIA, JR.         ISSUER             YES         WITHHOLD            AGAINST 

PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER             YES              FOR                   FOR 

OFFICERS' COMPENSATION

PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN                                ISSUER             YES          AGAINST            AGAINST 

PROPOSAL #4: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                21st Century Holding Company

  TICKER:                TCHC                                 CUSIP:    90136Q100 

  MEETING DATE:   9/11/2012                                                                                                             FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1.1: ELECT DIRECTOR BRUCE F. SIMBERG                    ISSUER             YES         WITHHOLD            AGAINST 

 


 

 

PROPOSAL #1.2: ELECT DIRECTOR RICHARD W. WILCOX, JR.         ISSUER             YES         WITHHOLD            AGAINST 

PROPOSAL #2: CHANGE COMPANY NAME                                            ISSUER             YES              FOR                   FOR 

PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN                                ISSUER             YES          AGAINST            AGAINST 

PROPOSAL #4: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                3D Systems Corporation

  TICKER:                DDD                                   CUSIP:    88554D205 

  MEETING DATE:   5/21/2013                                                                                                             FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1.1: ELECT DIRECTOR WILLIAM E. CURRAN                  ISSUER             YES              FOR                   FOR 

PROPOSAL #1.2: ELECT DIRECTOR CHARLES W. HULL                      ISSUER             YES              FOR                   FOR 

PROPOSAL #1.3: ELECT DIRECTOR JIM D. KEVER                           ISSUER             YES              FOR                   FOR 

PROPOSAL #1.4: ELECT DIRECTOR G.W. LOEWENBAUM, II               ISSUER             YES              FOR                   FOR 

PROPOSAL #1.5: ELECT DIRECTOR KEVIN S. MOORE                       ISSUER             YES              FOR                   FOR 

PROPOSAL #1.6: ELECT DIRECTOR ABRAHAM N. REICHENTAL           ISSUER             YES              FOR                   FOR 

PROPOSAL #1.7: ELECT DIRECTOR DANIEL S. VAN RIPER               ISSUER             YES              FOR                   FOR 

PROPOSAL #1.8: ELECT DIRECTOR KAREN E. WELKE                       ISSUER             YES              FOR                   FOR 

PROPOSAL #2: INCREASE AUTHORIZED COMMON STOCK                      ISSUER             YES          AGAINST            AGAINST 

PROPOSAL #3: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                3M Company

  TICKER:                MMM                                   CUSIP:    88579Y101 

  MEETING DATE:   5/14/2013                                                                                                             FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1a: ELECT DIRECTOR LINDA G. ALVARADO                    ISSUER             YES              FOR                   FOR 

PROPOSAL #1b: ELECT DIRECTOR VANCE D. COFFMAN                      ISSUER             YES              FOR                   FOR 

PROPOSAL #1c: ELECT DIRECTOR MICHAEL L. ESKEW                      ISSUER             YES              FOR                   FOR 

PROPOSAL #1d: ELECT DIRECTOR W. JAMES FARRELL                      ISSUER             YES              FOR                   FOR 

PROPOSAL #1e: ELECT DIRECTOR HERBERT L. HENKEL                    ISSUER             YES              FOR                   FOR 

PROPOSAL #1f: ELECT DIRECTOR MUHTAR KENT                              ISSUER             YES              FOR                   FOR 

PROPOSAL #1g: ELECT DIRECTOR EDWARD M. LIDDY                       ISSUER             YES              FOR                   FOR 

PROPOSAL #1h: ELECT DIRECTOR ROBERT S. MORRISON                  ISSUER             YES              FOR                   FOR 

PROPOSAL #1i: ELECT DIRECTOR AULANA L. PETERS                      ISSUER             YES              FOR                   FOR 

PROPOSAL #1j: ELECT DIRECTOR INGE G. THULIN                         ISSUER             YES              FOR                   FOR 

PROPOSAL #1k: ELECT DIRECTOR ROBERT J. ULRICH                      ISSUER             YES              FOR                   FOR 

PROPOSAL #2: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

 


 

 

PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER             YES              FOR                   FOR 

OFFICERS' COMPENSATION

PROPOSAL #4: PROVIDE RIGHT TO ACT BY WRITTEN CONSENT     SHAREHOLDER         YES          AGAINST                FOR 

PROPOSAL #5: STUDY FEASIBILITY OF PROHIBITING                 SHAREHOLDER         YES          ABSTAIN            AGAINST 

POLITICAL CONTRIBUTIONS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                8x8, Inc.

  TICKER:                EGHT                                 CUSIP:    282914100 

  MEETING DATE:   7/24/2012                                                                                                             FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1.1: ELECT DIRECTOR GUY L. HECKER, JR.                ISSUER             YES              FOR                   FOR 

PROPOSAL #1.2: ELECT DIRECTOR BRYAN R. MARTIN                      ISSUER             YES              FOR                   FOR 

PROPOSAL #1.3: ELECT DIRECTOR MANSOUR SALAME                       ISSUER             YES         WITHHOLD            AGAINST 

PROPOSAL #1.4: ELECT DIRECTOR ERIC SALZMAN                           ISSUER             YES              FOR                   FOR 

PROPOSAL #1.5: ELECT DIRECTOR VIKRAM VERMA                           ISSUER             YES              FOR                   FOR 

PROPOSAL #2: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN                                ISSUER             YES              FOR                   FOR 

PROPOSAL #4: INCREASE AUTHORIZED COMMON STOCK                      ISSUER             YES          AGAINST            AGAINST 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                A. H. Belo Corporation

  TICKER:                AHC                                   CUSIP:    001282102 

  MEETING DATE:   5/16/2013                                                                                                             FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1.1: ELECT DIRECTOR LOUIS E. CALDERA                    ISSUER             YES              FOR                   FOR 

PROPOSAL #1.2: ELECT DIRECTOR JOHN P. PUERNER                      ISSUER             YES              FOR                   FOR 

PROPOSAL #1.3: ELECT DIRECTOR NICOLE G. SMALL                      ISSUER             YES              FOR                   FOR 

PROPOSAL #2: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                A. M. Castle & Co.

  TICKER:                CAS                                   CUSIP:    148411101 

  MEETING DATE:   4/25/2013                                                                                                             FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1.1: ELECT DIRECTOR BRIAN P. ANDERSON                  ISSUER             YES              FOR                   FOR 

PROPOSAL #1.2: ELECT DIRECTOR SCOTT J. DOLAN                       ISSUER             YES              FOR                   FOR 

PROPOSAL #1.3: ELECT DIRECTOR REUBEN S. DONNELLEY               ISSUER             YES              FOR                   FOR 

PROPOSAL #1.4: ELECT DIRECTOR ANN M. DRAKE                           ISSUER             YES              FOR                   FOR 

PROPOSAL #1.5: ELECT DIRECTOR PATRICK J. HERBERT, III        ISSUER             YES              FOR                   FOR 

PROPOSAL #1.6: ELECT DIRECTOR TERRENCE J. KEATING               ISSUER             YES              FOR                   FOR 

 


 

 

PROPOSAL #1.7: ELECT DIRECTOR JAMES D. KELLY                       ISSUER             YES              FOR                   FOR 

PROPOSAL #1.8: ELECT DIRECTOR PAMELA FORBES LIEBERMAN        ISSUER             YES              FOR                   FOR 

PROPOSAL #1.9: ELECT DIRECTOR GARY A. MASSE                         ISSUER             YES              FOR                   FOR 

PROPOSAL #1.10: ELECT DIRECTOR JOHN MCCARTNEY                      ISSUER             YES              FOR                   FOR 

PROPOSAL #2: AMEND OMNIBUS STOCK PLAN                                    ISSUER             YES              FOR                   FOR 

PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER             YES              FOR                   FOR 

OFFICERS' COMPENSATION

PROPOSAL #4: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                A. O. Smith Corporation

  TICKER:                AOS                                   CUSIP:    831865209 

  MEETING DATE:   4/15/2013                                                                                                             FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1.1: ELECT DIRECTOR GLOSTER B. CURRENT, JR.        ISSUER             YES              FOR                   FOR 

PROPOSAL #1.2: ELECT DIRECTOR WILLIAM P. GREUBEL                ISSUER             YES              FOR                   FOR 

PROPOSAL #1.3: ELECT DIRECTOR IDELLE K. WOLF                       ISSUER             YES              FOR                   FOR 

PROPOSAL #1.4: ELECT DIRECTOR GENE C. WULF                           ISSUER             YES              FOR                   FOR 

PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER             YES              FOR                   FOR 

OFFICERS' COMPENSATION

PROPOSAL #3: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

PROPOSAL #4: INCREASE AUTHORIZED COMMON STOCK                      ISSUER             YES              FOR                   FOR 

PROPOSAL #5: REDUCE AUTHORIZED CLASS A COMMON STOCK           ISSUER             YES              FOR                   FOR 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                A. Schulman, Inc.

  TICKER:                SHLM                                 CUSIP:    808194104 

  MEETING DATE:   12/13/2012                                                                                                           FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1.1: ELECT DIRECTOR EUGENE R. ALLSPACH                ISSUER             YES              FOR                   FOR 

PROPOSAL #1.2: ELECT DIRECTOR GREGORY T. BARMORE                ISSUER             YES              FOR                   FOR 

PROPOSAL #1.3: ELECT DIRECTOR DAVID G. BIRNEY                      ISSUER             YES              FOR                   FOR 

PROPOSAL #1.4: ELECT DIRECTOR HOWARD R. CURD                       ISSUER             YES              FOR                   FOR 

PROPOSAL #1.5: ELECT DIRECTOR JOSEPH M. GINGO                      ISSUER             YES              FOR                   FOR 

PROPOSAL #1.6: ELECT DIRECTOR MICHAEL A. MCMANUS, JR.        ISSUER             YES              FOR                   FOR 

PROPOSAL #1.7: ELECT DIRECTOR LEE D. MEYER                           ISSUER             YES              FOR                   FOR 

PROPOSAL #1.8: ELECT DIRECTOR JAMES A. MITAROTONDA             ISSUER             YES              FOR                   FOR 

PROPOSAL #1.9: ELECT DIRECTOR ERNEST J. NOVAK, JR.             ISSUER             YES              FOR                   FOR 

PROPOSAL #1.10: ELECT DIRECTOR LRVIN D. REID                       ISSUER             YES              FOR                   FOR 

PROPOSAL #1.11: ELECT DIRECTOR JOHN B. YASINSKY                  ISSUER             YES              FOR                   FOR 

 


 

 

PROPOSAL #2: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER             YES              FOR                   FOR 

OFFICERS' COMPENSATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                A.T. Cross Company

  TICKER:                ATX                                   CUSIP:    227478104 

  MEETING DATE:   4/25/2013                                                                                                             FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1: FIX NUMBER OF CLASS A DIRECTORS AT THREE        ISSUER             YES              FOR                   FOR 

 AND CLASS B DIRECTORS AT SIX

PROPOSAL #2.1: ELECT DIRECTOR HARLAN M. KENT                       ISSUER             YES              FOR                   FOR 

PROPOSAL #2.2: ELECT DIRECTOR ANDREW J. PARSONS                  ISSUER             YES              FOR                   FOR 

PROPOSAL #2.3: ELECT DIRECTOR FRANCES P. PHILIP                  ISSUER             YES              FOR                   FOR 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                AAON, Inc.

  TICKER:                AAON                                 CUSIP:    000360206 

  MEETING DATE:   5/21/2013                                                                                                             FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1.1: ELECT DIRECTOR PAUL K. (KEN) LACKEY,          ISSUER             YES              FOR                   FOR 

JR.

PROPOSAL #1.2: ELECT DIRECTOR A.H. (CHIP) MCELROY, II        ISSUER             YES              FOR                   FOR 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                AAR CORP.

  TICKER:                AIR                                   CUSIP:    000361105 

  MEETING DATE:   10/10/2012                                                                                                           FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1.1: ELECT DIRECTOR ANTHONY K. ANDERSON               ISSUER             YES              FOR                   FOR 

PROPOSAL #1.2: ELECT DIRECTOR MICHAEL R. BOYCE                    ISSUER             YES              FOR                   FOR 

PROPOSAL #1.3: ELECT DIRECTOR DAVID P. STORCH                      ISSUER             YES              FOR                   FOR 

PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER             YES              FOR                   FOR 

OFFICERS' COMPENSATION

PROPOSAL #3: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                Aaron's, Inc.

  TICKER:                AAN                                   CUSIP:    002535300 

  MEETING DATE:   5/7/2013                                                                                                               FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1.1: ELECT DIRECTOR GILBERT L. DANIELSON             ISSUER             YES              FOR                   FOR 

PROPOSAL #1.2: ELECT DIRECTOR DAVID L. KOLB                         ISSUER             YES              FOR                   FOR 

PROPOSAL #1.3: ELECT DIRECTOR CYNTHIA N. DAY                       ISSUER             YES              FOR                   FOR 

PROPOSAL #1.4: ELECT DIRECTOR HUBERT L. HARRIS, JR.           ISSUER             YES              FOR                   FOR 

 


 

 

PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER             YES              FOR                   FOR 

OFFICERS' COMPENSATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                Aastrom Biosciences, Inc.

  TICKER:                ASTM                                 CUSIP:    00253U305 

  MEETING DATE:   5/2/2013                                                                                                               FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1.1: ELECT DIRECTOR ROBERT L. ZERBE                      ISSUER             YES              FOR                   FOR 

PROPOSAL #1.2: ELECT DIRECTOR RONALD M. CRESSWELL               ISSUER             YES              FOR                   FOR 

PROPOSAL #1.3: ELECT DIRECTOR ALAN L. RUBINO                       ISSUER             YES              FOR                   FOR 

PROPOSAL #1.4: ELECT DIRECTOR NELSON M. SIMS                       ISSUER             YES              FOR                   FOR 

PROPOSAL #1.5: ELECT DIRECTOR DOMINICK C. COLANGELO           ISSUER             YES              FOR                   FOR 

PROPOSAL #2: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER             YES              FOR                   FOR 

OFFICERS' COMPENSATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                Abaxis, Inc.

  TICKER:                ABAX                                 CUSIP:    002567105 

  MEETING DATE:   11/8/2012                                                                                                             FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1.1: ELECT DIRECTOR CLINTON H. SEVERSON               ISSUER             YES              FOR                   FOR 

PROPOSAL #1.2: ELECT DIRECTOR VERNON E. ALTMAN                    ISSUER             YES              FOR                   FOR 

PROPOSAL #1.3: ELECT DIRECTOR RICHARD J. BASTIANI               ISSUER             YES              FOR                   FOR 

PROPOSAL #1.4: ELECT DIRECTOR MICHAEL D. CASEY                    ISSUER             YES              FOR                   FOR 

PROPOSAL #1.5: ELECT DIRECTOR HENK J. EVENHUIS                    ISSUER             YES              FOR                   FOR 

PROPOSAL #1.6: ELECT DIRECTOR PRITHIPAL SINGH                      ISSUER             YES              FOR                   FOR 

PROPOSAL #2: AMEND OMNIBUS STOCK PLAN                                    ISSUER             YES              FOR                   FOR 

PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER             YES              FOR                   FOR 

OFFICERS' COMPENSATION

PROPOSAL #4: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                Abbott Laboratories

  TICKER:                ABT                                   CUSIP:    002824100 

  MEETING DATE:   4/26/2013                                                                                                             FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1.1: ELECT DIRECTOR ROBERT J. ALPERN                    ISSUER             YES              FOR                   FOR 

PROPOSAL #1.2: ELECT DIRECTOR ROXANNE S. AUSTIN                  ISSUER             YES              FOR                   FOR 

PROPOSAL #1.3: ELECT DIRECTOR SALLY E. BLOUNT                      ISSUER             YES              FOR                   FOR 

PROPOSAL #1.4: ELECT DIRECTOR W. JAMES FARRELL                    ISSUER             YES              FOR                   FOR 

 


 

 

PROPOSAL #1.5: ELECT DIRECTOR EDWARD M. LIDDY                      ISSUER             YES              FOR                   FOR 

PROPOSAL #1.6: ELECT DIRECTOR NANCY MCKINSTRY                      ISSUER             YES              FOR                   FOR 

PROPOSAL #1.7: ELECT DIRECTOR PHEBE N. NOVAKOVIC                ISSUER             YES              FOR                   FOR 

PROPOSAL #1.8: ELECT DIRECTOR WILLIAM A. OSBORN                  ISSUER             YES              FOR                   FOR 

PROPOSAL #1.9: ELECT DIRECTOR SAMUEL C. SCOTT, III             ISSUER             YES              FOR                   FOR 

PROPOSAL #1.10: ELECT DIRECTOR GLENN F. TILTON                    ISSUER             YES              FOR                   FOR 

PROPOSAL #1.11: ELECT DIRECTOR MILES D. WHITE                      ISSUER             YES              FOR                   FOR 

PROPOSAL #2: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER             YES              FOR                   FOR 

OFFICERS' COMPENSATION

PROPOSAL #4: LABEL AND ELIMINATE GMO INGREDIENTS IN      SHAREHOLDER         YES          ABSTAIN            AGAINST 

PRODUCTS

PROPOSAL #5: REPORT ON LOBBYING PAYMENTS AND POLICY       SHAREHOLDER         YES          ABSTAIN            AGAINST 

PROPOSAL #6: REQUIRE INDEPENDENT BOARD CHAIRMAN              SHAREHOLDER         YES          AGAINST                FOR 

PROPOSAL #7: STOCK RETENTION/HOLDING PERIOD                     SHAREHOLDER         YES          AGAINST                FOR 

PROPOSAL #8: CEASE COMPLIANCE ADJUSTMENTS TO                  SHAREHOLDER         YES          AGAINST                FOR 

PERFORMANCE CRITERIA

PROPOSAL #9: PRO-RATA VESTING OF EQUITY AWARDS                SHAREHOLDER         YES          AGAINST                FOR 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                AbbVie Inc.

  TICKER:                ABBV                                 CUSIP:    00287Y109 

  MEETING DATE:   5/6/2013                                                                                                               FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1.1: ELECT DIRECTOR WILLIAM H.L. BURNSIDE           ISSUER             YES              FOR                   FOR 

PROPOSAL #1.2: ELECT DIRECTOR EDWARD J. RAPP                       ISSUER             YES              FOR                   FOR 

PROPOSAL #1.3: ELECT DIRECTOR ROY S. ROBERTS                       ISSUER             YES              FOR                   FOR 

PROPOSAL #2: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER             YES              FOR                   FOR 

OFFICERS' COMPENSATION

PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY             ISSUER             YES         ONE YEAR              FOR 

PROPOSAL #5: APPROVE OMNIBUS STOCK PLAN                                ISSUER             YES              FOR                   FOR 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                Abercrombie & Fitch Co.

  TICKER:                ANF                                   CUSIP:    002896207 

  MEETING DATE:   6/20/2013                                                                                                             FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1a: ELECT DIRECTOR JAMES B. BACHMANN                    ISSUER             YES              FOR                   FOR 

PROPOSAL #1b: ELECT DIRECTOR MICHAEL E. GREENLEES               ISSUER             YES          AGAINST            AGAINST 

PROPOSAL #1c: ELECT DIRECTOR KEVIN S. HUVANE                       ISSUER             YES          AGAINST            AGAINST 

 


 

 

PROPOSAL #1d: ELECT DIRECTOR MICHAEL S. JEFFRIES                ISSUER             YES              FOR                   FOR 

PROPOSAL #1e: ELECT DIRECTOR JOHN W. KESSLER                       ISSUER             YES              FOR                   FOR 

PROPOSAL #1f: ELECT DIRECTOR CRAIG R. STAPLETON                  ISSUER             YES          AGAINST            AGAINST 

PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER             YES          AGAINST            AGAINST 

OFFICERS' COMPENSATION

PROPOSAL #3: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

PROPOSAL #4: PRO-RATA VESTING OF EQUITY PLANS                 SHAREHOLDER         YES          AGAINST                FOR 

PROPOSAL #5: REQUIRE SHAREHOLDER APPROVAL OF SPECIFIC   SHAREHOLDER         YES          AGAINST                FOR 

 PERFORMANCE METRICS IN EQUITY COMPENSATION PLANS

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                ABIOMED, Inc.

  TICKER:                ABMD                                 CUSIP:    003654100 

  MEETING DATE:   8/8/2012                                                                                                               FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1.1: ELECT DIRECTOR LOUIS E. LATAIF                      ISSUER             YES              FOR                   FOR 

PROPOSAL #1.2: ELECT DIRECTOR HENRI A. TERMEER                    ISSUER             YES              FOR                   FOR 

PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER             YES              FOR                   FOR 

OFFICERS' COMPENSATION

PROPOSAL #3: AMEND OMNIBUS STOCK PLAN                                    ISSUER             YES              FOR                   FOR 

PROPOSAL #4: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE         ISSUER             YES              FOR                   FOR 

PLAN

PROPOSAL #5: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                ABM Industries Incorporated

  TICKER:                ABM                                   CUSIP:    000957100 

  MEETING DATE:   3/5/2013                                                                                                               FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1.1: ELECT DIRECTOR LUKE S. HELMS                         ISSUER             YES              FOR                   FOR 

PROPOSAL #1.2: ELECT DIRECTOR SUDHAKAR KESAVAN                    ISSUER             YES              FOR                   FOR 

PROPOSAL #1.3: ELECT DIRECTOR WILLIAM W. STEELE                  ISSUER             YES              FOR                   FOR 

PROPOSAL #2: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER             YES              FOR                   FOR 

OFFICERS' COMPENSATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                Abraxas Petroleum Corporation

  TICKER:                AXAS                                 CUSIP:    003830106 

  MEETING DATE:   5/14/2013                                                                                                             FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1.1: ELECT DIRECTOR HAROLD D. CARTER                    ISSUER             YES              FOR                   FOR 

PROPOSAL #1.2: ELECT DIRECTOR BRIAN L. MELTON                      ISSUER             YES              FOR                   FOR 

 


 

 

PROPOSAL #1.3: ELECT DIRECTOR JERRY J. LANGDON                    ISSUER             YES              FOR                   FOR 

PROPOSAL #1.4: ELECT DIRECTOR EDWARD P. RUSSELL                  ISSUER             YES              FOR                   FOR 

PROPOSAL #2: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER             YES              FOR                   FOR 

OFFICERS' COMPENSATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                Acacia Research Corporation

  TICKER:                ACTG                                 CUSIP:    003881307 

  MEETING DATE:   5/16/2013                                                                                                             FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1.1: ELECT DIRECTOR ROBERT L. HARRIS, II             ISSUER             YES              FOR                   FOR 

PROPOSAL #1.2: ELECT DIRECTOR FRED A. DEBOOM                       ISSUER             YES              FOR                   FOR 

PROPOSAL #2: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER             YES              FOR                   FOR 

OFFICERS' COMPENSATION

PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN                                ISSUER             YES              FOR                   FOR 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                Acadia Healthcare Company, Inc.

  TICKER:                ACHC                                 CUSIP:    00404A109 

  MEETING DATE:   5/23/2013                                                                                                             FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1.1: ELECT DIRECTOR WILLIAM F. GRIECO                  ISSUER             YES              FOR                   FOR 

PROPOSAL #1.2: ELECT DIRECTOR JOEY A. JACOBS                       ISSUER             YES              FOR                   FOR 

PROPOSAL #1.3: ELECT DIRECTOR KYLE D. LATTNER                      ISSUER             YES              FOR                   FOR 

PROPOSAL #1.4: ELECT DIRECTOR REEVE B. WAUD                         ISSUER             YES         WITHHOLD            AGAINST 

PROPOSAL #2: AMEND OMNIBUS STOCK PLAN                                    ISSUER             YES              FOR                   FOR 

PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER             YES              FOR                   FOR 

OFFICERS' COMPENSATION

PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY             ISSUER             YES         ONE YEAR           AGAINST 

PROPOSAL #5: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                ACADIA Pharmaceuticals Inc.

  TICKER:                ACAD                                 CUSIP:    004225108 

  MEETING DATE:   6/7/2013                                                                                                               FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1.1: ELECT DIRECTOR LAURA BREGE                             ISSUER             YES              FOR                   FOR 

PROPOSAL #1.2: ELECT DIRECTOR LESLIE L. IVERSEN                  ISSUER             YES              FOR                   FOR 

PROPOSAL #1.3: ELECT DIRECTOR WILLIAM (BILL) M. WELLS        ISSUER             YES              FOR                   FOR 

PROPOSAL #2: AMEND OMNIBUS STOCK PLAN                                    ISSUER             YES              FOR                   FOR 

 


 

 

PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER             YES              FOR                   FOR 

OFFICERS' COMPENSATION

PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY             ISSUER             YES         ONE YEAR              FOR 

PROPOSAL #5: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                Acadia Realty Trust

  TICKER:                AKR                                   CUSIP:    004239109 

  MEETING DATE:   5/15/2013                                                                                                             FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1a: ELECT DIRECTOR KENNETH F. BERNSTEIN               ISSUER             YES              FOR                   FOR 

PROPOSAL #1b: ELECT DIRECTOR DOUGLAS CROCKER II                  ISSUER             YES              FOR                   FOR 

PROPOSAL #1c: ELECT DIRECTOR LORRENCE T. KELLAR                  ISSUER             YES              FOR                   FOR 

PROPOSAL #1d: ELECT DIRECTOR WENDY LUSCOMBE                         ISSUER             YES              FOR                   FOR 

PROPOSAL #1e: ELECT DIRECTOR WILLIAM T. SPITZ                      ISSUER             YES              FOR                   FOR 

PROPOSAL #1f: ELECT DIRECTOR LEE S. WIELANSKY                      ISSUER             YES              FOR                   FOR 

PROPOSAL #2: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER             YES              FOR                   FOR 

OFFICERS' COMPENSATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                Accelrys, Inc.

  TICKER:                ACCL                                 CUSIP:    00430U103 

  MEETING DATE:   5/30/2013                                                                                                             FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1: ELECT DIRECTOR CHRIS VAN INGEN                         ISSUER             YES              FOR                   FOR 

PROPOSAL #2: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER             YES              FOR                   FOR 

OFFICERS' COMPENSATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                Accenture plc

  TICKER:                ACN                                   CUSIP:    G1151C101 

  MEETING DATE:   2/6/2013                                                                                                               FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND                       ISSUER             YES              FOR                   FOR 

STATUTORY REPORTS

PROPOSAL #2.1: ELECT DIRECTOR WILLIAM L. KIMSEY                  ISSUER             YES              FOR                   FOR 

PROPOSAL #2.2: ELECT DIRECTOR ROBERT I. LIPP                       ISSUER             YES              FOR                   FOR 

PROPOSAL #2.3: ELECT DIRECTOR PIERRE NANTERME                      ISSUER             YES              FOR                   FOR 

PROPOSAL #2.4: ELECT DIRECTOR GILLES C. PELISSON                ISSUER             YES              FOR                   FOR 

PROPOSAL #2.5: ELECT DIRECTOR WULF VON SCHIMMELMANN           ISSUER             YES              FOR                   FOR 

 


 

 

PROPOSAL #3: APPROVE AUDITORS AND AUTHORIZE BOARD TO         ISSUER             YES              FOR                   FOR 

FIX THEIR  REMUNERATION

PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER             YES              FOR                   FOR 

OFFICERS' COMPENSATION

PROPOSAL #5: AMEND 2010 SHARE INCENTIVE PLAN                       ISSUER             YES              FOR                   FOR 

PROPOSAL #6: AUTHORIZE THE HOLDING OF THE 2014 AGM AT        ISSUER             YES              FOR                   FOR 

 A LOCATION OUTSIDE IRELAND

PROPOSAL #7: AUTHORIZE OPEN-MARKET PURCHASES OF CLASS        ISSUER             YES              FOR                   FOR 

 A ORDINARY SHARES

PROPOSAL #8: DETERMINE THE PRICE RANGE AT WHICH                 ISSUER             YES              FOR                   FOR 

ACCENTURE PLC CAN RE-ISSUE SHARES THAT IT ACQUIRES AS

 TREASURY STOCK

PROPOSAL #9: REPORT ON LOBBYING PAYMENTS AND POLICY       SHAREHOLDER         YES          AGAINST                FOR 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                ACCO Brands Corporation

  TICKER:                ACCO                                 CUSIP:    00081T108 

  MEETING DATE:   5/7/2013                                                                                                               FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1.1: ELECT DIRECTOR GEORGE V. BAYLY                      ISSUER             YES              FOR                   FOR 

PROPOSAL #1.2: ELECT DIRECTOR JAMES A. BUZZARD                    ISSUER             YES              FOR                   FOR 

PROPOSAL #1.3: ELECT DIRECTOR KATHLEEN S. DVORAK                ISSUER             YES              FOR                   FOR 

PROPOSAL #1.4: ELECT DIRECTOR G. THOMAS HARGROVE                ISSUER             YES              FOR                   FOR 

PROPOSAL #1.5: ELECT DIRECTOR ROBERT H. JENKINS                  ISSUER             YES              FOR                   FOR 

PROPOSAL #1.6: ELECT DIRECTOR ROBERT J. KELLER                    ISSUER             YES              FOR                   FOR 

PROPOSAL #1.7: ELECT DIRECTOR THOMAS KROEGER                       ISSUER             YES              FOR                   FOR 

PROPOSAL #1.8: ELECT DIRECTOR MICHAEL NORKUS                       ISSUER             YES              FOR                   FOR 

PROPOSAL #1.9: ELECT DIRECTOR E. MARK RAJKOWSKI                  ISSUER             YES              FOR                   FOR 

PROPOSAL #1.10: ELECT DIRECTOR SHEILA G. TALTON                  ISSUER             YES              FOR                   FOR 

PROPOSAL #1.11: ELECT DIRECTOR NORMAN H. WESLEY                  ISSUER             YES              FOR                   FOR 

PROPOSAL #1.12: ELECT DIRECTOR BORIS ELISMAN                       ISSUER             YES              FOR                   FOR 

PROPOSAL #2: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER             YES              FOR                   FOR 

OFFICERS' COMPENSATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                Accuray Incorporated

  TICKER:                ARAY                                 CUSIP:    004397105 

  MEETING DATE:   11/30/2012                                                                                                           FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1.1: ELECT DIRECTOR ELIZABETH DAVILA                    ISSUER             YES              FOR                   FOR 

PROPOSAL #1.2: ELECT DIRECTOR JOSHUA H. LEVINE                    ISSUER             YES              FOR                   FOR 

PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER             YES              FOR                   FOR 

OFFICERS' COMPENSATION

 


 

 

PROPOSAL #3: INCREASE AUTHORIZED COMMON STOCK                      ISSUER             YES              FOR                   FOR 

PROPOSAL #4: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                Accuride Corporation

  TICKER:                ACW                                   CUSIP:    00439T206 

  MEETING DATE:   5/28/2013                                                                                                             FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1.1: ELECT DIRECTOR ROBIN J. ADAMS                       ISSUER             YES              FOR                   FOR 

PROPOSAL #1.2: ELECT DIRECTOR KEITH E. BUSSE                       ISSUER             YES              FOR                   FOR 

PROPOSAL #1.3: ELECT DIRECTOR ROBERT E. DAVIS                      ISSUER             YES              FOR                   FOR 

PROPOSAL #1.4: ELECT DIRECTOR RICHARD F. DAUCH                    ISSUER             YES              FOR                   FOR 

PROPOSAL #1.5: ELECT DIRECTOR LEWIS M. KLING                       ISSUER             YES              FOR                   FOR 

PROPOSAL #1.6: ELECT DIRECTOR JOHN W. RISNER                       ISSUER             YES              FOR                   FOR 

PROPOSAL #1.7: ELECT DIRECTOR JAMES R. RULSEH                      ISSUER             YES              FOR                   FOR 

PROPOSAL #2: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

PROPOSAL #3: ADOPT, RENEW OR AMEND SHAREHOLDER RIGHTS        ISSUER             YES              FOR                   FOR 

 PLAN (POISON PILL)

PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER             YES              FOR                   FOR 

OFFICERS' COMPENSATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                ACE Limited

  TICKER:                ACE                                   CUSIP:    H0023R105 

  MEETING DATE:   5/16/2013                                                                                                             FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1.1: ELECT ROBERT M. HERNANDEZ AS DIRECTOR         ISSUER             YES              FOR                   FOR 

PROPOSAL #1.2: ELECT PETER MENIKOFF AS DIRECTOR                  ISSUER             YES              FOR                   FOR 

PROPOSAL #1.3: ELECT ROBERT RIPP AS DIRECTOR                       ISSUER             YES              FOR                   FOR 

PROPOSAL #1.4: ELECT THEODORE E. SHASTA AS DIRECTOR           ISSUER             YES              FOR                   FOR 

PROPOSAL #2: DECLASSIFY THE BOARD OF DIRECTORS                    ISSUER             YES              FOR                   FOR 

PROPOSAL #3.1: APPROVE ANNUAL REPORT                                     ISSUER             YES              FOR                   FOR 

PROPOSAL #3.2: ACCEPT STATUTORY FINANCIAL STATEMENTS         ISSUER             YES              FOR                   FOR 

PROPOSAL #3.3: ACCEPT CONSOLIDATED FINANCIAL                       ISSUER             YES              FOR                   FOR 

STATEMENTS

PROPOSAL #4: APPROVE ALLOCATION OF INCOME AND                     ISSUER             YES              FOR                   FOR 

DIVIDENDS

PROPOSAL #5: APPROVE DISCHARGE OF BOARD AND SENIOR            ISSUER             YES              FOR                   FOR 

MANAGEMENT

PROPOSAL #6.1: RATIFY PRICEWATERHOUSECOOPERS AG AS            ISSUER             YES              FOR                   FOR 

AUDITORS

PROPOSAL #6.2: RATIFY PRICEWATERHOUSECOOPERS LLP AS          ISSUER             YES              FOR                   FOR 

INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM AS

AUDITORS

 


 

 

PROPOSAL #6.3: RATIFY BDO AG AS SPECIAL AUDITORS                ISSUER             YES              FOR                   FOR 

PROPOSAL #7: AMEND OMNIBUS STOCK PLAN                                    ISSUER             YES              FOR                   FOR 

PROPOSAL #8: APPROVE DIVIDEND DISTRIBUTION FROM LEGAL        ISSUER             YES              FOR                   FOR 

 RESERVES THROUGH REDUCTION OF PAR VALUE

PROPOSAL #9: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER             YES              FOR                   FOR 

OFFICERS' COMPENSATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                Aceto Corporation

  TICKER:                ACET                                 CUSIP:    004446100 

  MEETING DATE:   12/6/2012                                                                                                             FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1.1: ELECT DIRECTOR ALBERT L. EILENDER                ISSUER             YES              FOR                   FOR 

PROPOSAL #1.2: ELECT DIRECTOR ROBERT A. WIESEN                    ISSUER             YES              FOR                   FOR 

PROPOSAL #1.3: ELECT DIRECTOR HANS C. NOETZLI                      ISSUER             YES              FOR                   FOR 

PROPOSAL #1.4: ELECT DIRECTOR WILLIAM N. BRITTON                ISSUER             YES              FOR                   FOR 

PROPOSAL #1.5: ELECT DIRECTOR RICHARD P. RANDALL                ISSUER             YES              FOR                   FOR 

PROPOSAL #1.6: ELECT DIRECTOR SALVATORE GUCCIONE                ISSUER             YES              FOR                   FOR 

PROPOSAL #1.7: ELECT DIRECTOR NATASHA GIORDANO                    ISSUER             YES              FOR                   FOR 

PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER             YES              FOR                   FOR 

OFFICERS' COMPENSATION

PROPOSAL #3: APPROVE EXECUTIVE INCENTIVE BONUS PLAN           ISSUER             YES              FOR                   FOR 

PROPOSAL #4: AMEND OMNIBUS STOCK PLAN                                    ISSUER             YES              FOR                   FOR 

PROPOSAL #5: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                Achillion Pharmaceuticals, Inc.

  TICKER:                ACHN                                 CUSIP:    00448Q201 

  MEETING DATE:   5/28/2013                                                                                                             FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1.1: ELECT DIRECTOR KURT GRAVES                             ISSUER             YES              FOR                   FOR 

PROPOSAL #1.2: ELECT DIRECTOR DENNIS LIOTTA                         ISSUER             YES              FOR                   FOR 

PROPOSAL #1.3: ELECT DIRECTOR DAVID I. SCHEER                      ISSUER             YES              FOR                   FOR 

PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER             YES              FOR                   FOR 

OFFICERS' COMPENSATION

PROPOSAL #3: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                ACI Worldwide, Inc.

  TICKER:                ACIW                                 CUSIP:    004498101 

  MEETING DATE:   6/11/2013                                                                                                             FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1.1: ELECT DIRECTOR JOHN D. CURTIS                       ISSUER             YES              FOR                   FOR 

 


 

 

PROPOSAL #1.2: ELECT DIRECTOR PHILIP G. HEASLEY                  ISSUER             YES              FOR                   FOR 

PROPOSAL #1.3: ELECT DIRECTOR JAMES C. MCGRODDY                  ISSUER             YES              FOR                   FOR 

PROPOSAL #1.4: ELECT DIRECTOR HARLAN F. SEYMOUR                  ISSUER             YES              FOR                   FOR 

PROPOSAL #1.5: ELECT DIRECTOR JOHN M. SHAY, JR.                  ISSUER             YES              FOR                   FOR 

PROPOSAL #1.6: ELECT DIRECTOR JOHN E. STOKELY                      ISSUER             YES              FOR                   FOR 

PROPOSAL #1.7: ELECT DIRECTOR JAN H. SUWINSKI                      ISSUER             YES              FOR                   FOR 

PROPOSAL #2: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER             YES              FOR                   FOR 

OFFICERS' COMPENSATION

PROPOSAL #4: APPROVE EXECUTIVE INCENTIVE BONUS PLAN           ISSUER             YES              FOR                   FOR 

PROPOSAL #5: INCREASE AUTHORIZED COMMON STOCK                      ISSUER             YES          AGAINST            AGAINST 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                Acme Packet, Inc.

  TICKER:                APKT                                 CUSIP:    004764106 

  MEETING DATE:   3/28/2013                                                                                                             FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1: APPROVE MERGER AGREEMENT                                    ISSUER             YES              FOR                   FOR 

PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES                  ISSUER             YES          AGAINST            AGAINST 

PROPOSAL #3: ADJOURN MEETING                                                   ISSUER             YES              FOR                   FOR 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                Acorda Therapeutics, Inc.

  TICKER:                ACOR                                 CUSIP:    00484M106 

  MEETING DATE:   5/30/2013                                                                                                             FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1.1: ELECT DIRECTOR PEDER K. JENSEN                      ISSUER             YES         WITHHOLD            AGAINST 

PROPOSAL #1.2: ELECT DIRECTOR JOHN P. KELLEY                       ISSUER             YES         WITHHOLD            AGAINST 

PROPOSAL #1.3: ELECT DIRECTOR SANDRA PANEM                           ISSUER             YES              FOR                   FOR 

PROPOSAL #2: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER             YES          AGAINST            AGAINST 

OFFICERS' COMPENSATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                Acorn Energy, Inc.

  TICKER:                ACFN                                 CUSIP:    004848107 

  MEETING DATE:   9/11/2012                                                                                                             FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1.1: ELECT DIRECTOR JOHN A. MOORE                         ISSUER             YES              FOR                   FOR 

PROPOSAL #1.2: ELECT DIRECTOR CHRISTOPHER E. CLOUSER         ISSUER             YES              FOR                   FOR 

PROPOSAL #1.3: ELECT DIRECTOR RICHARD J. GIACCO                  ISSUER             YES              FOR                   FOR 

 


 

 

PROPOSAL #1.4: ELECT DIRECTOR MANNIE L. JACKSON                  ISSUER             YES              FOR                   FOR 

PROPOSAL #1.5: ELECT DIRECTOR JOE MUSANTI                             ISSUER             YES              FOR                   FOR 

PROPOSAL #1.6: ELECT DIRECTOR RICHARD RIMER                         ISSUER             YES              FOR                   FOR 

PROPOSAL #1.7: ELECT DIRECTOR SAMUEL M. ZENTMAN                  ISSUER             YES              FOR                   FOR 

PROPOSAL #2: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER             YES              FOR                   FOR 

OFFICERS' COMPENSATION

PROPOSAL #4: AMEND OMNIBUS STOCK PLAN                                    ISSUER             YES              FOR                   FOR 

PROPOSAL #5: AMEND NON-EMPLOYEE DIRECTOR STOCK OPTION        ISSUER             YES              FOR                   FOR 

 PLAN 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                Actavis, Inc.

  TICKER:                ACT                                   CUSIP:    00507K103 

  MEETING DATE:   5/10/2013                                                                                                             FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1a: ELECT DIRECTOR JACK MICHELSON                         ISSUER             YES              FOR                   FOR 

PROPOSAL #1b: ELECT DIRECTOR RONALD R. TAYLOR                      ISSUER             YES              FOR                   FOR 

PROPOSAL #1c: ELECT DIRECTOR ANDREW L. TURNER                      ISSUER             YES              FOR                   FOR 

PROPOSAL #1d: ELECT DIRECTOR PAUL M. BISARO                         ISSUER             YES              FOR                   FOR 

PROPOSAL #1e: ELECT DIRECTOR CHRISTOPHER W. BODINE             ISSUER             YES              FOR                   FOR 

PROPOSAL #1f: ELECT DIRECTOR MICHAEL J. FELDMAN                  ISSUER             YES              FOR                   FOR 

PROPOSAL #1g: ELECT DIRECTOR FRED G. WEISS                           ISSUER             YES              FOR                   FOR 

PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER             YES              FOR                   FOR 

OFFICERS' COMPENSATION

PROPOSAL #3: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

PROPOSAL #4: STOCK RETENTION                                               SHAREHOLDER         YES          AGAINST                FOR 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                Active Power, Inc.

  TICKER:                ACPW                                 CUSIP:    00504W100 

  MEETING DATE:   12/17/2012                                                                                                           FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1: APPROVE AMENDMENTS TO EFFECT A REVERSE          ISSUER             YES              FOR                   FOR 

STOCK SPLIT AND AUTHORIZE THE BOARD OF DIRECTORS TO

FILE A CERTIFICATE OF AMENDMENT TO THE COMPANY'S

RESTATED CERTIFICATE OF INCORPORATION TO EFFECT THE

FOREGOING

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                Active Power, Inc.

  TICKER:                ACPW                                 CUSIP:    00504W308 

  MEETING DATE:   5/30/2013                                                                                                             FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

 


 

 

PROPOSAL #1.1: ELECT DIRECTOR STEPHEN CLEARMAN                    ISSUER             YES              FOR                   FOR 

PROPOSAL #1.2: ELECT DIRECTOR T. PATRICK KELLY                    ISSUER             YES              FOR                   FOR 

PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER             YES              FOR                   FOR 

OFFICERS' COMPENSATION

PROPOSAL #3: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                Activision Blizzard, Inc.

  TICKER:                ATVI                                 CUSIP:    00507V109 

  MEETING DATE:   6/6/2013                                                                                                               FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1.1: ELECT DIRECTOR PHILIPPE G. H. CAPRON           ISSUER             YES              FOR                   FOR 

PROPOSAL #1.2: ELECT DIRECTOR JEAN-YVES CHARLIER                ISSUER             YES              FOR                   FOR 

PROPOSAL #1.3: ELECT DIRECTOR ROBERT J. CORTI                      ISSUER             YES              FOR                   FOR 

PROPOSAL #1.4: ELECT DIRECTOR FREDERIC R. CREPIN                ISSUER             YES              FOR                   FOR 

PROPOSAL #1.5: ELECT DIRECTOR JEAN-FRANCOIS DUBOS               ISSUER             YES              FOR                   FOR 

PROPOSAL #1.6: ELECT DIRECTOR LUCIAN GRAINGE                       ISSUER             YES              FOR                   FOR 

PROPOSAL #1.7: ELECT DIRECTOR BRIAN G. KELLY                       ISSUER             YES              FOR                   FOR 

PROPOSAL #1.8: ELECT DIRECTOR ROBERT A. KOTICK                    ISSUER             YES              FOR                   FOR 

PROPOSAL #1.9: ELECT DIRECTOR ROBERT J. MORGADO                  ISSUER             YES              FOR                   FOR 

PROPOSAL #1.10: ELECT DIRECTOR RICHARD SARNOFF                    ISSUER             YES              FOR                   FOR 

PROPOSAL #1.11: ELECT DIRECTOR REGIS TURRINI                       ISSUER             YES              FOR                   FOR 

PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER             YES          AGAINST            AGAINST 

OFFICERS' COMPENSATION

PROPOSAL #3: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                Actuant Corporation

  TICKER:                ATU                                   CUSIP:    00508X203 

  MEETING DATE:   1/15/2013                                                                                                             FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1.1: ELECT DIRECTOR ROBERT C. ARZBAECHER             ISSUER             YES              FOR                   FOR 

PROPOSAL #1.2: ELECT DIRECTOR GURMINDER S. BEDI                  ISSUER             YES              FOR                   FOR 

PROPOSAL #1.3: ELECT DIRECTOR GUSTAV H.P. BOEL                    ISSUER             YES              FOR                   FOR 

PROPOSAL #1.4: ELECT DIRECTOR THOMAS J. FISCHER                  ISSUER             YES              FOR                   FOR 

PROPOSAL #1.5: ELECT DIRECTOR WILLIAM K. HALL                      ISSUER             YES              FOR                   FOR 

PROPOSAL #1.6: ELECT DIRECTOR R. ALAN HUNTER, JR.               ISSUER             YES              FOR                   FOR 

PROPOSAL #1.7: ELECT DIRECTOR ROBERT A. PETERSON                ISSUER             YES              FOR                   FOR 

PROPOSAL #1.8: ELECT DIRECTOR HOLLY A. VAN DEURSEN             ISSUER             YES              FOR                   FOR 

PROPOSAL #1.9: ELECT DIRECTOR DENNIS K. WILLIAMS                ISSUER             YES              FOR                   FOR 

 


 

 

PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER             YES              FOR                   FOR 

OFFICERS' COMPENSATION

PROPOSAL #3: AMEND OMNIBUS STOCK PLAN                                    ISSUER             YES              FOR                   FOR 

PROPOSAL #4: AMEND EXECUTIVE INCENTIVE BONUS PLAN               ISSUER             YES              FOR                   FOR 

PROPOSAL #5: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                Actuate Corporation

  TICKER:                BIRT                                 CUSIP:    00508B102 

  MEETING DATE:   5/22/2013                                                                                                             FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1.1: ELECT DIRECTOR PETER I. CITTADINI                ISSUER             YES              FOR                   FOR 

PROPOSAL #1.2: ELECT DIRECTOR KENNETH E. MARSHALL               ISSUER             YES              FOR                   FOR 

PROPOSAL #1.3: ELECT DIRECTOR NICOLAS C. NIERENBERG           ISSUER             YES              FOR                   FOR 

PROPOSAL #1.4: ELECT DIRECTOR ARTHUR C. PATTERSON               ISSUER             YES              FOR                   FOR 

PROPOSAL #1.5: ELECT DIRECTOR STEVEN D. WHITEMAN                ISSUER             YES              FOR                   FOR 

PROPOSAL #1.6: ELECT DIRECTOR RAYMOND L. OCAMPO JR.           ISSUER             YES              FOR                   FOR 

PROPOSAL #1.7: ELECT DIRECTOR TIMOTHY B. YEATON                  ISSUER             YES              FOR                   FOR 

PROPOSAL #2: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER             YES              FOR                   FOR 

OFFICERS' COMPENSATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                Acuity Brands, Inc.

  TICKER:                AYI                                   CUSIP:    00508Y102 

  MEETING DATE:   1/4/2013                                                                                                               FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1.1: ELECT DIRECTOR DOMINIC J. PILEGGI                ISSUER             YES              FOR                   FOR 

PROPOSAL #1.2: ELECT DIRECTOR GEORGE C. GUYNN                      ISSUER             YES              FOR                   FOR 

PROPOSAL #1.3: ELECT DIRECTOR VERNON J. NAGEL                      ISSUER             YES              FOR                   FOR 

PROPOSAL #1.4: ELECT DIRECTOR JULIA B. NORTH                       ISSUER             YES              FOR                   FOR 

PROPOSAL #2: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER             YES              FOR                   FOR 

OFFICERS' COMPENSATION

PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN                                ISSUER             YES              FOR                   FOR 

PROPOSAL #5: APPROVE EXECUTIVE INCENTIVE BONUS PLAN           ISSUER             YES              FOR                   FOR 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                Acura Pharmaceuticals, Inc.

  TICKER:                ACUR                                 CUSIP:    00509L703 

  MEETING DATE:   5/1/2013                                                                                                               FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

 


 

 

PROPOSAL #1.1: ELECT DIRECTOR IMMANUEL THANGARAJ                ISSUER             YES              FOR                   FOR 

PROPOSAL #1.2: ELECT DIRECTOR BRUCE F. WESSON                      ISSUER             YES              FOR                   FOR 

PROPOSAL #1.3: ELECT DIRECTOR ROBERT B. JONES                      ISSUER             YES         WITHHOLD            AGAINST 

PROPOSAL #1.4: ELECT DIRECTOR WILLIAM G. SKELLY                  ISSUER             YES              FOR                   FOR 

PROPOSAL #1.5: ELECT DIRECTOR GEORGE K. ROSS                       ISSUER             YES              FOR                   FOR 

PROPOSAL #2: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                Acxiom Corporation

  TICKER:                ACXM                                 CUSIP:    005125109 

  MEETING DATE:   8/16/2012                                                                                                             FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1: ELECT DIRECTOR JOHN L. BATTELLE                       ISSUER             YES              FOR                   FOR 

PROPOSAL #2: ELECT DIRECTOR ANN DIE HASSELMO                       ISSUER             YES              FOR                   FOR 

PROPOSAL #3: ELECT DIRECTOR WILLIAM J. HENDERSON                ISSUER             YES              FOR                   FOR 

PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER             YES              FOR                   FOR 

OFFICERS' COMPENSATION

PROPOSAL #5: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                ADA-ES, Inc.

  TICKER:                ADES                                 CUSIP:    005208103 

  MEETING DATE:   7/19/2012                                                                                                             FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1.1: ELECT DIRECTOR ROBERT N. CARUSO                    ISSUER             YES         WITHHOLD            AGAINST 

PROPOSAL #1.2: ELECT DIRECTOR MICHAEL D. DURHAM                  ISSUER             YES              FOR                   FOR 

PROPOSAL #1.3: ELECT DIRECTOR DEREK C. JOHNSON                    ISSUER             YES              FOR                   FOR 

PROPOSAL #1.4: ELECT DIRECTOR RONALD B. JOHNSON                  ISSUER             YES         WITHHOLD            AGAINST 

PROPOSAL #1.5: ELECT DIRECTOR W. PHILLIP MARCUM                  ISSUER             YES         WITHHOLD            AGAINST 

PROPOSAL #1.6: ELECT DIRECTOR MARK H. MCKINNIES                  ISSUER             YES              FOR                   FOR 

PROPOSAL #1.7: ELECT DIRECTOR ROBERT E. SHANKLIN                ISSUER             YES              FOR                   FOR 

PROPOSAL #1.8: ELECT DIRECTOR JEFFREY C. SMITH                    ISSUER             YES         WITHHOLD            AGAINST 

PROPOSAL #1.9: ELECT DIRECTOR RICHARD J. SWANSON                ISSUER             YES         WITHHOLD            AGAINST 

PROPOSAL #2: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

PROPOSAL #3: AMEND OMNIBUS STOCK PLAN                                    ISSUER             YES          AGAINST            AGAINST 

PROPOSAL #4: APPROVE RESTRICTED STOCK PLAN                           ISSUER             YES              FOR                   FOR 

 


 

 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                ADA-ES, Inc.

  TICKER:                ADES                                 CUSIP:    005208103 

  MEETING DATE:   6/13/2013                                                                                                             FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1.1: ELECT DIRECTOR KIM B. CLARKE                         ISSUER             YES              FOR                   FOR 

PROPOSAL #1.2: ELECT DIRECTOR MICHAEL D. DURHAM                  ISSUER             YES              FOR                   FOR 

PROPOSAL #1.3: ELECT DIRECTOR ALAN BRADLEY GABBARD             ISSUER             YES              FOR                   FOR 

PROPOSAL #1.4: ELECT DIRECTOR DEREK C. JOHNSON                    ISSUER             YES              FOR                   FOR 

PROPOSAL #1.5: ELECT DIRECTOR W. PHILLIP MARCUM                  ISSUER             YES              FOR                   FOR 

PROPOSAL #1.6: ELECT DIRECTOR MARK H. MCKINNIES                  ISSUER             YES              FOR                   FOR 

PROPOSAL #1.7: ELECT DIRECTOR ROBERT E. SHANKLIN                ISSUER             YES              FOR                   FOR 

PROPOSAL #1.8: ELECT DIRECTOR JEFFREY C. SMITH                    ISSUER             YES              FOR                   FOR 

PROPOSAL #1.9: ELECT DIRECTOR RICHARD J. SWANSON                ISSUER             YES              FOR                   FOR 

PROPOSAL #2: APPROVE FORMATION OF HOLDING COMPANY               ISSUER             YES              FOR                   FOR 

PROPOSAL #3: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY             ISSUER             YES         ONE YEAR              FOR 

PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER             YES              FOR                   FOR 

OFFICERS' COMPENSATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                Adams Resources & Energy, Inc.

  TICKER:                AE                                     CUSIP:    006351308 

  MEETING DATE:   5/15/2013                                                                                                             FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1.1: ELECT DIRECTOR FRANK T. WEBSTER                    ISSUER             YES              FOR                   FOR 

PROPOSAL #1.2: ELECT DIRECTOR E. C. REINAUER, JR.               ISSUER             YES              FOR                   FOR 

PROPOSAL #1.3: ELECT DIRECTOR TOWNES G. PRESSLER                ISSUER             YES              FOR                   FOR 

PROPOSAL #1.4: ELECT DIRECTOR LARRY E. BELL                         ISSUER             YES              FOR                   FOR 

PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER             YES              FOR                   FOR 

OFFICERS' COMPENSATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                Adobe Systems Incorporated

  TICKER:                ADBE                                 CUSIP:    00724F101 

  MEETING DATE:   4/11/2013                                                                                                             FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1a: ELECT DIRECTOR AMY L. BANSE                             ISSUER             YES              FOR                   FOR 

PROPOSAL #1b: ELECT DIRECTOR KELLY J. BARLOW                       ISSUER             YES              FOR                   FOR 

PROPOSAL #1c: ELECT DIRECTOR EDWARD W. BARNHOLT                  ISSUER             YES              FOR                   FOR 

 


 

 

PROPOSAL #1d: ELECT DIRECTOR ROBERT K. BURGESS                    ISSUER             YES              FOR                   FOR 

PROPOSAL #1e: ELECT DIRECTOR FRANK A. CALDERONI                  ISSUER             YES              FOR                   FOR 

PROPOSAL #1f: ELECT DIRECTOR MICHAEL R. CANNON                    ISSUER             YES              FOR                   FOR 

PROPOSAL #1g: ELECT DIRECTOR JAMES E. DALEY                         ISSUER             YES              FOR                   FOR 

PROPOSAL #1h: ELECT DIRECTOR LAURA B. DESMOND                      ISSUER             YES              FOR                   FOR 

PROPOSAL #1i: ELECT DIRECTOR CHARLES M. GESCHKE                  ISSUER             YES              FOR                   FOR 

PROPOSAL #1j: ELECT DIRECTOR SHANTANU NARAYEN                      ISSUER             YES              FOR                   FOR 

PROPOSAL #1k: ELECT DIRECTOR DANIEL L. ROSENSWEIG               ISSUER             YES              FOR                   FOR 

PROPOSAL #1l: ELECT DIRECTOR ROBERT SEDGEWICK                      ISSUER             YES              FOR                   FOR 

PROPOSAL #1m: ELECT DIRECTOR JOHN E. WARNOCK                       ISSUER             YES              FOR                   FOR 

PROPOSAL #2: AMEND OMNIBUS STOCK PLAN                                    ISSUER             YES              FOR                   FOR 

PROPOSAL #3: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER             YES              FOR                   FOR 

OFFICERS' COMPENSATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                ADTRAN, Inc.

  TICKER:                ADTN                                 CUSIP:    00738A106 

  MEETING DATE:   5/8/2013                                                                                                               FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1.1: ELECT DIRECTOR THOMAS R. STANTON                  ISSUER             YES              FOR                   FOR 

PROPOSAL #1.2: ELECT DIRECTOR H. FENWICK HUSS                      ISSUER             YES              FOR                   FOR 

PROPOSAL #1.3: ELECT DIRECTOR ROSS K. IRELAND                      ISSUER             YES              FOR                   FOR 

PROPOSAL #1.4: ELECT DIRECTOR WILLIAM L. MARKS                    ISSUER             YES              FOR                   FOR 

PROPOSAL #1.5: ELECT DIRECTOR JAMES E. MATTHEWS                  ISSUER             YES              FOR                   FOR 

PROPOSAL #1.6: ELECT DIRECTOR BALAN NAIR                              ISSUER             YES         WITHHOLD            AGAINST 

PROPOSAL #1.7: ELECT DIRECTOR ROY J. NICHOLS                       ISSUER             YES              FOR                   FOR 

PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER             YES              FOR                   FOR 

OFFICERS' COMPENSATION

PROPOSAL #3: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                Advance Auto Parts, Inc.

  TICKER:                AAP                                   CUSIP:    00751Y106 

  MEETING DATE:   5/22/2013                                                                                                             FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1.1: ELECT DIRECTOR JOHN F. BERGSTROM                  ISSUER             YES              FOR                   FOR 

PROPOSAL #1.2: ELECT DIRECTOR JOHN C. BROUILLARD                ISSUER             YES              FOR                   FOR 

PROPOSAL #1.3: ELECT DIRECTOR FIONA P. DIAS                         ISSUER             YES              FOR                   FOR 

PROPOSAL #1.4: ELECT DIRECTOR DARREN R. JACKSON                  ISSUER             YES              FOR                   FOR 

 


 

 

PROPOSAL #1.5: ELECT DIRECTOR WILLIAM S. OGLESBY                ISSUER             YES              FOR                   FOR 

PROPOSAL #1.6: ELECT DIRECTOR J. PAUL RAINES                       ISSUER             YES              FOR                   FOR 

PROPOSAL #1.7: ELECT DIRECTOR GILBERT T. RAY                       ISSUER             YES              FOR                   FOR 

PROPOSAL #1.8: ELECT DIRECTOR CARLOS A. SALADRIGAS             ISSUER             YES              FOR                   FOR 

PROPOSAL #1.9: ELECT DIRECTOR JIMMIE L. WADE                       ISSUER             YES              FOR                   FOR 

PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER             YES              FOR                   FOR 

OFFICERS' COMPENSATION

PROPOSAL #3: REDUCE SUPERMAJORITY VOTE REQUIREMENT             ISSUER             YES              FOR                   FOR 

PROPOSAL #4: PROVIDE RIGHT TO CALL SPECIAL MEETING             ISSUER             YES              FOR                   FOR 

PROPOSAL #5: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                Advanced Energy Industries, Inc.

  TICKER:                AEIS                                 CUSIP:    007973100 

  MEETING DATE:   5/1/2013                                                                                                               FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1.1: ELECT DIRECTOR DOUGLAS S. SCHATZ                  ISSUER             YES              FOR                   FOR 

PROPOSAL #1.2: ELECT DIRECTOR FREDERICK A. BALL                  ISSUER             YES              FOR                   FOR 

PROPOSAL #1.3: ELECT DIRECTOR RICHARD P. BECK                      ISSUER             YES              FOR                   FOR 

PROPOSAL #1.4: ELECT DIRECTOR GARRY W. ROGERSON                  ISSUER             YES              FOR                   FOR 

PROPOSAL #1.5: ELECT DIRECTOR EDWARD C. GRADY                      ISSUER             YES              FOR                   FOR 

PROPOSAL #1.6: ELECT DIRECTOR TERRY HUDGENS                         ISSUER             YES              FOR                   FOR 

PROPOSAL #1.7: ELECT DIRECTOR THOMAS M. ROHRS                      ISSUER             YES              FOR                   FOR 

PROPOSAL #2: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER             YES              FOR                   FOR 

OFFICERS' COMPENSATION

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  ISSUER:                Advent Software, Inc.

  TICKER:                ADVS                                 CUSIP:    007974108 

  MEETING DATE:   5/9/2013                                                                                                               FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1a: ELECT DIRECTOR JOHN H. SCULLY                         ISSUER             YES              FOR                   FOR 

PROPOSAL #1b: ELECT DIRECTOR STEPHANIE G. DIMARCO               ISSUER             YES              FOR                   FOR 

PROPOSAL #1c: ELECT DIRECTOR DAVID PETER F. HESS JR.         ISSUER             YES              FOR                   FOR 

PROPOSAL #1d: ELECT DIRECTOR JAMES D. KIRSNER                      ISSUER             YES              FOR                   FOR 

PROPOSAL #1e: ELECT DIRECTOR WENDELL G. VAN AUKEN               ISSUER             YES              FOR                   FOR 

PROPOSAL #1f: ELECT DIRECTOR CHRISTINE S. MANFREDI             ISSUER             YES              FOR                   FOR 

PROPOSAL #1g: ELECT DIRECTOR ASIFF S. HIRJI                         ISSUER             YES              FOR                   FOR 

PROPOSAL #1h: ELECT DIRECTOR ROBERT M. TARKOFF                    ISSUER             YES              FOR                   FOR 

 


 

 

PROPOSAL #2: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER             YES              FOR                   FOR 

OFFICERS' COMPENSATION

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  ISSUER:                AECOM Technology Corporation

  TICKER:                ACM                                   CUSIP:    00766T100 

  MEETING DATE:   3/7/2013                                                                                                               FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1.1: ELECT DIRECTOR JOHN M. DIONISIO                    ISSUER             YES              FOR                   FOR 

PROPOSAL #1.2: ELECT DIRECTOR ROBERT J. LOWE                       ISSUER             YES              FOR                   FOR 

PROPOSAL #1.3: ELECT DIRECTOR WILLIAM P. RUTLEDGE               ISSUER             YES              FOR                   FOR 

PROPOSAL #1.4: ELECT DIRECTOR DANIEL R. TISHMAN                  ISSUER             YES              FOR                   FOR 

PROPOSAL #2: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE         ISSUER             YES              FOR                   FOR 

OFFICERS' COMPENSATION

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                Aegerion Pharmaceuticals, Inc.

  TICKER:                AEGR                                 CUSIP:    00767E102 

  MEETING DATE:   6/26/2013                                                                                                             FOR/AGAINST  

  PROPOSAL:                                                                             PROPOSED BY   VOTED?    VOTE CAST          MGMT 

PROPOSAL #1.1: ELECT DIRECTOR MARC D. BEER                           ISSUER             YES              FOR                   FOR 

PROPOSAL #1.2: ELECT DIRECTOR DAVID I. SCHEER                      ISSUER             YES              FOR                   FOR 

PROPOSAL #2: RATIFY AUDITORS                                                   ISSUER             YES              FOR                   FOR 

  ---------------------------------------------------------------------------------------------------------------------------------------------------------------- 

  ISSUER:                Aegion Corporation

  TICKER:                AEGN                                 CUSIP:    00770F104 

  MEETING DATE:   5/14/2013                                                                                                             FOR/AGAINST  

  PROPOSAL: