0001209191-24-005563.txt : 20240507 0001209191-24-005563.hdr.sgml : 20240507 20240507172102 ACCESSION NUMBER: 0001209191-24-005563 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240503 FILED AS OF DATE: 20240507 DATE AS OF CHANGE: 20240507 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BARNES JOHN P CENTRAL INDEX KEY: 0001250506 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09861 FILM NUMBER: 24923295 MAIL ADDRESS: STREET 1: C/O PEOPLE'S UNITED BANK STREET 2: 850 MAIN STREET CITY: BRIDGEPORT STATE: CT ZIP: 06604 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: M&T BANK CORP CENTRAL INDEX KEY: 0000036270 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] ORGANIZATION NAME: 02 Finance IRS NUMBER: 160968385 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: C/O CORPORATE REPORTING STREET 2: ONE M&T PLAZA 5TH FLOOR CITY: BUFFALO STATE: NY ZIP: 14203 BUSINESS PHONE: 7168425390 MAIL ADDRESS: STREET 1: C/O CORPORATE REPORTING STREET 2: ONE M&T PLAZA 5TH FLR CITY: BUFFALO STATE: NY ZIP: 14203 FORMER COMPANY: FORMER CONFORMED NAME: FIRST EMPIRE STATE CORP DATE OF NAME CHANGE: 19920703 4 1 doc4.xml FORM 4 SUBMISSION X0508 4 2024-05-03 0 0000036270 M&T BANK CORP MTB 0001250506 BARNES JOHN P ONE M&T PLAZA BUFFALO NY 14203 1 0 0 0 0 Common Stock 2024-05-03 4 M 0 100 137.42 A 35580 D Common Stock 2024-05-03 4 M 0 13260 129.54 A 48840 D Common Stock 2024-05-03 4 S 0 13360 147.0019 D 35480 D Common Stock 2024-05-06 4 M 0 52187 137.42 A 87667 D Common Stock 2024-05-06 4 S 0 16880 147.8663 D 70787 D Common Stock 2024-05-06 4 S 0 35061 148.7393 D 35726 D Common Stock 2024-05-06 4 S 0 246 149.2576 D 35480 D Common Stock 1348 I By IRA Common Stock 1558 I By Nancy Barnes Living Trust Common Stock 69960 I By John P. Barnes Living Trust Option (right to buy) 137.42 2024-05-03 4 M 0 100 0.00 D 2024-07-01 Common Stock 100 52187 D Option (right to buy) 129.54 2024-05-03 4 M 0 13260 0.00 D 2024-07-01 Common Stock 13260 0 D Option (right to buy) 137.42 2024-05-06 4 M 0 52187 0.00 D 2024-07-01 Common Stock 52187 0 D This transaction was executed in multiple trades at prices ranging from $147.00 to $147.25. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. This transaction was executed in multiple trades at prices ranging from $147.25 to $148.24. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. This transaction was executed in multiple trades at prices ranging from $148.245 to $149.225. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. This transaction was executed in multiple trades at prices ranging from $149.24 to $149.28. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Currently exercisable. The option was granted under an employee stock option plan maintained by People's United Financial, Inc. ("People's United") and was converted into a stock option to acquire M&T Bank Corporation ("M&T") common stock pursuant to the Agreement and Plan of Merger by M&T, Bridge Merger Corp and People's United. The reporting person paid no price for the option. By: Stephen T. Wilson, Esq. (Attorney-In-Fact) 2024-05-07