0001225208-18-016820.txt : 20181218 0001225208-18-016820.hdr.sgml : 20181218 20181218173656 ACCESSION NUMBER: 0001225208-18-016820 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181214 FILED AS OF DATE: 20181218 DATE AS OF CHANGE: 20181218 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Smith Lucian T. CENTRAL INDEX KEY: 0001689250 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-32447 FILM NUMBER: 181241508 MAIL ADDRESS: STREET 1: 110 WEST FRONT STREET CITY: RED BANK STATE: NJ ZIP: 07701 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HOVNANIAN ENTERPRISES INC CENTRAL INDEX KEY: 0000357294 STANDARD INDUSTRIAL CLASSIFICATION: OPERATIVE BUILDERS [1531] IRS NUMBER: 221851059 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 110 WEST FRONT STREET STREET 2: PO BOX 500 CITY: RED BANK STATE: NJ ZIP: 07701 BUSINESS PHONE: 7327477800 MAIL ADDRESS: STREET 1: 110 WEST FRONT STREET PO BOX 500 STREET 2: 110 WEST FRONT STREET PO BOX 500 CITY: RED BANK STATE: NJ ZIP: 07701 4 1 doc4.xml X0306 4 2018-12-14 0000357294 HOVNANIAN ENTERPRISES INC HOV 0001689250 Smith Lucian T. 90 MATAWAN ROAD, FIFTH FLOOR MATAWAN NJ 07747 1 Chief Operating Officer Class A Common Stock 2018-12-14 4 A 0 39620.0000 0.0000 A 196221.0000 D The date of the transaction represents the date on which the financial performance criteria of a previously granted long-term incentive plan ("LTIP") award were determined to have been satisfied Represents the number of shares determined to have been earned for the share portion of the LTIP. The share portion of the LTIP award vests as follows: (a) 23,230 shares vest on October 31, 2019, and (b) 16,390 shares vest on October 31, 2020. Nancy A. Marrazzo Attorney-in-Fact 2018-12-18