0001209191-23-058748.txt : 20231215 0001209191-23-058748.hdr.sgml : 20231215 20231215154414 ACCESSION NUMBER: 0001209191-23-058748 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231213 FILED AS OF DATE: 20231215 DATE AS OF CHANGE: 20231215 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BARNES JOHN P CENTRAL INDEX KEY: 0001250506 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09861 FILM NUMBER: 231490095 MAIL ADDRESS: STREET 1: C/O PEOPLE'S UNITED BANK STREET 2: 850 MAIN STREET CITY: BRIDGEPORT STATE: CT ZIP: 06604 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: M&T BANK CORP CENTRAL INDEX KEY: 0000036270 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 160968385 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: C/O CORPORATE REPORTING STREET 2: ONE M&T PLAZA 5TH FLOOR CITY: BUFFALO STATE: NY ZIP: 14203 BUSINESS PHONE: 7168425390 MAIL ADDRESS: STREET 1: C/O CORPORATE REPORTING STREET 2: ONE M&T PLAZA 5TH FLR CITY: BUFFALO STATE: NY ZIP: 14203 FORMER COMPANY: FORMER CONFORMED NAME: FIRST EMPIRE STATE CORP DATE OF NAME CHANGE: 19920703 4 1 doc4.xml FORM 4 SUBMISSION X0508 4 2023-12-13 0 0000036270 M&T BANK CORP MTB 0001250506 BARNES JOHN P ONE M&T PLAZA BUFFALO NY 14203 1 0 0 0 0 Common Stock 2023-12-13 4 M 0 46266 123.44 A 80811 D Common Stock 2023-12-13 4 S 0 10448 134.2016 D 70363 D Common Stock 2023-12-13 4 S 0 3032 135.445 D 67331 D Common Stock 2023-12-13 4 S 0 6170 136.6775 D 61161 D Common Stock 2023-12-13 4 S 0 19050 137.5119 D 42111 D Common Stock 2023-12-13 4 S 0 7566 138.4113 D 34545 D Common Stock 2023-12-14 4 M 0 996 123.44 A 35541 D Common Stock 2023-12-14 4 S 0 5 142.06 D 35536 D Common Stock 2023-12-14 4 S 0 991 144.3243 D 34545 D Common Stock 1348 I By IRA Common Stock 1558 I By Nancy Barnes Living Trust Common Stock 69960 I By John P. Barnes Living Trust Option (right to buy) 123.44 2023-12-13 4 M 0 46266 0.00 D 2024-07-01 Common Stock 46266 996 D Option (right to buy) 123.44 2023-12-14 4 M 0 996 0.00 D 2024-07-01 Common Stock 996 0 D This transaction was executed in multiple trades at prices ranging from $134.00 to $134.995. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. This transaction was executed in multiple trades at prices ranging from $135.00 to $135.98. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. This transaction was executed in multiple trades at prices ranging from $136.05 to $137.04. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. This transaction was executed in multiple trades at prices ranging from $137.045 to $138.01. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. This transaction was executed in multiple trades at prices ranging from $138.075 to $138.53. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. This transaction was executed in multiple trades at prices ranging from $143.93 to $144.63. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Currently exercisable. The option was granted under an employee stock option plan maintained by People's United Financial, Inc. ("People's United") and was converted into a stock option to acquire M&T Bank Corporation ("M&T") common stock pursuant to the Agreement and Plan of Merger by M&T, Bridge Merger Corp and People's United. The reporting person paid no price for the option. By: Stephen T. Wilson, Esq. (Attorney-In-Fact) 2023-12-15