13F-HR 1 f13f032002.txt FIRST QUARTER 2002 13F UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 03/31/02 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: TRUSTCO BANK NA Address: 3 SARNOWSKI DRIVE GLENVILLE, NY 12302 13F File Number: The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: RICHARD PROVOST Title: VICE PRESIDENT Phone: 518-377-3311 Signature, Place, and Date of Signing: TRUSTCO BANK NA SCHENECTADY, NY APRIL 18, 2002 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. 1 FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 118 Form 13F Information Table Entry Total: $264,284 List of Other Included Managers: NONE 2
FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- --- --- --- ---- ------- ------------- ------- --------- ------ AOL TIME WARNER COM 00184A105 564 25820 SH SOLE 25820 ABBOTT LABS COM 002824100 3422 62799 SH SOLE 52299 10500 ABBOTT LABS COM 002824100 10 200 SH DEFINED 200 AIR PRODUCTS & CHEMICALS INC COM 009158106 1395 27628 SH SOLE 27628 AMERICAN EXPRESS CO COM 025816109 932 22670 SH SOLE 22670 AMERICAN INTERNATIONAL GROUP COM 026874107 6102 83625 SH SOLE 81870 1755 AMERICAN INTERNATIONAL GROUP COM 026874107 43 600 SH DEFINED 400 200 AMGEN INC COM 031162100 429 7610 SH SOLE 7610 ANHEUSER BUSCH INC COM 035229103 866 16800 SH SOLE 16800 APPLIED MATERIALS COM 038222105 2018 73950 SH SOLE 71950 2000 APPLIED MATERIALS COM 038222105 10 400 SH DEFINED 400 ARVAL HOLDINGS INC COM 043272103 0 100000 SH SOLE 100000 AUTOMATIC DATA PROCESSING INC COM 053015103 1269 24865 SH SOLE 23665 1200 AUTOMATIC DATA PROCESSING INC COM 053015103 61 1200 SH DEFINED 1200 BP AMOCO PLC SPONSORED ADR COM 055622104 2721 52843 SH SOLE 49187 328 3328 BP AMOCO PLC SPONSORED ADR COM 055622104 147 2860 SH DEFINED 2860 BANK OF NEW YORK INC COM 064057102 1216 31816 SH SOLE 31816 BANK ONE CORP COM COM 06423A103 616 14675 SH SOLE 7575 7000 100 BANK ONE CORP COM COM 06423A103 31 750 SH DEFINED 363 387 BAXTER INTERNATIONAL INC COM 071813109 726 12862 SH SOLE 12862 BELLSOUTH COM 079860102 2438 71093 SH SOLE 64625 200 6268 BELLSOUTH COM 079860102 192 5600 SH DEFINED 5400 200 BRISTOL-MYERS SQUIBB CO COM 110122108 3317 103733 SH SOLE 99433 700 3600 BRISTOL-MYERS SQUIBB CO COM 110122108 217 6800 SH DEFINED 6600 200 CATERPILLAR INC COM 149123101 223 4000 SH SOLE 4000 CHEVRONTEXACO CORP COM 166764100 947 10898 SH SOLE 10898 CHEVRONTEXACO CORP COM 166764100 52 600 SH DEFINED 500 100 CISCO SYSTEMS COM 17275R102 3136 196400 SH SOLE 189800 1000 5600 CISCO SYSTEMS COM 17275R102 15 1000 SH DEFINED 400 600 CITIGROUP INC COM 172967101 5774 121266 SH SOLE 118900 2366 CITIGROUP INC COM 172967101 4 100 SH DEFINED 100 CITIGROUP INC COM 172967101 285 6000 SH OTHER 6000 COCA COLA COM 191216100 7323 135824 SH SOLE 131049 150 4625 COCA COLA COM 191216100 706 13100 SH DEFINED 12500 600 COLGATE PALMOLIVE CO COM 194162103 5854 101370 SH SOLE 99095 400 1875 COLGATE PALMOLIVE CO COM 194162103 28 500 SH DEFINED 400 100 DISNEY CO COM 254687106 2903 120437 SH SOLE 111087 750 8600 DISNEY CO COM 254687106 98 4100 SH DEFINED 4100 DOW CHEMICAL CO COM 260543103 127 3825 SH SOLE 2700 1125 DOW CHEMICAL CO COM 260543103 89 2700 SH DEFINED 2700 E I DUPONT DE NEMOURS & CO COM 263534109 839 17495 SH SOLE 15860 200 1435 E I DUPONT DE NEMOURS & CO COM 263534109 143 2986 SH DEFINED 2986 DUKE ENERGY CORPORATION COM 264399106 1106 28647 SH SOLE 26572 2075 DUKE ENERGY CORPORATION COM 264399106 11 300 SH DEFINED 300 EMERSON ELECTRIC CO COM 291011104 561 9650 SH SOLE 9650 ERICSSON L M TEL CO ADR CL B S COM 294821400 56 14200 SH SOLE 9200 5000 EXXON MOBIL CORP COM 30231G102 12602 298500 SH SOLE 277608 4672 16220 EXXON MOBIL CORP COM 30231G102 748 17724 SH DEFINED 15096 2628 FEDERAL NAT'L MTG ASSN COM 313586109 5881 73056 SH SOLE 71856 1200 FEDERAL NAT'L MTG ASSN COM 313586109 8 100 SH DEFINED 100 FIFTH THIRD BANCORP COM 316773100 729 10585 SH SOLE 9275 405 905 FLEET BOSTON FINL CORP COM 339030108 667 18532 SH SOLE 15898 2634 GENERAL ELECTRIC CO COM 369604103 49849 1481411 SH SOLE 1390969 2896 87546 GENERAL ELECTRIC CO COM 369604103 3760 111750 SH DEFINED 54236 57514 GENERAL ELECTRIC CO COM 369604103 1765 52458 SH OTHER 52458 GENERAL MILLS INC COM 370334104 662 13520 SH SOLE 9200 1920 2400 GILLETTE CO COM 375766102 337 9684 SH SOLE 9184 500 H J HEINZ CO COM 423074103 323 7675 SH SOLE 7675 H J HEINZ CO COM 423074103 21 500 SH DEFINED 500 HOME DEPOT INC COM 437076102 1135 22995 SH SOLE 22495 500 HOME DEPOT INC COM 437076102 19 400 SH DEFINED 100 300 ILLINOIS TOOL WORKS COM 452308109 240 3200 SH SOLE 3200 INTEL CORP COM 458140100 10962 357791 SH SOLE 337816 3200 16775 INTEL CORP COM 458140100 649 21200 SH DEFINED 19700 1500 I B M CORP COM 459200101 666 7864 SH SOLE 7864 I B M CORP COM 459200101 135 1600 SH DEFINED 1600 I B M CORP COM 459200101 169 2000 SH OTHER 2000 J P MORGAN CHASE & CO COM 46625H100 418 11238 SH SOLE 11238 JOHNSON & JOHNSON COM 478160104 10634 170092 SH SOLE 160467 3900 5725 JOHNSON & JOHNSON COM 478160104 204 3270 SH DEFINED 3170 100 LA SALLE NATL BANK COM 51803ALC1 1246 13000 SH SOLE 13000 LINCOLN NATIONAL CORP COM 534187109 311 6064 SH SOLE 6064 MARSH & MCLENNAN CO INC COM 571748102 1283 11450 SH SOLE 11450 MARSH & MCLENNAN CO INC COM 571748102 11 100 SH DEFINED 100 MCDONALDS CORP COM 580135101 502 18496 SH SOLE 18496 MCGRAW-HILL COMPANIES, INC. COM 580645109 1571 23996 SH SOLE 23396 600 MEDTRONIC INC COM 585055106 6595 139400 SH SOLE 128300 300 10800 MEDTRONIC INC COM 585055106 316 6700 SH DEFINED 6500 200 MERCK & CO INC COM 589331107 7101 128999 SH SOLE 124899 500 3600 MERCK & CO INC COM 589331107 1054 19150 SH DEFINED 19050 100 MICROSOFT CORP COM 594918104 10844 191505 SH SOLE 179513 400 11592 MICROSOFT CORP COM 594918104 22 400 SH DEFINED 300 100 MOTOROLA INC COM 620076109 518 31725 SH SOLE 27400 4325 MOTOROLA INC COM 620076109 9 600 SH DEFINED 600 NBT BANCORP COM 628778102 404 27686 SH DEFINED 27686 PAYCHEK INC COM COM 704326107 251 6250 SH SOLE 6250 PEPSICO INC COM 713448108 7294 140522 SH SOLE 135022 1900 3600 PEPSICO INC COM 713448108 407 7850 SH DEFINED 7750 100 PFIZER INC COM 717081103 6087 160824 SH SOLE 158224 2600 PFIZER INC COM 717081103 30 800 SH DEFINED 500 300 PHILIP MORRIS COMPANIES INC COM 718154107 470 8870 SH SOLE 8870 PROCTER & GAMBLE CO COM 742718109 7983 88595 SH SOLE 85795 300 2500 PROCTER & GAMBLE CO COM 742718109 72 800 SH DEFINED 600 200 ROYAL DUTCH PETROLEUM-NY SHARE COM 780257804 1523 27975 SH SOLE 27075 200 700 SBC COMMUNICATIONS, INC. COM 78387G103 1658 48071 SH SOLE 47740 331 SBC COMMUNICATIONS, INC. COM 78387G103 24 700 SH DEFINED 500 200 SCHERING PLOUGH CORP COM 806605101 798 27300 SH SOLE 27300 SCHLUMBERGER LTD COM 806857108 1918 34227 SH SOLE 33252 200 775 SCHLUMBERGER LTD COM 806857108 28 500 SH DEFINED 400 100 SHELL TRAN TR PLC NY SHS COM 822703609 265 6000 SH SOLE 6000 TARGET CORP COM 87612E106 526 11850 SH SOLE 11050 200 600 TEXAS INSTRUMENTS INC COM 882508104 329 9680 SH SOLE 9380 300 3M CO COM COM 88579Y101 208 7550 SH SOLE 6950 200 400 3M CO COM COM 88579Y101 5 400 SH DEFINED 400 TRUSTCO BANK CORP NY COM 898349105 29604 2265103 SH SOLE 771877 12641 1480585 TRUSTCO BANK CORP NY COM 898349105 1473 112714 SH DEFINED 21621 91093 UNILEVER NV NEW YORK SHS NEW COM 904784709 311 5326 SH SOLE 4848 178 300 UNION PACIFIC CORP COM 907818108 201 3492 SH SOLE 3492 UNITED PARCEL SERVICE CL-B COM 911312106 646 10615 SH SOLE 10565 50 UNITED TECHNOLOGIES CORP COM 913017109 1852 26536 SH SOLE 25336 400 800 UNITED TECHNOLOGIES CORP COM 913017109 34 500 SH DEFINED 500 VERIZON COMMUNICATIONS COM 92343V104 3044 71037 SH SOLE 67019 4018 VERIZON COMMUNICATIONS COM 92343V104 202 4718 SH DEFINED 4518 200 WAL-MART STORES INC COM 931142103 1544 26051 SH SOLE 24326 600 1125 WAL-MART STORES INC COM 931142103 486 8200 SH DEFINED 8100 100 WELLS FARGO & CO (NEW) COM 949746101 364 7125 SH SOLE 6850 200 75 WELLS FARGO & CO (NEW) COM 949746101 117 2300 SH DEFINED 2300 WYETH COM COM 983024100 1138 17760 SH SOLE 17760