EX-99.A 2 d734065dex99a.htm ARTICLES SUPPLEMENTARY Articles Supplementary

GREAT-WEST FUNDS, INC.

ARTICLES SUPPLEMENTARY

Great-West Funds, Inc., a Maryland corporation registered as an open-end investment company under the Investment Company Act of 1940, as amended (the “Corporation”), hereby certifies to the State Department of Assessments and Taxation of Maryland that:

FIRST: On November 30, 2018 the Board of Directors of the Corporation, pursuant to the authority contained in the Corporation’s charter, and in accordance with Section 2-105(c) of the Maryland General Corporation Law, unanimously adopted resolutions approving:

 

1.

The re-classification of the following shares of previously classified but unissued shares of Common Stock of the Corporation as follows:

 

Previously Classified Shares (expressed in millions)    Re-Classified Shares (expressed in millions)
Great-West Core Strategies: U.S. Equity Class L - 5    Great-West Core Strategies: U.S. Equity Class L - 60
Great-West Core Strategies: International Equity Class L - 5    Great-West Core Strategies: International Equity Class L – 86
Great-West Core Strategies: Flexible Bond Class L - 5    Great-West Core Strategies: Flexible Bond Class L – 60
Great-West Core Strategies: Short Duration Bond Class L - 5    Great-West Core Strategies: Short Duration Bond Class L – 62
Great-West Core Strategies: Inflation-Protected Securities Class L - 5    Great-West Core Strategies: Inflation-Protected Securities Class L – 68
Great-West Lifetime 2030 Fund Class L - 8    Great-West Lifetime 2030 Fund Class L - 16

SECOND: The shares of the Corporation have been reclassified by the Board of Directors under the authority contained in the Articles of Amendment and Restatement of the Corporation.

THIRD: Immediately prior to the effectiveness of these Articles Supplementary of the Corporation, the Corporation had the authority to issue fifteen billion (15,000,000,000) shares of common stock of the par value of $0.10 per share and of the aggregate par value of one billion five hundred million dollars ($1,500,000,000), of which the Board of Directors had designated 13,773,000,000 shares into portfolios and classes and classified the shares of each portfolio and class as follows:

 

Previous Classification of Shares
Series/Portfolio    Class   

Authorized

Shares

(expressed in

millions)

Great-West Government Money Market

  

Investor Class

  

3100

Great-West Government Money Market

  

Institutional Class

  

470

Great-West Bond Index

  

Investor Class

  

85

Great-West Bond Index

  

Class L

  

75

Great-West Bond Index

  

Institutional Class

  

230

Great-West U.S. Government Securities

  

Investor Class

  

75

Great-West U.S. Government Securities

  

Class L

  

5


Previous Classification of Shares
Series/Portfolio    Class   

Authorized

Shares

(expressed in

millions)

Great-West U.S. Government Securities

  

Institutional Class

  

75

Great-West S&P Small Cap 600® Index

  

Investor Class

  

100

Great-West S&P Small Cap 600® Index

  

Class L

  

10

Great-West S&P Small Cap 600® Index

  

Institutional Class

  

150

Great-West Putnam High Yield Bond

  

Investor Class

  

10

Great-West Putnam High Yield Bond

  

Class L

  

5

Great-West Putnam High Yield Bond

  

Institutional Class

  

150

Great-West Large Cap Growth

  

Investor Class

  

50

Great-West Large Cap Growth

  

Class L

  

5

Great-West Large Cap Growth

  

Institutional Class

  

200

Great-West International Growth

  

Investor Class

  

20

Great-West International Growth

  

Class L

  

5

Great-West International Growth

  

Institutional Class

  

150

Great-West Core Bond

  

Investor Class

  

20

Great-West Core Bond

  

Class L

  

5

Great-West Core Bond

  

Institutional Class

  

150

Great-West International Value

  

Investor Class

  

65

Great-West International Value

  

Class L

  

15

Great-West International Value

  

Institutional Class

  

200

Great-West S&P 500® Index

  

Investor Class

  

200

Great-West S&P 500® Index

  

Class L

  

70

Great-West S&P 500® Index

  

Institutional Class

  

300

Great-West Mid Cap Value

  

Investor Class

  

20

Great-West Mid Cap Value

  

Class L

  

5

Great-West Mid Cap Value

  

Institutional Class

  

150

Great-West Invesco Small Cap Value

  

Investor Class

  

10

Great-West Invesco Small Cap Value

  

Class L

  

5

Great-West Invesco Small Cap Value

  

Institutional Class

  

50

Great-West Ariel Mid Cap Value

  

Investor Class

  

200

Great-West Ariel Mid Cap Value

  

Class L

  

5

Great-West Ariel Mid Cap Value

  

Institutional Class

  

50

Great-West Loomis Sayles Small Cap Value

  

Investor Class

  

15

Great-West Loomis Sayles Small Cap Value

  

Class L

  

5


Previous Classification of Shares
Series/Portfolio    Class   

Authorized

Shares

(expressed in

millions)

Great-West Loomis Sayles Small Cap Value

  

Institutional Class

  

150

Great-West Loomis Sayles Bond

  

Investor Class

  

80

Great-West Loomis Sayles Bond

  

Class L

  

5

Great-West Loomis Sayles Bond

  

Institutional Class

  

150

Great-West T. Rowe Price Equity Income

  

Investor Class

  

100

Great-West T. Rowe Price Equity Income

  

Class L

  

5

Great-West T. Rowe Price Equity Income

  

Institutional Class

  

200

Great-West Short Duration Bond

  

Investor Class

  

50

Great-West Short Duration Bond

  

Class L

  

5

Great-West Short Duration Bond

  

Institutional Class

  

150

Great-West T. Rowe Price Mid Cap Growth

  

Investor Class

  

100

Great-West T. Rowe Price Mid Cap Growth

  

Class L

  

15

Great-West T. Rowe Price Mid Cap Growth

  

Institutional Class

  

160

Great-West Templeton Global Bond

  

Investor Class

  

70

Great-West Templeton Global Bond

  

Class L

  

5

Great-West Templeton Global Bond

  

Institutional Class

  

150

Great-West S&P Mid Cap 400® Index

  

Investor Class

  

50

Great-West S&P Mid Cap 400® Index

  

Class L

  

5

Great-West S&P Mid Cap 400® Index

  

Institutional Class

  

150

Great-West International Index

  

Investor Class

  

40

Great-West International Index

  

Class L

  

15

Great-West International Index

  

Institutional Class

  

180

Great-West Putnam Equity Income

  

Investor Class

  

15

Great-West Putnam Equity Income

  

Class L

  

5

Great-West Putnam Equity Income

  

Institutional Class

  

150

Great-West Real Estate Index

  

Investor Class

  

17

Great-West Real Estate Index

  

Class L

  

5

Great-West Real Estate Index

  

Institutional Class

  

150

Great-West Small Cap Growth

  

Investor Class

  

15

Great-West Small Cap Growth

  

Class L

  

5

Great-West Small Cap Growth

  

Institutional Class

  

50

Great-West Emerging Markets Equity

  

Investor Class

  

50

Great-West Emerging Markets Equity

  

Class L

  

15


Previous Classification of Shares
Series/Portfolio    Class   

Authorized

Shares

(expressed in

millions)

Great-West Emerging Markets Equity

  

Institutional Class

  

150

Great-West Inflation-Protected Securities

  

Investor Class

  

50

Great-West Inflation-Protected Securities

  

Class L

  

15

Great-West Inflation-Protected Securities

  

Institutional Class

  

100

Great-West Conservative Profile

  

Investor Class

  

100

Great-West Conservative Profile

  

Class L

  

110

Great-West Conservative Profile

  

Institutional Class

  

10

Great-West Moderately Conservative Profile

  

Investor Class

  

100

Great-West Moderately Conservative Profile

  

Class L

  

50

Great-West Moderately Conservative Profile

  

Institutional Class

  

10

Great-West Moderate Profile

  

Investor Class

  

350

Great-West Moderate Profile

  

Class L

  

90

Great-West Moderate Profile

  

Institutional Class

  

30

Great-West Moderately Aggressive Profile

  

Investor Class

  

150

Great-West Moderately Aggressive Profile

  

Class L

  

45

Great-West Moderately Aggressive Profile

  

Institutional Class

  

15

Great-West Aggressive Profile

  

Investor Class

  

225

Great-West Aggressive Profile

  

Class L

  

40

Great-West Aggressive Profile

  

Institutional Class

  

50

Great-West Core Strategies: U.S. Equity

  

Investor Class

  

5

Great-West Core Strategies: U.S. Equity

  

Class L

  

5

Great-West Core Strategies: U.S. Equity

  

Institutional Class

  

80

Great-West Core Strategies: International Equity

  

Investor Class

  

5

Great-West Core Strategies: International Equity

  

Class L

  

5

Great-West Core Strategies: International Equity

  

Institutional Class

  

50

Great-West Core Strategies: Flexible Bond

  

Investor Class

  

5

Great-West Core Strategies: Flexible Bond

  

Class L

  

5

Great-West Core Strategies: Flexible Bond

  

Institutional Class

  

25

Great-West Core Strategies: Inflation-Protected Securities

  

Investor Class

  

5

Great-West Core Strategies: Inflation-Protected Securities

  

Class L

  

5

Great-West Core Strategies: Inflation-Protected Securities

  

Institutional Class

  

60


Previous Classification of Shares
Series/Portfolio    Class   

Authorized

Shares

(expressed in

millions)

Great-West Core Strategies: Short Duration Bond

  

Investor Class

  

5

Great-West Core Strategies: Short Duration Bond

  

Class L

  

5

Great-West Core Strategies: Short Duration Bond

  

Institutional Class

  

25

Great-West Lifetime Conservative 2015

  

Investor Class

  

35

Great-West Lifetime Conservative 2015

  

Service Class

  

35

Great-West Lifetime Conservative 2015

  

Class L

  

5

Great-West Lifetime Conservative 2015

  

Institutional Class

  

5

Great-West Lifetime 2015

  

Investor Class

  

70

Great-West Lifetime 2015

  

Service Class

  

135

Great-West Lifetime 2015

  

Class L

  

60

Great-West Lifetime 2015

  

Institutional Class

  

20

Great-West Lifetime Conservative 2020

  

Investor Class

  

35

Great-West Lifetime Conservative 2020

  

Service Class

  

35

Great-West Lifetime Conservative 2020

  

Class L

  

5

Great-West Lifetime Conservative 2020

  

Institutional Class

  

5

Great-West Lifetime 2020

  

Investor Class

  

5

Great-West Lifetime 2020

  

Service Class

  

35

Great-West Lifetime 2020

  

Class L

  

15

Great-West Lifetime 2020

  

Institutional Class

  

10

Great-West Lifetime Conservative 2025

  

Investor Class

  

35

Great-West Lifetime Conservative 2025

  

Service Class

  

35

Great-West Lifetime Conservative 2025

  

Class L

  

5

Great-West Lifetime Conservative 2025

  

Institutional Class

  

5

Great-West Lifetime 2025

  

Investor Class

  

70

Great-West Lifetime 2025

  

Service Class

  

230

Great-West Lifetime 2025

  

Class L

  

45

Great-West Lifetime 2025

  

Institutional Class

  

30

Great-West Lifetime Conservative 2030

  

Investor Class

  

35

Great-West Lifetime Conservative 2030

  

Service Class

  

35

Great-West Lifetime Conservative 2030

  

Class L

  

5

Great-West Lifetime Conservative 2030

  

Institutional Class

  

5

Great-West Lifetime 2030

  

Investor Class

  

35

Great-West Lifetime 2030

  

Service Class

  

35

Great-West Lifetime 2030

  

Class L

  

8

Great-West Lifetime 2030

  

Institutional Class

  

10


Previous Classification of Shares
Series/Portfolio    Class   

Authorized

Shares

(expressed in

millions)

Great-West Lifetime Conservative 2035

  

Investor Class

  

35

Great-West Lifetime Conservative 2035

  

Service Class

  

35

Great-West Lifetime Conservative 2035

  

Class L

  

5

Great-West Lifetime Conservative 2035

  

Institutional Class

  

5

Great-West Lifetime 2035

  

Investor Class

  

70

Great-West Lifetime 2035

  

Service Class

  

225

Great-West Lifetime 2035

  

Class L

  

40

Great-West Lifetime 2035

  

Institutional Class

  

25

Great-West Lifetime Conservative 2040

  

Investor Class

  

35

Great-West Lifetime Conservative 2040

  

Service Class

  

35

Great-West Lifetime Conservative 2040

  

Class L

  

5

Great-West Lifetime Conservative 2040

  

Institutional Class

  

5

Great-West Lifetime 2040

  

Investor Class

  

35

Great-West Lifetime 2040

  

Service Class

  

35

Great-West Lifetime 2040

  

Class L

  

7

Great-West Lifetime 2040

  

Institutional Class

  

5

Great-West Lifetime Conservative 2045

  

Investor Class

  

35

Great-West Lifetime Conservative 2045

  

Service Class

  

35

Great-West Lifetime Conservative 2045

  

Class L

  

5

Great-West Lifetime Conservative 2045

  

Institutional Class

  

5

Great-West Lifetime 2045

  

Investor Class

  

70

Great-West Lifetime 2045

  

Service Class

  

120

Great-West Lifetime 2045

  

Class L

  

28

Great-West Lifetime 2045

  

Institutional Class

  

15

Great-West Lifetime Conservative 2050

  

Investor Class

  

35

Great-West Lifetime Conservative 2050

  

Service Class

  

35

Great-West Lifetime Conservative 2050

  

Class L

  

5

Great-West Lifetime Conservative 2050

  

Institutional Class

  

5

Great-West Lifetime 2050

  

Investor Class

  

5

Great-West Lifetime 2050

  

Service Class

  

35

Great-West Lifetime 2050

  

Class L

  

5

Great-West Lifetime 2050

  

Institutional Class

  

5

Great-West Lifetime Conservative 2055

  

Investor Class

  

35

Great-West Lifetime Conservative 2055

  

Service Class

  

35

Great-West Lifetime Conservative 2055

  

Class L

  

5

Great-West Lifetime Conservative 2055

  

Institutional Class

  

5


Previous Classification of Shares
Series/Portfolio    Class   

Authorized

Shares

(expressed in

millions)

Great-West Lifetime 2055

  

Investor Class

  

70

Great-West Lifetime 2055

  

Service Class

  

70

Great-West Lifetime 2055

  

Class L

  

28

Great-West Lifetime 2055

  

Institutional Class

  

10

Great-West SecureFoundation® Balanced

  

Investor Class

  

50

Great-West SecureFoundation® Balanced

  

Service Class

  

30

Great-West SecureFoundation® Balanced

  

Class L

  

50

Great-West SecureFoundation® Balanced

  

Institutional Class

  

20

Great-West SecureFoundation® Balanced ETF

  

Class A

  

20

Great-West SecureFoundation® Lifetime 2015

  

Investor Class

  

30

Great-West SecureFoundation® Lifetime 2015

  

Service Class

  

30

Great-West SecureFoundation® Lifetime 2015

  

Class L

  

5

Great-West SecureFoundation® Lifetime 2015

  

Institutional Class

  

5

Great-West SecureFoundation® Lifetime 2020

  

Investor Class

  

15

Great-West SecureFoundation® Lifetime 2020

  

Service Class

  

5

Great-West SecureFoundation® Lifetime 2020

  

Class L

  

5

Great-West SecureFoundation® Lifetime 2020

  

Institutional Class

  

5

Great-West SecureFoundation® Lifetime 2025

  

Investor Class

  

30

Great-West SecureFoundation® Lifetime 2025

  

Service Class

  

30

Great-West SecureFoundation® Lifetime 2025

  

Class L

  

5

Great-West SecureFoundation® Lifetime 2025

  

Institutional Class

  

5

Great-West SecureFoundation® Lifetime 2030

  

Investor Class

  

20

Great-West SecureFoundation® Lifetime 2030

  

Service Class

  

5

Great-West SecureFoundation® Lifetime 2030

  

Class L

  

5

Great-West SecureFoundation® Lifetime 2030

  

Institutional Class

  

5

Great-West SecureFoundation® Lifetime 2035

  

Investor Class

  

30

Great-West SecureFoundation® Lifetime 2035

  

Service Class

  

10

Great-West SecureFoundation® Lifetime 2035

  

Class L

  

5

Great-West SecureFoundation® Lifetime 2035

  

Institutional Class

  

5

Great-West SecureFoundation® Lifetime 2040

  

Investor Class

  

15

Great-West SecureFoundation® Lifetime 2040

  

Service Class

  

5

Great-West SecureFoundation® Lifetime 2040

  

Class L

  

5

Great-West SecureFoundation® Lifetime 2040

  

Institutional Class

  

5

Great-West SecureFoundation® Lifetime 2045

  

Investor Class

  

10

Great-West SecureFoundation® Lifetime 2045

  

Service Class

  

10


Previous Classification of Shares
Series/Portfolio    Class   

Authorized

Shares

(expressed in

millions)

Great-West SecureFoundation® Lifetime 2045

  

Class L

  

5

Great-West SecureFoundation® Lifetime 2045

  

Institutional Class

  

5

Great-West SecureFoundation® Lifetime 2050

  

Investor Class

  

5

Great-West SecureFoundation® Lifetime 2050

  

Service Class

  

5

Great-West SecureFoundation® Lifetime 2050

  

Class L

  

5

Great-West SecureFoundation® Lifetime 2050

  

Institutional Class

  

5

Great-West SecureFoundation® Lifetime 2055

  

Investor Class

  

10

Great-West SecureFoundation® Lifetime 2055

  

Service Class

  

10

Great-West SecureFoundation® Lifetime 2055

  

Class L

  

5

Great-West SecureFoundation® Lifetime 2055

  

Institutional Class

  

5

           

Unclassified Capital Stock:

       

1,227

           

Total:

       

15,000

As supplemented hereby, the Corporation’s Articles of Amendment and Restatement authorize the issuance of fifteen billion (15,000,000,000) shares of common stock of the par value of $0.10 per share and of the aggregate par value of one billion five hundred million dollars ($1,500,000,000), classified as follows:

 

Current Classification of Shares
Series/Portfolio    Class   

Authorized

Shares

(expressed in

millions)

Great-West Government Money Market

  

Investor Class

  

3100

Great-West Government Money Market

  

Institutional Class

  

470

Great-West Bond Index

  

Investor Class

  

85

Great-West Bond Index

  

Class L

  

75

Great-West Bond Index

  

Institutional Class

  

230

Great-West U.S. Government Securities

  

Investor Class

  

75

Great-West U.S. Government Securities

  

Class L

  

5

Great-West U.S. Government Securities

  

Institutional Class

  

75

Great-West S&P Small Cap 600® Index

  

Investor Class

  

100

Great-West S&P Small Cap 600® Index

  

Class L

  

10

Great-West S&P Small Cap 600® Index

  

Institutional Class

  

150

Great-West Putnam High Yield Bond

  

Investor Class

  

10

Great-West Putnam High Yield Bond

  

Class L

  

5


Current Classification of Shares
Series/Portfolio    Class   

Authorized

Shares

(expressed in

millions)

Great-West Putnam High Yield Bond

  

Institutional Class

  

150

Great-West Large Cap Growth

  

Investor Class

  

50

Great-West Large Cap Growth

  

Class L

  

5

Great-West Large Cap Growth

  

Institutional Class

  

200

Great-West International Growth

  

Investor Class

  

20

Great-West International Growth

  

Class L

  

5

Great-West International Growth

  

Institutional Class

  

150

Great-West Core Bond

  

Investor Class

  

20

Great-West Core Bond

  

Class L

  

5

Great-West Core Bond

  

Institutional Class

  

150

Great-West International Value

  

Investor Class

  

65

Great-West International Value

  

Class L

  

15

Great-West International Value

  

Institutional Class

  

200

Great-West S&P 500® Index

  

Investor Class

  

200

Great-West S&P 500® Index

  

Class L

  

70

Great-West S&P 500® Index

  

Institutional Class

  

300

Great-West Mid Cap Value

  

Investor Class

  

20

Great-West Mid Cap Value

  

Class L

  

5

Great-West Mid Cap Value

  

Institutional Class

  

150

Great-West Invesco Small Cap Value

  

Investor Class

  

10

Great-West Invesco Small Cap Value

  

Class L

  

5

Great-West Invesco Small Cap Value

  

Institutional Class

  

50

Great-West Ariel Mid Cap Value

  

Investor Class

  

200

Great-West Ariel Mid Cap Value

  

Class L

  

5

Great-West Ariel Mid Cap Value

  

Institutional Class

  

50

Great-West Loomis Sayles Small Cap Value

  

Investor Class

  

15

Great-West Loomis Sayles Small Cap Value

  

Class L

  

5

Great-West Loomis Sayles Small Cap Value

  

Institutional Class

  

150

Great-West Loomis Sayles Bond

  

Investor Class

  

80

Great-West Loomis Sayles Bond

  

Class L

  

5

Great-West Loomis Sayles Bond

  

Institutional Class

  

150

Great-West T. Rowe Price Equity Income

  

Investor Class

  

100

Great-West T. Rowe Price Equity Income

  

Class L

  

5


Current Classification of Shares
Series/Portfolio    Class   

Authorized

Shares

(expressed in

millions)

Great-West T. Rowe Price Equity Income

  

Institutional Class

  

200

Great-West Short Duration Bond

  

Investor Class

  

50

Great-West Short Duration Bond

  

Class L

  

5

Great-West Short Duration Bond

  

Institutional Class

  

150

Great-West T. Rowe Price Mid Cap Growth

  

Investor Class

  

100

Great-West T. Rowe Price Mid Cap Growth

  

Class L

  

15

Great-West T. Rowe Price Mid Cap Growth

  

Institutional Class

  

160

Great-West Templeton Global Bond

  

Investor Class

  

70

Great-West Templeton Global Bond

  

Class L

  

5

Great-West Templeton Global Bond

  

Institutional Class

  

150

Great-West S&P Mid Cap 400® Index

  

Investor Class

  

50

Great-West S&P Mid Cap 400® Index

  

Class L

  

5

Great-West S&P Mid Cap 400® Index

  

Institutional Class

  

150

Great-West International Index

  

Investor Class

  

40

Great-West International Index

  

Class L

  

15

Great-West International Index

  

Institutional Class

  

180

Great-West Putnam Equity Income

  

Investor Class

  

15

Great-West Putnam Equity Income

  

Class L

  

5

Great-West Putnam Equity Income

  

Institutional Class

  

150

Great-West Real Estate Index

  

Investor Class

  

17

Great-West Real Estate Index

  

Class L

  

5

Great-West Real Estate Index

  

Institutional Class

  

150

Great-West Small Cap Growth

  

Investor Class

  

15

Great-West Small Cap Growth

  

Class L

  

5

Great-West Small Cap Growth

  

Institutional Class

  

50

Great-West Emerging Markets Equity

  

Investor Class

  

50

Great-West Emerging Markets Equity

  

Class L

  

15

Great-West Emerging Markets Equity

  

Institutional Class

  

150

Great-West Inflation-Protected Securities

  

Investor Class

  

50

Great-West Inflation-Protected Securities

  

Class L

  

15

Great-West Inflation-Protected Securities

  

Institutional Class

  

100

Great-West Conservative Profile

  

Investor Class

  

100

Great-West Conservative Profile

  

Class L

  

110


Current Classification of Shares
Series/Portfolio    Class   

Authorized

Shares

(expressed in

millions)

Great-West Conservative Profile

  

Institutional Class

  

10

Great-West Moderately Conservative Profile

  

Investor Class

  

100

Great-West Moderately Conservative Profile

  

Class L

  

50

Great-West Moderately Conservative Profile

  

Institutional Class

  

10

Great-West Moderate Profile

  

Investor Class

  

350

Great-West Moderate Profile

  

Class L

  

90

Great-West Moderate Profile

  

Institutional Class

  

30

Great-West Moderately Aggressive Profile

  

Investor Class

  

150

Great-West Moderately Aggressive Profile

  

Class L

  

45

Great-West Moderately Aggressive Profile

  

Institutional Class

  

15

Great-West Aggressive Profile

  

Investor Class

  

225

Great-West Aggressive Profile

  

Class L

  

40

Great-West Aggressive Profile

  

Institutional Class

  

50

Great-West Core Strategies: U.S. Equity

  

Investor Class

  

5

Great-West Core Strategies: U.S. Equity

  

Class L

  

60

Great-West Core Strategies: U.S. Equity

  

Institutional Class

  

80

Great-West Core Strategies: International Equity

  

Investor Class

  

5

Great-West Core Strategies: International Equity

  

Class L

  

86

Great-West Core Strategies: International Equity

  

Institutional Class

  

50

Great-West Core Strategies: Flexible Bond

  

Investor Class

  

5

Great-West Core Strategies: Flexible Bond

  

Class L

  

60

Great-West Core Strategies: Flexible Bond

  

Institutional Class

  

25

Great-West Core Strategies: Inflation-Protected Securities

  

Investor Class

  

5

Great-West Core Strategies: Inflation-Protected Securities

  

Class L

  

68

Great-West Core Strategies: Inflation-Protected Securities

  

Institutional Class

  

60

Great-West Core Strategies: Short Duration Bond

  

Investor Class

  

5

Great-West Core Strategies: Short Duration Bond

  

Class L

  

62

Great-West Core Strategies: Short Duration Bond

  

Institutional Class

  

25

Great-West Lifetime Conservative 2015

  

Investor Class

  

35

Great-West Lifetime Conservative 2015

  

Service Class

  

35

Great-West Lifetime Conservative 2015

  

Class L

  

5

Great-West Lifetime Conservative 2015

  

Institutional Class

  

5


Current Classification of Shares
Series/Portfolio    Class   

Authorized

Shares

(expressed in

millions)

Great-West Lifetime 2015

  

Investor Class

  

70

Great-West Lifetime 2015

  

Service Class

  

135

Great-West Lifetime 2015

  

Class L

  

60

Great-West Lifetime 2015

  

Institutional Class

  

20

Great-West Lifetime Conservative 2020

  

Investor Class

  

35

Great-West Lifetime Conservative 2020

  

Service Class

  

35

Great-West Lifetime Conservative 2020

  

Class L

  

5

Great-West Lifetime Conservative 2020

  

Institutional Class

  

5

Great-West Lifetime 2020

  

Investor Class

  

5

Great-West Lifetime 2020

  

Service Class

  

35

Great-West Lifetime 2020

  

Class L

  

15

Great-West Lifetime 2020

  

Institutional Class

  

10

Great-West Lifetime Conservative 2025

  

Investor Class

  

35

Great-West Lifetime Conservative 2025

  

Service Class

  

35

Great-West Lifetime Conservative 2025

  

Class L

  

5

Great-West Lifetime Conservative 2025

  

Institutional Class

  

5

Great-West Lifetime 2025

  

Investor Class

  

70

Great-West Lifetime 2025

  

Service Class

  

230

Great-West Lifetime 2025

  

Class L

  

45

Great-West Lifetime 2025

  

Institutional Class

  

30

Great-West Lifetime Conservative 2030

  

Investor Class

  

35

Great-West Lifetime Conservative 2030

  

Service Class

  

35

Great-West Lifetime Conservative 2030

  

Class L

  

5

Great-West Lifetime Conservative 2030

  

Institutional Class

  

5

Great-West Lifetime 2030

  

Investor Class

  

35

Great-West Lifetime 2030

  

Service Class

  

35

Great-West Lifetime 2030

  

Class L

  

16

Great-West Lifetime 2030

  

Institutional Class

  

10

Great-West Lifetime Conservative 2035

  

Investor Class

  

35

Great-West Lifetime Conservative 2035

  

Service Class

  

35

Great-West Lifetime Conservative 2035

  

Class L

  

5

Great-West Lifetime Conservative 2035

  

Institutional Class

  

5

Great-West Lifetime 2035

  

Investor Class

  

70

Great-West Lifetime 2035

  

Service Class

  

225

Great-West Lifetime 2035

  

Class L

  

40


Current Classification of Shares
Series/Portfolio    Class   

Authorized

Shares

(expressed in

millions)

Great-West Lifetime 2035

  

Institutional Class

  

25

Great-West Lifetime Conservative 2040

  

Investor Class

  

35

Great-West Lifetime Conservative 2040

  

Service Class

  

35

Great-West Lifetime Conservative 2040

  

Class L

  

5

Great-West Lifetime Conservative 2040

  

Institutional Class

  

5

Great-West Lifetime 2040

  

Investor Class

  

35

Great-West Lifetime 2040

  

Service Class

  

35

Great-West Lifetime 2040

  

Class L

  

7

Great-West Lifetime 2040

  

Institutional Class

  

5

Great-West Lifetime Conservative 2045

  

Investor Class

  

35

Great-West Lifetime Conservative 2045

  

Service Class

  

35

Great-West Lifetime Conservative 2045

  

Class L

  

5

Great-West Lifetime Conservative 2045

  

Institutional Class

  

5

Great-West Lifetime 2045

  

Investor Class

  

70

Great-West Lifetime 2045

  

Service Class

  

120

Great-West Lifetime 2045

  

Class L

  

28

Great-West Lifetime 2045

  

Institutional Class

  

15

Great-West Lifetime Conservative 2050

  

Investor Class

  

35

Great-West Lifetime Conservative 2050

  

Service Class

  

35

Great-West Lifetime Conservative 2050

  

Class L

  

5

Great-West Lifetime Conservative 2050

  

Institutional Class

  

5

Great-West Lifetime 2050

  

Investor Class

  

5

Great-West Lifetime 2050

  

Service Class

  

35

Great-West Lifetime 2050

  

Class L

  

5

Great-West Lifetime 2050

  

Institutional Class

  

5

Great-West Lifetime Conservative 2055

  

Investor Class

  

35

Great-West Lifetime Conservative 2055

  

Service Class

  

35

Great-West Lifetime Conservative 2055

  

Class L

  

5

Great-West Lifetime Conservative 2055

  

Institutional Class

  

5

Great-West Lifetime 2055

  

Investor Class

  

70

Great-West Lifetime 2055

  

Service Class

  

70

Great-West Lifetime 2055

  

Class L

  

28

Great-West Lifetime 2055

  

Institutional Class

  

10

Great-West SecureFoundation® Balanced

  

Investor Class

  

50

Great-West SecureFoundation® Balanced

  

Service Class

  

30


Current Classification of Shares
Series/Portfolio    Class   

Authorized

Shares

(expressed in

millions)

Great-West SecureFoundation® Balanced

  

Class L

  

50

Great-West SecureFoundation® Balanced

  

Institutional Class

  

20

Great-West SecureFoundation® Balanced ETF

  

Class A

  

20

Great-West SecureFoundation® Lifetime 2015

  

Investor Class

  

30

Great-West SecureFoundation® Lifetime 2015

  

Service Class

  

30

Great-West SecureFoundation® Lifetime 2015

  

Class L

  

5

Great-West SecureFoundation® Lifetime 2015

  

Institutional Class

  

5

Great-West SecureFoundation® Lifetime 2020

  

Investor Class

  

15

Great-West SecureFoundation® Lifetime 2020

  

Service Class

  

5

Great-West SecureFoundation® Lifetime 2020

  

Class L

  

5

Great-West SecureFoundation® Lifetime 2020

  

Institutional Class

  

5

Great-West SecureFoundation® Lifetime 2025

  

Investor Class

  

30

Great-West SecureFoundation® Lifetime 2025

  

Service Class

  

30

Great-West SecureFoundation® Lifetime 2025

  

Class L

  

5

Great-West SecureFoundation® Lifetime 2025

  

Institutional Class

  

5

Great-West SecureFoundation® Lifetime 2030

  

Investor Class

  

20

Great-West SecureFoundation® Lifetime 2030

  

Service Class

  

5

Great-West SecureFoundation® Lifetime 2030

  

Class L

  

5

Great-West SecureFoundation® Lifetime 2030

  

Institutional Class

  

5

Great-West SecureFoundation® Lifetime 2035

  

Investor Class

  

30

Great-West SecureFoundation® Lifetime 2035

  

Service Class

  

10

Great-West SecureFoundation® Lifetime 2035

  

Class L

  

5

Great-West SecureFoundation® Lifetime 2035

  

Institutional Class

  

5

Great-West SecureFoundation® Lifetime 2040

  

Investor Class

  

15

Great-West SecureFoundation® Lifetime 2040

  

Service Class

  

5

Great-West SecureFoundation® Lifetime 2040

  

Class L

  

5

Great-West SecureFoundation® Lifetime 2040

  

Institutional Class

  

5

Great-West SecureFoundation® Lifetime 2045

  

Investor Class

  

10

Great-West SecureFoundation® Lifetime 2045

  

Service Class

  

10

Great-West SecureFoundation® Lifetime 2045

  

Class L

  

5

Great-West SecureFoundation® Lifetime 2045

  

Institutional Class

  

5

Great-West SecureFoundation® Lifetime 2050

  

Investor Class

  

5

Great-West SecureFoundation® Lifetime 2050

  

Service Class

  

5

Great-West SecureFoundation® Lifetime 2050

  

Class L

  

5

Great-West SecureFoundation® Lifetime 2050

  

Institutional Class

  

5


Current Classification of Shares
Series/Portfolio    Class   

Authorized

Shares

(expressed in

millions)

Great-West SecureFoundation® Lifetime 2055

  

Investor Class

  

10

Great-West SecureFoundation® Lifetime 2055

  

Service Class

  

10

Great-West SecureFoundation® Lifetime 2055

  

Class L

  

5

Great-West SecureFoundation® Lifetime 2055

  

Institutional Class

  

5

           

Unclassified Capital Stock:

       

908

           

Total:

       

15,000

FOURTH: The Corporation is registered as an open-end company under the Investment Company Act of 1940.

FIFTH: These Articles Supplementary shall be effective on December 3, 2018.

[remainder of page intentionally left blank]


IN WITNESS WHEREOF, the Corporation has caused these Articles Supplementary to be signed, and witnessed, in its name and on its behalf by its undersigned officers who acknowledge that these Articles Supplementary are the act of the Corporation; that to the best of their knowledge, information and belief, all matters and facts set forth herein relating to the authorization and approval of these Articles Supplementary are true in all material respects; and that this statement is made under the penalties of perjury.

 

GREAT-WEST FUNDS, INC.

By:

 

/s/ Scott C. Sipple

Name:

 

Scott C. Sipple

Title:

 

President & Chief Executive Officer

 

ATTEST:

By:

 

/s/ Ryan L. Logsdon

Name:

 

Ryan L. Logsdon

Title:

 

Vice President, Counsel & Secretary


GREAT-WEST FUNDS, INC.

ARTICLES SUPPLEMENTARY

Great-West Funds, Inc., a Maryland corporation registered as an open-end investment company under the Investment Company Act of 1940, as amended (the “Corporation”), hereby certifies to the State Department of Assessments and Taxation of Maryland that:

FIRST: On December 7, 2018 the Board of Directors of the Corporation, pursuant to the authority contained in the Corporation’s charter, and in accordance with Section 2-105(c) of the Maryland General Corporation Law, unanimously adopted resolutions approving:

 

1.

The re-classification of the following shares of previously classified but unissued shares of Common Stock of the Corporation as follows:

 

Previously Classified Shares (expressed in millions)    Re-Classified Shares (expressed in millions)

Great-West Mid Cap Value Class L - 5

  

Great-West Mid Cap Value Class L - 34

Great-West International Index Class L - 15

  

Great-West International Index Class L - 22

Great-West Real Estate Index Class L - 5

  

Great-West Real Estate Index Class L - 22

Great-West Multi-Sector Bond Class L - 5

  

Great-West Multi-Sector Bond Class L - 15

SECOND: The shares of the Corporation have been reclassified by the Board of Directors under the authority contained in the Articles of Amendment and Restatement of the Corporation.

THIRD: Immediately prior to the effectiveness of these Articles Supplementary of the Corporation, the Corporation had the authority to issue fifteen billion (15,000,000,000) shares of common stock of the par value of $0.10 per share and of the aggregate par value of one billion five hundred million dollars ($1,500,000,000), of which the Board of Directors had designated 14,092,000,000 shares into portfolios and classes and classified the shares of each portfolio and class as follows:

 

Previous Classification of Shares
Series/Portfolio    Class   

Authorized

Shares

(expressed in

millions)

Great-West Government Money Market

  

Investor Class

  

3100

Great-West Government Money Market

  

Institutional Class

  

470

Great-West Bond Index

  

Investor Class

  

85

Great-West Bond Index

  

Class L

  

75

Great-West Bond Index

  

Institutional Class

  

230

Great-West U.S. Government Securities

  

Investor Class

  

75

Great-West U.S. Government Securities

  

Class L

  

5

Great-West U.S. Government Securities

  

Institutional Class

  

75

Great-West S&P Small Cap 600® Index

  

Investor Class

  

100

Great-West S&P Small Cap 600® Index

  

Class L

  

10

Great-West S&P Small Cap 600® Index

  

Institutional Class

  

150

Great-West Putnam High Yield Bond

  

Investor Class

  

10


Previous Classification of Shares
Series/Portfolio    Class   

Authorized

Shares

(expressed in

millions)

Great-West Putnam High Yield Bond

  

Class L

  

5

Great-West Putnam High Yield Bond

  

Institutional Class

  

150

Great-West Large Cap Growth

  

Investor Class

  

50

Great-West Large Cap Growth

  

Class L

  

5

Great-West Large Cap Growth

  

Institutional Class

  

200

Great-West International Growth

  

Investor Class

  

20

Great-West International Growth

  

Class L

  

5

Great-West International Growth

  

Institutional Class

  

150

Great-West Core Bond

  

Investor Class

  

20

Great-West Core Bond

  

Class L

  

5

Great-West Core Bond

  

Institutional Class

  

150

Great-West International Value

  

Investor Class

  

65

Great-West International Value

  

Class L

  

15

Great-West International Value

  

Institutional Class

  

200

Great-West S&P 500® Index

  

Investor Class

  

200

Great-West S&P 500® Index

  

Class L

  

70

Great-West S&P 500® Index

  

Institutional Class

  

300

Great-West Mid Cap Value

  

Investor Class

  

20

Great-West Mid Cap Value

  

Class L

  

5

Great-West Mid Cap Value

  

Institutional Class

  

150

Great-West Invesco Small Cap Value

  

Investor Class

  

10

Great-West Invesco Small Cap Value

  

Class L

  

5

Great-West Invesco Small Cap Value

  

Institutional Class

  

50

Great-West Ariel Mid Cap Value

  

Investor Class

  

200

Great-West Ariel Mid Cap Value

  

Class L

  

5

Great-West Ariel Mid Cap Value

  

Institutional Class

  

50

Great-West Loomis Sayles Small Cap Value

  

Investor Class

  

15

Great-West Loomis Sayles Small Cap Value

  

Class L

  

5

Great-West Loomis Sayles Small Cap Value

  

Institutional Class

  

150

Great-West Multi-Sector Bond

  

Investor Class

  

80

Great-West Multi-Sector Bond

  

Class L

  

5

Great-West Multi-Sector Bond

  

Institutional Class

  

150

Great-West T. Rowe Price Equity Income

  

Investor Class

  

100


Previous Classification of Shares
Series/Portfolio    Class   

Authorized

Shares

(expressed in

millions)

Great-West T. Rowe Price Equity Income

  

Class L

  

5

Great-West T. Rowe Price Equity Income

  

Institutional Class

  

200

Great-West Short Duration Bond

  

Investor Class

  

50

Great-West Short Duration Bond

  

Class L

  

5

Great-West Short Duration Bond

  

Institutional Class

  

150

Great-West T. Rowe Price Mid Cap Growth

  

Investor Class

  

100

Great-West T. Rowe Price Mid Cap Growth

  

Class L

  

15

Great-West T. Rowe Price Mid Cap Growth

  

Institutional Class

  

160

Great-West Global Bond

  

Investor Class

  

70

Great-West Global Bond

  

Class L

  

5

Great-West Global Bond

  

Institutional Class

  

150

Great-West S&P Mid Cap 400® Index

  

Investor Class

  

50

Great-West S&P Mid Cap 400® Index

  

Class L

  

5

Great-West S&P Mid Cap 400® Index

  

Institutional Class

  

150

Great-West International Index

  

Investor Class

  

40

Great-West International Index

  

Class L

  

15

Great-West International Index

  

Institutional Class

  

180

Great-West Putnam Equity Income

  

Investor Class

  

15

Great-West Putnam Equity Income

  

Class L

  

5

Great-West Putnam Equity Income

  

Institutional Class

  

150

Great-West Real Estate Index

  

Investor Class

  

17

Great-West Real Estate Index

  

Class L

  

5

Great-West Real Estate Index

  

Institutional Class

  

150

Great-West Small Cap Growth

  

Investor Class

  

15

Great-West Small Cap Growth

  

Class L

  

5

Great-West Small Cap Growth

  

Institutional Class

  

50

Great-West Emerging Markets Equity

  

Investor Class

  

50

Great-West Emerging Markets Equity

  

Class L

  

15

Great-West Emerging Markets Equity

  

Institutional Class

  

150

Great-West Inflation-Protected Securities

  

Investor Class

  

50

Great-West Inflation-Protected Securities

  

Class L

  

15

Great-West Inflation-Protected Securities

  

Institutional Class

  

100

Great-West Conservative Profile

  

Investor Class

  

100


Previous Classification of Shares
Series/Portfolio    Class   

Authorized

Shares

(expressed in

millions)

Great-West Conservative Profile

  

Class L

  

110

Great-West Conservative Profile

  

Institutional Class

  

10

Great-West Moderately Conservative Profile

  

Investor Class

  

100

Great-West Moderately Conservative Profile

  

Class L

  

50

Great-West Moderately Conservative Profile

  

Institutional Class

  

10

Great-West Moderate Profile

  

Investor Class

  

350

Great-West Moderate Profile

  

Class L

  

90

Great-West Moderate Profile

  

Institutional Class

  

30

Great-West Moderately Aggressive Profile

  

Investor Class

  

150

Great-West Moderately Aggressive Profile

  

Class L

  

45

Great-West Moderately Aggressive Profile

  

Institutional Class

  

15

Great-West Aggressive Profile

  

Investor Class

  

225

Great-West Aggressive Profile

  

Class L

  

40

Great-West Aggressive Profile

  

Institutional Class

  

50

Great-West Core Strategies: U.S. Equity

  

Investor Class

  

5

Great-West Core Strategies: U.S. Equity

  

Class L

  

60

Great-West Core Strategies: U.S. Equity

  

Institutional Class

  

80

Great-West Core Strategies: International Equity

  

Investor Class

  

5

Great-West Core Strategies: International Equity

  

Class L

  

86

Great-West Core Strategies: International Equity

  

Institutional Class

  

50

Great-West Core Strategies: Flexible Bond

  

Investor Class

  

5

Great-West Core Strategies: Flexible Bond

  

Class L

  

60

Great-West Core Strategies: Flexible Bond

  

Institutional Class

  

25

Great-West Core Strategies: Inflation-Protected Securities

  

Investor Class

  

5

Great-West Core Strategies: Inflation-Protected Securities

  

Class L

  

68

Great-West Core Strategies: Inflation-Protected Securities

  

Institutional Class

  

60

Great-West Core Strategies: Short Duration Bond

  

Investor Class

  

5

Great-West Core Strategies: Short Duration Bond

  

Class L

  

62

Great-West Core Strategies: Short Duration Bond

  

Institutional Class

  

25

Great-West Lifetime Conservative 2015

  

Investor Class

  

35

Great-West Lifetime Conservative 2015

  

Service Class

  

35

Great-West Lifetime Conservative 2015

  

Class L

  

5


Previous Classification of Shares
Series/Portfolio    Class   

Authorized

Shares

(expressed in

millions)

Great-West Lifetime Conservative 2015

  

Institutional Class

  

5

Great-West Lifetime 2015

  

Investor Class

  

70

Great-West Lifetime 2015

  

Service Class

  

135

Great-West Lifetime 2015

  

Class L

  

60

Great-West Lifetime 2015

  

Institutional Class

  

20

Great-West Lifetime Conservative 2020

  

Investor Class

  

35

Great-West Lifetime Conservative 2020

  

Service Class

  

35

Great-West Lifetime Conservative 2020

  

Class L

  

5

Great-West Lifetime Conservative 2020

  

Institutional Class

  

5

Great-West Lifetime 2020

  

Investor Class

  

5

Great-West Lifetime 2020

  

Service Class

  

35

Great-West Lifetime 2020

  

Class L

  

15

Great-West Lifetime 2020

  

Institutional Class

  

10

Great-West Lifetime Conservative 2025

  

Investor Class

  

35

Great-West Lifetime Conservative 2025

  

Service Class

  

35

Great-West Lifetime Conservative 2025

  

Class L

  

5

Great-West Lifetime Conservative 2025

  

Institutional Class

  

5

Great-West Lifetime 2025

  

Investor Class

  

70

Great-West Lifetime 2025

  

Service Class

  

230

Great-West Lifetime 2025

  

Class L

  

45

Great-West Lifetime 2025

  

Institutional Class

  

30

Great-West Lifetime Conservative 2030

  

Investor Class

  

35

Great-West Lifetime Conservative 2030

  

Service Class

  

35

Great-West Lifetime Conservative 2030

  

Class L

  

5

Great-West Lifetime Conservative 2030

  

Institutional Class

  

5

Great-West Lifetime 2030

  

Investor Class

  

35

Great-West Lifetime 2030

  

Service Class

  

35

Great-West Lifetime 2030

  

Class L

  

16

Great-West Lifetime 2030

  

Institutional Class

  

10

Great-West Lifetime Conservative 2035

  

Investor Class

  

35

Great-West Lifetime Conservative 2035

  

Service Class

  

35

Great-West Lifetime Conservative 2035

  

Class L

  

5

Great-West Lifetime Conservative 2035

  

Institutional Class

  

5

Great-West Lifetime 2035

  

Investor Class

  

70

Great-West Lifetime 2035

  

Service Class

  

225


Previous Classification of Shares
Series/Portfolio    Class   

Authorized

Shares

(expressed in

millions)

Great-West Lifetime 2035

  

Class L

  

40

Great-West Lifetime 2035

  

Institutional Class

  

25

Great-West Lifetime Conservative 2040

  

Investor Class

  

35

Great-West Lifetime Conservative 2040

  

Service Class

  

35

Great-West Lifetime Conservative 2040

  

Class L

  

5

Great-West Lifetime Conservative 2040

  

Institutional Class

  

5

Great-West Lifetime 2040

  

Investor Class

  

35

Great-West Lifetime 2040

  

Service Class

  

35

Great-West Lifetime 2040

  

Class L

  

7

Great-West Lifetime 2040

  

Institutional Class

  

5

Great-West Lifetime Conservative 2045

  

Investor Class

  

35

Great-West Lifetime Conservative 2045

  

Service Class

  

35

Great-West Lifetime Conservative 2045

  

Class L

  

5

Great-West Lifetime Conservative 2045

  

Institutional Class

  

5

Great-West Lifetime 2045

  

Investor Class

  

70

Great-West Lifetime 2045

  

Service Class

  

120

Great-West Lifetime 2045

  

Class L

  

28

Great-West Lifetime 2045

  

Institutional Class

  

15

Great-West Lifetime Conservative 2050

  

Investor Class

  

35

Great-West Lifetime Conservative 2050

  

Service Class

  

35

Great-West Lifetime Conservative 2050

  

Class L

  

5

Great-West Lifetime Conservative 2050

  

Institutional Class

  

5

Great-West Lifetime 2050

  

Investor Class

  

5

Great-West Lifetime 2050

  

Service Class

  

35

Great-West Lifetime 2050

  

Class L

  

5

Great-West Lifetime 2050

  

Institutional Class

  

5

Great-West Lifetime Conservative 2055

  

Investor Class

  

35

Great-West Lifetime Conservative 2055

  

Service Class

  

35

Great-West Lifetime Conservative 2055

  

Class L

  

5

Great-West Lifetime Conservative 2055

  

Institutional Class

  

5

Great-West Lifetime 2055

  

Investor Class

  

70

Great-West Lifetime 2055

  

Service Class

  

70

Great-West Lifetime 2055

  

Class L

  

28

Great-West Lifetime 2055

  

Institutional Class

  

10

Great-West SecureFoundation® Balanced

  

Investor Class

  

50


Previous Classification of Shares
Series/Portfolio    Class   

Authorized

Shares

(expressed in

millions)

Great-West SecureFoundation® Balanced

  

Service Class

  

30

Great-West SecureFoundation® Balanced

  

Class L

  

50

Great-West SecureFoundation® Balanced

  

Institutional Class

  

20

Great-West SecureFoundation® Balanced ETF

  

Class A

  

20

Great-West SecureFoundation® Lifetime 2015

  

Investor Class

  

30

Great-West SecureFoundation® Lifetime 2015

  

Service Class

  

30

Great-West SecureFoundation® Lifetime 2015

  

Class L

  

5

Great-West SecureFoundation® Lifetime 2015

  

Institutional Class

  

5

Great-West SecureFoundation® Lifetime 2020

  

Investor Class

  

15

Great-West SecureFoundation® Lifetime 2020

  

Service Class

  

5

Great-West SecureFoundation® Lifetime 2020

  

Class L

  

5

Great-West SecureFoundation® Lifetime 2020

  

Institutional Class

  

5

Great-West SecureFoundation® Lifetime 2025

  

Investor Class

  

30

Great-West SecureFoundation® Lifetime 2025

  

Service Class

  

30

Great-West SecureFoundation® Lifetime 2025

  

Class L

  

5

Great-West SecureFoundation® Lifetime 2025

  

Institutional Class

  

5

Great-West SecureFoundation® Lifetime 2030

  

Investor Class

  

20

Great-West SecureFoundation® Lifetime 2030

  

Service Class

  

5

Great-West SecureFoundation® Lifetime 2030

  

Class L

  

5

Great-West SecureFoundation® Lifetime 2030

  

Institutional Class

  

5

Great-West SecureFoundation® Lifetime 2035

  

Investor Class

  

30

Great-West SecureFoundation® Lifetime 2035

  

Service Class

  

10

Great-West SecureFoundation® Lifetime 2035

  

Class L

  

5

Great-West SecureFoundation® Lifetime 2035

  

Institutional Class

  

5

Great-West SecureFoundation® Lifetime 2040

  

Investor Class

  

15

Great-West SecureFoundation® Lifetime 2040

  

Service Class

  

5

Great-West SecureFoundation® Lifetime 2040

  

Class L

  

5

Great-West SecureFoundation® Lifetime 2040

  

Institutional Class

  

5

Great-West SecureFoundation® Lifetime 2045

  

Investor Class

  

10

Great-West SecureFoundation® Lifetime 2045

  

Service Class

  

10

Great-West SecureFoundation® Lifetime 2045

  

Class L

  

5

Great-West SecureFoundation® Lifetime 2045

  

Institutional Class

  

5

Great-West SecureFoundation® Lifetime 2050

  

Investor Class

  

5

Great-West SecureFoundation® Lifetime 2050

  

Service Class

  

5

Great-West SecureFoundation® Lifetime 2050

  

Class L

  

5

Great-West SecureFoundation® Lifetime 2050

  

Institutional Class

  

5


Previous Classification of Shares
Series/Portfolio    Class   

Authorized

Shares

(expressed in

millions)

Great-West SecureFoundation® Lifetime 2055

  

Investor Class

  

10

Great-West SecureFoundation® Lifetime 2055

  

Service Class

  

10

Great-West SecureFoundation® Lifetime 2055

  

Class L

  

5

Great-West SecureFoundation® Lifetime 2055

  

Institutional Class

  

5

           

Unclassified Capital Stock:

       

908

           

Total:

       

15,000

As supplemented hereby, the Corporation’s Articles of Amendment and Restatement authorize the issuance of fifteen billion (15,000,000,000) shares of common stock of the par value of $0.10 per share and of the aggregate par value of one billion five hundred million dollars ($1,500,000,000), classified as follows:

 

Current Classification of Shares
Series/Portfolio    Class   

Authorized

Shares

(expressed in

millions)

Great-West Government Money Market

  

Investor Class

  

3100

Great-West Government Money Market

  

Institutional Class

  

470

Great-West Bond Index

  

Investor Class

  

85

Great-West Bond Index

  

Class L

  

75

Great-West Bond Index

  

Institutional Class

  

230

Great-West U.S. Government Securities

  

Investor Class

  

75

Great-West U.S. Government Securities

  

Class L

  

5

Great-West U.S. Government Securities

  

Institutional Class

  

75

Great-West S&P Small Cap 600® Index

  

Investor Class

  

100

Great-West S&P Small Cap 600® Index

  

Class L

  

10

Great-West S&P Small Cap 600® Index

  

Institutional Class

  

150

Great-West Putnam High Yield Bond

  

Investor Class

  

10

Great-West Putnam High Yield Bond

  

Class L

  

5

Great-West Putnam High Yield Bond

  

Institutional Class

  

150

Great-West Large Cap Growth

  

Investor Class

  

50

Great-West Large Cap Growth

  

Class L

  

5

Great-West Large Cap Growth

  

Institutional Class

  

200

Great-West International Growth

  

Investor Class

  

20


Current Classification of Shares
Series/Portfolio    Class   

Authorized

Shares

(expressed in

millions)

Great-West International Growth

  

Class L

  

5

Great-West International Growth

  

Institutional Class

  

150

Great-West Core Bond

  

Investor Class

  

20

Great-West Core Bond

  

Class L

  

5

Great-West Core Bond

  

Institutional Class

  

150

Great-West International Value

  

Investor Class

  

65

Great-West International Value

  

Class L

  

15

Great-West International Value

  

Institutional Class

  

200

Great-West S&P 500® Index

  

Investor Class

  

200

Great-West S&P 500® Index

  

Class L

  

70

Great-West S&P 500® Index

  

Institutional Class

  

300

Great-West Mid Cap Value

  

Investor Class

  

20

Great-West Mid Cap Value

  

Class L

  

34

Great-West Mid Cap Value

  

Institutional Class

  

150

Great-West Invesco Small Cap Value

  

Investor Class

  

10

Great-West Invesco Small Cap Value

  

Class L

  

5

Great-West Invesco Small Cap Value

  

Institutional Class

  

50

Great-West Ariel Mid Cap Value

  

Investor Class

  

200

Great-West Ariel Mid Cap Value

  

Class L

  

5

Great-West Ariel Mid Cap Value

  

Institutional Class

  

50

Great-West Loomis Sayles Small Cap Value

  

Investor Class

  

15

Great-West Loomis Sayles Small Cap Value

  

Class L

  

5

Great-West Loomis Sayles Small Cap Value

  

Institutional Class

  

150

Great-West Multi-Sector Bond

  

Investor Class

  

80

Great-West Multi-Sector Bond

  

Class L

  

15

Great-West Multi-Sector Bond

  

Institutional Class

  

150

Great-West T. Rowe Price Equity Income

  

Investor Class

  

100

Great-West T. Rowe Price Equity Income

  

Class L

  

5

Great-West T. Rowe Price Equity Income

  

Institutional Class

  

200

Great-West Short Duration Bond

  

Investor Class

  

50

Great-West Short Duration Bond

  

Class L

  

5

Great-West Short Duration Bond

  

Institutional Class

  

150

Great-West T. Rowe Price Mid Cap Growth

  

Investor Class

  

100


Current Classification of Shares
Series/Portfolio    Class   

Authorized

Shares

(expressed in

millions)

Great-West T. Rowe Price Mid Cap Growth

  

Class L

  

15

Great-West T. Rowe Price Mid Cap Growth

  

Institutional Class

  

160

Great-West Global Bond

  

Investor Class

  

70

Great-West Global Bond

  

Class L

  

5

Great-West Global Bond

  

Institutional Class

  

150

Great-West S&P Mid Cap 400® Index

  

Investor Class

  

50

Great-West S&P Mid Cap 400® Index

  

Class L

  

5

Great-West S&P Mid Cap 400® Index

  

Institutional Class

  

150

Great-West International Index

  

Investor Class

  

40

Great-West International Index

  

Class L

  

22

Great-West International Index

  

Institutional Class

  

180

Great-West Putnam Equity Income

  

Investor Class

  

15

Great-West Putnam Equity Income

  

Class L

  

5

Great-West Putnam Equity Income

  

Institutional Class

  

150

Great-West Real Estate Index

  

Investor Class

  

17

Great-West Real Estate Index

  

Class L

  

22

Great-West Real Estate Index

  

Institutional Class

  

150

Great-West Small Cap Growth

  

Investor Class

  

15

Great-West Small Cap Growth

  

Class L

  

5

Great-West Small Cap Growth

  

Institutional Class

  

50

Great-West Emerging Markets Equity

  

Investor Class

  

50

Great-West Emerging Markets Equity

  

Class L

  

15

Great-West Emerging Markets Equity

  

Institutional Class

  

150

Great-West Inflation-Protected Securities

  

Investor Class

  

50

Great-West Inflation-Protected Securities

  

Class L

  

15

Great-West Inflation-Protected Securities

  

Institutional Class

  

100

Great-West Conservative Profile

  

Investor Class

  

100

Great-West Conservative Profile

  

Class L

  

110

Great-West Conservative Profile

  

Institutional Class

  

10

Great-West Moderately Conservative Profile

  

Investor Class

  

100

Great-West Moderately Conservative Profile

  

Class L

  

50

Great-West Moderately Conservative Profile

  

Institutional Class

  

10

Great-West Moderate Profile

  

Investor Class

  

350


Current Classification of Shares
Series/Portfolio    Class   

Authorized

Shares

(expressed in

millions)

Great-West Moderate Profile

  

Class L

  

90

Great-West Moderate Profile

  

Institutional Class

  

30

Great-West Moderately Aggressive Profile

  

Investor Class

  

150

Great-West Moderately Aggressive Profile

  

Class L

  

45

Great-West Moderately Aggressive Profile

  

Institutional Class

  

15

Great-West Aggressive Profile

  

Investor Class

  

225

Great-West Aggressive Profile

  

Class L

  

40

Great-West Aggressive Profile

  

Institutional Class

  

50

Great-West Core Strategies: U.S. Equity

  

Investor Class

  

5

Great-West Core Strategies: U.S. Equity

  

Class L

  

60

Great-West Core Strategies: U.S. Equity

  

Institutional Class

  

80

Great-West Core Strategies: International Equity

  

Investor Class

  

5

Great-West Core Strategies: International Equity

  

Class L

  

86

Great-West Core Strategies: International Equity

  

Institutional Class

  

50

Great-West Core Strategies: Flexible Bond

  

Investor Class

  

5

Great-West Core Strategies: Flexible Bond

  

Class L

  

60

Great-West Core Strategies: Flexible Bond

  

Institutional Class

  

25

Great-West Core Strategies: Inflation-Protected Securities

  

Investor Class

  

5

Great-West Core Strategies: Inflation-Protected Securities

  

Class L

  

68

Great-West Core Strategies: Inflation-Protected Securities

  

Institutional Class

  

60

Great-West Core Strategies: Short Duration Bond

  

Investor Class

  

5

Great-West Core Strategies: Short Duration Bond

  

Class L

  

62

Great-West Core Strategies: Short Duration Bond

  

Institutional Class

  

25

Great-West Lifetime Conservative 2015

  

Investor Class

  

35

Great-West Lifetime Conservative 2015

  

Service Class

  

35

Great-West Lifetime Conservative 2015

  

Class L

  

5

Great-West Lifetime Conservative 2015

  

Institutional Class

  

5

Great-West Lifetime 2015

  

Investor Class

  

70

Great-West Lifetime 2015

  

Service Class

  

135

Great-West Lifetime 2015

  

Class L

  

60

Great-West Lifetime 2015

  

Institutional Class

  

20

Great-West Lifetime Conservative 2020

  

Investor Class

  

35


Current Classification of Shares
Series/Portfolio    Class   

Authorized

Shares

(expressed in

millions)

Great-West Lifetime Conservative 2020

  

Service Class

  

35

Great-West Lifetime Conservative 2020

  

Class L

  

5

Great-West Lifetime Conservative 2020

  

Institutional Class

  

5

Great-West Lifetime 2020

  

Investor Class

  

5

Great-West Lifetime 2020

  

Service Class

  

35

Great-West Lifetime 2020

  

Class L

  

15

Great-West Lifetime 2020

  

Institutional Class

  

10

Great-West Lifetime Conservative 2025

  

Investor Class

  

35

Great-West Lifetime Conservative 2025

  

Service Class

  

35

Great-West Lifetime Conservative 2025

  

Class L

  

5

Great-West Lifetime Conservative 2025

  

Institutional Class

  

5

Great-West Lifetime 2025

  

Investor Class

  

70

Great-West Lifetime 2025

  

Service Class

  

230

Great-West Lifetime 2025

  

Class L

  

45

Great-West Lifetime 2025

  

Institutional Class

  

30

Great-West Lifetime Conservative 2030

  

Investor Class

  

35

Great-West Lifetime Conservative 2030

  

Service Class

  

35

Great-West Lifetime Conservative 2030

  

Class L

  

5

Great-West Lifetime Conservative 2030

  

Institutional Class

  

5

Great-West Lifetime 2030

  

Investor Class

  

35

Great-West Lifetime 2030

  

Service Class

  

35

Great-West Lifetime 2030

  

Class L

  

16

Great-West Lifetime 2030

  

Institutional Class

  

10

Great-West Lifetime Conservative 2035

  

Investor Class

  

35

Great-West Lifetime Conservative 2035

  

Service Class

  

35

Great-West Lifetime Conservative 2035

  

Class L

  

5

Great-West Lifetime Conservative 2035

  

Institutional Class

  

5

Great-West Lifetime 2035

  

Investor Class

  

70

Great-West Lifetime 2035

  

Service Class

  

225

Great-West Lifetime 2035

  

Class L

  

40

Great-West Lifetime 2035

  

Institutional Class

  

25

Great-West Lifetime Conservative 2040

  

Investor Class

  

35

Great-West Lifetime Conservative 2040

  

Service Class

  

35

Great-West Lifetime Conservative 2040

  

Class L

  

5

Great-West Lifetime Conservative 2040

  

Institutional Class

  

5


Current Classification of Shares
Series/Portfolio    Class   

Authorized

Shares

(expressed in

millions)

Great-West Lifetime 2040

  

Investor Class

  

35

Great-West Lifetime 2040

  

Service Class

  

35

Great-West Lifetime 2040

  

Class L

  

7

Great-West Lifetime 2040

  

Institutional Class

  

5

Great-West Lifetime Conservative 2045

  

Investor Class

  

35

Great-West Lifetime Conservative 2045

  

Service Class

  

35

Great-West Lifetime Conservative 2045

  

Class L

  

5

Great-West Lifetime Conservative 2045

  

Institutional Class

  

5

Great-West Lifetime 2045

  

Investor Class

  

70

Great-West Lifetime 2045

  

Service Class

  

120

Great-West Lifetime 2045

  

Class L

  

28

Great-West Lifetime 2045

  

Institutional Class

  

15

Great-West Lifetime Conservative 2050

  

Investor Class

  

35

Great-West Lifetime Conservative 2050

  

Service Class

  

35

Great-West Lifetime Conservative 2050

  

Class L

  

5

Great-West Lifetime Conservative 2050

  

Institutional Class

  

5

Great-West Lifetime 2050

  

Investor Class

  

5

Great-West Lifetime 2050

  

Service Class

  

35

Great-West Lifetime 2050

  

Class L

  

5

Great-West Lifetime 2050

  

Institutional Class

  

5

Great-West Lifetime Conservative 2055

  

Investor Class

  

35

Great-West Lifetime Conservative 2055

  

Service Class

  

35

Great-West Lifetime Conservative 2055

  

Class L

  

5

Great-West Lifetime Conservative 2055

  

Institutional Class

  

5

Great-West Lifetime 2055

  

Investor Class

  

70

Great-West Lifetime 2055

  

Service Class

  

70

Great-West Lifetime 2055

  

Class L

  

28

Great-West Lifetime 2055

  

Institutional Class

  

10

Great-West SecureFoundation® Balanced

  

Investor Class

  

50

Great-West SecureFoundation® Balanced

  

Service Class

  

30

Great-West SecureFoundation® Balanced

  

Class L

  

50

Great-West SecureFoundation® Balanced

  

Institutional Class

  

20

Great-West SecureFoundation® Balanced ETF

  

Class A

  

20

Great-West SecureFoundation® Lifetime 2015

  

Investor Class

  

30

Great-West SecureFoundation® Lifetime 2015

  

Service Class

  

30

Great-West SecureFoundation® Lifetime 2015

  

Class L

  

5


Current Classification of Shares
Series/Portfolio    Class   

Authorized

Shares

(expressed in

millions)

Great-West SecureFoundation® Lifetime 2015

  

Institutional Class

  

5

Great-West SecureFoundation® Lifetime 2020

  

Investor Class

  

15

Great-West SecureFoundation® Lifetime 2020

  

Service Class

  

5

Great-West SecureFoundation® Lifetime 2020

  

Class L

  

5

Great-West SecureFoundation® Lifetime 2020

  

Institutional Class

  

5

Great-West SecureFoundation® Lifetime 2025

  

Investor Class

  

30

Great-West SecureFoundation® Lifetime 2025

  

Service Class

  

30

Great-West SecureFoundation® Lifetime 2025

  

Class L

  

5

Great-West SecureFoundation® Lifetime 2025

  

Institutional Class

  

5

Great-West SecureFoundation® Lifetime 2030

  

Investor Class

  

20

Great-West SecureFoundation® Lifetime 2030

  

Service Class

  

5

Great-West SecureFoundation