X0303 4 2008-08-29 0 0000356708 FIRST REGIONAL BANCORP FRGB 0001262631 SWEENEY STEVEN J 1801 CENTURY PARK EAST LOS ANGELES CA 90067 0 1 0 0 General Counsel Common Stock 2008-08-29 4 P 0 1000 5.197 A 3000 I By Reporting Person's IRA Account Common Stock 6000 D Common Stock 84000 I As Beneficiary and Trustee of Steven John Sweeney Irrevocable Trust Common Stock 9040 I 401(k) Plan Common Stock 118000 I As Trustee of Patricia Lynne Sweeney Irrevocable Trust Common Stock 98000 I As Trustee of Cynthia Louise McLean Irrevocable Trust Common Stock 21003 I By Nicholas Akira Sweeney Irrevocable Trust Common Stock 4206 I By Jaclyn Yuki Sweeney Irrevocable Trust Common Stock 2735 I Employee Stock Ownership Plan Stock Option (right to buy) 4.24 2009-08-01 2018-07-01 Common Stock 10000 10000 D Stock Option (right to buy) 6.93 2004-10-01 2013-09-01 Common Stock 75000 75000 D Beneficially owned by reporting person through the Steven and Julie Sweeney Family Trust dated 10/06/06. Represents total number of shares in 401(k) Plan, all of which are vested. The reporting person disclaims beneficial ownership of these shares, and this report shall not be deemed an admission that the reporting person is a beneficial owner of such shares for the purposes of Section 16 or for any other purpose. Shares beneficially owned by reporting person's child. Represents total number of shares in Employee Stock Ownership Plan, of which 1,641 shares (or 60%) are vested. The option was granted on July 25, 2008 under the company's 2005 Stock Option Plan and vests over seven years as follows: 1,400 option shares on August 1 of 2009, 2010, 2011, 2012, 2013 and 2014 and 1,600 option shares on August 1, 2015. The option was granted on September 22, 2003 under the company's 1999 Stock Option Plan and vests over seven years as follows: 10,713 option shares on August 1 of 2004, 2005, 2006, 2007, 2008 and 2009 and 10,722 option shares on October 1, 2010. Steven J. Sweeney 2008-09-02