-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, V/OUemioZCtydm44Vew99O55EBYfKR3+aqz03jN4kwWDHkn25xA8t788BJxEjyCB 5EXcPtIHoAvMQhbnUlAz1A== 0001179110-08-015014.txt : 20080808 0001179110-08-015014.hdr.sgml : 20080808 20080808202143 ACCESSION NUMBER: 0001179110-08-015014 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080728 FILED AS OF DATE: 20080808 DATE AS OF CHANGE: 20080808 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FIRST REGIONAL BANCORP CENTRAL INDEX KEY: 0000356708 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 953582843 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1801 CENTURY PARK EAST CITY: LOS ANGELES STATE: CA ZIP: 90067 BUSINESS PHONE: 3105521776 MAIL ADDRESS: STREET 1: 1801 CENTURY PARK EAST CITY: LOS ANGELES STATE: CA ZIP: 90067 FORMER COMPANY: FORMER CONFORMED NAME: GREAT AMERICAN BANCORP DATE OF NAME CHANGE: 19880309 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SWEENEY JACK A CENTRAL INDEX KEY: 0001068904 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-10232 FILM NUMBER: 081004091 MAIL ADDRESS: STREET 1: 1801 CENTURY PARK EAST CITY: LOS ANGELES STATE: CA ZIP: 90067 4 1 edgar.xml FORM 4 - X0303 4 2008-07-28 0 0000356708 FIRST REGIONAL BANCORP FRGB 0001068904 SWEENEY JACK A 1801 CENTURY PARK EAST LOS ANGELES CA 90067 1 1 1 0 Chairman Common Stock 2008-07-28 5 L 0 E 1900 3.4539 A 13000 I Held in IRA of wife, Marilyn J. Sweeney Common Stock 2790915 D Common Stock 210000 D Common Stock 77243 I Held in 401(k) Plan Stock Option (right to buy) 7.50 2009-08-01 2018-07-01 Common Stock 10000 10000 D Stock Option (right to buy) 6.93 2004-10-01 2013-09-01 Common Stock 78000 78000 D Stock Option (right to buy) 3.84 2002-12-31 2012-11-01 Common Stock 300000 300000 D Stock Option (right to buy) 7.50 2009-08-01 2018-07-01 Common Stock 10000 10000 I Held by wife, Marilyn J. Sweeney Stock Option (right to buy) 2.42 2003-01-01 2011-01-31 Common Stock 75000 75000 I Held by wife, Marilyn J. Sweeney Purchase made by, and shares held by, IRA account of the reporting person's wife, Marilyn J. Sweeney, who serves as a director of the Company's subsidary, First Regional Bank. This report shall not be deemed an admission that the reporting person is a beneficial owner of such shares for the purposes of Section 16 or for any other purpose. Shares beneficially owned by reporting person through Trust A-1 of the Sweeney Family Trust U/I 11/13/98, a revocable trust of which the reporting person is the settlor, sole trustee and sole beneficiary. Shares beneficially owned by reporting person with Marilyn J. Sweeney, the reporting person's wife, through Trust B of the Sweeney Family Trust U/I 11/13/98. Represents total number of shares in 401(k) Plan, all of which are fully vested. The option was granted on July 31, 2008 and vests over seven years as follows: 1,400 option shares on August 1 of 2009, 2010, 2011, 2012, 2013 and 2014 and 1,600 option shares on August 1 of 2015. The option was granted on Steptember 22, 2003 under the company's 1999 Stock Option Plan and vests over seven years as follows: 11,142 option shares on October 1 of 2004, 2005, 2006, 2007, 2008 and 2009 and 11,148 option shares on October 1, 2010. The option was granted on November 12, 2002 under the company's 1999 Stock Option Plan and became fully vested as of December 31, 2007. The option was granted on July 31, 2008 to the reporting person's wife, Marilyn J. Sweeney, who serves as a director of the Company's subsidiary, First Regional Bank. The option vests over seven years as follows: 1,400 option shares on August 1 of 2009, 2010, 2011, 2012, 2013 and 2014 and 1,600 option shares on August 1 of 2015. This report shall not be deemed an admission that the reporting person is a beneficial owner of such securities for the purposes of Section 16 or for any other purpose. The option was granted on March 26, 2001 to the reporting person's wife, Marilyn J. Sweeney, who serves as a director of the Company's subsidiary, First Regional Bank. The option grant was previously reported in a Form 4 filed by Marilyn J. Sweeney on September 24, 2003, when Ms. Sweeney was a director of the issuer and a reporting person under Section 16 of the Securities Exchange Act. The option vests over seven years as follows: 10,713 option shares on January 1 of 2003, 2004, 2005, 2006, 2007 and 2008 and 10,722 option shares on January 1 of 2009. This report shall not be deemed an admission that the reporting person is a beneficial owner of such securities for the purposes of Section 16 or for any other purpose. 10. Power of attorney filed as Exhibit 24 to reporting person's Form 4, filed 9/24/2003. Steven J. Sweeney, attorney-in-fact for Jack A. Sweeney (10) 2008-08-08 -----END PRIVACY-ENHANCED MESSAGE-----