0001209191-14-004344.txt : 20140122 0001209191-14-004344.hdr.sgml : 20140122 20140122172610 ACCESSION NUMBER: 0001209191-14-004344 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140117 FILED AS OF DATE: 20140122 DATE AS OF CHANGE: 20140122 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: M&T BANK CORP CENTRAL INDEX KEY: 0000036270 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 160968385 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: C/O CORPORATE REPORTING STREET 2: ONE M&T PLAZA 5TH FLOOR CITY: BUFFALO STATE: NY ZIP: 14203 BUSINESS PHONE: 7168425390 MAIL ADDRESS: STREET 1: C/O CORPORAE REPORTING STREET 2: ONE M&T PLAZA 5TH FLR CITY: BUFFALO STATE: NY ZIP: 14203 FORMER COMPANY: FORMER CONFORMED NAME: FIRST EMPIRE STATE CORP DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bojdak Robert J CENTRAL INDEX KEY: 0001296804 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09861 FILM NUMBER: 14541001 MAIL ADDRESS: STREET 1: ONE FOUNTAIN PLAZA CITY: BUFFALO STATE: NY ZIP: 14203 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2014-01-17 0 0000036270 M&T BANK CORP MTB 0001296804 Bojdak Robert J ONE FOUNTAIN PLAZA BUFFALO NY 14203-1495 0 1 0 0 Executive Vice President Common Stock 2014-01-17 4 M 0 1089 91.75 A 28123.18 D Common Stock 2014-01-17 4 F 0 893 111.99 D 27230.18 D Common Stock 2014-01-21 4 M 0 9594 101.80 A 36824.18 D Common Stock 2014-01-21 4 M 0 22249 91.28 A 59073.18 D Common Stock 2014-01-21 4 S 0 31843 111.0978 D 27230.18 D Common Stock 2164 I 401 (k) Plan Option (right to buy) 91.75 2014-01-17 4 M 0 1089 0.00 D 2014-01-20 Common Stock 1089 0 D Option (right to buy) 101.80 2014-01-21 4 M 0 9594 0.00 D 2015-01-18 Common Stock 9594 982 D Option (right to buy) 91.28 2014-01-21 4 M 0 22249 0.00 D 2018-01-31 Common Stock 22249 1095 D Phantom Common Stock Units Common Stock 795 I Supplemental 401 (k) Plan The reported transaction involved the automatic exercise of a stock option by M&T Bank Corporation pursuant to an Administrative Rule for Stock Award Grants approved by the Nomination, Compensation and Governance Committee of the Board of Directors of M&T Bank Corporation on November 16, 2010. Pursuant to this Administrative Rule, the reporting person's stock option that was set to expire on January 20, 2014 was automatically exercised on January 17, 2014, the last business day preceding the expiration date, and M&T Bank Corporation withheld an amount of M&T Bank Corporation common stock from the stock option having a fair market value equal to the sum of the exercise price and any amounts required to be withheld for tax purposes and issued the net shares to the reporting person. This transaction was executed in multiple trades at prices ranging from $110.11 to $112.46. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. The information presented is as of December 31, 2013. Currently exercisable. The option was granted under an employee stock option plan maintained by M&T Bank Corporation, and therefore the reporting person paid no price for the option. The reported phantom common stock units are held by the reporting person in an excess benefit plan account maintained by M&T Bank Corporation and represent a like number of shares of M&T Bank Corporation common stock. The phantom common stock units may only be settled in cash and distributed in accordance with the terms of the plan. The reported phantom common stock units also include units acquired through the dividend reinvestment feature of the plan. By: Brian R. Yoshida, Esq. (Attorney-In-Fact) 2014-01-22