0001209191-16-154720.txt : 20161212 0001209191-16-154720.hdr.sgml : 20161212 20161212165334 ACCESSION NUMBER: 0001209191-16-154720 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161208 FILED AS OF DATE: 20161212 DATE AS OF CHANGE: 20161212 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: M&T BANK CORP CENTRAL INDEX KEY: 0000036270 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 160968385 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: C/O CORPORATE REPORTING STREET 2: ONE M&T PLAZA 5TH FLOOR CITY: BUFFALO STATE: NY ZIP: 14203 BUSINESS PHONE: 7168425390 MAIL ADDRESS: STREET 1: C/O CORPORATE REPORTING STREET 2: ONE M&T PLAZA 5TH FLR CITY: BUFFALO STATE: NY ZIP: 14203 FORMER COMPANY: FORMER CONFORMED NAME: FIRST EMPIRE STATE CORP DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Warman D Scott N CENTRAL INDEX KEY: 0001449155 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09861 FILM NUMBER: 162046803 MAIL ADDRESS: STREET 1: ONE M&T PLAZA CITY: BUFFALO STATE: NY ZIP: 14203 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-12-08 0 0000036270 M&T BANK CORP MTB 0001449155 Warman D Scott N ONE M&T PLAZA BUFFALO NY 14203 0 1 0 0 Executive Vice President Common Stock 2016-12-08 4 M 0 15390 121.31 A 29696.97 D Common Stock 2016-12-08 4 F 0 7661 153.50 D 22035.97 D Common Stock 2016-12-08 4 S 0 6757 154.6569 D 15278.97 D Common Stock 5208 I 401(k) Plan Common Stock 699.391 I By IRA Option (right to buy) 121.31 2016-12-08 4 M 0 15390 0.00 D 2017-01-31 Common Stock 15390 0 D Phantom Common Stock Units Common Stock 3164 I Supplemental 401 (k) Plan A portion of the option exercise as well as all of the sale transactions were directed by the reporting person's ex-wife pursuant to a domestic relations order. The reporting person no longer reports as beneficially owned any securities owned by his ex-wife. This transaction was executed in multiple trades at prices ranging from $154.645 to $154.728. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. The information presented is as of September 30, 2016. Currently exercisable. The option was granted under an employee stock option plan maintained by M&T Bank Corporation, and therefore the reporting person paid no price for the option. The reported phantom common stock units are held by the reporting person in an excess benefit plan account maintained by M&T Bank Corporation and represent a like number of shares of M&T Bank Corporation common stock. The phantom common stock units may only be settled in cash upon distribution in accordance with the terms of the plan. The reported phantom common stock units also include units acquired through the dividend reinvestment feature of the plan. By: Karla L. Harlow, Esq. (Attorney-In-Fact) 2016-12-12