a. How many Classes of shares of the Fund (if
any) are
authorized?
| 1 |
b. How many new Classes of shares of the Fund
were
added
during the reporting period?
| 0 |
c. How many Classes of shares of the Fund were
terminated during the reporting period?
| 0 |
d. For each Class with shares outstanding,
provide the
information requested below: |
|
Shares Outstanding Record:
1 |
i. Full name of Class | Sit Large Cap Growth Fund |
ii. Class identification number, if any | C000032270 |
iii. Ticker symbol, if any | SNIGX |
Pricing Services Record:
1 |
i. Full name | Intercontinental Exchange, Inc. |
ii. LEI, if any, or provide and describe other
identifying number
| 5493000F4ZO33MV32P92 |
Description of other identifying number | |
iii. State, if applicable |
GEORGIA
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
|
Shareholder servicing agents Record:
1 |
i. Full name | BNY Mellon Investment Servicing (US) Inc. |
ii. LEI, if any, or provide and describe
other
identifying number | 549300CFZQLI9QMJ1Z03 |
Description of other identifying number | |
iii. State, if applicable |
MASSACHUSETTS
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the shareholder servicing agent an
affiliated
person
of the
Fund or its investment adviser(s)?
|
Yes
No
|
vi. Is the shareholder servicing agent a
sub-shareholder servicing agent?
|
Yes
No
|
|
Administrators Record:
1 |
i. Full name | BNY Mellon Investment Servicing (US) Inc. |
ii. LEI, if any, or other identifying number | 549300CFZQLI9QMJ1Z03 |
Description of other identifying number | |
iii. State, if applicable |
MASSACHUSETTS
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the administrator an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
vi. Is the administrator a sub-administrator?
|
Yes
No
|
|
Brokers Record:
1 |
i. Full name of broker | BARCLAYS CAPITAL, INC. |
ii. SEC file number | 008-41342 |
iii. CRD number | 000019714 |
iv. LEI, if any | AC28XWWI3WIBK2824319 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 1,086.00000000 |
Brokers Record:
2 |
i. Full name of broker | EVERCORE GROUP L.L.C. |
ii. SEC file number | 008-49830 |
iii. CRD number | 000042405 |
iv. LEI, if any | 5493008F0LRLS5N8LZ81 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 257.00000000 |
Brokers Record:
3 |
i. Full name of broker | Berenberg Capital Markets LLC |
ii. SEC file number | 008-68821 |
iii. CRD number | 000156757 |
iv. LEI, if any | 5493007EG0CYRKKG9L11 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 253.00000000 |
Brokers Record:
4 |
i. Full name of broker | RBC CAPITAL MARKETS, LLC |
ii. SEC file number | 008-45411 |
iii. CRD number | 000031194 |
iv. LEI, if any | 549300LCO2FLSSVFFR64 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 479.00000000 |
Brokers Record:
5 |
i. Full name of broker | STIFEL, NICOLAUS & CO INC |
ii. SEC file number | 008-01447 |
iii. CRD number | 000000793 |
iv. LEI, if any | 5WUVMA08EYG4KEUPW589 |
v. State, if applicable |
MISSOURI
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 958.00000000 |
Brokers Record:
6 |
i. Full name of broker | J.P. Morgan Securities LLC |
ii. SEC file number | 008-35008 |
iii. CRD number | 000000079 |
iv. LEI, if any | ZBUT11V806EZRVTWT807 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 1,032.00000000 |
Brokers Record:
7 |
i. Full name of broker | INSTINET, LLC |
ii. SEC file number | 008-23669 |
iii. CRD number | 000007897 |
iv. LEI, if any | 549300MGMN3RKMU8FT57 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 246.00000000 |
Brokers Record:
8 |
i. Full name of broker | Merrill Lynch, Pierce, Fenner & Smith Incorporated |
ii. SEC file number | 008-07221 |
iii. CRD number | 000007691 |
iv. LEI, if any | 8NAV47T0Y26Q87Y0QP81 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 1,384.00000000 |
Brokers Record:
9 |
i. Full name of broker | CITIGROUP GLOBAL MARKETS INC. |
ii. SEC file number | 008-08177 |
iii. CRD number | 000007059 |
iv. LEI, if any | MBNUM2BPBDO7JBLYG310 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 698.00000000 |
Brokers Record:
10 |
i. Full name of broker | MORGAN STANLEY & CO. LLC |
ii. SEC file number | 008-15869 |
iii. CRD number | 000008209 |
iv. LEI, if any | 9R7GPTSO7KV3UQJZQ078 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 1,588.00000000 |
b. Aggregate brokerage commissions paid by Fund
during
the reporting period:
| 8,581.00000000 |
|
If yes, for each line of credit, provide the information
requested below:
Line of Credit details Record:
1 |
i. Is the line of credit a committed or uncommitted
line of
credit?
|
Committed
Uncommitted
|
ii. What size is the line of credit?
| 20,000,000.00000000 |
iii. With which institution(s) is the line of credit? |
Line Institutions Record:
1 |
Name of institution | The Bank of New York Mellon |
iv. Is the line of credit just for the Fund, or is
it shared among
multiple funds?
|
Sole
Shared
|
1. If shared, list the names of other funds that may use
the line of credit.
Shared Credit Users Record:
1 |
Name of fund | Sit U S Government Securities Fund Inc |
SEC File number(
e.g., 811-
)
| 811-04995 |
Shared Credit Users Record:
2 |
Name of fund | Sit ESG Growth Fund |
SEC File number(
e.g., 811-
)
| 811-06373 |
Shared Credit Users Record:
3 |
Name of fund | Sit Developing Markets Growth Fund |
SEC File number(
e.g., 811-
)
| 811-06373 |
Shared Credit Users Record:
4 |
Name of fund | Sit Dividend Growth Fund |
SEC File number(
e.g., 811-
)
| 811-06373 |
Shared Credit Users Record:
5 |
Name of fund | Sit Small Cap Dividend Growth Fund |
SEC File number(
e.g., 811-
)
| 811-06373 |
Shared Credit Users Record:
6 |
Name of fund | Sit Tax-Free Income Fund |
SEC File number(
e.g., 811-
)
| 811-04033 |
Shared Credit Users Record:
7 |
Name of fund | Sit International Growth Fund |
SEC File number(
e.g., 811-
)
| 811-06373 |
Shared Credit Users Record:
8 |
Name of fund | Sit Minnesota Tax-Free Income Fund |
SEC File number(
e.g., 811-
)
| 811-04033 |
Shared Credit Users Record:
9 |
Name of fund | Sit Mid Cap Growth Fund |
SEC File number(
e.g., 811-
)
| 811-03342 |
Shared Credit Users Record:
10 |
Name of fund | Sit Global Dividend Growth Fund |
SEC File number(
e.g., 811-
)
| 811-06373 |
Shared Credit Users Record:
11 |
Name of fund | Sit Quality Income Fund |
SEC File number(
e.g., 811-
)
| 811-04033 |
Shared Credit Users Record:
12 |
Name of fund | Sit Balanced Fund |
SEC File number(
e.g., 811-
)
| 811-06373 |
Shared Credit Users Record:
13 |
Name of fund | Sit Small Cap Growth Fund |
SEC File number(
e.g., 811-
)
| 811-06373 |
v. Did the Fund draw on the line of credit this
period? |
Yes
No
|