EX-99.H.7.III 17 ex-h7iii.txt LETTER AGREEMENT REGARDING AMENDMENT TO SHAREHOLDER SERVICE AGRMT. Exhibit (h)(7)(iii) September l, 2000 Westcore Trust 370 Seventeenth Street, Suite 3100 Denver, CO 80202 Wells Fargo Bank, N.A. Attn: Martin Fawzy - Compliance Manager 420 Montgomery Street 2nd Floor San Francisco, CA 94104 ALPS Mutual Funds Services, Inc. 370 Seventeenth Street, Suite 3100 Denver, CO 80202 Denver Investment Advisors LLC 1225 Seventeenth Street, 26th Floor Denver, CO 80202 VIA: Federal Express Re: The Shareholder Service Agreement (the "Agreement") dated as of July 1, 1996 between Wells Fargo Bank, N.A on behalf of itself and its affiliates, ALPS Mutual Funds Services. Inc., Denver Investment Advisors LLC and Westcore Trust. Dear Sirs: By your signature below, please confirm that the Agreement (including any attachments thereto listing the Funds covered by the Agreement) hereby is amended as follows: Effective October 1, 2000, Westcore Intermediate-Term Bond Fund will be renamed Westcore Plus Bond Fund and Westcore Long-Term Bond Fund will be renamed Westcore Flexible Income Fund to reflect certain changes in their respective investment objectives and policies which are detailed in the enclosed supplement dated July 28, 2000 to the prospectus dated October 1, 1999. Commencing on November 1, 2000, Exhibit A to the Agreement is revised in its entirely as follows. The Administrator will compensate WELLS for the services and facilities provided under the Agreement for the following funds: Westcore Midco Growth Westcore Blue Chip Westcore Growth & Income Westcore Mid-Cap Opportunity Westcore Small-Cap Growth Westcore Small-Cap Opportunity Westcore International Frontier Westcore Flexible Income Westcore International Select Westcore Plus Bond Westcore Select Effective December 1, 2000, Exhibit B to the Agreement is revised in its entirety as follows: Payments to WELLS under Section 13 of the Agreement will be made according to the following schedule: Beginning on February l, 2001, fees are payable monthly at an annual rate of 0.35% for all listed Funds, except for the Westcore Plus Bond Fund which is payable monthly at an annual rate of 0.20%, of the net asset value of outstanding shares of such Fund held by Plans receiving services described in the Agreement with WELLS, except the Administrator's Plans. Such fees are payable within 30 days following the end of each period for which such fees are payable. Please remit Service Agreement Fees to the following address: Wells Fargo Bank Attn: NPF Coordinator 6th & Marquette PO Box 9131 Minneapolis, MN 55480-9131 Kathy Hunt (619) 316-2746 In all other respects the Agreement continues in effect in accordance with its terms. Please keep one signed original of this letter and return the remaining originals to: Westcore Trust Attn: Pam Weber 1225 17th Street, 26th Floor Denver, CO 80202 2 If you have any questions regarding the Agreement or Westcore Trust, please call Steve Wine or Kristine Cook at (800) 734-9378. Please address any legal concerns to Jasper Frontz at (303) 312-5044. Yours Truly, WESTCORE TRUST By: /s/ Jack D. Henderson ------------------------- Name: Jack D. Henderson Title: Vice President Date: March 20, 2001 ACCEPTED AND AGREED TO: WELLS FARGO BANK, N.A. By: /s/ Illegible ------------------------- Name: Title: Date: March 27, 2001 ALPS MUTUAL FUNDS SERVICES, INC., ADMINISTRATOR, DISTRIBUTOR AND BOOKKEEPING AND PRICING AGENT BY: /s/ Thomas A. Carter ------------------------- Name: Thomas A. Carter Title: Chief Financial Officer Date: March 16, 2001 DENVER INVESTMENT ADVISORS LLC By: /s/ Jeffrey Adams ------------------------- Name: Jeffrey Adams Title: Chief Operations Officer and Executive Manager Date: March 5, 2001 3