N-PX 1 npx.htm Westcore Trust N-Px Report - Prepared by EDGARX.com-v1.0

 

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

FORM N-PX

 

ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT 
INVESTMENT COMPANY

 

 

Investment Company Act file number:

811-03373

 
 

 

 
 

 

 
 

WESTCORE TRUST

 
 

(Exact name of registrant as specified in charter)

 
 

 

 
 

 

 
 

1290 Broadway, Suite 1100

 
 

Denver, CO 80203

 
 

(Address of principal executive offices) (Zip code)

 
 

 

 
 

 

 
 

Richard C. Noyes, Secretary
c/o ALPS Fund Services, Inc.

1290 Broadway, Suite 1100

Denver, CO 80203

 
 

(Name and address of agent for service)

 
 

 

 
 

 

 
 

Registrant's telephone number, including area code:

800-392-2673

 
 

 

 
 

 

 
 

Date of fiscal year end:

December 31

 
 

 

 
 

 

 
 

Date of reporting period:

July 1, 2016 - June 30, 2017

 
 

 

 

 


 

 

 

 

 

 

 

******************************* FORM N-Px REPORT *******************************

 

ICA File Number: 811-03373                                                     

Reporting Period: 07/01/2016 - 06/30/2017                                      

Westcore Trust                                                                 

                                                                               

                                                                               

                                                                                

 

 

 

 

 

 

 


 

====================== Westcore Colorado Tax-Exempt Fund =======================

 

There is no proxy voting activity for the fund, as the fund did not hold any

votable positions during the reporting period.

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 


 

======================== Westcore Flexible Income Fund =========================

 

 

ISHARES TRUST                                                                  

 

Ticker:                      Security ID:  464288513                            

Meeting Date: JUN 19, 2017   Meeting Type: Special                             

Record Date:  MAY 02, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Jane D. Carlin           For       For          Management

1.2   Elect Director Richard L. Fagnani       For       For          Management

1.3   Elect Director Drew E. Lawton           For       For          Management

1.4   Elect Director Madhav V. Rajan          For       For          Management

1.5   Elect Director Mark Wiedman             For       For          Management

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 


 

=================== Westcore Global Large-Cap Dividend Fund ====================

 

 

ABBVIE INC.                                                                     

 

Ticker:       ABBV           Security ID:  00287Y109                           

Meeting Date: MAY 05, 2017   Meeting Type: Annual                              

Record Date:  MAR 08, 2017                                                      

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Robert J. Alpern         For       For          Management

1.2   Elect Director Edward M. Liddy          For       For          Management

1.3   Elect Director Melody B. Meyer          For       For          Management

1.4   Elect Director Frederick H. Waddell     For       For          Management

2     Ratify Ernst & Young LLP as Auditors    For       For          Management

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

4     Declassify the Board of Directors       For       For          Management

5     Report on Lobbying Payments and Policy  Against   For          Shareholder

6     Require Independent Board Chairman      Against   Against      Shareholder

 

 

ALLIANZ SE                                                                     

 

Ticker:       ALV            Security ID:  D03080112                           

Meeting Date: MAY 03, 2017   Meeting Type: Annual                              

Record Date:                                                                   

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Receive Financial Statements and        None      None         Management

      Statutory Reports for Fiscal 2016                                        

      (Non-Voting)                                                             

2     Approve Allocation of Income and        For       For          Management

      Dividends of EUR 7.60 per Share                                          

3     Approve Discharge of Management Board   For       For          Management

      for Fiscal 2016                                                          

4     Approve Discharge of Supervisory Board  For       For          Management

      for Fiscal 2016                                                          

5     Approve Affiliation Agreement with      For       For          Management

      Allianz Global Health GmbH                                               

6.1   Elect Helmut Perlet to the Supervisory  For       For          Management

      Board                                                                    

6.2   Elect Michael Diekmann to the           For       For          Management

      Supervisory Board                                                        

6.3   Elect Sophie Boissard to the            For       For          Management

      Supervisory Board                                                        

6.4   Elect Christine Bosse to the            For       For          Management

      Supervisory Board                                                        

6.5   Elect Friedrich Eichiner to the         For       For          Management

      Supervisory Board                                                        

6.6   Elect Herbert Hainer to the             For       For          Management

      Supervisory Board                                                         

6.7   Elect Jim Hagemann Snabe to the         For       For          Management

      Supervisory Board                                                        

 

 

APPLE INC.                                                                     

 

Ticker:       AAPL           Security ID:  037833100                           

Meeting Date: FEB 28, 2017   Meeting Type: Annual                               

Record Date:  DEC 30, 2016                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director James Bell               For       For          Management

1.2   Elect Director Tim Cook                 For       For          Management

1.3   Elect Director Al Gore                  For       For          Management

1.4   Elect Director Bob Iger                 For       For          Management

1.5   Elect Director Andrea Jung              For       For          Management

1.6   Elect Director Art Levinson             For       For          Management

1.7   Elect Director Ron Sugar                For       For          Management

1.8   Elect Director Sue Wagner               For       For          Management

2     Ratify Ernst & Young LLP as Auditors    For       For          Management

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

4     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

5     Disclose Charitable Contributions       Against   Against      Shareholder

6     Adopt Policy to Increase Diversity of   Against   Against      Shareholder

      Senior Management and Board of                                           

      Directors                                                                

7     Proxy Access Amendments                 Against   For          Shareholder

8     Engage Outside Independent Experts for  Against   Against      Shareholder

      Compensation Reforms                                                     

9     Adopt Share Retention Policy For        Against   For          Shareholder

      Senior Executives                                                        

 

 

BAYER AG                                                                        

 

Ticker:       BAYN           Security ID:  D0712D163                           

Meeting Date: APR 28, 2017   Meeting Type: Annual                              

Record Date:                                                                    

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Receive Financial Statements and        For       For          Management

      Statutory Reports; Approve Allocation                                     

      of Income and Dividends of EUR 2.70                                      

      per Share for Fiscal 2016                                                

2     Approve Discharge of Management Board   For       For          Management

      for Fiscal 2016                                                          

3     Approve Discharge of Supervisory Board  For       For          Management

      for Fiscal 2016                                                          

4.1   Elect Werner Wenning to the             For       For          Management

      Supervisory Board                                                        

4.2   Elect Paul Achleitner to the            For       For          Management

      Supervisory Board                                                        

4.3   Elect Norbert W. Bischofberger to the   For       For          Management

      Supervisory Board                                                        

4.4   Elect Thomas Ebeling to the             For       For          Management

      Supervisory Board                                                        

4.5   Elect Colleen A. Goggins to the         For       For          Management

      Supervisory Board                                                         

4.6   Elect Klaus Sturany to the Supervisory  For       For          Management

      Board                                                                    

5     Approve Remuneration of Supervisory     For       For          Management

      Board                                                                    

6     Approve Affiliation Agreements with     For       For          Management

      Subsidiaries Bayer CropScience                                            

      Aktiengesellschaft                                                       

7     Ratify Deloitte GmbH as Auditors for    For       For          Management

      Fiscal 2017                                                               

 

 

BRITISH AMERICAN TOBACCO PLC                                                   

 

Ticker:       BATS           Security ID:  110448107                           

Meeting Date: APR 26, 2017   Meeting Type: Annual                              

Record Date:  MAR 14, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Accept Financial Statements and         For       For          Management

      Statutory Reports                                                        

2     Approve Remuneration Report             For       For          Management

3     Approve Final Dividend                  For       For          Management

4     Reappoint KPMG LLP as Auditors          For       For          Management

5     Authorise the Audit Committee to Fix    For       For          Management

      Remuneration of Auditors                                                 

6     Re-elect Richard Burrows as Director    For       For          Management

7     Re-elect Nicandro Durante as Director   For       For          Management

8     Re-elect Sue Farr as Director           For       For          Management

9     Re-elect Ann Godbehere as Director      For       For          Management

10    Re-elect Savio Kwan as Director         For       For          Management

11    Re-elect Dr Pedro Malan as Director     For       For          Management

12    Re-elect Dimitri Panayotopoulos as      For       For          Management

      Director                                                                 

13    Re-elect Kieran Poynter as Director     For       For          Management

14    Re-elect Ben Stevens as Director        For       For          Management

15    Elect Dr Marion Helmes as Director      For       For          Management

16    Authorise Issue of Equity with          For       For          Management

      Pre-emptive Rights                                                       

17    Authorise Issue of Equity without       For       For          Management

      Pre-emptive Rights                                                        

18    Authorise Market Purchase of Ordinary   For       For          Management

      Shares                                                                   

19    Authorise EU Political Donations and    For       For          Management

      Expenditure                                                              

20    Authorise the Company to Call General   For       For          Management

      Meeting with Two Weeks' Notice                                           

 

 

BT GROUP PLC                                                                   

 

Ticker:       BT.A           Security ID:  G16612106                           

Meeting Date: JUL 13, 2016   Meeting Type: Annual                              

Record Date:  JUL 11, 2016                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Accept Financial Statements and         For       For          Management

      Statutory Reports                                                        

2     Approve Remuneration Report             For       For          Management

3     Approve Final Dividend                  For       For          Management

4     Re-elect Sir Michael Rake as Director   For       For          Management

5     Re-elect Gavin Patterson as Director    For       For          Management

6     Re-elect Tony Ball as Director          For       For          Management

7     Re-elect Iain Conn as Director          For       For          Management

8     Re-elect Isabel Hudson as Director      For       For          Management

9     Re-elect Karen Richardson as Director   For       For          Management

10    Re-elect Nick Rose as Director          For       For          Management

11    Re-elect Jasmine Whitbread as Director  For       For          Management

12    Elect Mike Inglis as Director           For       For          Management

13    Elect Tim Hottges as Director           For       For          Management

14    Elect Simon Lowth as Director           For       For          Management

15    Reappoint PricewaterhouseCoopers LLP    For       For          Management

       as Auditors                                                              

16    Authorise Board to Fix Remuneration of  For       For          Management

      Auditors                                                                 

17    Authorise Issue of Equity with          For       For          Management

      Pre-emptive Rights                                                       

18    Authorise Issue of Equity without       For       For          Management

      Pre-emptive Rights                                                        

19    Authorise Market Purchase of Ordinary   For       For          Management

      Shares                                                                   

20    Authorise the Company to Call General   For       For          Management

      Meeting with Two Weeks' Notice                                           

21    Approve Political Donations             For       For          Management

 

 

CHUBB LIMITED                                                                  

 

Ticker:       CB             Security ID:  H1467J104                           

Meeting Date: MAY 18, 2017   Meeting Type: Annual                               

Record Date:  MAR 27, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Accept Financial Statements and         For       For          Management

      Statutory Reports                                                        

2.1   Allocate Disposable Profit              For       For          Management

2.2   Approve Dividend Distribution From      For       For          Management

      Legal Reserves Through Capital                                           

      Contributions Reserve Subaccount                                         

3     Approve Discharge of Board and Senior   For       For          Management

      Management                                                               

4.1   Ratify PricewaterhouseCoopers AG        For       For          Management

      (Zurich) as Auditors                                                     

4.2   Ratify PricewaterhouseCoopers LLP       For       For          Management

      (United States) as Independent                                           

      Registered Accounting Firm as Auditors                                   

4.3   Ratify BDO AG (Zurich) as Special       For       For          Management

      Auditors                                                                 

5.1   Elect Director Evan G. Greenberg        For       For          Management

5.2   Elect Director Robert M. Hernandez      For       For          Management

5.3   Elect Director Michael G. Atieh         For       For          Management

5.4   Elect Director Sheila P. Burke          For       For          Management

5.5   Elect Director James I. Cash            For       For          Management

5.6   Elect Director Mary Cirillo             For       For          Management

5.7   Elect Director Michael P. Connors       For       For          Management

5.8   Elect Director John A. Edwardson        For       For          Management

5.9   Elect Director Leo F. Mullin            For       For          Management

5.10  Elect Director Kimberly A. Ross         For       For          Management

5.11  Elect Director Robert W. Scully         For       For          Management

5.12  Elect Director Eugene B. Shanks, Jr.    For       For          Management

5.13  Elect Director Theodore E. Shasta       For       For          Management

5.14  Elect Director David H. Sidwell         For       For          Management

5.15  Elect Director Olivier Steimer          For       For          Management

5.16  Elect Director James M. Zimmerman       For       For          Management

6     Elect Evan G. Greenberg as Board        For       Against      Management

      Chairman                                                                 

7.1   Appoint Michael P. Connors as Member    For       For          Management

      of the Compensation Committee                                            

7.2   Appoint Mary Cirillo as Member of the   For       For          Management

      Compensation Committee                                                   

7.3   Appoint Robert M. Hernandez as Member   For       For          Management

      of the Compensation Committee                                            

7.4   Appoint Robert W. Scully as Member of   For       For          Management

      the Compensation Committee                                               

7.5   Appoint James M. Zimmerman as Member    For       For          Management

      of the Compensation Committee                                            

8     Designate Homburger AG as Independent   For       For          Management

      Proxy                                                                     

9     Approve Qualified Employee Stock        For       For          Management

      Purchase Plan                                                            

10.1  Approve the Increase in Maximum         For       For          Management

      Aggregate Remuneration of Directors                                      

10.2  Approve Remuneration of Executive       For       For          Management

      Management in the Amount of USD 41                                        

      Million for Fiscal 2018                                                  

11    Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                          

12    Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

13    Transact Other Business (Voting)        For       Against      Management

 

 

CSX CORPORATION                                                                

 

Ticker:       CSX            Security ID:  126408103                           

Meeting Date: JUN 05, 2017   Meeting Type: Proxy Contest                       

Record Date:  APR 17, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

      Management Proxy (White Proxy Card)     None                             

1a    Elect Director Donna M. Alvarado        For       For          Management

1b    Elect Director John B. Breaux           For       For          Management

1c    Elect Director Pamela L. Carter         For       For          Management

1d    Elect Director Steven T. Halverson      For       For          Management

1e    Elect Director E. Hunter Harrison       For       For          Management

1f    Elect Director Paul C. Hilal            For       For          Management

1g    Elect Director Edward J. Kelly, III     For       For          Management

1h    Elect Director John D. McPherson        For       For          Management

1i    Elect Director David M. Moffett         For       For          Management

1j    Elect Director Dennis H. Reilley        For       For          Management

1k    Elect Director Linda H. Riefler         For       For          Management

1l    Elect Director J. Steven Whisler        For       For          Management

1m    Elect Director John J. Zillmer          For       For          Management

2     Ratify Ernst & Young LLP as Auditors    For       For          Management

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

4     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

5     Advisory Vote on Reimbursement          None      For          Management

      Arrangement in Connection with                                            

      Retention of E. Hunter Harrison as CEO                                   

#     Proposal                                Diss Rec  Vote Cast    Sponsor   

      Dissident Proxy (Gold Proxy Card)       None                              

1a    Elect Director Donna M. Alvarado        For       Did Not Vote Shareholder

1b    Elect Director John B. Breaux           For       Did Not Vote Shareholder

1c    Elect Director Pamela L. Carter         For       Did Not Vote Shareholder

1d    Elect Director Steven T. Halverson      For       Did Not Vote Shareholder

1e    Elect Director E. Hunter Harrison       For       Did Not Vote Shareholder

1f    Elect Director Paul C. Hilal            For       Did Not Vote Shareholder

1g    Elect Director Edward J. Kelly, III     For       Did Not Vote Shareholder

1h    Elect Director John D. McPherson        For       Did Not Vote Shareholder

1i    Elect Director David M. Moffett         For       Did Not Vote Shareholder

1j    Elect Director Dennis H. Reilley        For       Did Not Vote Shareholder

1k    Elect Director Linda H. Riefler         For       Did Not Vote Shareholder

1l    Elect Director J. Steven Whisler        For       Did Not Vote Shareholder

1m    Elect Director John J. Zillmer          For       Did Not Vote Shareholder

2     Ratify Ernst & Young LLP as Auditors    For       Did Not Vote Management

3     Advisory Vote to Ratify Named           For       Did Not Vote Management

      Executive Officers' Compensation                                         

4     Advisory Vote on Say on Pay Frequency   One Year  Did Not Vote Management

5     Advisory Vote on Reimbursement          For       Did Not Vote Management

      Arrangement in Connection with                                           

      Retention of E. Hunter Harrison as CEO                                   

 

 

EDISON INTERNATIONAL                                                            

 

Ticker:       EIX            Security ID:  281020107                           

Meeting Date: APR 27, 2017   Meeting Type: Annual                              

Record Date:  MAR 03, 2017                                                      

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Vanessa C.L. Chang       For       For          Management

1.2   Elect Director Louis Hernandez, Jr.     For       For          Management

1.3   Elect Director James T. Morris          For       For          Management

1.4   Elect Director Pedro J. Pizarro         For       For          Management

1.5   Elect Director Linda G. Stuntz          For       For          Management

1.6   Elect Director William P. Sullivan      For       For          Management

1.7   Elect Director Ellen O. Tauscher        For       For          Management

1.8   Elect Director Peter J. Taylor          For       For          Management

1.9   Elect Director Brett White              For       For          Management

2     Ratify PricewaterhouseCoopers LLP as    For       For          Management

      Auditors                                                                  

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

4     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

5     Amend Proxy Access Right                Against   For          Shareholder

 

 

GENERAL MILLS, INC.                                                             

 

Ticker:       GIS            Security ID:  370334104                           

Meeting Date: SEP 27, 2016   Meeting Type: Annual                              

Record Date:  JUL 29, 2016                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director Bradbury H. Anderson     For       For          Management

1b    Elect Director R. Kerry Clark           For       For          Management

1c    Elect Director David M. Cordani         For       For          Management

1d    Elect Director Roger W. Ferguson, Jr.   For       For          Management

1e    Elect Director Henrietta H. Fore        For       For          Management

1f    Elect Director Maria G. Henry           For       For          Management

1g    Elect Director Heidi G. Miller          For       For          Management

1h    Elect Director Steve Odland             For       For          Management

1i    Elect Director Kendall J. Powell        For       For          Management

1j    Elect Director Robert L. Ryan           For       For          Management

1k    Elect Director Eric D. Sprunk           For       For          Management

1l    Elect Director Dorothy A. Terrell       For       For          Management

1m    Elect Director Jorge A. Uribe           For       For          Management

2     Approve Non-Employee Director Omnibus   For       For          Management

      Stock Plan                                                                

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

4     Ratify KPMG LLP as Auditors             For       For          Management

 

 

KIMBERLY-CLARK CORPORATION                                                     

 

Ticker:       KMB            Security ID:  494368103                            

Meeting Date: APR 20, 2017   Meeting Type: Annual                              

Record Date:  FEB 21, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director John F. Bergstrom        For       For          Management

1.2   Elect Director Abelardo E. Bru          For       For          Management

1.3   Elect Director Robert W. Decherd        For       For          Management

1.4   Elect Director Thomas J. Falk           For       For          Management

1.5   Elect Director Fabian T. Garcia         For       For          Management

1.6   Elect Director Michael D. Hsu           For       For          Management

1.7   Elect Director Mae C. Jemison           For       For          Management

1.8   Elect Director James M. Jenness         For       For          Management

1.9   Elect Director Nancy J. Karch           For       For          Management

1.10  Elect Director Christa S. Quarles       For       For          Management

1.11  Elect Director Ian C. Read              For       For          Management

1.12  Elect Director Marc J. Shapiro          For       For          Management

1.13  Elect Director Michael D. White         For       For          Management

2     Ratify Deloitte & Touche LLP as         For       For          Management

      Auditors                                                                 

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

4     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

 

 

KONINKLIJKE DSM NV                                                             

 

Ticker:       DSM            Security ID:  N5017D122                           

Meeting Date: MAY 03, 2017   Meeting Type: Annual                               

Record Date:  APR 05, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Open Meeting                            None      None         Management

2     Receive Report of Management Board      None      None         Management

      (Non-Voting)                                                             

3     Discuss Remuneration Report             None      None         Management

4     Adopt Financial Statements and          For       For          Management

      Statutory Reports                                                        

5a    Amend Article 32.3 Re: Dividend on      For       For          Management

      Cumulative Preference Shares                                             

5b    Receive Explanation on Company's        None      None         Management

      Reserves and Dividend Policy                                             

5c    Approve Dividends of EUR 1.75 Per Share For       For          Management

6a    Approve Discharge of Management Board   For       For          Management

6b    Approve Discharge of Supervisory Board  For       For          Management

7     Reelect Dimitri de Vreeze to            For       For          Management

      Management Board                                                         

8a    Elect John Ramsay to Supervisory Board  For       For          Management

8b    Elect Frits Dirk van Paaschen to        For       For          Management

      Supervisory Board                                                        

9     Ratify KPMG as Auditors                 For       For          Management

10a   Grant Board Authority to Issue Shares   For       For          Management

      Up To 10 Percent of Issued Capital                                       

      Plus Additional 10 Percent in Case of                                    

      Takeover/Merger                                                           

10b   Authorize Board to Exclude Preemptive   For       For          Management

      Rights from Share Issuances                                              

11    Authorize Repurchase of Up to 10        For       For          Management

      Percent of Issued Share Capital                                          

12    Approve Cancellation of Repurchased     For       For          Management

      Shares                                                                   

13    Allow Questions                         None      None         Management

14    Close Meeting                           None      None         Management

 

 

LOWE'S COMPANIES, INC.                                                         

 

Ticker:       LOW            Security ID:  548661107                           

Meeting Date: JUN 02, 2017   Meeting Type: Annual                              

Record Date:  MAR 24, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Raul Alvarez             For       For          Management

1.2   Elect Director Angela F. Braly          For       For          Management

1.3   Elect Director Sandra B. Cochran        For       For          Management

1.4   Elect Director Laurie Z. Douglas        For       For          Management

1.5   Elect Director Richard W. Dreiling      For       For          Management

1.6   Elect Director Robert L. Johnson        For       For          Management

1.7   Elect Director Marshall O. Larsen       For       For          Management

1.8   Elect Director James H. Morgan          For       For          Management

1.9   Elect Director Robert A. Niblock        For       For          Management

1.10  Elect Director Bertram L. Scott         For       For          Management

1.11  Elect Director Eric C. Wiseman          For       For          Management

2     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

3     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

4     Ratify Deloitte & Touche LLP as         For       For          Management

      Auditors                                                                 

5     Assess Climate Benefits and             Against   Against      Shareholder

      Feasibility of Adopting Quantitative                                     

      Renewable Production Goals                                               

 

 

MATTEL, INC.                                                                   

 

Ticker:       MAT            Security ID:  577081102                           

Meeting Date: MAY 19, 2017   Meeting Type: Annual                              

Record Date:  MAR 24, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director Michael J. Dolan         For       For          Management

1b    Elect Director Trevor A. Edwards        For       For          Management

1c    Elect Director Frances D. Fergusson     For       For          Management

1d    Elect Director Margaret H. Georgiadis   For       For          Management

1e    Elect Director Ann Lewnes               For       For          Management

1f    Elect Director Dominic Ng               For       For          Management

1g    Elect Director Vasant M. Prabhu         For       For          Management

1h    Elect Director Dean A. Scarborough      For       For          Management

1i    Elect Director Christopher A. Sinclair  For       For          Management

1j    Elect Director Dirk Van de Put          For       For          Management

1k    Elect Director Kathy White Loyd         For       For          Management

2     Ratify PricewaterhouseCoopers LLP as    For       For          Management

      Auditors                                                                 

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

4     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

5     Approve Executive Incentive Bonus Plan  For       For          Management

 

 

MCDONALD'S CORPORATION                                                         

 

Ticker:       MCD            Security ID:  580135101                           

Meeting Date: MAY 24, 2017   Meeting Type: Annual                              

Record Date:  MAR 27, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director Lloyd Dean               For       For          Management

1b    Elect Director Stephen Easterbrook      For       For          Management

1c    Elect Director Robert Eckert            For       For          Management

1d    Elect Director Margaret Georgiadis      For       For          Management

1e    Elect Director Enrique Hernandez, Jr.   For       For          Management

1f    Elect Director Jeanne Jackson           For       For          Management

1g    Elect Director Richard Lenny            For       For          Management

1h    Elect Director John Mulligan            For       For          Management

1i    Elect Director Sheila Penrose           For       For          Management

1j    Elect Director John Rogers, Jr.         For       For          Management

1k    Elect Director Miles White              For       For          Management

2     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

3     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

4     Amend Omnibus Stock Plan                For       For          Management

5     Ratify Ernst & Young LLP as Auditors    For       For          Management

6     Provide Vote Counting to Exclude        Against   Against      Shareholder

      Abstentions                                                              

7     Reduce Ownership Threshold for          Against   For          Shareholder

      Shareholders to Call a Special Meeting                                   

8     Issue New Series of Preferred Stock     Against   Against      Shareholder

      with the Right to Elect own Director                                     

9     Adopt Holy Land Principles              Against   Against      Shareholder

10    Adopt Policy to Ban Non-Therapeutic     Against   For          Shareholder

      Use of Antibiotics in Meat Supply Chain                                  

11    Assess Environmental Impact of          Against   For          Shareholder

      Polystyrene Foam Cups                                                    

12    Report on Charitable Contributions      Against   Against      Shareholder

 

 

NESTLE SA                                                                      

 

Ticker:       NESN           Security ID:  641069406                            

Meeting Date: APR 06, 2017   Meeting Type: Annual                              

Record Date:  FEB 24, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Accept Financial Statements and         For       For          Management

      Statutory Reports                                                        

1.2   Approve Remuneration Report             For       For          Management

2     Approve Discharge of Board and Senior   For       For          Management

      Management                                                               

3     Approve Allocation of Income and        For       For          Management

      Dividends of CHF 2.30 per Share                                          

4.1a  Reelect Paul Bulcke as Director         For       For          Management

4.1b  Reelect Andreas Koopmann as Director    For       For          Management

4.1c  Reelect Henri de Castries as Director   For       For          Management

4.1d  Reelect Beat W. Hess as Director        For       For          Management

4.1e  Reelect Renato Fassbind as Director     For       For          Management

4.1f  Reelect Steven G. Hoch as Director      For       For          Management

4.1g  Reelect Naina Lal Kidwai as Director    For       For          Management

4.1h  Reelect Jean-Pierre Roth as Director    For       For          Management

4.1i  Reelect Ann M. Veneman as Director      For       For          Management

4.1j  Reelect Eva Cheng as Director           For       For          Management

4.1k  Reelect Ruth K. Oniang'o as Director    For       For          Management

4.1l  Reelect Patrick Aebischer as Director   For       For          Management

4.2a  Elect Ulf Mark Schneider as Director    For       For          Management

4.2b  Elect Ursula M. Burns as Director       For       For          Management

4.3   Elect Paul Bulcke as Board Chairman     For       For          Management

4.4a  Appoint Beat W. Hess as Member of the   For       For          Management

      Compensation Committee                                                   

4.4b  Appoint Andreas Koopmann as Member of   For       For          Management

      the Compensation Committee                                               

4.4c  Appoint Jean-Pierre Roth as Member of   For       For          Management

      the Compensation Committee                                               

4.4d  Appoint Patrick Aebischer as Member of  For       For          Management

      the Compensation Committee                                               

4.5   Ratify KPMG AG as Auditors              For       For          Management

4.6   Designate Hartmann Dreyer as            For       For          Management

      Independent Proxy                                                        

5.1   Approve Remuneration of Directors in    For       For          Management

      the Amount of CHF 10 Million                                             

5.2   Approve Remuneration of Executive       For       For          Management

      Committee in the Amount of CHF 60                                        

      Million                                                                   

6     Transact Other Business (Voting)        Against   Against      Management

 

 

NOVARTIS AG                                                                     

 

Ticker:       NOVN           Security ID:  66987V109                           

Meeting Date: FEB 28, 2017   Meeting Type: Annual                              

Record Date:  JAN 20, 2017                                                      

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Accept Financial Statements and         For       For          Management

      Statutory Reports                                                         

2     Approve Discharge of Board and Senior   For       For          Management

      Management                                                               

3     Approve Allocation of Income and        For       For          Management

      Dividends of CHF 2.75 per Share                                          

4     Approve CHF 5.14 Million Reduction in   For       For          Management

      Share Capital via Cancellation of                                         

      Repurchased Shares                                                       

5.1   Approve Maximum Remuneration of         For       For          Management

      Directors in the Amount of CHF 8.5                                        

      Million                                                                  

5.2   Approve Maximum Remuneration of         For       For          Management

      Executive Committee in the Amount of                                     

      CHF 99 Million                                                           

5.3   Approve Remuneration Report             For       Against      Management

      (Non-Binding)                                                            

6.1   Reelect Joerg Reinhardt as Director     For       For          Management

      and Chairman                                                             

6.2   Reelect Nancy C. Andrews as Director    For       For          Management

6.3   Reelect Dimitri Azar as Director        For       For          Management

6.4   Reelect Ton Buechner as Director        For       For          Management

6.5   Reelect Srikant Datar as Director       For       For          Management

6.6   Reelect Elizabeth Doherty as Director   For       For          Management

6.7   Reelect Ann Fudge as Director           For       For          Management

6.8   Reelect Pierre Landolt as Director      For       For          Management

6.9   Reelect Andreas von Planta as Director  For       For          Management

6.10  Reelect Charles L. Sawyers as Director  For       For          Management

6.11  Reelect Enrico Vanni as Director        For       For          Management

6.12  Reelect William T. Winters as Director  For       For          Management

6.13  Elect Frans van Houten as Director      For       For          Management

7.1   Appoint Srikant Datar as Member of the  For       For          Management

      Compensation Committee                                                    

7.2   Appoint Ann Fudge as Member of the      For       For          Management

      Compensation Committee                                                   

7.3   Appoint Enrico Vanni as Member of the   For       For          Management

      Compensation Committee                                                   

7.4   Appoint William T. Winters as Member    For       For          Management

      of the Compensation Committee                                            

8     Ratify PricewaterhouseCoopers AG as     For       For          Management

      Auditors                                                                 

9     Designate Peter Andreas Zahn as         For       For          Management

      Independent Proxy                                                        

10    Transact Other Business (Voting)        For       Against      Management

 

 

OCCIDENTAL PETROLEUM CORPORATION                                               

 

Ticker:       OXY            Security ID:  674599105                           

Meeting Date: MAY 12, 2017   Meeting Type: Annual                              

Record Date:  MAR 14, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director Spencer Abraham          For       For          Management

1b    Elect Director Howard I. Atkins         For       For          Management

1c    Elect Director Eugene L. Batchelder     For       For          Management

1d    Elect Director John E. Feick            For       For          Management

1e    Elect Director Margaret M. Foran        For       For          Management

1f    Elect Director Carlos M. Gutierrez      For       For          Management

1g    Elect Director Vicki Hollub             For       For          Management

1h    Elect Director William R. Klesse        For       For          Management

1i    Elect Director Jack B. Moore            For       For          Management

1j    Elect Director Avedick B. Poladian      For       For          Management

1k    Elect Director Elisse B. Walter         For       For          Management

2     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

3     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

4     Ratify KPMG LLP as Auditors             For       For          Management

5     Assess Portfolio Impacts of Policies    Against   For          Shareholder

      to Meet 2 Degree Scenario                                                

6     Reduce Ownership Threshold for          Against   For          Shareholder

      Shareholders to Call Special Meeting                                     

7     Report on Methane Emissions and         Against   For          Shareholder

      Flaring Targets                                                          

8     Report on Political Contributions and   Against   Against      Shareholder

      Expenditures                                                             

 

 

POWER FINANCIAL CORPORATION                                                    

 

Ticker:       PWF            Security ID:  73927C100                           

Meeting Date: MAY 11, 2017   Meeting Type: Annual                              

Record Date:  MAR 24, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Elect Marc A. Bibeau, Andre Desmarais,  For       Withhold     Management

      Paul Desmarais, Jr., Gary Albert Doer,                                   

      Gerald Frere, Anthony R. Graham, J.                                      

      David A. Jackson, R. Jeffrey Orr,                                         

      Louise Roy, Raymond Royer, T. Timothy                                    

      Ryan, Jr., and Emoke J.E. Szathmary as                                   

      Directors                                                                 

1.1   Elect Director Marc A. Bibeau           For       For          Management

1.2   Elect Director Andre Desmarais          For       Withhold     Management

1.3   Elect Director Paul Desmarais, Jr.      For       Withhold     Management

1.4   Elect Director Gary Albert Doer         For       For          Management

1.5   Elect Director Gerald Frere             For       For          Management

1.6   Elect Director Anthony R. Graham        For       For          Management

1.7   Elect Director J. David A. Jackson      For       For          Management

1.8   Elect Director R. Jeffrey Orr           For       For          Management

1.9   Elect Director Louise Roy               For       For          Management

1.10  Elect Director Raymond Royer            For       For          Management

1.11  Elect Director T. Timothy Ryan, Jr.     For       For          Management

1.12  Elect Director Emoke J.E. Szathmary     For       For          Management

2     Ratify Deloitte LLP as Auditors         For       For          Management

3     Amend Stock Option Plan                 For       For          Management

 

 

QUALCOMM INCORPORATED                                                          

 

Ticker:       QCOM           Security ID:  747525103                           

Meeting Date: MAR 07, 2017   Meeting Type: Annual                              

Record Date:  JAN 09, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director Barbara T. Alexander     For       For          Management

1b    Elect Director Jeffrey W. Henderson     For       For          Management

1c    Elect Director Thomas W. Horton         For       For          Management

1d    Elect Director Paul E. Jacobs           For       For          Management

1e    Elect Director Ann M. Livermore         For       For          Management

1f    Elect Director Harish Manwani           For       For          Management

1g    Elect Director Mark D. McLaughlin       For       For          Management

1h    Elect Director Steve Mollenkopf         For       For          Management

1i    Elect Director Clark T. "Sandy" Randt,  For       For          Management

      Jr.                                                                      

1j    Elect Director Francisco Ros            For       For          Management

1k    Elect Director Anthony J. Vinciquerra   For       For          Management

2     Ratify PricewaterhouseCoopers LLP as    For       For          Management

      Auditors                                                                 

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

4     Proxy Access Amendments                 Against   For          Shareholder

 

THE SAGE GROUP PLC                                                             

 

Ticker:       SGE            Security ID:  G7771K142                           

Meeting Date: FEB 28, 2017   Meeting Type: Annual                              

Record Date:  FEB 26, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Accept Financial Statements and         For       For          Management

      Statutory Reports                                                        

2     Approve Final Dividend                  For       For          Management

3     Re-elect Donald Brydon as Director      For       For          Management

4     Re-elect Neil Berkett as Director       For       For          Management

5     Re-elect Drummond Hall as Director      For       For          Management

6     Re-elect Steve Hare as Director         For       For          Management

7     Re-elect Jonathan Howell as Director    For       For          Management

8     Re-elect Stephen Kelly as Director      For       For          Management

9     Reappoint Ernst & Young LLP as Auditors For       For          Management

10    Authorise the Audit and Risk Committee  For       For          Management

      to Fix Remuneration of Auditors                                          

11    Approve Remuneration Report             For       For          Management

12    Authorise Issue of Equity with          For       For          Management

      Pre-emptive Rights                                                       

13    Authorise Issue of Equity without       For       For          Management

      Pre-emptive Rights                                                       

14    Authorise Market Purchase of Ordinary   For       For          Management

      Shares                                                                    

15    Authorise the Company to Call General   For       For          Management

      Meeting with Two Weeks' Notice                                           

 

 

TOTAL SA                                                                       

 

Ticker:       FP             Security ID:  89151E109                           

Meeting Date: MAY 26, 2017   Meeting Type: Annual/Special                       

Record Date:  APR 24, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Approve Financial Statements and        For       For          Management

      Statutory Reports                                                        

2     Approve Consolidated Financial          For       For          Management

      Statements and Statutory Reports                                         

3     Approve Allocation of Income and        For       For          Management

      Dividends of EUR 2.45 per Share                                          

4     Approve Stock Dividend Program (Cash    For       For          Management

      or New Shares)                                                            

5     Authorize Repurchase of Up to 10        For       For          Management

      Percent of Issued Share Capital                                          

6     Reelect Patricia Barbizet as Director   For       For          Management

7     Reelect Marie-Christine                 For       For          Management

      Coisne-Roquette as Director                                              

8     Elect Mark Cutifani as Director         For       For          Management

9     Elect Carlos Tavares as Director        For       Against      Management

10    Receive Auditors' Special Report on     For       For          Management

      Related-Party Transactions Mentioning                                     

      the Absence of New Transactions                                          

11    Non-Binding Vote on Compensation of     For       For          Management

      Patrick Pouyanne, CEO and Chairman                                        

12    Approve Remuneration Policy of          For       For          Management

      Chairman and CEO                                                         

13    Authorize Decrease in Share Capital     For       For          Management

      via Cancellation of Repurchased Shares                                   

 

 

TOYOTA MOTOR CORP.                                                             

 

Ticker:       7203           Security ID:  J92676113                           

Meeting Date: JUN 14, 2017   Meeting Type: Annual                              

Record Date:  MAR 31, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Uchiyamada, Takeshi      For       For          Management

1.2   Elect Director Hayakawa, Shigeru        For       For          Management

1.3   Elect Director Toyoda, Akio             For       For          Management

1.4   Elect Director Didier Leroy             For       For          Management

1.5   Elect Director Terashi, Shigeki         For       For          Management

1.6   Elect Director Nagata, Osamu            For       For          Management

1.7   Elect Director Uno, Ikuo                For       For          Management

1.8   Elect Director Kato, Haruhiko           For       For          Management

1.9   Elect Director Mark T. Hogan            For       For          Management

2     Appoint Alternate Statutory Auditor     For       For          Management

      Sakai, Ryuji                                                             

3     Approve Annual Bonus                    For       For          Management

4     Approve Compensation Ceiling for        For       For          Management

      Directors                                                                

 

 

U.S. BANCORP                                                                   

 

Ticker:       USB            Security ID:  902973304                           

Meeting Date: APR 18, 2017   Meeting Type: Annual                               

Record Date:  FEB 21, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director Douglas M. Baker, Jr.    For       For          Management

1b    Elect Director Warner L. Baxter         For       For          Management

1c    Elect Director Marc N. Casper           For       For          Management

1d    Elect Director Andrew Cecere            For       For          Management

1e    Elect Director Arthur D. Collins, Jr.   For       For          Management

1f    Elect Director Richard K. Davis         For       For          Management

1g    Elect Director Kimberly J. Harris       For       For          Management

1h    Elect Director Roland A. Hernandez      For       For          Management

1i    Elect Director Doreen Woo Ho            For       For          Management

1j    Elect Director Olivia F. Kirtley        For       For          Management

1k    Elect Director Karen S. Lynch           For       For          Management

1l    Elect Director David B. O'Maley         For       For          Management

1m    Elect Director O'dell M. Owens          For       For          Management

1n    Elect Director Craig D. Schnuck         For       For          Management

1o    Elect Director Scott W. Wine            For       For          Management

2     Ratify Ernst & Young LLP as Auditors    For       For          Management

3     Advisory Vote to Ratify Named           For       Against      Management

      Executive Officers' Compensation                                         

4     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

5     Require Independent Board Chairman      Against   For          Shareholder

 

 

WAL-MART STORES, INC.                                                          

 

Ticker:       WMT            Security ID:  931142103                           

Meeting Date: JUN 02, 2017   Meeting Type: Annual                              

Record Date:  APR 07, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director James I. Cash, Jr.       For       For          Management

1b    Elect Director Timothy P. Flynn         For       For          Management

1c    Elect Director Carla A. Harris          For       For          Management

1d    Elect Director Thomas W. Horton         For       For          Management

1e    Elect Director Marissa A. Mayer         For       For          Management

1f    Elect Director C. Douglas McMillon      For       For          Management

1g    Elect Director Gregory B. Penner        For       For          Management

1h    Elect Director Steven S Reinemund       For       For          Management

1i    Elect Director Kevin Y. Systrom         For       For          Management

1j    Elect Director S. Robson Walton         For       For          Management

1k    Elect Director Steuart L. Walton        For       For          Management

2     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

3     Advisory Vote to Ratify Named           For       Against      Management

      Executive Officers' Compensation                                         

4     Ratify Ernst & Young LLP as Auditors    For       For          Management

5     Require Independent Board Chairman      Against   For          Shareholder

6     Provide Proxy Access Right              Against   For          Shareholder

7     Require Independent Director Nominee    Against   Against      Shareholder

      with Environmental Experience                                             

 

 

WHITBREAD PLC                                                                  

 

Ticker:       WTB            Security ID:  G9606P197                           

Meeting Date: JUN 21, 2017   Meeting Type: Annual                              

Record Date:  JUN 19, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Accept Financial Statements and         For       For          Management

      Statutory Reports                                                        

2     Approve Remuneration Policy             For       For          Management

3     Approve Remuneration Report             For       For          Management

4     Approve Final Dividend                  For       For          Management

5     Elect David Atkins as Director          For       For          Management

6     Elect Adam Crozier as Director          For       For          Management

7     Elect Deanna Oppenheimer as Director    For       For          Management

8     Re-elect Richard Baker as Director      For       For          Management

9     Re-elect Alison Brittain as Director    For       For          Management

10    Re-elect Nicholas Cadbury as Director   For       For          Management

11    Re-elect Sir Ian Cheshire as Director   For       For          Management

12    Re-elect Chris Kennedy as Director      For       For          Management

13    Re-elect Louise Smalley as Director     For       For          Management

14    Re-elect Susan Martin as Director       For       For          Management

15    Reappoint Deloitte LLP as Auditors      For       For          Management

16    Authorise the Audit Committee to Fix    For       For          Management

      Remuneration of Auditors                                                 

17    Authorise EU Political Donations and    For       For          Management

      Expenditure                                                              

18    Authorise Issue of Equity with          For       For          Management

      Pre-emptive Rights                                                       

19    Authorise Issue of Equity without       For       For          Management

      Pre-emptive Rights                                                       

20    Authorise Issue of Equity without       For       For          Management

      Pre-emptive Rights in Connection with                                    

      an Acquisition or Other Capital                                          

      Investment                                                                

21    Authorise Market Purchase of Ordinary   For       For          Management

      Shares                                                                   

22    Authorise the Company to Call General   For       For          Management

      Meeting with Two Weeks' Notice                                           

 

 

XILINX, INC.                                                                    

 

Ticker:       XLNX           Security ID:  983919101                           

Meeting Date: AUG 10, 2016   Meeting Type: Annual                              

Record Date:  JUN 15, 2016                                                      

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Dennis Segers            For       For          Management

1.2   Elect Director Moshe N. Gavrielov       For       For          Management

1.3   Elect Director Saar Gillai              For       For          Management

1.4   Elect Director Ronald S. Jankov         For       For          Management

1.5   Elect Director Thomas H. Lee            For       For          Management

1.6   Elect Director J. Michael Patterson     For       For          Management

1.7   Elect Director Albert A. Pimentel       For       For          Management

1.8   Elect Director Marshall C. Turner       For       For          Management

1.9   Elect Director Elizabeth W. Vanderslice For       For          Management

2     Amend Omnibus Stock Plan                For       For          Management

3     Amend Omnibus Stock Plan                For       For          Management

4     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

5     Ratify Ernst & Young LLP as Auditors    For       For          Management

 

 


 

==================== Westcore International Small-Cap Fund =====================

 

 

3P LEARNING LTD.                                                               

 

Ticker:       3PL            Security ID:  Q9034Z105                           

Meeting Date: NOV 10, 2016   Meeting Type: Annual                              

Record Date:  NOV 08, 2016                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Approve the Remuneration Report         For       For          Management

2.1   Approve the Grant of Performance        For       For          Management

      Rights to Rebekah O'Flaherty                                             

2.2   Approve Grant of Options to Rebekah     For       For          Management

      O'Flaherty                                                               

3     Elect Roger Amos as Director            For       For          Management

4     Approve the Spill Resolution            Against   Against      Management

 

 

ARCLAND SERVICE HOLDINGS CO., LTD.                                             

 

Ticker:       3085           Security ID:  J0201Q109                            

Meeting Date: MAR 30, 2017   Meeting Type: Annual                              

Record Date:  DEC 31, 2016                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Approve Allocation of Income, with a    For       For          Management

      Final Dividend of JPY 12.5                                               

2.1   Elect Director Usui, Kenichiro          For       For          Management

2.2   Elect Director Tamaki, Yoshiharu        For       For          Management

2.3   Elect Director Ito, Hisashi             For       For          Management

2.4   Elect Director Okamura, Toshimi         For       For          Management

 

 

AZIMUT HOLDING S.P.A.                                                          

 

Ticker:       AZM            Security ID:  T0783G106                           

Meeting Date: APR 27, 2017   Meeting Type: Annual                              

Record Date:  APR 18, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Approve Financial Statements,           For       For          Management

      Statutory Reports, and Allocation of                                     

      Income                                                                   

2.1   Elect CEO Sergio Albarelli as Director  For       For          Management

2.2   Elect CFO Alessandro Zambotti as        For       For          Management

      Director                                                                 

3     Authorize Share Repurchase Program and  For       Against      Management

      Reissuance of Repurchased Shares                                         

4.1   Approve Increase in Fixed-Variable      For       For          Management

      Compensation Ratio                                                        

4.2   Approve Remuneration Policy             For       For          Management

A     Deliberations on Possible Legal Action  None      Against      Management

      Against Directors if Presented by                                         

      Shareholders                                                             

 

 

BOYD GROUP INCOME FUND                                                         

 

Ticker:       BYD.UN         Security ID:  103309100                           

Meeting Date: MAY 12, 2017   Meeting Type: Annual/Special                      

Record Date:  MAR 24, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Trustee Dave Brown                For       For          Management

1.2   Elect Trustee Brock Bulbuck             For       For          Management

1.3   Elect Trustee Allan Davis               For       For          Management

1.4   Elect Trustee Gene Dunn                 For       For          Management

1.5   Elect Trustee Robert Gross              For       For          Management

1.6   Elect Trustee Violet (Vi) A.M. Konkle   For       For          Management

1.7   Elect Trustee Timothy O'Day             For       For          Management

1.8   Elect Trustee Sally Savoia              For       For          Management

2.1   Elect Director Dave Brown of The Boyd   For       For          Management

      Group Inc. and Boyd Group Holdings Inc.                                  

2.2   Elect Director Brock Bulbuck of The     For       For          Management

      Boyd Group Inc. and Boyd Group                                           

      Holdings Inc.                                                            

2.3   Elect Director Allan Davis of The Boyd  For       For          Management

      Group Inc. and Boyd Group Holdings Inc.                                  

2.4   Elect Director Gene Dunn of The Boyd    For       For          Management

      Group Inc. and Boyd Group Holdings Inc.                                  

2.5   Elect Director Robert Gross of The      For       For          Management

      Boyd Group Inc. and Boyd Group                                           

      Holdings Inc.                                                            

2.6   Elect Director Violet (Vi) A.M. Konkle  For       For          Management

      of The Boyd Group Inc. and Boyd Group                                    

      Holdings Inc.                                                            

2.7   Elect Director Timothy O'Day of The     For       For          Management

      Boyd Group Inc. and Boyd Group                                           

      Holdings Inc.                                                            

2.8   Elect Director Sally Savoia of The      For       For          Management

      Boyd Group Inc. and Boyd Group                                           

      Holdings Inc.                                                            

3     Approve Deloitte LLP as Auditors and    For       For          Management

      Authorize Board to Fix Their                                             

      Remuneration                                                             

4     Approve Advance Notice Requirement      For       Against      Management

 

 

CAESARSTONE LTD.                                                               

 

Ticker:       CSTE           Security ID:  M20598104                           

Meeting Date: DEC 06, 2016   Meeting Type: Annual                              

Record Date:  OCT 31, 2016                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Reelect Ofer Tsimchi as Director Until  For       For          Management

      the End of the Next Annual General                                       

      Meeting                                                                  

1.2   Reelect Ronald Kaplan as Director       For       For          Management

      Until the End of the Next Annual                                         

      General Meeting                                                          

1.3   Reelect Amit Ben Zvi as Director Until  For       For          Management

      the End of the Next Annual General                                       

      Meeting                                                                  

1.4   Elect Ariel Halperin as Director Until  For       For          Management

      the End of the Next Annual General                                       

      Meeting                                                                  

1.5   Elect Dori Brown as Director Until the  For       For          Management

      End of the Next Annual General Meeting                                   

1.6   Elect Roger Abravanel as Director       For       For          Management

      Until the End of the Next Annual                                          

      General Meeting                                                          

1.7   Elect Eric D. Herschmann as Director    For       For          Management

      Until the End of the Next Annual                                          

      General Meeting                                                          

2.1   Approve Compensation of Directors       For       For          Management

2.2   Approve Employment Terms of Ariel       For       For          Management

      Halperin as Chairman                                                     

3     Approve Employment Terms of Raanan      For       For          Management

      Zilberman as CEO                                                         

4     Amend Employment Terms of Yos Shiran,   For       For          Management

      Former CEO                                                               

5     Approve Compensation Policy for the     For       For          Management

      Directors and Officers of the Company                                    

6     Reappoint Kost, Forer, Gabbay &         For       For          Management

      Kasierer as Auditors and Authorize                                       

      Board to Fix Their Remuneration                                           

A     Vote FOR if you are a controlling       None      Against      Management

      shareholder or have a personal                                           

      interest in one or several                                                

      resolutions, as indicated in the proxy                                   

      card; otherwise, vote AGAINST. You may                                   

      not abstain. If you vote FOR, please                                      

      provide an explanation to your account                                   

      manager                                                                  

 

 

CELLAVISION AB                                                                 

 

Ticker:       CEVI           Security ID:  W2128U119                           

Meeting Date: MAY 05, 2017   Meeting Type: Annual                               

Record Date:  APR 28, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Open Meeting                            None      None         Management

2     Elect Chairman of Meeting               For       For          Management

3     Prepare and Approve List of             For       For          Management

      Shareholders                                                             

4     Designate Inspector(s) of Minutes of    For       For          Management

      Meeting                                                                  

5     Approve Agenda of Meeting               For       For          Management

6     Acknowledge Proper Convening of Meeting For       For          Management

7     Receive President's Report              None      None         Management

8     Receive Financial Statements and        None      None         Management

      Statutory Reports                                                        

9     Accept Financial Statements and         For       For          Management

      Statutory Reports                                                        

10    Approve Allocation of Income and        For       For          Management

      Dividends of SEK 1.50 Per Share;                                         

      Establish Dividend Policy                                                

11    Approve Discharge of Board and          For       For          Management

      President                                                                

12    Determine Number of Members (7) and     For       For          Management

      Deputy Members (0) of Board; Determine                                    

      Number of Auditors (1) and Deputy                                        

      Auditors (0)                                                             

13    Approve Remuneration of Directors in    For       For          Management

      the Amount of SEK 400,000 for Chairman                                   

      and SEK 180,000 for Other Directors;                                     

      Approve Remuneration for Committee                                        

      Work; Approve Remuneration of Auditors                                   

14    Reelect Anna Bernsten, Christer         For       For          Management

      Fahraeus, Asa Hedin, Roger Johanson,                                     

      Torbjorn Kronander, Niklas Prager and                                    

      Soren Mellstig as Directors                                              

15    Reelect Soren Mellstig as Board         For       For          Management

      Chairman                                                                  

16    Ratify Deloitte as Auditors             For       For          Management

17    Authorize Chairman of the Board and     For       For          Management

      Representatives of Four of Company's                                     

      Largest Shareholders to Serve on                                         

      Nominating Committee                                                     

18    Approve Remuneration Policy And Other   For       Against      Management

      Terms of Employment For Executive                                        

      Management                                                               

19    Close Meeting                           None      None         Management

 

 

CETIP S.A. - MERCADOS ORGANIZADOS                                              

 

Ticker:       CTIP3          Security ID:  P2325R149                           

Meeting Date: JUL 18, 2016   Meeting Type: Special                             

Record Date:                                                                   

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Approve Remuneration of Company's       For       For          Management

      Management                                                               

 

 

CETIP S.A. - MERCADOS ORGANIZADOS                                              

 

Ticker:       CTIP3          Security ID:  P2325R149                           

Meeting Date: JUL 27, 2016   Meeting Type: Special                              

Record Date:                                                                   

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Amend Articles                          For       For          Management

 

 

CHINA MEDICAL SYSTEM HOLDINGS LTD.                                             

 

Ticker:       867            Security ID:  G21108124                           

Meeting Date: APR 26, 2017   Meeting Type: Annual                              

Record Date:  APR 20, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Accept Financial Statements and         For       For          Management

      Statutory Reports                                                        

2     Approve Final Dividend                  For       For          Management

3a    Elect Chen Yanling as Director          For       For          Management

3b    Elect Sa Manlin as Director             For       For          Management

3c    Elect Cheung Kam Shing, Terry as        For       For          Management

      Director                                                                  

3d    Authorize Board to Fix Remuneration of  For       For          Management

      Directors                                                                

4     Approve Deloitte Touche Tohmatsu as     For       For          Management

      Auditors and Authorize Board to Fix                                      

      Their Remuneration                                                       

5     Approve Issuance of Equity or           For       Against      Management

      Equity-Linked Securities without                                         

      Preemptive Rights                                                        

6     Authorize Repurchase of Issued Share    For       For          Management

      Capital                                                                  

7     Authorize Reissuance of Repurchased     For       Against      Management

      Shares                                                                   

 

 

CONSTELLATION SOFTWARE INC.                                                    

 

Ticker:       CSU            Security ID:  21037X100                           

Meeting Date: APR 28, 2017   Meeting Type: Annual                              

Record Date:  MAR 24, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Jeff Bender              For       For          Management

1.2   Elect Director Meredith (Sam) Hall      For       For          Management

      Hayes                                                                    

1.3   Elect Director Robert Kittel            For       For          Management

1.4   Elect Director Mark Leonard             For       For          Management

1.5   Elect Director Paul McFeeters           For       For          Management

1.6   Elect Director Ian McKinnon             For       For          Management

1.7   Elect Director Mark Miller              For       For          Management

1.8   Elect Director Stephen R. Scotchmer     For       For          Management

2     Approve KPMG LLP as Auditors and        For       For          Management

      Authorize Board to Fix Their                                             

      Remuneration                                                             

3     SP 1: Adopt Policy and Report on Board  Against   For          Shareholder

      Diversity                                                                

 

 

CORPORATE TRAVEL MANAGEMENT LTD.                                               

 

Ticker:       CTD            Security ID:  Q2909K105                           

Meeting Date: OCT 27, 2016   Meeting Type: Annual                              

Record Date:  OCT 25, 2016                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Approve the Remuneration Report         None      For          Management

2     Elect Tony Bellas as Director           For       Against      Management

3     Elect Robert J. Natter as Director      For       For          Management

4     Elect Laura Ruffles as Director         For       Against      Management

5     Ratify the Past Issuance of Shares to   For       For          Management

      Employees                                                                 

6     Ratify the Past Issuance of Shares to   For       For          Management

      the Vendors of Montrose Travel                                           

7     Ratify the Past Issuance of Shares to   For       For          Management

      the Vendors Travizon Travel                                              

8     Ratify the Past Issuance of Shares to   For       For          Management

      Employees                                                                 

9     Approve the Share Appreciation Rights   None      For          Management

      Plan                                                                     

10    Approve the Increase in Maximum         None      For          Management

      Aggregate Remuneration of                                                

      Non-Executive Directors                                                  

11    Approve the Grant of Share              None      For          Management

      Appreciation Rights to Laura Ruffles,                                    

      Executive Director of the Company                                        

12    Approve the Renewal of the              For       For          Management

      Proportional Takeover Provisions                                         

 

 

CREDIT CORP GROUP LTD.                                                         

 

Ticker:       CCP            Security ID:  Q2980K107                           

Meeting Date: NOV 03, 2016   Meeting Type: Annual                              

Record Date:  NOV 01, 2016                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

2     Elect Robert Shaw as Director           For       For          Management

3     Approve the Remuneration Report         For       For          Management

 

 

CTS EVENTIM AG & CO KGAA                                                       

 

Ticker:       EVD            Security ID:  D1648T108                           

Meeting Date: MAY 09, 2017   Meeting Type: Annual                              

Record Date:  APR 17, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Accept Financial Statements and         For       For          Management

      Statutory Reports                                                        

2     Approve Allocation of Income and        For       For          Management

      Dividends of EUR 0.98 per Share                                          

3     Approve Discharge of Personally Liable  For       For          Management

      Partner for Fiscal 2016                                                  

4     Approve Discharge of Supervisory Board  For       For          Management

      for Fiscal 2016                                                          

5     Ratify PricewaterhouseCoopers GmbH as   For       Against      Management

      Auditors for Fiscal 2017                                                 

6     Approve Increase in Size of Board to    For       For          Management

      Four Members                                                             

7     Elect Justinus Spee to the Supervisory  For       For          Management

      Board                                                                    

8     Approve Remuneration of Supervisory     For       For          Management

      Board                                                                     

 

 

DIPLOMA PLC                                                                    

 

Ticker:       DPLM           Security ID:  G27664112                           

Meeting Date: JAN 18, 2017   Meeting Type: Annual                              

Record Date:  JAN 16, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Accept Financial Statements and         For       For          Management

      Statutory Reports                                                        

2     Approve Final Dividend                  For       For          Management

3     Re-elect John Nicholas as Director      For       For          Management

4     Re-elect Bruce Thompson as Director     For       For          Management

5     Re-elect Nigel Lingwood as Director     For       For          Management

6     Re-elect Charles Packshaw as Director   For       For          Management

7     Re-elect Andy Smith as Director         For       For          Management

8     Re-elect Anne Thorburn as Director      For       For          Management

9     Reappoint Deloitte LLP as Auditors      For       For          Management

10    Authorise Board to Fix Remuneration of  For       For          Management

      Auditors                                                                 

11    Approve Remuneration Report             For       For          Management

12    Authorise Issue of Equity with          For       For          Management

      Pre-emptive Rights                                                       

13    Authorise Issue of Equity without       For       For          Management

      Pre-emptive Rights                                                       

14    Authorise Issue of Equity without       For       For          Management

      Pre-emptive Rights                                                        

15    Authorise Market Purchase of Ordinary   For       For          Management

      Shares                                                                   

16    Authorise the Company to Call General   For       For          Management

      Meeting with Two Weeks' Notice                                           

 

 

DOMINO'S PIZZA GROUP PLC                                                        

 

Ticker:       DOM            Security ID:  ADPV37159                           

Meeting Date: JAN 10, 2017   Meeting Type: Special                             

Record Date:  JAN 08, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Authorise Appropriation of              None      For          Management

      Distributable Profits to the Payment                                     

      of Distributions; Waive and Release                                      

      Any and All Claims in Connection with                                    

      the Approval, Declaration or Payment                                      

      of the Dividends, the Share Buy-backs                                    

      and the EBT Payment and Liabilities                                      

 

 

DOMINO'S PIZZA GROUP PLC                                                       

 

Ticker:       DOM            Security ID:  G28113101                           

Meeting Date: APR 20, 2017   Meeting Type: Annual                               

Record Date:  APR 18, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Accept Financial Statements and         For       For          Management

      Statutory Reports                                                        

2     Reappoint Ernst & Young LLP as Auditors For       For          Management

3     Authorise the Audit Committee to Fix    For       For          Management

      Remuneration of Auditors                                                 

4     Approve Final Dividend                  For       For          Management

5     Re-elect Stephen Hemsley as Director    For       For          Management

6     Re-elect Colin Halpern as Director      For       For          Management

7     Re-elect David Wild as Director         For       For          Management

8     Re-elect Kevin Higgins as Director      For       For          Management

9     Re-elect Ebbe Jacobsen as Director      For       For          Management

10    Re-elect Helen Keays as Director        For       For          Management

11    Re-elect Steve Barber as Director       For       For          Management

12    Elect Rachel Osborne as Director        For       For          Management

13    Approve Remuneration Report             For       For          Management

14    Authorise Issue of Equity with          For       For          Management

      Pre-emptive Rights                                                        

15    Authorise EU Political Donations and    For       For          Management

      Expenditure                                                              

16    Authorise Issue of Equity without       For       For          Management

      Pre-emptive Rights                                                       

17    Authorise Issue of Equity without       For       For          Management

      Pre-emptive Rights in Connection with                                     

      an Acquisition or Other Capital                                          

      Investment                                                               

18    Authorise Market Purchase of Ordinary   For       For          Management

      Shares                                                                   

19    Authorise the Company to Call General   For       For          Management

      Meeting with Two Weeks' Notice                                           

 

 

ECONOCOM GROUP SE                                                              

 

Ticker:       ECONB          Security ID:  B33899160                           

Meeting Date: NOV 04, 2016   Meeting Type: Special                             

Record Date:  OCT 21, 2016                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Elect Anne Lange as Independent         For       For          Management

      Director                                                                 

2     Elect Philippe Capron as Independent    For       For          Management

      Director                                                                  

3     Authorize Implementation of Approved    For       For          Management

      Resolutions and Filing of Required                                       

      Documents/Formalities at Trade Registry                                  

 

 

ECONOCOM GROUP SE                                                              

 

Ticker:       ECONB          Security ID:  B33899160                           

Meeting Date: MAY 16, 2017   Meeting Type: Annual/Special                      

Record Date:  MAY 02, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Receive Directors' and Auditors'        None      None         Management

      Reports (Non-Voting)                                                     

2     Adopt Financial Statements              For       For          Management

3     Approve Allocation of Income            For       For          Management

4     Approve Discharge of Directors          For       For          Management

5     Approve Discharge of Auditors           For       For          Management

6.1   Reelect Veronique di Benedetto as       For       Against      Management

      Director                                                                 

6.2   Reelect Gaspard Durrleman as Director   For       Against      Management

7     Reelect Jean Mounet as Independent      For       For          Management

      Director                                                                 

8     Approve Remuneration Report             For       Against      Management

9     Authorize Implementation of Approved    For       For          Management

      Resolutions and Filing of Required                                       

      Documents/Formalities at Trade Registry                                  

 1     Approve Stock Split                     For       For          Management

2     Amend Articles to Reflect Changes in    For       For          Management

      Capital                                                                  

3     Approve Reduction of Share Premium      For       For          Management

      Account through Reimbursement                                            

4     Confirm Board Authority to Reissue      For       Against      Management

      Repurchased Shares To Prevent Danger                                     

      or Imminent Harm to the Company                                          

5     Authorize Implementation of Approved    For       For          Management

      Resolutions and Filing of Required                                       

      Documents/Formalities at Trade Registry                                  

 

 

EMIS GROUP PLC                                                                  

 

Ticker:       EMIS           Security ID:  G2898S102                           

Meeting Date: APR 28, 2017   Meeting Type: Annual                              

Record Date:  APR 26, 2017                                                      

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Accept Financial Statements and         For       For          Management

      Statutory Reports                                                         

2     Approve Remuneration Report             For       For          Management

3     Approve Remuneration Policy             For       For          Management

4     Approve Final Dividend                  For       For          Management

5     Elect David Sides as Director           For       For          Management

6     Re-elect Michael O'Leary as Director    For       For          Management

7     Re-elect Christopher Spencer as         For       For          Management

      Director                                                                 

8     Re-elect Peter Southby as Director      For       For          Management

9     Re-elect Robin Taylor as Director       For       For          Management

10    Re-elect Andrew McKeon as Director      For       For          Management

11    Re-elect Kevin Boyd as Director         For       For          Management

12    Reappoint KPMG LLP as Auditors          For       For          Management

13    Authorise Board to Fix Remuneration of  For       For          Management

      Auditors                                                                 

14    Authorise Issue of Equity with          For       For          Management

      Pre-emptive Rights                                                        

15    Approve Political Donations and         For       For          Management

      Expenditure                                                              

16    Authorise Issue of Equity without       For       For          Management

      Pre-emptive Rights                                                       

17    Authorise Market Purchase of Ordinary   For       For          Management

      Shares                                                                    

18    Adopt New Articles of Association       For       For          Management

 

 

EUROFINS SCIENTIFIC SE                                                          

 

Ticker:       ERF            Security ID:  F3322K104                           

Meeting Date: APR 20, 2017   Meeting Type: Annual/Special                      

Record Date:  APR 06, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Acknowledge Board's  Reports            For       For          Management

2     Acknowledge Auditor's Reports           For       For          Management

3     Approve Consolidated Financial          For       For          Management

      Statements                                                               

4     Approve Financial Statements            For       For          Management

5     Approve Allocation of Income            For       For          Management

6     Approve Discharge of Directors          For       For          Management

7     Approve Discharge of Auditors           For       For          Management

8     Ratify PricewaterhouseCoopers as        For       For          Management

      Auditor                                                                  

9     Reelect Patrizia Luchetta as Director   For       For          Management

10    Approve Remuneration of Directors       For       For          Management

11    Acknowledge Information on Repurchase   For       For          Management

      Program                                                                  

12    Authorize Board to Ratify and Execute   For       For          Management

      Approved Resolutions                                                     

13    Acknowledge Directors' Special Reports  For       For          Management

      Re: Share Repurchase                                                      

14    Approve Share Repurchase                For       For          Management

15    Approve Cancellation of Repurchased     For       For          Management

      Shares                                                                    

16    Amend Article 10 to Clarify Legal       For       Against      Management

      Framework Re: Form of Shares                                             

17    Amend Article 20 Re: Participation at   For       For          Management

      General Meetings                                                         

18    Amend Article 12 Re: Double Voting      For       Against      Management

      Rights for Long-Term Registered                                           

      Shareholders                                                             

19    Amend Articles Re: Reflect Changes in   For       For          Management

      Luxembourg Company Law                                                   

 

 

G8 EDUCATION LIMITED                                                           

 

Ticker:       GEM            Security ID:  Q3973C110                           

Meeting Date: MAY 29, 2017   Meeting Type: Annual                              

Record Date:  MAY 27, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Approve the Remuneration Report         For       For          Management

2     Approve G8 Education Executive          For       For          Management

      Incentive Plan                                                           

3     Approve Grant of Performance Rights to  For       For          Management

      Gary Carroll                                                             

4     Elect Brian Hilton Bailison as Director For       For          Management

5     Approve the Increase in Maximum         For       For          Management

      Aggregate Remuneration of                                                

      Non-Executive Directors                                                  

 

 

INGENICO GROUP                                                                 

 

Ticker:       ING            Security ID:  F5276G104                           

Meeting Date: MAY 10, 2017   Meeting Type: Annual/Special                       

Record Date:  MAY 05, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Approve Financial Statements and        For       For          Management

      Statutory Reports                                                        

2     Approve Consolidated Financial          For       For          Management

      Statements and Statutory Reports                                         

3     Approve Allocation of Income and        For       For          Management

      Dividends of EUR 1.5 per Share                                           

4     Approve Stock Dividend Program (Cash    For       For          Management

      or New Shares)                                                           

5     Acknowledge Auditors' Special Report    For       For          Management

      on Related-Party Transactions                                            

      Regarding Ongoing Transactions                                           

6     Ratify Appointment of Caroline Parot    For       For          Management

      as Director                                                              

7     Reelect Caroline Parot as Director      For       For          Management

8     Reelect Bernard Bourigeaud as Director  For       For          Management

9     Non-Binding Vote on Compensation of     For       Against      Management

      Philippe Lazare, Chairman and CEO                                         

10    Approve Remuneration Policy of          For       For          Management

      Chairman and CEO                                                         

11    Authorize Repurchase of Up to 10        For       For          Management

      Percent of Issued Share Capital                                          

12    Authorize Capitalization of Reserves    For       For          Management

      of Up to EUR 10 Million for Bonus                                         

      Issue or Increase in Par Value                                           

13    Authorize Capital Issuances for Use in  For       For          Management

      Employee Stock Purchase Plans                                            

14    Authorize Capital Issuances for Use in  For       For          Management

      Employee Stock Purchase Plans Reserved                                   

      for International Subsidiaries                                           

15    Amend Article 12 of Bylaws Re:          For       For          Management

      Directors Election                                                       

16    Amend Article 4, 15 and 18 of Bylaws    For       For          Management

      to Comply with New Regulation Re:                                        

      Headquarters, Regulated Agreements,                                      

      and Auditors                                                             

17    Authorize Filing of Required            For       For          Management

      Documents/Other Formalities                                              

 

 

IOMART GROUP PLC                                                                

 

Ticker:       IOM            Security ID:  G49330106                           

Meeting Date: AUG 24, 2016   Meeting Type: Annual                              

Record Date:  AUG 22, 2016                                                      

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Accept Financial Statements and         For       For          Management

      Statutory Reports                                                         

2     Approve Remuneration Report             For       Against      Management

3     Re-elect Ian Ritchie as Director        For       For          Management

4     Re-elect Sarah Haran as Director        For       For          Management

5     Elect Ian Steele as Director            For       For          Management

6     Approve Final Dividend                  For       For          Management

7     Reappoint Grant Thornton UK LLP as      For       For          Management

      Auditors and Authorise Their                                             

      Remuneration                                                             

8     Authorise Issue of Equity with          For       For          Management

      Pre-emptive Rights                                                       

9     Authorise Issue of Equity without       For       For          Management

      Pre-emptive Rights                                                       

10    Authorise Market Purchase of Ordinary   For       For          Management

      Shares                                                                   

 

 

JAPAN PROPERTY MANAGEMENT CENTER CO., LTD.                                     

 

Ticker:       3276           Security ID:  J2807A108                           

Meeting Date: MAR 30, 2017   Meeting Type: Annual                              

Record Date:  DEC 31, 2016                                                      

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Muto, Hideaki            For       For          Management

1.2   Elect Director Takei, Oki               For       For          Management

1.3   Elect Director Miyamoto, Kimito         For       For          Management

 

 

JUST EAT PLC                                                                    

 

Ticker:       JE.            Security ID:  G5215U106                           

Meeting Date: APR 27, 2017   Meeting Type: Annual                              

Record Date:  APR 25, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Accept Financial Statements and         For       For          Management

      Statutory Reports                                                        

2     Approve Remuneration Report             For       For          Management

3     Re-elect John Hughes as Director        For       For          Management

4     Re-elect David Buttress as Director     For       For          Management

5     Re-elect Gwyn Burr as Director          For       For          Management

6     Re-elect Frederic Coorevits as Director For       For          Management

7     Re-elect Andrew Griffith as Director    For       For          Management

8     Re-elect Diego Oliva as Director        For       For          Management

9     Elect Paul Harrison as Director         For       For          Management

10    Elect Roisin Donnelly as Director       For       For          Management

11    Reappoint Deloitte LLP as Auditors      For       For          Management

12    Authorise the Audit Committee to Fix    For       For          Management

      Remuneration of Auditors                                                 

13    Authorise Issue of Equity with          For       For          Management

      Pre-emptive Rights                                                       

14    Authorise Issue of Equity without       For       For          Management

      Pre-emptive Rights                                                        

15    Authorise Issue of Equity without       For       For          Management

      Pre-emptive Rights in Connection with                                    

      an Acquisition or Other Capital                                          

      Investment                                                               

16    Authorise Market Purchase of Ordinary   For       For          Management

      Shares                                                                   

17    Authorise EU Political Donations and    For       For          Management

      Expenditure                                                              

18    Authorise the Company to Call General   For       For          Management

      Meeting with Two Weeks' Notice                                           

 

 

KAKAKU.COM INC                                                                 

 

Ticker:       2371           Security ID:  J29258100                           

Meeting Date: JUN 21, 2017   Meeting Type: Annual                              

Record Date:  MAR 31, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Approve Allocation of Income, with a    For       For          Management

      Final Dividend of JPY 14                                                 

2.1   Elect Director Hayashi, Kaoru           For       For          Management

2.2   Elect Director Tanaka, Minoru           For       For          Management

2.3   Elect Director Hata, Shonosuke          For       For          Management

2.4   Elect Director Fujiwara, Kenji          For       For          Management

2.5   Elect Director Uemura, Hajime           For       For          Management

2.6   Elect Director Yuki, Shingo             For       For          Management

2.7   Elect Director Murakami, Atsuhiro       For       For          Management

2.8   Elect Director Hayakawa, Yoshiharu      For       For          Management

2.9   Elect Director Konno, Shiho             For       For          Management

2.10  Elect Director Kuretani, Norihiro       For       For          Management

2.11  Elect Director Kato, Tomoharu           For       For          Management

3     Appoint Statutory Auditor Matsuhashi,   For       For          Management

      Kaori                                                                    

4     Appoint Alternate Statutory Auditor     For       For          Management

      Ito, Tetsuo                                                              

5     Approve Compensation Ceiling for        For       For          Management

      Directors                                                                

 

 

KEYWORDS STUDIOS PLC                                                           

 

Ticker:       KWS            Security ID:  G5254U108                           

Meeting Date: MAY 25, 2017   Meeting Type: Annual                              

Record Date:  MAY 23, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Accept Financial Statements and         For       For          Management

      Statutory Reports                                                        

2     Approve Remuneration Report             For       For          Management

3     Approve Final Dividend                  For       For          Management

4     Re-elect Ross Graham as Director        For       For          Management

5     Elect David Broderick as Director       For       For          Management

6     Re-elect Andrew Day as Director         For       For          Management

7     Re-elect David Reeves as Director       For       For          Management

8     Re-elect Giorgio Guastalla as Director  For       For          Management

9     Reappoint BDO as Auditors               For       For          Management

10    Authorise Board to Fix Remuneration of  For       For          Management

      Auditors                                                                 

11    Authorise Issue of Equity with          For       For          Management

      Pre-emptive Rights                                                       

12    Authorise Issue of Equity without       For       For          Management

      Pre-emptive Rights                                                       

 

 

LINX S.A.                                                                       

 

Ticker:       LINX3          Security ID:  P6S933101                           

Meeting Date: APR 07, 2017   Meeting Type: Annual                              

Record Date:                                                                    

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Accept Financial Statements and         For       For          Management

      Statutory Reports for Fiscal Year                                        

      Ended Dec. 31, 2016                                                      

2     Approve Capital Budget and Allocation   For       For          Management

      of Income                                                                 

3     Elect Directors                         For       For          Management

3.1   Elect Director Appointed by Minority    None      Did Not Vote Shareholder

      Shareholder                                                               

4     Approve Remuneration of Company's       For       Against      Management

      Management                                                               

 

 

LINX S.A.                                                                      

 

Ticker:       LINX3          Security ID:  P6S933101                           

Meeting Date: APR 07, 2017   Meeting Type: Special                             

Record Date:                                                                   

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Change Location of Company Headquarters For       For          Management

2     Amend Article 5 to Reflect Changes in   For       For          Management

      Capital                                                                  

3     Amend Article 26                        For       For          Management

4     Consolidate Bylaws                      For       For          Management

 

 

LOGO YAZILIM SANAYI VE TICARET A.S.                                            

 

Ticker:       LOGO           Security ID:  M6777T100                           

Meeting Date: APR 25, 2017   Meeting Type: Annual                              

Record Date:                                                                   

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Open Meeting, Elect Presiding Council   For       For          Management

      of Meeting and Authorize Presiding                                       

      Council to Sign Minutes of Meeting                                        

2     Accept Board Report                     For       For          Management

3     Accept Audit Report                     For       For          Management

4     Accept Financial Statements             For       For          Management

5     Approve Discharge of Board              For       For          Management

6     Approve Allocation of Income            For       For          Management

7     Receive Information on Remuneration     None      None         Management

      Policy                                                                   

8     Approve Director Remuneration           For       For          Management

9     Elect Directors                         For       For          Management

10    Ratify External Auditors                For       For          Management

11    Receive Information on Donations Made   None      None         Management

      in 2016                                                                   

12    Approve Donation Policy and Upper       For       Against      Management

      Limit of the Donations for 2017                                          

13    Grant Permission for Board Members to   For       For          Management

      Engage in Commercial Transactions with                                   

      Company and Be Involved with Companies                                   

      with Similar Corporate Purpose                                            

14    Receive Information on Related Party    None      None         Management

      Transactions                                                             

15    Receive Information on Guarantees,      None      None         Management

      Pledges and Mortgages Provided by the                                    

      Company to Third Parties                                                 

16    Receive Information on Disclosure       None      None         Management

      Policy                                                                   

17    Wishes                                  None      None         Management

 

 

MAGIC SOFTWARE ENTERPRISES LTD.                                                

 

Ticker:       MGIC           Security ID:  559166103                           

Meeting Date: DEC 15, 2016   Meeting Type: Annual                              

Record Date:  NOV 07, 2016                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Reelect Guy Bernstein                   For       For          Management

2     Reelect Naamit Salomon                  For       For          Management

3     Reelect Yehezkel Zeira                  For       For          Management

4     Reappoint Kost Forer Gabbay and         For       For          Management

      Kasierer as Auditors and Authorize                                       

      Board to Fix Their Remuneration                                          

A     Vote FOR if you are a controlling       None      Against      Management

      shareholder or have a personal                                            

      interest in one or several                                               

      resolutions, as indicated in the proxy                                   

      card; otherwise, vote AGAINST. You may                                    

      not abstain. If you vote FOR, please                                     

      provide an explanation to your account                                   

      manager                                                                   

 

 

MORTGAGE ADVICE BUREAU (HOLDINGS) PLC                                          

 

Ticker:       MAB1           Security ID:  G6319A103                           

Meeting Date: MAY 24, 2017   Meeting Type: Annual                              

Record Date:  MAY 22, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

 1     Accept Financial Statements and         For       For          Management

      Statutory Reports                                                        

2     Approve Final Dividend                  For       For          Management

3     Approve Remuneration Report             For       For          Management

4     Re-elect Katherine Ker as Director      For       For          Management

5     Re-elect Peter Brodnicki as Director    For       For          Management

6     Re-elect David Preece as Director       For       For          Management

7     Re-elect Lucy Tilley as Director        For       For          Management

8     Re-elect Nathan Imlach as Director      For       For          Management

9     Re-elect Richard Verdin as Director     For       For          Management

10    Reappoint BDO LLP as Auditors           For       For          Management

11    Authorise the Audit Committee to Fix    For       For          Management

      Remuneration of Auditors                                                 

12    Authorise Issue of Equity with          For       For          Management

      Pre-emptive Rights                                                       

13    Authorise Issue of Equity without       For       For          Management

      Pre-emptive Rights                                                       

 

 

MTY FOOD GROUP INC.                                                             

 

Ticker:       MTY            Security ID:  55378N107                           

Meeting Date: MAY 02, 2017   Meeting Type: Annual                              

Record Date:  MAR 28, 2017                                                      

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Fix Number of Directors at Five         For       For          Management

2.1   Elect Director Murat Armutlu            For       For          Management

2.2   Elect Director Stanley Ma               For       Withhold     Management

2.3   Elect Director Dickie Orr               For       For          Management

2.4   Elect Director Claude St-Pierre         For       Withhold     Management

2.5   Elect Director David K. Wong            For       For          Management

3     Approve Deloitte LLP as Auditors and    For       For          Management

      Authorize Board to Fix Their                                              

      Remuneration                                                             

 

 

NIHON M&A CENTER INC                                                            

 

Ticker:       2127           Security ID:  J50883107                           

Meeting Date: JUN 23, 2017   Meeting Type: Annual                              

Record Date:  MAR 31, 2017                                                      

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Approve Allocation of Income, with a    For       For          Management

      Final Dividend of JPY 17.5                                               

2.1   Elect Director Wakebayashi, Yasuhiro    For       For          Management

2.2   Elect Director Miyake, Suguru           For       For          Management

2.3   Elect Director Naraki, Takamaro         For       For          Management

2.4   Elect Director Otsuki, Masahiko         For       For          Management

2.5   Elect Director Oyama, Takayoshi         For       For          Management

2.6   Elect Director Shimada, Naoki           For       For          Management

 

 

OZFOREX GROUP LTD                                                              

 

Ticker:       OFX            Security ID:  Q71872107                           

Meeting Date: AUG 03, 2016   Meeting Type: Annual                              

Record Date:  AUG 01, 2016                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

2     Approve the Remuneration Report         For       For          Management

3     Elect Melinda Conrad as Director        For       For          Management

4     Approve the Change of Company Name to   For       For          Management

      OFX Group Limited                                                         

5     Approve the OFX Group Limited Share     For       For          Management

      Plan                                                                     

6     Approve the Grant of Shares and Loan    For       For          Management

      to Richard Kimber, Chief Executive                                       

      Officer and Managing Director of the                                     

      Company                                                                   

 

 

PAX GLOBAL TECHNOLOGY LTD.                                                     

 

Ticker:       327            Security ID:  G6955J103                            

Meeting Date: APR 25, 2017   Meeting Type: Annual                              

Record Date:  APR 18, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Accept Financial Statements and         For       For          Management

      Statutory Reports                                                        

2     Approve Final Dividend                  For       For          Management

3     Elect Nie Guoming as Director           For       For          Management

4     Elect Li Wenjin as Director             For       For          Management

5     Authorize Board to Fix Remuneration of  For       For          Management

      Directors                                                                 

6     Approve PricewaterhouseCoopers as       For       For          Management

      Auditors and Authorize Board to Fix                                      

      Their Remuneration                                                        

7     Approve Issuance of Equity or           For       Against      Management

      Equity-Linked Securities without                                         

      Preemptive Rights                                                         

8     Authorize Repurchase of Issued Share    For       For          Management

      Capital                                                                  

9     Authorize Reissuance of Repurchased     For       Against      Management

      Shares                                                                   

 

 

QUALICORP SA                                                                    

 

Ticker:       QUAL3          Security ID:  P7S21H105                           

Meeting Date: APR 28, 2017   Meeting Type: Annual                              

Record Date:                                                                    

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Accept Financial Statements and         For       For          Management

      Statutory Reports for Fiscal Year                                         

      Ended Dec. 31, 2016                                                      

2     Approve Allocation of Income and        For       For          Management

      Dividends                                                                 

3.1   Fix Number of Directors                 For       For          Management

3.2   Elect Directors                         For       For          Management

4     Approve Remuneration of Company's       For       For          Management

      Management                                                               

 

 

RIGHTMOVE PLC                                                                   

 

Ticker:       RMV            Security ID:  G75657109                           

Meeting Date: MAY 09, 2017   Meeting Type: Annual                              

Record Date:  MAY 05, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Accept Financial Statements and         For       For          Management

      Statutory Reports                                                        

2     Approve Remuneration Report             For       For          Management

3     Approve Remuneration Policy             For       For          Management

4     Approve Final Dividend                  For       For          Management

5     Reappoint KPMG LLP as Auditors          For       For          Management

6     Authorise Board to Fix Remuneration of  For       For          Management

      Auditors                                                                 

7     Re-elect Scott Forbes as Director       For       For          Management

8     Re-elect Peter Brooks-Johnson as        For       For          Management

      Director                                                                 

9     Re-elect Robyn Perriss as Director      For       For          Management

10    Re-elect Peter Williams as Director     For       For          Management

11    Re-elect Ashley Martin as Director      For       For          Management

12    Re-elect Rakhi Goss-Custard as Director For       For          Management

13    Elect Jacqueline de Rojas as Director   For       For          Management

14    Authorise Issue of Equity with          For       For          Management

      Pre-emptive Rights                                                        

15    Authorise Issue of Equity without       For       For          Management

      Pre-emptive Rights                                                       

16    Authorise Issue of Equity without       For       For          Management

      Pre-emptive Rights in Connection with                                    

      an Acquisition or Other Capital                                          

      Investment                                                               

17    Authorise Market Purchase of Ordinary   For       For          Management

      Shares                                                                   

18    Authorise EU Political Donations and    For       For          Management

      Expenditure                                                              

19    Authorise the Company to Call General   For       For          Management

      Meeting with Two Weeks' Notice                                           

20    Approve Deferred Share Bonus Plan       For       For          Management

21    Approve Sharesave Plan                  For       For          Management

 

 

SMS CO., LTD.                                                                   

 

Ticker:       2175           Security ID:  J7568Q101                           

Meeting Date: JUN 22, 2017   Meeting Type: Annual                              

Record Date:  MAR 31, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Approve Allocation of Income, With a    For       For          Management

      Final Dividend of JPY 11                                                 

2.1   Elect Director Goto, Natsuki            For       For          Management

2.2   Elect Director Sugizaki, Masato         For       For          Management

3     Elect Alternate Director and Audit      For       For          Management

      Committee Member Hosono, Yukio                                           

 

 

THE DESCARTES SYSTEMS GROUP INC.                                                

 

Ticker:       DSG            Security ID:  249906108                           

Meeting Date: JUN 01, 2017   Meeting Type: Annual/Special                      

Record Date:  APR 24, 2017                                                      

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director David I. Beatson         For       For          Management

1.2   Elect Director Deborah Close            For       For          Management

1.3   Elect Director Eric A. Demirian         For       For          Management

1.4   Elect Director Chris Hewat              For       For          Management

1.5   Elect Director Jane O'Hagan             For       For          Management

1.6   Elect Director Edward J. Ryan           For       For          Management

1.7   Elect Director John J. Walker           For       For          Management

1.8   Elect Director Dennis Maple             For       For          Management

2     Ratify KPMG LLP as Auditors             For       For          Management

3     Amend Shareholder Rights Plan           For       For          Management

4     Amend Performance and Restricted Share  For       For          Management

      Unit Plan                                                                

5     Advisory Vote on Executive              For       For          Management

      Compensation Approach                                                    

 

 

TSURUHA HOLDINGS INC.                                                          

 

Ticker:       3391           Security ID:  J9348C105                           

Meeting Date: AUG 10, 2016   Meeting Type: Annual                              

Record Date:  MAY 15, 2016                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Tsuruha, Tatsuru         For       For          Management

1.2   Elect Director Horikawa, Masashi        For       For          Management

1.3   Elect Director Tsuruha, Jun             For       For          Management

1.4   Elect Director Goto, Teruaki            For       For          Management

1.5   Elect Director Ofune, Masahiro          For       For          Management

1.6   Elect Director Abe, Mitsunobu           For       For          Management

1.7   Elect Director Kijima, Keisuke          For       For          Management

1.8   Elect Director Aoki, Keisei             For       For          Management

1.9   Elect Director Okada, Motoya            For       For          Management

1.10  Elect Director Mitsuhashi, Shinya       For       For          Management

1.11  Elect Director Yamada, Eiji             For       For          Management

2     Appoint External Audit Firm             For       For          Management

3     Approve Stock Option Plan               For       For          Management

 

 

UTILITYWISE PLC                                                                

 

Ticker:       UTW            Security ID:  G9282N102                            

Meeting Date: DEC 13, 2016   Meeting Type: Annual                              

Record Date:  DEC 09, 2016                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Accept Financial Statements and         For       For          Management

      Statutory Reports                                                        

2     Approve Final Dividend                  For       For          Management

3     Re-elect Geoffrey Thompson as Director  For       For          Management

4     Elect Brendan Flattery as Director      For       For          Management

5     Re-elect Jonathan Kempster as Director  For       For          Management

6     Re-elect Jeremy Middleton as Director   For       For          Management

7     Elect Simon Waugh as Director           For       For          Management

8     Reappoint BDO LLP as Auditors           For       For          Management

9     Authorise Board to Fix Remuneration of  For       For          Management

      Auditors                                                                 

10    Authorise Issue of Equity with          For       For          Management

      Pre-emptive Rights                                                        

11    Authorise Issue of Equity without       For       For          Management

      Pre-emptive Rights                                                       

12    Authorise Market Purchase of Ordinary   For       For          Management

      Shares                                                                   

13    Approve Long Term Incentive Plan        For       Against      Management

 

 

WEBJET LTD.                                                                    

 

Ticker:       WEB            Security ID:  Q9570B108                           

Meeting Date: NOV 23, 2016   Meeting Type: Annual                              

Record Date:  NOV 21, 2016                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Elect Roger Sharp as Director           For       For          Management

2     Elect Shelley Roberts as Director       For       For          Management

3     Ratify the Past Issuance of Shares      For       For          Management

4     Approve the Remuneration Report         For       For          Management

5     Approve the Spill Resolution            Against   Against      Management

 

 

 

 


 

 

======================= Westcore Large-Cap Dividend Fund =======================

 

 

ABBVIE INC.                                                                    

 

Ticker:       ABBV           Security ID:  00287Y109                           

Meeting Date: MAY 05, 2017   Meeting Type: Annual                              

Record Date:  MAR 08, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Robert J. Alpern         For       For          Management

1.2   Elect Director Edward M. Liddy          For       For          Management

1.3   Elect Director Melody B. Meyer          For       For          Management

1.4   Elect Director Frederick H. Waddell     For       For          Management

2     Ratify Ernst & Young LLP as Auditors    For       For          Management

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

4     Declassify the Board of Directors       For       For          Management

5     Report on Lobbying Payments and Policy  Against   For          Shareholder

6     Require Independent Board Chairman      Against   Against      Shareholder

 

 

APPLE INC.                                                                      

 

Ticker:       AAPL           Security ID:  037833100                           

Meeting Date: FEB 28, 2017   Meeting Type: Annual                              

Record Date:  DEC 30, 2016                                                      

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director James Bell               For       For          Management

1.2   Elect Director Tim Cook                 For       For          Management

1.3   Elect Director Al Gore                  For       For          Management

1.4   Elect Director Bob Iger                 For       For          Management

1.5   Elect Director Andrea Jung              For       For          Management

1.6   Elect Director Art Levinson             For       For          Management

1.7   Elect Director Ron Sugar                For       For          Management

1.8   Elect Director Sue Wagner               For       For          Management

2     Ratify Ernst & Young LLP as Auditors    For       For          Management

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

4     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

5     Disclose Charitable Contributions       Against   Against      Shareholder

6     Adopt Policy to Increase Diversity of   Against   Against      Shareholder

      Senior Management and Board of                                            

      Directors                                                                

7     Proxy Access Amendments                 Against   For          Shareholder

8     Engage Outside Independent Experts for  Against   Against      Shareholder

      Compensation Reforms                                                     

9     Adopt Share Retention Policy For        Against   For          Shareholder

      Senior Executives                                                         

 

 

BECTON, DICKINSON AND COMPANY                                                  

 

Ticker:       BDX            Security ID:  075887109                           

Meeting Date: JAN 24, 2017   Meeting Type: Annual                              

Record Date:  DEC 02, 2016                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Basil L. Anderson        For       For          Management

1.2   Elect Director Catherine M. Burzik      For       For          Management

1.3   Elect Director R. Andrew Eckert         For       For          Management

1.4   Elect Director Vincent A. Forlenza      For       For          Management

1.5   Elect Director Claire M. Fraser         For       For          Management

1.6   Elect Director Christopher Jones        For       For          Management

1.7   Elect Director Marshall O. Larsen       For       For          Management

1.8   Elect Director Gary A. Mecklenburg      For       For          Management

1.9   Elect Director James F. Orr             For       For          Management

1.10  Elect Director Willard J. Overlock, Jr. For       For          Management

1.11  Elect Director Claire Pomeroy           For       For          Management

1.12  Elect Director Rebecca W. Rimel         For       For          Management

1.13  Elect Director Bertram L. Scott         For       For          Management

2     Ratify Ernst & Young LLP as Auditors    For       For          Management

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

4     Advisory Vote on Say on Pay Frequency   None      One Year     Management

5     Require Independent Board Chairman      Against   Against      Shareholder

 

 

CHUBB LIMITED                                                                  

 

Ticker:       CB             Security ID:  H1467J104                           

Meeting Date: MAY 18, 2017   Meeting Type: Annual                              

Record Date:  MAR 27, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Accept Financial Statements and         For       For          Management

      Statutory Reports                                                        

2.1   Allocate Disposable Profit              For       For          Management

2.2   Approve Dividend Distribution From      For       For          Management

      Legal Reserves Through Capital                                           

      Contributions Reserve Subaccount                                         

3     Approve Discharge of Board and Senior   For       For          Management

      Management                                                               

4.1   Ratify PricewaterhouseCoopers AG        For       For          Management

      (Zurich) as Auditors                                                      

4.2   Ratify PricewaterhouseCoopers LLP       For       For          Management

      (United States) as Independent                                           

      Registered Accounting Firm as Auditors                                    

4.3   Ratify BDO AG (Zurich) as Special       For       For          Management

      Auditors                                                                 

5.1   Elect Director Evan G. Greenberg        For       For          Management

5.2   Elect Director Robert M. Hernandez      For       For          Management

5.3   Elect Director Michael G. Atieh         For       For          Management

5.4   Elect Director Sheila P. Burke          For       For          Management

5.5   Elect Director James I. Cash            For       For          Management

5.6   Elect Director Mary Cirillo             For       For          Management

5.7   Elect Director Michael P. Connors       For       For          Management

5.8   Elect Director John A. Edwardson        For       For          Management

5.9   Elect Director Leo F. Mullin            For       For          Management

5.10  Elect Director Kimberly A. Ross         For       For          Management

5.11  Elect Director Robert W. Scully         For       For          Management

5.12  Elect Director Eugene B. Shanks, Jr.    For       For          Management

5.13  Elect Director Theodore E. Shasta       For       For          Management

5.14  Elect Director David H. Sidwell         For       For          Management

5.15  Elect Director Olivier Steimer          For       For          Management

5.16  Elect Director James M. Zimmerman       For       For          Management

 6     Elect Evan G. Greenberg as Board        For       Against      Management

      Chairman                                                                 

7.1   Appoint Michael P. Connors as Member    For       For          Management

      of the Compensation Committee                                             

7.2   Appoint Mary Cirillo as Member of the   For       For          Management

      Compensation Committee                                                   

7.3   Appoint Robert M. Hernandez as Member   For       For          Management

      of the Compensation Committee                                            

7.4   Appoint Robert W. Scully as Member of   For       For          Management

      the Compensation Committee                                                

7.5   Appoint James M. Zimmerman as Member    For       For          Management

      of the Compensation Committee                                            

8     Designate Homburger AG as Independent   For       For          Management

      Proxy                                                                    

9     Approve Qualified Employee Stock        For       For          Management

      Purchase Plan                                                            

10.1  Approve the Increase in Maximum         For       For          Management

      Aggregate Remuneration of Directors                                      

10.2  Approve Remuneration of Executive       For       For          Management

      Management in the Amount of USD 41                                       

      Million for Fiscal 2018                                                  

11    Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                          

12    Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

13    Transact Other Business (Voting)        For       Against      Management

 

 

COSTCO WHOLESALE CORPORATION                                                   

 

Ticker:       COST           Security ID:  22160K105                           

Meeting Date: JAN 26, 2017   Meeting Type: Annual                              

Record Date:  NOV 18, 2016                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Susan L. Decker          For       For          Management

1.2   Elect Director Richard A. Galanti       For       For          Management

1.3   Elect Director John W. Meisenbach       For       For          Management

1.4   Elect Director Charles T. Munger        For       For          Management

2     Ratify KPMG LLP as Auditors             For       For          Management

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                          

4     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

 

 

CSX CORPORATION                                                                

 

Ticker:       CSX            Security ID:  126408103                           

Meeting Date: JUN 05, 2017   Meeting Type: Proxy Contest                       

Record Date:  APR 17, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

      Management Proxy (White Proxy Card)     None                             

1a    Elect Director Donna M. Alvarado        For       For          Management

1b    Elect Director John B. Breaux           For       For          Management

1c    Elect Director Pamela L. Carter         For       For          Management

1d    Elect Director Steven T. Halverson      For       For          Management

1e    Elect Director E. Hunter Harrison       For       For          Management

1f    Elect Director Paul C. Hilal            For       For          Management

1g    Elect Director Edward J. Kelly, III     For       For          Management

1h    Elect Director John D. McPherson        For       For          Management

1i    Elect Director David M. Moffett         For       For          Management

1j    Elect Director Dennis H. Reilley        For       For          Management

1k    Elect Director Linda H. Riefler         For       For          Management

1l    Elect Director J. Steven Whisler        For       For          Management

1m    Elect Director John J. Zillmer          For       For          Management

2     Ratify Ernst & Young LLP as Auditors    For       For          Management

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

4     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

5     Advisory Vote on Reimbursement          None      For          Management

      Arrangement in Connection with                                           

      Retention of E. Hunter Harrison as CEO                                    

#     Proposal                                Diss Rec  Vote Cast    Sponsor   

      Dissident Proxy (Gold Proxy Card)       None                             

1a    Elect Director Donna M. Alvarado        For       Did Not Vote Shareholder

1b    Elect Director John B. Breaux           For       Did Not Vote Shareholder

1c    Elect Director Pamela L. Carter         For       Did Not Vote Shareholder

1d    Elect Director Steven T. Halverson      For       Did Not Vote Shareholder

1e    Elect Director E. Hunter Harrison       For       Did Not Vote Shareholder

1f    Elect Director Paul C. Hilal            For       Did Not Vote Shareholder

1g    Elect Director Edward J. Kelly, III     For       Did Not Vote Shareholder

1h    Elect Director John D. McPherson        For       Did Not Vote Shareholder

1i    Elect Director David M. Moffett         For       Did Not Vote Shareholder

1j    Elect Director Dennis H. Reilley        For       Did Not Vote Shareholder

1k    Elect Director Linda H. Riefler         For       Did Not Vote Shareholder

1l    Elect Director J. Steven Whisler        For       Did Not Vote Shareholder

1m    Elect Director John J. Zillmer          For       Did Not Vote Shareholder

2     Ratify Ernst & Young LLP as Auditors    For       Did Not Vote Management

3     Advisory Vote to Ratify Named           For       Did Not Vote Management

      Executive Officers' Compensation                                         

4     Advisory Vote on Say on Pay Frequency   One Year  Did Not Vote Management

5     Advisory Vote on Reimbursement          For       Did Not Vote Management

      Arrangement in Connection with                                           

      Retention of E. Hunter Harrison as CEO                                   

 

 

EASTMAN CHEMICAL COMPANY                                                       

 

Ticker:       EMN            Security ID:  277432100                           

Meeting Date: MAY 04, 2017   Meeting Type: Annual                              

Record Date:  MAR 15, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Humberto P. Alfonso      For       For          Management

1.2   Elect Director Gary E. Anderson         For       For          Management

1.3   Elect Director Brett D. Begemann        For       For          Management

1.4   Elect Director Michael P. Connors       For       For          Management

1.5   Elect Director Mark J. Costa            For       For          Management

1.6   Elect Director Stephen R. Demeritt      For       For          Management

1.7   Elect Director Robert M. Hernandez      For       For          Management

1.8   Elect Director Julie F. Holder          For       For          Management

1.9   Elect Director Renee J. Hornbaker       For       For          Management

1.10  Elect Director Lewis M. Kling           For       For          Management

1.11  Elect Director James J. O'Brien         For       For          Management

1.12  Elect Director David W. Raisbeck        For       For          Management

2     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

3     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

4     Approve Omnibus Stock Plan              For       For          Management

5     Ratify PricewaterhouseCoopers LLP as    For       For          Management

      Auditors                                                                 

 

 

EDISON INTERNATIONAL                                                           

 

Ticker:       EIX            Security ID:  281020107                           

Meeting Date: APR 27, 2017   Meeting Type: Annual                               

Record Date:  MAR 03, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Vanessa C.L. Chang       For       For          Management

1.2   Elect Director Louis Hernandez, Jr.     For       For          Management

1.3   Elect Director James T. Morris          For       For          Management

1.4   Elect Director Pedro J. Pizarro         For       For          Management

1.5   Elect Director Linda G. Stuntz          For       For          Management

1.6   Elect Director William P. Sullivan      For       For          Management

1.7   Elect Director Ellen O. Tauscher        For       For          Management

1.8   Elect Director Peter J. Taylor          For       For          Management

1.9   Elect Director Brett White              For       For          Management

2     Ratify PricewaterhouseCoopers LLP as    For       For          Management

      Auditors                                                                 

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

4     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

5     Amend Proxy Access Right                Against   For          Shareholder

 

 

EXPEDIA, INC.                                                                   

 

Ticker:       EXPE           Security ID:  30212P303                           

Meeting Date: SEP 14, 2016   Meeting Type: Annual                              

Record Date:  AUG 09, 2016                                                      

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director Susan C. Athey           For       For          Management

1b    Elect Director A. George 'Skip' Battle  For       For          Management

1c    Elect Director Pamela L. Coe            For       Withhold     Management

1d    Elect Director Barry Diller             For       Withhold     Management

1e    Elect Director Jonathan L. Dolgen       For       Withhold     Management

1f    Elect Director Craig A. Jacobson        For       Withhold     Management

1g    Elect Director Victor A. Kaufman        For       Withhold     Management

1h    Elect Director Peter M. Kern            For       Withhold     Management

1i    Elect Director Dara Khosrowshahi        For       Withhold     Management

1j    Elect Director John C. Malone           For       Withhold     Management

 1k    Elect Director Scott Rudin              For       For          Management

1l    Elect Director Christopher W. Shean     For       Withhold     Management

1m    Elect Director Alexander Von            For       Withhold     Management

      Furstenberg                                                              

2     Amend Omnibus Stock Plan                For       Against      Management

3     Ratify Ernst & Young LLP as Auditors    For       For          Management

 

 

GILEAD SCIENCES, INC.                                                           

 

Ticker:       GILD           Security ID:  375558103                           

Meeting Date: MAY 10, 2017   Meeting Type: Annual                              

Record Date:  MAR 16, 2017                                                      

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director John F. Cogan            For       For          Management

1b    Elect Director Kelly A. Kramer          For       For          Management

1c    Elect Director Kevin E. Lofton          For       For          Management

1d    Elect Director John C. Martin           For       For          Management

1e    Elect Director John F. Milligan         For       For          Management

1f    Elect Director Nicholas G. Moore        For       For          Management

1g    Elect Director Richard J. Whitley       For       For          Management

1h    Elect Director Gayle E. Wilson          For       For          Management

1i    Elect Director Per Wold-Olsen           For       For          Management

2     Ratify Ernst & Young LLP as Auditors    For       For          Management

3     Amend Omnibus Stock Plan                For       For          Management

4     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

5     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

6     Provide Right to Act by Written Consent Against   For          Shareholder

7     Require Independent Board Chairman      Against   For          Shareholder

 

 

INTERNATIONAL BUSINESS MACHINES CORPORATION                                    

 

Ticker:       IBM            Security ID:  459200101                           

Meeting Date: APR 25, 2017   Meeting Type: Annual                               

Record Date:  FEB 24, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Kenneth I. Chenault      For       For          Management

1.2   Elect Director Michael L. Eskew         For       For          Management

1.3   Elect Director David N. Farr            For       For          Management

1.4   Elect Director Mark Fields              For       For          Management

1.5   Elect Director Alex Gorsky              For       For          Management

1.6   Elect Director Shirley Ann Jackson      For       For          Management

1.7   Elect Director Andrew N. Liveris        For       For          Management

1.8   Elect Director W. James McNerney, Jr.   For       For          Management

1.9   Elect Director Hutham S. Olayan         For       For          Management

1.10  Elect Director James W. Owens           For       For          Management

1.11  Elect Director Virginia M. Rometty      For       For          Management

1.12  Elect Director Sidney Taurel            For       For          Management

1.13  Elect Director Peter R. Voser           For       For          Management

2     Ratify PricewaterhouseCoopers LLP as    For       For          Management

      Auditors                                                                 

3     Advisory Vote to Ratify Named           For       Against      Management

      Executive Officers' Compensation                                         

4     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

5     Report on Lobbying Payments and Policy  Against   For          Shareholder

6     Reduce Ownership Threshold for          Against   For          Shareholder

      Shareholders to Call Special Meeting                                     

7     Adopt Proxy Access Right                Against   For          Shareholder

 

 

KIMBERLY-CLARK CORPORATION                                                     

 

Ticker:       KMB            Security ID:  494368103                           

Meeting Date: APR 20, 2017   Meeting Type: Annual                               

Record Date:  FEB 21, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director John F. Bergstrom        For       For          Management

1.2   Elect Director Abelardo E. Bru          For       For          Management

1.3   Elect Director Robert W. Decherd        For       For          Management

1.4   Elect Director Thomas J. Falk           For       For          Management

1.5   Elect Director Fabian T. Garcia         For       For          Management

1.6   Elect Director Michael D. Hsu           For       For          Management

1.7   Elect Director Mae C. Jemison           For       For          Management

1.8   Elect Director James M. Jenness         For       For          Management

1.9   Elect Director Nancy J. Karch           For       For          Management

1.10  Elect Director Christa S. Quarles       For       For          Management

1.11  Elect Director Ian C. Read              For       For          Management

1.12  Elect Director Marc J. Shapiro          For       For          Management

1.13  Elect Director Michael D. White         For       For          Management

2     Ratify Deloitte & Touche LLP as         For       For          Management

      Auditors                                                                 

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

4     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

 

 

L3 TECHNOLOGIES INC.                                                            

 

Ticker:       LLL            Security ID:  502413107                           

Meeting Date: MAY 09, 2017   Meeting Type: Annual                              

Record Date:  MAR 13, 2017                                                      

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director Claude R. Canizares      For       For          Management

1b    Elect Director Thomas A. Corcoran       For       For          Management

1c    Elect Director Ann E. Dunwoody          For       For          Management

1d    Elect Director Lewis Kramer             For       For          Management

1e    Elect Director Robert B. Millard        For       For          Management

1f    Elect Director Lloyd W. Newton          For       For          Management

1g    Elect Director Vincent Pagano, Jr.      For       For          Management

1h    Elect Director H. Hugh Shelton          For       For          Management

1i    Elect Director Arthur L. Simon          For       For          Management

1j    Elect Director Michael T. Strianese     For       For          Management

2     Ratify PricewaterhouseCoopers LLP as    For       For          Management

      Auditors                                                                 

3     Eliminate Supermajority Vote            For       For          Management

      Requirement                                                              

4     Amend Executive Incentive Bonus Plan    For       For          Management

5     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

6     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

 

 

LOWE'S COMPANIES, INC.                                                         

 

Ticker:       LOW            Security ID:  548661107                           

Meeting Date: JUN 02, 2017   Meeting Type: Annual                              

Record Date:  MAR 24, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Raul Alvarez             For       For          Management

1.2   Elect Director Angela F. Braly          For       For          Management

1.3   Elect Director Sandra B. Cochran        For       For          Management

1.4   Elect Director Laurie Z. Douglas        For       For          Management

1.5   Elect Director Richard W. Dreiling      For       For          Management

1.6   Elect Director Robert L. Johnson        For       For          Management

1.7   Elect Director Marshall O. Larsen       For       For          Management

1.8   Elect Director James H. Morgan          For       For          Management

1.9   Elect Director Robert A. Niblock        For       For          Management

1.10  Elect Director Bertram L. Scott         For       For          Management

1.11  Elect Director Eric C. Wiseman          For       For          Management

2     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

3     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

4     Ratify Deloitte & Touche LLP as         For       For          Management

      Auditors                                                                 

5     Assess Climate Benefits and             Against   Against      Shareholder

      Feasibility of Adopting Quantitative                                     

      Renewable Production Goals                                               

 

 

MATTEL, INC.                                                                   

 

Ticker:       MAT            Security ID:  577081102                           

Meeting Date: MAY 19, 2017   Meeting Type: Annual                              

Record Date:  MAR 24, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director Michael J. Dolan         For       For          Management

1b    Elect Director Trevor A. Edwards        For       For          Management

1c    Elect Director Frances D. Fergusson     For       For          Management

1d    Elect Director Margaret H. Georgiadis   For       For          Management

1e    Elect Director Ann Lewnes               For       For          Management

1f    Elect Director Dominic Ng               For       For          Management

1g    Elect Director Vasant M. Prabhu         For       For          Management

1h    Elect Director Dean A. Scarborough      For       For          Management

1i    Elect Director Christopher A. Sinclair  For       For          Management

1j    Elect Director Dirk Van de Put          For       For          Management

1k    Elect Director Kathy White Loyd         For       For          Management

2     Ratify PricewaterhouseCoopers LLP as    For       For          Management

      Auditors                                                                 

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

4     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

5     Approve Executive Incentive Bonus Plan  For       For          Management

 

 

MCDONALD'S CORPORATION                                                          

 

Ticker:       MCD            Security ID:  580135101                           

Meeting Date: MAY 24, 2017   Meeting Type: Annual                              

Record Date:  MAR 27, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director Lloyd Dean               For       For          Management

1b    Elect Director Stephen Easterbrook      For       For          Management

1c    Elect Director Robert Eckert            For       For          Management

1d    Elect Director Margaret Georgiadis      For       For          Management

1e    Elect Director Enrique Hernandez, Jr.   For       For          Management

1f    Elect Director Jeanne Jackson           For       For          Management

1g    Elect Director Richard Lenny            For       For          Management

1h    Elect Director John Mulligan            For       For          Management

1i    Elect Director Sheila Penrose           For       For          Management

1j    Elect Director John Rogers, Jr.         For       For          Management

1k    Elect Director Miles White              For       For          Management

2     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

3     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

4     Amend Omnibus Stock Plan                For       For          Management

5     Ratify Ernst & Young LLP as Auditors    For       For          Management

6     Provide Vote Counting to Exclude        Against   Against      Shareholder

      Abstentions                                                              

7     Reduce Ownership Threshold for          Against   For          Shareholder

      Shareholders to Call a Special Meeting                                    

8     Issue New Series of Preferred Stock     Against   Against      Shareholder

      with the Right to Elect own Director                                     

9     Adopt Holy Land Principles              Against   Against      Shareholder

10    Adopt Policy to Ban Non-Therapeutic     Against   For          Shareholder

      Use of Antibiotics in Meat Supply Chain                                  

11    Assess Environmental Impact of          Against   For          Shareholder

      Polystyrene Foam Cups                                                    

12    Report on Charitable Contributions      Against   Against      Shareholder

 

 

MONSTER BEVERAGE CORPORATION                                                    

 

Ticker:       MNST           Security ID:  61174X109                           

Meeting Date: OCT 11, 2016   Meeting Type: Special                             

Record Date:  AUG 26, 2016                                                      

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Increase Authorized Common Stock        For       Against      Management

 

 

NESTLE SA                                                                      

 

Ticker:       NESN           Security ID:  641069406                           

Meeting Date: APR 06, 2017   Meeting Type: Annual                              

Record Date:  FEB 24, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Accept Financial Statements and         For       For          Management

      Statutory Reports                                                        

1.2   Approve Remuneration Report             For       For          Management

2     Approve Discharge of Board and Senior   For       For          Management

      Management                                                               

3     Approve Allocation of Income and        For       For          Management

      Dividends of CHF 2.30 per Share                                           

4.1a  Reelect Paul Bulcke as Director         For       For          Management

4.1b  Reelect Andreas Koopmann as Director    For       For          Management

4.1c  Reelect Henri de Castries as Director   For       For          Management

4.1d  Reelect Beat W. Hess as Director        For       For          Management

4.1e  Reelect Renato Fassbind as Director     For       For          Management

4.1f  Reelect Steven G. Hoch as Director      For       For          Management

4.1g  Reelect Naina Lal Kidwai as Director    For       For          Management

4.1h  Reelect Jean-Pierre Roth as Director    For       For          Management

4.1i  Reelect Ann M. Veneman as Director      For       For          Management

4.1j  Reelect Eva Cheng as Director           For       For          Management

4.1k  Reelect Ruth K. Oniang'o as Director    For       For          Management

4.1l  Reelect Patrick Aebischer as Director   For       For          Management

4.2a  Elect Ulf Mark Schneider as Director    For       For          Management

4.2b  Elect Ursula M. Burns as Director       For       For          Management

4.3   Elect Paul Bulcke as Board Chairman     For       For          Management

4.4a  Appoint Beat W. Hess as Member of the   For       For          Management

      Compensation Committee                                                   

4.4b  Appoint Andreas Koopmann as Member of   For       For          Management

      the Compensation Committee                                                

4.4c  Appoint Jean-Pierre Roth as Member of   For       For          Management

      the Compensation Committee                                               

4.4d  Appoint Patrick Aebischer as Member of  For       For          Management

      the Compensation Committee                                               

4.5   Ratify KPMG AG as Auditors              For       For          Management

4.6   Designate Hartmann Dreyer as            For       For          Management

      Independent Proxy                                                        

5.1   Approve Remuneration of Directors in    For       For          Management

      the Amount of CHF 10 Million                                              

5.2   Approve Remuneration of Executive       For       For          Management

      Committee in the Amount of CHF 60                                        

      Million                                                                  

6     Transact Other Business (Voting)        Against   Against      Management

 

 

OCCIDENTAL PETROLEUM CORPORATION                                               

 

Ticker:       OXY            Security ID:  674599105                           

Meeting Date: MAY 12, 2017   Meeting Type: Annual                              

Record Date:  MAR 14, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director Spencer Abraham          For       For          Management

1b    Elect Director Howard I. Atkins         For       For          Management

1c    Elect Director Eugene L. Batchelder     For       For          Management

1d    Elect Director John E. Feick            For       For          Management

1e    Elect Director Margaret M. Foran        For       For          Management

1f    Elect Director Carlos M. Gutierrez      For       For          Management

1g    Elect Director Vicki Hollub             For       For          Management

1h    Elect Director William R. Klesse        For       For          Management

1i    Elect Director Jack B. Moore            For       For          Management

1j    Elect Director Avedick B. Poladian      For       For          Management

1k    Elect Director Elisse B. Walter         For       For          Management

2     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

3     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

4     Ratify KPMG LLP as Auditors             For       For          Management

5     Assess Portfolio Impacts of Policies    Against   For          Shareholder

      to Meet 2 Degree Scenario                                                

6     Reduce Ownership Threshold for          Against   For          Shareholder

      Shareholders to Call Special Meeting                                     

7     Report on Methane Emissions and         Against   For          Shareholder

      Flaring Targets                                                          

8     Report on Political Contributions and   Against   Against      Shareholder

      Expenditures                                                             

 

 

PARKER-HANNIFIN CORPORATION                                                    

 

Ticker:       PH             Security ID:  701094104                           

Meeting Date: OCT 26, 2016   Meeting Type: Annual                              

Record Date:  AUG 31, 2016                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Lee C. Banks             For       For          Management

1.2   Elect Director Robert G. Bohn           For       For          Management

1.3   Elect Director Linda S. Harty           For       For          Management

1.4   Elect Director Robert J. Kohlhepp       For       For          Management

1.5   Elect Director  Kevin A. Lobo           For       For          Management

1.6   Elect Director Klaus-Peter Muller       For       For          Management

1.7   Elect Director Candy M. Obourn          For       For          Management

1.8   Elect Director Joseph Scaminace         For       For          Management

1.9   Elect Director Wolfgang R. Schmitt      For       For          Management

1.10  Elect Director Ake Svensson             For       For          Management

1.11  Elect Director James R. Verrier         For       For          Management

1.12  Elect Director James L. Wainscott       For       For          Management

1.13  Elect Director Thomas L. Williams       For       For          Management

2     Require Advance Notice for Shareholder  For       For          Management

      Nominations                                                              

3     Ratify Deloitte & Touche LLP as         For       For          Management

      Auditors                                                                 

4     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

5     Approve Omnibus Stock Plan              For       For          Management

 

 

PFIZER INC.                                                                    

 

Ticker:       PFE            Security ID:  717081103                           

Meeting Date: APR 27, 2017   Meeting Type: Annual                              

Record Date:  FEB 28, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Dennis A. Ausiello       For       For          Management

1.2   Elect Director Ronald E. Blaylock       For       For          Management

1.3   Elect Director W. Don Cornwell          For       For          Management

1.4   Elect Director Joseph J. Echevarria     For       For          Management

1.5   Elect Director Frances D. Fergusson     For       For          Management

1.6   Elect Director Helen H. Hobbs           For       For          Management

1.7   Elect Director James M. Kilts           For       For          Management

1.8   Elect Director Shantanu Narayen         For       For          Management

1.9   Elect Director Suzanne Nora Johnson     For       For          Management

1.10  Elect Director Ian C. Read              For       For          Management

1.11  Elect Director Stephen W. Sanger        For       For          Management

1.12  Elect Director James C. Smith           For       For          Management

2     Ratify KPMG LLP as Auditors             For       For          Management

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

4     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

5     Adopt Holy Land Principles              Against   Against      Shareholder

6     Amend Bylaws - Call Special Meetings    Against   For          Shareholder

7     Require Independent Board Chairman      Against   Against      Shareholder

 

 

QUALCOMM INCORPORATED                                                          

 

Ticker:       QCOM           Security ID:  747525103                           

Meeting Date: MAR 07, 2017   Meeting Type: Annual                              

Record Date:  JAN 09, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director Barbara T. Alexander     For       For          Management

1b    Elect Director Jeffrey W. Henderson     For       For          Management

1c    Elect Director Thomas W. Horton         For       For          Management

1d    Elect Director Paul E. Jacobs           For       For          Management

1e    Elect Director Ann M. Livermore         For       For          Management

1f    Elect Director Harish Manwani           For       For          Management

1g    Elect Director Mark D. McLaughlin       For       For          Management

1h    Elect Director Steve Mollenkopf         For       For          Management

1i    Elect Director Clark T. "Sandy" Randt,  For       For          Management

      Jr.                                                                       

1j    Elect Director Francisco Ros            For       For          Management

1k    Elect Director Anthony J. Vinciquerra   For       For          Management

2     Ratify PricewaterhouseCoopers LLP as    For       For          Management

      Auditors                                                                 

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

4     Proxy Access Amendments                 Against   For          Shareholder

 

 

TARGET CORPORATION                                                             

 

Ticker:       TGT            Security ID:  87612E106                           

Meeting Date: JUN 14, 2017   Meeting Type: Annual                              

Record Date:  APR 17, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director Roxanne S. Austin        For       For          Management

1b    Elect Director Douglas M. Baker, Jr.    For       For          Management

1c    Elect Director Brian C. Cornell         For       For          Management

1d    Elect Director Calvin Darden            For       For          Management

1e    Elect Director Henrique De Castro       For       For          Management

1f    Elect Director Robert L. Edwards        For       For          Management

1g    Elect Director Melanie L. Healey        For       For          Management

1h    Elect Director Donald R. Knauss         For       For          Management

1i    Elect Director Monica C. Lozano         For       For          Management

1j    Elect Director Mary E. Minnick          For       For          Management

1k    Elect Director Derica W. Rice           For       For          Management

1l    Elect Director Kenneth L. Salazar       For       For          Management

2     Ratify Ernst & Young LLP as Auditors    For       For          Management

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                          

4     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

5     Approve Executive Incentive Bonus Plan  For       For          Management

 

 

THE AES CORPORATION                                                            

 

Ticker:       AES            Security ID:  00130H105                           

Meeting Date: APR 20, 2017   Meeting Type: Annual                              

Record Date:  FEB 27, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Andres R. Gluski         For       For          Management

1.2   Elect Director Charles L. Harrington    For       For          Management

1.3   Elect Director Kristina M. Johnson      For       For          Management

1.4   Elect Director Tarun Khanna             For       For          Management

1.5   Elect Director Holly K. Koeppel         For       For          Management

1.6   Elect Director James H. Miller          For       For          Management

1.7   Elect Director John B. Morse, Jr.       For       For          Management

1.8   Elect Director Moises Naim              For       For          Management

1.9   Elect Director Charles O. Rossotti      For       For          Management

2     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                          

3     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

4     Ratify Ernst & Young LLP as Auditors    For       For          Management

5     Amend Proxy Access Right                Against   For          Shareholder

6     Assess Impact of a 2 Degree Scenario    Against   For          Shareholder

 

 

U.S. BANCORP                                                                   

 

Ticker:       USB            Security ID:  902973304                           

Meeting Date: APR 18, 2017   Meeting Type: Annual                              

Record Date:  FEB 21, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director Douglas M. Baker, Jr.    For       For          Management

1b    Elect Director Warner L. Baxter         For       For          Management

1c    Elect Director Marc N. Casper           For       For          Management

1d    Elect Director Andrew Cecere            For       For          Management

1e    Elect Director Arthur D. Collins, Jr.   For       For          Management

1f    Elect Director Richard K. Davis         For       For          Management

1g    Elect Director Kimberly J. Harris       For       For          Management

1h    Elect Director Roland A. Hernandez      For       For          Management

1i    Elect Director Doreen Woo Ho            For       For          Management

1j    Elect Director Olivia F. Kirtley        For       For          Management

1k    Elect Director Karen S. Lynch           For       For          Management

1l    Elect Director David B. O'Maley         For       For          Management

1m    Elect Director O'dell M. Owens          For       For          Management

1n    Elect Director Craig D. Schnuck         For       For          Management

1o    Elect Director Scott W. Wine            For       For          Management

2     Ratify Ernst & Young LLP as Auditors    For       For          Management

3     Advisory Vote to Ratify Named           For       Against      Management

      Executive Officers' Compensation                                         

4     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

5     Require Independent Board Chairman      Against   For          Shareholder

 

 

VISA INC.                                                                      

 

Ticker:       V              Security ID:  92826C839                           

Meeting Date: JAN 31, 2017   Meeting Type: Annual                              

Record Date:  DEC 02, 2016                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director Lloyd A. Carney          For       For          Management

1b    Elect Director Mary B. Cranston         For       For          Management

1c    Elect Director Francisco Javier         For       For          Management

      Fernandez-Carbajal                                                        

1d    Elect Director Gary A. Hoffman          For       For          Management

1e    Elect Director Alfred F. Kelly, Jr.     For       For          Management

1f    Elect Director Robert W. Matschullat    For       For          Management

1g    Elect Director Suzanne Nora Johnson     For       For          Management

1h    Elect Director John A.C. Swainson       For       For          Management

1i    Elect Director Maynard G. Webb, Jr.     For       For          Management

2     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

3     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

4     Ratify KPMG LLP as Auditors             For       For          Management

 

 

WAL-MART STORES, INC.                                                           

 

Ticker:       WMT            Security ID:  931142103                           

Meeting Date: JUN 02, 2017   Meeting Type: Annual                              

Record Date:  APR 07, 2017                                                      

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director James I. Cash, Jr.       For       For          Management

1b    Elect Director Timothy P. Flynn         For       For          Management

1c    Elect Director Carla A. Harris          For       For          Management

1d    Elect Director Thomas W. Horton         For       For          Management

1e    Elect Director Marissa A. Mayer         For       For          Management

1f    Elect Director C. Douglas McMillon      For       For          Management

1g    Elect Director Gregory B. Penner        For       For          Management

1h    Elect Director Steven S Reinemund       For       For          Management

1i    Elect Director Kevin Y. Systrom         For       For          Management

1j    Elect Director S. Robson Walton         For       For          Management

1k    Elect Director Steuart L. Walton        For       For          Management

2     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

3     Advisory Vote to Ratify Named           For       Against      Management

      Executive Officers' Compensation                                         

4     Ratify Ernst & Young LLP as Auditors    For       For          Management

5     Require Independent Board Chairman      Against   For          Shareholder

6     Provide Proxy Access Right              Against   For          Shareholder

7     Require Independent Director Nominee    Against   Against      Shareholder

      with Environmental Experience                                            

 

 

YUM! BRANDS, INC.                                                               

 

Ticker:       YUM            Security ID:  988498101                           

Meeting Date: MAY 19, 2017   Meeting Type: Annual                              

Record Date:  MAR 21, 2017                                                      

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director Paget L. Alves           For       For          Management

1b    Elect Director Michael J. Cavanagh      For       For          Management

1c    Elect Director Christopher M. Connor    For       For          Management

1d    Elect Director Brian C. Cornell         For       For          Management

1e    Elect Director Greg Creed               For       For          Management

1f    Elect Director Mirian M. Graddick-Weir  For       For          Management

1g    Elect Director Thomas C. Nelson         For       For          Management

1h    Elect Director P. Justin Skala          For       For          Management

1i    Elect Director Elane B. Stock           For       For          Management

1j    Elect Director Robert D. Walter         For       For          Management

2     Ratify KPMG LLP as Auditors             For       For          Management

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

4     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

5     Adopt Policy and Plan to Eliminate      Against   For          Shareholder

      Deforestation in Supply Chain                                            

 

 

 

 

 


 

===================== Westcore Micro-Cap Opportunity Fund ======================

 

 

1-800-FLOWERS.COM, INC.                                                        

 

Ticker:       FLWS           Security ID:  68243Q106                           

Meeting Date: DEC 13, 2016   Meeting Type: Annual                              

Record Date:  OCT 14, 2016                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Declassify the Board of Directors       For       For          Management

2.1   Elect Director Geralyn R. Breig         For       For          Management

2.2   Elect Director Celia R. Brown           For       For          Management

2.3   Elect Director James Cannavino          For       Withhold     Management

2.4   Elect Director Eugene DeMark            For       For          Management

2.5   Elect Director Leonard J. Elmore        For       For          Management

2.6   Elect Director Sean Hegarty             For       For          Management

2.7   Elect Director Christopher G. McCann    For       For          Management

2.8   Elect Director James F. McCann          For       For          Management

2.9   Elect Director Larry Zarin              For       Withhold     Management

3.1   Elect Director Eugene DeMark            For       For          Management

3.2   Elect Director Leonard J. Elmore        For       For          Management

3.3   Elect Director Sean Hegarty             For       For          Management

4     Ratify BDO USA, LLP as Auditors         For       For          Management

5     Amend Omnibus Stock Plan                For       Against      Management

6     Amend Executive Incentive Bonus Plan    For       For          Management

 

 

ACCO BRANDS CORPORATION                                                        

 

Ticker:       ACCO           Security ID:  00081T108                           

Meeting Date: MAY 16, 2017   Meeting Type: Annual                              

Record Date:  MAR 22, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director James A. Buzzard         For       For          Management

1b    Elect Director Kathleen S. Dvorak       For       For          Management

1c    Elect Director Boris Elisman            For       For          Management

1d    Elect Director Pradeep Jotwani          For       For          Management

1e    Elect Director Robert J. Keller         For       For          Management

1f    Elect Director Thomas Kroeger           For       For          Management

1g    Elect Director Graciela Monteagudo      For       For          Management

1h    Elect Director Hans Michael Norkus      For       For          Management

1i    Elect Director E. Mark Rajkowski        For       For          Management

2     Ratify KPMG LLP as Auditors             For       For          Management

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

4     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

 

 

ADDUS HOMECARE CORPORATION                                                     

 

Ticker:       ADUS           Security ID:  006739106                           

Meeting Date: JUN 14, 2017   Meeting Type: Annual                              

Record Date:  APR 27, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Steven I. Geringer       For       For          Management

1.2   Elect Director Michael Earley           For       For          Management

2     Approve Omnibus Stock Plan              For       Against      Management

3     Ratify Ernst & Young, LLP as Auditors   For       For          Management

 

 

ADTRAN, INC.                                                                   

 

Ticker:       ADTN           Security ID:  00738A106                            

Meeting Date: MAY 10, 2017   Meeting Type: Annual                              

Record Date:  MAR 13, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Thomas R. Stanton        For       For          Management

1.2   Elect Director H. Fenwick Huss          For       For          Management

1.3   Elect Director William L. Marks         For       For          Management

1.4   Elect Director Anthony J. Melone        For       For          Management

1.5   Elect Director Balan Nair               For       For          Management

1.6   Elect Director Jacqueline H. Rice       For       For          Management

1.7   Elect Director Kathryn A. Walker        For       For          Management

2a    Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

2b    Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

3     Ratify PricewaterhouseCoopers LLP as    For       For          Management

      Auditors                                                                 

 

 

AEGERION PHARMACEUTICALS, INC.                                                 

 

Ticker:       AEGR           Security ID:  00767E102                           

Meeting Date: NOV 07, 2016   Meeting Type: Special                             

Record Date:  SEP 19, 2016                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Approve Merger Agreement                For       For          Management

2     Advisory Vote on Golden Parachutes      For       For          Management

3     Adjourn Meeting                         For       For          Management

 

 

AEP INDUSTRIES INC.                                                            

 

Ticker:       AEPI           Security ID:  001031103                           

Meeting Date: JAN 18, 2017   Meeting Type: Special                              

Record Date:  DEC 12, 2016                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Approve Merger Agreement                For       For          Management

2     Approve Merger Agreement                For       For          Management

3     Advisory Vote on Golden Parachutes      For       Against      Management

4     Adjourn Meeting                         For       For          Management

 

 

ALBANY MOLECULAR RESEARCH, INC.                                                

 

Ticker:       AMRI           Security ID:  012423109                           

Meeting Date: MAY 31, 2017   Meeting Type: Annual                              

Record Date:  APR 13, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Kenneth P. Hagen         For       For          Management

1.2   Elect Director Anthony J. Maddaluna     For       For          Management

2     Ratify KPMG LLP as Auditors             For       For          Management

3     Amend Omnibus Stock Plan                For       For          Management

4     Amend Qualified Employee Stock          For       For          Management

      Purchase Plan                                                            

5     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

6     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

 

 

ALON USA ENERGY, INC.                                                          

 

Ticker:       ALJ            Security ID:  020520102                           

Meeting Date: JUN 28, 2017   Meeting Type: Special                              

Record Date:  MAY 26, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Approve Merger Agreement                For       For          Management

2     Advisory Vote on Golden Parachutes      For       For          Management

3     Adjourn Meeting                         For       For          Management

 

 

ALTRA INDUSTRIAL MOTION CORP.                                                  

 

Ticker:       AIMC           Security ID:  02208R106                           

Meeting Date: APR 26, 2017   Meeting Type: Annual                              

Record Date:  MAR 14, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Edmund M. Carpenter      For       For          Management

1.2   Elect Director Carl R. Christenson      For       For          Management

1.3   Elect Director Lyle G. Ganske           For       For          Management

1.4   Elect Director Michael S. Lipscomb      For       For          Management

1.5   Elect Director Larry P. McPherson       For       For          Management

1.6   Elect Director Thomas W. Swidarski      For       For          Management

1.7   Elect Director James H. Woodward, Jr.   For       For          Management

2     Ratify Deloitte & Touche LLP as         For       For          Management

      Auditors                                                                 

3     Amend Omnibus Stock Plan                For       For          Management

4     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

5     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

 

 

AMERICAN NATIONAL BANKSHARES INC.                                              

 

Ticker:       AMNB           Security ID:  027745108                           

Meeting Date: MAY 16, 2017   Meeting Type: Annual                              

Record Date:  APR 03, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Charles H. Majors        For       For          Management

1.2   Elect Director Claude B. Owen, Jr.      For       For          Management

1.3   Elect Director Dan M. Pleasant          For       For          Management

1.4   Elect Director Joel R. Shepherd         For       For          Management

2     Ratify Yount, Hyde & Barbour P.C. as    For       For          Management

      Auditors                                                                 

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                          

4     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

 

 

AMERICAN PUBLIC EDUCATION, INC.                                                 

 

Ticker:       APEI           Security ID:  02913V103                           

Meeting Date: MAY 12, 2017   Meeting Type: Annual                              

Record Date:  MAR 17, 2017                                                      

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director Eric C. Andersen         For       For          Management

1b    Elect Director Wallace E. Boston, Jr.   For       For          Management

1c    Elect Director Barbara G. Fast          For       For          Management

1d    Elect Director Jean C. Halle            For       For          Management

1e    Elect Director Barbara "Bobbi" L.       For       For          Management

      Kurshan                                                                  

1f    Elect Director Timothy J. Landon        For       For          Management

1g    Elect Director Westley Moore            For       For          Management

1h    Elect Director William G. Robinson, Jr. For       For          Management

2     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

3     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

4     Approve Omnibus Stock Plan              For       For          Management

5     Ratify RSM US LLP as Auditors           For       For          Management

 

 

AMERICAN RAILCAR INDUSTRIES, INC.                                              

 

Ticker:       ARII           Security ID:  02916P103                           

Meeting Date: JUN 06, 2017   Meeting Type: Annual                               

Record Date:  APR 17, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director SungHwan Cho             For       Against      Management

1b    Elect Director James C. Pontious        For       For          Management

1c    Elect Director J. Mike Laisure          For       For          Management

1d    Elect Director Harold First             For       For          Management

1e    Elect Director Jonathan Frates          For       Against      Management

1f    Elect Director Michael Nevin            For       Against      Management

2     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

3     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

 

 

ANI PHARMACEUTICALS, INC.                                                      

 

Ticker:       ANIP           Security ID:  00182C103                           

Meeting Date: MAY 17, 2017   Meeting Type: Annual                              

Record Date:  MAR 20, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director Robert E. Brown, Jr.     For       For          Management

1b    Elect Director Arthur S. Przybyl        For       For          Management

1c    Elect Director Fred Holubow             For       For          Management

1d    Elect Director Tracy L. Marshbanks      For       For          Management

1e    Elect Director Thomas A. Penn           For       For          Management

1f    Elect Director Daniel Raynor            For       For          Management

2     Amend Omnibus Stock Plan                For       For          Management

3     Ratify EisnerAmper LLP as Auditors      For       For          Management

4     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

 

 

ANIKA THERAPEUTICS, INC.                                                       

 

Ticker:       ANIK           Security ID:  035255108                           

Meeting Date: JUN 13, 2017   Meeting Type: Annual                              

Record Date:  APR 17, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Charles H. Sherwood      For       For          Management

1.2   Elect Director Steven E. Wheeler        For       For          Management

2     Approve Omnibus Stock Plan              For       For          Management

3     Ratify Deloitte & Touche LLP as         For       For          Management

      Auditors                                                                  

4     Advisory Vote to Ratify Named           For       Against      Management

      Executive Officers' Compensation                                         

5     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

 

 

APOLLO RESIDENTIAL MORTGAGE, INC.                                              

 

Ticker:       AMTG           Security ID:  03763V102                           

Meeting Date: AUG 24, 2016   Meeting Type: Special                             

Record Date:  JUL 12, 2016                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Approve Merger Agreement                For       For          Management

2     Adjourn Meeting                         For       For          Management

3     Advisory Vote on Golden Parachutes      For       For          Management

 

 

ASHFORD HOSPITALITY PRIME, INC.                                                

 

Ticker:       AHP            Security ID:  044102101                           

Meeting Date: JUN 09, 2017   Meeting Type: Annual                              

Record Date:  MAY 04, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Monty J. Bennett         For       For          Management

1.2   Elect Director Stefani D. Carter        For       Withhold     Management

1.3   Elect Director Lawrence A. Cunningham   For       For          Management

1.4   Elect Director Sarah Zubiate Darrouzet  For       For          Management

1.5   Elect Director Kenneth H. Fearn         For       For          Management

1.6   Elect Director Curtis B. McWilliams     For       For          Management

1.7   Elect Director Matthew D. Rinaldi       For       For          Management

1.8   Elect Director Daniel B. Silvers        For       For          Management

2     Adopt Majority Voting for Uncontested   For       For          Management

      Election of Directors                                                    

3     Amend Omnibus Stock Plan                For       Against      Management

4     Amend Investment Advisory Agreement     For       For          Management

5     Ratify BDO USA LLP as Auditors          For       For          Management

 

 

ATWOOD OCEANICS, INC.                                                          

 

Ticker:       ATW            Security ID:  050095108                           

Meeting Date: FEB 15, 2017   Meeting Type: Annual                              

Record Date:  DEC 16, 2016                                                     

 

#     Proposal                                Mgt Rec   Vote Cast