10-Q/A 1 trimedyne_10qa1-063013.htm AMENDMENT FOR XBRL EXHIBITS

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

 

FORM 10-Q/A

Amendment No. 1

 

 

 

x  QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934

 

For the quarterly period ended June 30, 2013

 

or

 

o  TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934

 

For the transition period from ____________________ to _______________________

 

 

COMMISSION FILE NO. 0-10581

 

TRIMEDYNE, INC.

 

(Exact Name of Registrant as Specified in its Charter)

  

NEVADA   36-3094439
(STATE OR OTHER JURISDICTION OF INCORPORATION)   (I.R.S. EMPLOYER IDENTIFICATION NO.)
     

5 HOLLAND, BLDG. #223

IRVINE, CALIFORNIA

  92618
(ADDRESS OF PRINCIPAL EXECUTIVE OFFICES)   (ZIP CODE)

 

Registrant's Telephone Number, Including Area Code:

 

(949) 951-3800

 

 

Securities Registered Pursuant to Section 12(b) of the Act:

NONE

 

Securities Registered Pursuant to Section 12(g) of the Act:

Common Stock, $.01 Par Value per Share

(Title of Class)

 

 

 

Indicate by check mark whether the registrant (1) has filed all reports to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports) and (2) has been subject to such filing requirements for the past 90 days. Yes S No £

 

Indicate by check mark whether the registrant has submitted electronically and posted on its corporate Web site, if any, every Interactive Data File required to be submitted and posted pursuant to Rule 405 of Regulation S-T (ss. 232.405 of this chapter) during the preceding 12 months (or for such shorter period that the registrant was required to submit and post such files). Yes S No £

 

Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer or a smaller reporting company. See definitions of "large accelerated filer," "accelerated filer" and "smaller reporting company" in Rule 12b-2 of the Exchange Act. (Check one):

 

Large accelerated filer £ Accelerated filer  £
Non-accelerated filer £ Smaller reporting company S

 

Indicate by check mark whether the registrant is a shell company (as defined in Rule 12b-2 of the Exchange Act of 1934). Yes £ No S

 

As of August 17, 2013, there were outstanding 18,395,960 shares of registrant's Common Stock.

 

 

 
 

   

 

EXPLANATORY NOTE

 

 

This Amendment No. 1 to the Quarterly Report on Form 10-Q is being filed solely to furnish the Interactive Data files as Exhibit 101, in accordance with Rule 405 of Regulation S-T. No other changes have been made to the Form 10-Q, as originally filed on August 19, 2013.

 

 

 

 

 

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Item 6.  Exhibits.

 

(a)  Exhibits

 

101.INS XBRL Instance document*
101.SCH XBRL Schema*
101.CAL XBRL Calculation Linkbase*
101.DEF  XBRL Definition Linkbase*
101.LAB  XBRL Label Linkbase*
101.PRE  XBRL Presentation Linkbase*

 

____________ 

* Pursuant to Rule 406T of Regulation S-T, the interactive data files on Exhibit 101 hereto are deemed not filed or part of a registration statement or prospectus for purposes of Sections 11 or 12 of the Securities Act of 1933, as amended, are deemed not filed for purposes of Section 18 of the Securities Exchange Act of 1934, as amended, and otherwise are not subject to liability under those sections.

 

 

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SIGNATURE PAGE

 

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this Report to be signed on its behalf by the undersigned hereunto duly authorized.

 

 

      TRIMEDYNE, INC.  
         
Date: August 21, 2013   /s/ Marvin P. Loeb  
      Marvin P. Loeb  
      Chairman, CEO  
         

                                             

 
 

Date: August 21, 2013   /s/ Jeffrey S. Rudner  
      Jeffrey S. Rudner  
      Principal Financial Officer  

                                             

 

 

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