0001225208-17-001884.txt : 20170127 0001225208-17-001884.hdr.sgml : 20170127 20170127162320 ACCESSION NUMBER: 0001225208-17-001884 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170126 FILED AS OF DATE: 20170127 DATE AS OF CHANGE: 20170127 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: US BANCORP \DE\ CENTRAL INDEX KEY: 0000036104 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 410255900 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: U.S. BANCORP STREET 2: 800 NICOLLET MALL CITY: MINNEAPOLIS STATE: MN ZIP: 55402-7020 BUSINESS PHONE: 651-466-3000 MAIL ADDRESS: STREET 1: U.S. BANCORP STREET 2: 800 NICOLLET MALL CITY: MINNEAPOLIS STATE: MN ZIP: 55402-7020 FORMER COMPANY: FORMER CONFORMED NAME: FIRST BANK SYSTEM INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: FIRST BANK STOCK CORP DATE OF NAME CHANGE: 19720317 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CARLSON JENNIE P CENTRAL INDEX KEY: 0001183880 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-06880 FILM NUMBER: 17554064 MAIL ADDRESS: STREET 1: 800 NOCOLLET MALL CITY: MINNEAPOLIS STATE: MN ZIP: 55402 4 1 doc4.xml X0306 4 2017-01-26 0000036104 US BANCORP \DE\ USB 0001183880 CARLSON JENNIE P 800 NICOLLET MALL MINNEAPOLIS MN 55402 1 EVP, Human Resources Common Stock, $0.01 par value 2017-01-26 4 A 0 28814.0000 0.0000 A 65185.0000 D Common Stock, $0.01 par value 2017-01-26 4 M 0 20000.0000 13.1000 A 85185.0000 D Common Stock, $0.01 par value 2017-01-26 4 S 0 20000.0000 52.7500 D 65185.0000 D Common Stock, $0.01 par value 12749.0000 I By 401(k) plan Common Stock, $0.01 par value 2235.0000 I By IRA Common Stock, $0.01 par value 133502.0000 I By Spouse Employee Stock Option (Right to Buy) 13.1000 2017-01-26 4 M 0 20000.0000 0.0000 D 2019-03-02 Common Stock, $0.01 par value 20000.0000 80741.0000 D The performance-based restricted stock units vest in four equal annual installments beginning on February 18, 2017. These units made up 75% of the value of the reporting person's 2016 long-term incentive compensation award granted on February 18, 2016. The number of units earned and eligible to be settled in shares of common stock was determined on January 26, 2017, based on the company's 2016 performance against certain preset performance targets. Based on a plan report dated December 31, 2016, the most recent plan report available. The option vested in four equal annual installments beginning on March 2, 2010. James L. Chosy for Jennie P. Carlson 2017-01-27