424B3 1 d424b3.txt PROSPECTUS SUPPLEMENT NO. 4 Prospectus Supplement No. 4 Filed Pursuant to Rule 424(b)(3) (To Prospectus dated October 25, 2001) Registration Statement No. 333-72216 LTX Corporation $150,000,000 4 1/4% Convertible Subordinated Notes due 2006 and 5,165,790 Shares of Common Stock Issuable upon Conversion of the Notes This prospectus supplement relates to the resale by holders of our 4 1/4% Convertible Subordinated Notes due 2006 and shares of common stock issuable upon conversion of the notes. This prospectus supplement may only be delivered or used in connection with our prospectus dated October 25, 2001. Our common stock is traded on the Nasdaq National Market under the symbol "LTXX". Neither the Securities and Exchange Commission nor any state securities commission has approved or disapproved of these securities or determined if this prospectus is truthful or complete. Any representation to the contrary is a criminal offense. PROSPECTUS SUPPLEMENT DATED AUGUST 9, 2002 The information appearing in the following graph supplements or supersedes in part the information in the table under the capital "Selling Holders", beginning on page 47 in our prospectus and was provided by or on behalf of the selling holders.
Principal Common Amount of Stock Notes Beneficially Common Stock Beneficially Owned Beneficially Owned Owned and Before Common Stock After Offering Name and Address Offered Offering Offered(1) Amount Percent ---------------- -------------------------------------------------------------------------- ABN AMRO Securities LLC .....................$ 600,000 20,661 20,661 0 -- Allstate Insurance Company. ................. 400,000 13,774 13,774 0 -- Allstate Life Insurance Company ............. 100,000 3,443 3,443 0 -- Alpine Associates. .......................... 8,600,000 296,143 296,143 0 -- Alpine Partners, L.P. ....................... 1,400,000 48,209 48,209 0 -- Amaranth LLC ................................ 13,460,000 463,498 463,498 0 -- Amaranth Securities L.L.C. .................. 0 0 0 0 -- BBT Fund, L.P. .............................. 12,000,000 413,223 413,223 0 -- CSFB Convertible & Quantative Strategies, Ltd. .......................... 750,000 25,826 25,826 0 -- Calamos Market Neutral Fund - Calamos Investment Trust .......................... 8,000,000 275,482 275,482 0 -- CitiSam Fund Ltd. ........................... 2,900,000 99,862 99,862 0 -- Consulting Group Capital Markets Funds ...... 500,000 17,217 17,217 0 -- Delaware PERS ............................... 1,800,000 61,983 61,983 0 -- Deutsche Banc Alex Brown Inc. ............... 20,637,000 710,640 710,640 0 -- ECT Investments ............................. 4,500,000 154,958 154,958 0 -- Family Service Life Insurance Company ....... 100,000 3,443 3,443 0 -- Fidelity Financial Trust - Fidelity Convertible Securities Fund ............... 2,000,000 68,870 68,870 0 -- Frist Foundation, The ....................... 200,000 6,887 6,887 0 -- First Union National Bank ................... 15,000,000 516,528 516,528 0 -- Goldman Sachs and Company ................... 1,675,000 57,679 57,679 0 -- Guardian Life Insurance Company ............. 1,700,000 58,539 58,539 0 -- Guardian Pension Trust ...................... 200,000 6,887 6,887 0 -- ICI American Holdings Trust ................. 645,000 22,210 22,210 0 -- IMF Convertible Fund ........................ 500,000 17,217 17,217 0 -- Investcorp - SAM Fund Ltd. .................. 2,600,000 89,531 89,531 0 -- JMG Triton Offshore Fund Ltd. ............... 1,550,000 53,374 53,374 0 -- Jeffries & Co. .............................. 550,000 18,939 18,939 0 -- Kentfield Trading, Ltd. ..................... 0 0 0 0 -- Man Convertible Bond Master Fund, Ltd. ...... 6,172,000 212,534 212,534 0 -- Marathon Global Equity Fund, Ltd. ........... 4,000,000 137,741 137,741 0 -- Oakwood Healthcare Inc. Pension Plan ........ 135,000 4,648 4,648 0 -- Rhapsody Fund, LP ........................... 3,900,000 134,297 134,297 0 Robertson Stephens .......................... 2,000,000 68,870 68,870 0 -- State of Oregon/Equity ...................... 5,725,000 197,141 197,141 0 -- St. Thomas Trading, Ltd. .................... 10,127,000 348,725 348,725 0 -- Sunrise Partners ............................ 3,640,000 125,344 125,344 0 -- Syngenta AG ................................. 300,000 10,330 10,330 0 -- UBS O'Connor LLC f/b/o USB Global Equity Arbitrage Master Ltd. ............................... 1,250,000 43,044 43,044 0 -- Victory Capital Management (as agent for Victory Convertible Securities Fund) ..................................... 400,000 13,774 13,774 0 -- Wilmington Trust (as Owner Trustee for the Forrestal Funding Master Trust) ....... 15,500,000 533,746 533,746 0 -- Zeneca Holdings Trust ....................... 445,000 15,324 15,324 0 -- Any other holder of notes or future transferee, pledgee, donee or successor of any holder(2)(3) .............150,000,000 5,165,290 5,165,290 0 --
o Indicates less than 1%. (1) Assumes conversion of all the holder's notes at a conversion price of $29.04 per share of common stock and resale of all shares of common stock offered hereby. The conversion price is subject to certain adjustments. Accordingly, the number of shares of common stock issuable upon conversion of the notes may increase or decrease from time to time.