X0202 4 2006-12-01 0 0000356591 NEUROLOGIX INC/DE NRGX 0000902967 TRUSTEES OF GENERAL ELECTRIC PENSION TRUST 3001 SUMMER STREET STAMFORD CT 06905 0 0 1 0 0000936839 G E ASSET MANAGEMENT INC 0 0 1 0 Series C Preferred Stock 2006-12-01 4 J 0 5907 A Common Stock 116132 153401 D Each share of Series C Preferred Stock (the "Series C Stock") is currently convertible at the option of the holder into 19.66 shares of Common Stock. Acquired as a quarterly dividend on shares of Series C Stock. Each share of Series C Stock shall automatically be converted into shares of Common Stock upon the approval of (i) holders of at least 70% of the outstanding Series C Stock or (ii) immediately upon to the closing of an underwritten public offering of Issuer's Common Stock at a price of at least $5.65 per share (subject to adjustment in the event of a stock split, recapitalization, reclassification or similar event) and that results in gross proceeds of at least $50 million. Consists of shares held directly by General Electric Pension Trust ("GEPT"). GE Asset Management Incorporated ("GEAM") is the investment manager of GEPT. GEAM shares voting and dispositive power over the securities owned by GEPT and may be deemed to be the beneficial owner of the securities of GEPT for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended. GEAM has no pecuniary interest in the securities owned by GEPT and reports no securities owned. /s/ Daniel L. Furman, Vice President, GE Asset Management Incorporated, as Investment Manager of General Electric Pension Trust 2006-12-13 /s/ Daniel L. Furman, Vice President of GE Asset Management Incorporated 2006-12-13