0001225208-23-009632.txt : 20231020 0001225208-23-009632.hdr.sgml : 20231020 20231020194034 ACCESSION NUMBER: 0001225208-23-009632 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160112 FILED AS OF DATE: 20231020 DATE AS OF CHANGE: 20231020 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kelligrew James B CENTRAL INDEX KEY: 0001660311 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-06880 FILM NUMBER: 231338057 MAIL ADDRESS: STREET 1: 800 NICOLLET MALL CITY: MINNEAPOLIS STATE: MN ZIP: 55402 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: US BANCORP \DE\ CENTRAL INDEX KEY: 0000036104 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 410255900 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: U.S. BANCORP STREET 2: 800 NICOLLET MALL CITY: MINNEAPOLIS STATE: MN ZIP: 55402-7020 BUSINESS PHONE: 651-466-3000 MAIL ADDRESS: STREET 1: U.S. BANCORP STREET 2: 800 NICOLLET MALL CITY: MINNEAPOLIS STATE: MN ZIP: 55402-7020 FORMER COMPANY: FORMER CONFORMED NAME: FIRST BANK SYSTEM INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: FIRST BANK STOCK CORP DATE OF NAME CHANGE: 19720317 4 1 doc4.xml X0508 4 2016-01-12 1 0000036104 US BANCORP \DE\ USB 0001660311 Kelligrew James B 800 NICOLLET MALL MINNEAPOLIS MN 55402 1 Vice Chair 0 Series G Preferred Stock Depositary Shares 2016-01-12 4 S 0 60.0000 26.4750 D 19.0000 I By JBK Holdings, LLC Series G Preferred Stock Depositary Shares 2016-01-13 4 S 0 19.0000 26.4750 D 0.0000 I By JBK Holdings, LLC Common Stock, $0.01 par value 2017-01-30 4 P 0 217.0000 52.6820 A 217.0000 I By JBK Holdings, LLC Series F Preferred Stock Depositary Shares 2017-03-16 4 P 0 28.0000 29.0690 A 222.0000 I By JBK Holdings, LLC Common Stock, $0.01 par value 2018-10-30 4 S 0 2.0000 52.2820 D 215.0000 I By JBK Holdings, LLC Common Stock, $0.01 par value 2019-04-25 4 S 0 64.0000 51.7940 D 151.0000 I By JBK Holdings, LLC Series F Preferred Stock Depositary Shares 2020-06-12 4 P 0 12.0000 26.8400 A 234.0000 I By JBK Holdings, LLC Series L Preferred Stock Depositary Shares 2020-10-26 4 P 0 286.0000 24.6110 A 286.0000 I By JBK Holdings, LLC Common Stock, $0.01 par value 2020-12-23 4 S 0 151.0000 46.9250 D 0.0000 I By JBK Holdings, LLC Common Stock, $0.01 par value 2021-01-25 4 P 0 151.0000 45.6270 A 151.0000 I By JBK Holdings, LLC Series K Preferred Stock Depositary Shares 2021-02-17 4 P 0 189.0000 24.9190 A 189.0000 I By JBK Holdings, LLC Common Stock, $0.01 par value 2021-03-09 5 P 0 33.0000 53.1310 A 184.0000 I By JBK Holdings, LLC Common Stock, $0.01 par value 2021-03-10 4 P 0 13.0000 53.6440 A 197.0000 I By JBK Holdings, LLC Series F Preferred Stock Depositary Shares 2021-03-16 4 S 0 35.0000 26.2660 D 199.0000 I By JBK Holdings, LLC Common Stock, $0.01 par value 2021-06-23 4 P 0 31.0000 56.2770 A 228.0000 I By JBK Holdings, LLC Series F Preferred Stock Depositary Shares 2022-01-18 4 J 0 199.0000 25.0000 D 0.0000 I By JBK Holdings, LLC Series O Preferred Stock Depositary Shares 2022-02-28 4 P 0 96.0000 23.9080 A 96.0000 I By JBK Holdings, LLC Series L Preferred Stock Depositary Shares 2022-07-25 4 S 0 4.0000 18.1430 D 282.0000 I By JBK Holdings, LLC Series O Preferred Stock Depositary Shares 2022-09-26 4 P 0 58.0000 19.1750 A 154.0000 I By JBK Holdings, LLC Series K Preferred Stock Depositary Shares 2022-10-14 4 P 0 62.0000 16.3050 A 251.0000 I By JBK Holdings, LLC Series K Preferred Stock Depositary Shares 2022-11-09 4 P 0 120.0000 16.6980 A 371.0000 I By JBK Holdings, LLC Series K Preferred Stock Depositary Shares 2022-12-21 4 P 0 68.0000 17.4440 A 439.0000 I By JBK Holdings, LLC Common Stock, $0.01 par value 2023-01-13 4 P 0 4.0000 46.8330 A 232.0000 I By JBK Holdings, LLC Series K Preferred Stock Depositary Shares 2023-01-19 4 P 0 2.0000 18.5900 A 441.0000 I By JBK Holdings, LLC Series L Preferred Stock Depositary Shares 2023-01-19 4 S 0 2.0000 17.7500 D 280.0000 I By JBK Holdings, LLC Series K Preferred Stock Depositary Shares 2023-07-06 4 P 0 80.0000 16.2600 A 521.0000 I By JBK Holdings, LLC Series H Preferred Stock Depositary Shares 2018-09-18 4 G 0 32.0000 0.0000 D 0.0000 I By Trust Common Stock, $0.01 par value 151927.0000 D Common Stock, $0.01 par value 886.0000 I By 401(k) plan Reflects transactions conducted by third-party investment advisors in their sole discretion without direction or knowledge from the reporting person or his spouse. Certain of these transactions may be subject to Section 16(b) under the Securities Exchange Act of 1934, as amended, and therefore the reporting person has voluntarily paid $16,880.75 to U.S. Bancorp which is equal to the maximum amount of the profit realized in connection with such transactions, regardless of whether such disgorgement would have actually been required by law. The reported securities were called for redemption by the issuer at a price equal to their liquidation value. Based on a plan report dated August 31, 2023, the most recent plan report available. Multiple Forms Submitted James L. Chosy by power of attorney for James B. Kelligrew 2023-10-20