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rule 17f-2 (17 CFR 270.17f-2) SS&C GIDS, Inc. 21B7QCD05XOK0YTYOP98 N N Other Transfer Agent N Empower Annuity Insurance Company of America 3RSQVO2VE8DJVKEF6G11 Y N N Empower Annuity Insurance Company of America 3RSQVO2VE8DJVKEF6G11 Y N N Empower Financial Services, Inc. 008-33854 000013109 N/A 0.000000000000 0.000000000000 0.000000000000 N 1453776099.400000000000 N N N Empower Lifetime 2040 Fund S000053680 549300OY1LSFQSFEHR81 N 3 0 0 Fund of Funds Target Date Fund Underlying fund Y N N N N/A N/A N/A Rule 10f-3 (17 CFR 270.10f-3) Rule 12d1-1 (17 CFR 270.12d1-1) Rule 17a-6 (17 CFR 270.17a-6) Rule 17a-7 (17 CFR 270.17a-7) Rule 22d-1 (17 CFR 270.22d-1) Rule 32a-4 (17 CFR 270.32a-4) Rule 12d1-4 (17 CFR 270.12d1-4) Y Y N N Empower Capital Management, LLC 801-52309 000107272 549300S3EPOXVXYMD485 N SS&C GIDS, Inc. 084-00448 21B7QCD05XOK0YTYOP98 N N N ICE Data Pricing & Reference Data, LLC 5493000NQ9LYLDBCTL34 N PricingDirect Inc. 549300WIC0TOJ7N7GD54 N LSEG Pricing Service 213800HQORQAP68CJJ04 N BLOOMBERG FINANCE LP 5493001KJTIIGC8Y1R12 N N Empower Capital Management, LLC 549300S3EPOXVXYMD485 Y N Self - rule 17f-2 (17 CFR 270.17f-2) SS&C GIDS, Inc. 21B7QCD05XOK0YTYOP98 N N Other Transfer Agent N Empower Annuity Insurance Company of America 3RSQVO2VE8DJVKEF6G11 Y N N Empower Annuity Insurance Company of America 3RSQVO2VE8DJVKEF6G11 Y N N Empower Financial Services, Inc. 008-33854 000013109 N/A 0.000000000000 0.000000000000 0.000000000000 N 513806411.450000000000 N N N Empower Lifetime 2045 Fund S000025504 549300G5WOB7G8IX0625 N 3 0 0 Fund of Funds Target Date Fund Underlying fund Y N N N N/A N/A N/A Rule 10f-3 (17 CFR 270.10f-3) Rule 12d1-1 (17 CFR 270.12d1-1) Rule 17a-6 (17 CFR 270.17a-6) Rule 17a-7 (17 CFR 270.17a-7) Rule 22d-1 (17 CFR 270.22d-1) Rule 32a-4 (17 CFR 270.32a-4) Rule 12d1-4 (17 CFR 270.12d1-4) Y Y N N Empower Capital Management, LLC 801-52309 000107272 549300S3EPOXVXYMD485 N SS&C GIDS, Inc. 084-00448 21B7QCD05XOK0YTYOP98 N N N ICE Data Pricing & Reference Data, LLC 5493000NQ9LYLDBCTL34 N PricingDirect Inc. 549300WIC0TOJ7N7GD54 N LSEG Pricing Service 213800HQORQAP68CJJ04 N BLOOMBERG FINANCE LP 5493001KJTIIGC8Y1R12 N N Empower Capital Management, LLC 549300S3EPOXVXYMD485 Y N Self - rule 17f-2 (17 CFR 270.17f-2) SS&C GIDS, Inc. 21B7QCD05XOK0YTYOP98 N N Other Transfer Agent N Empower Annuity Insurance Company of America 3RSQVO2VE8DJVKEF6G11 Y N N Empower Annuity Insurance Company of America 3RSQVO2VE8DJVKEF6G11 Y N N Empower Financial Services, Inc. 008-33854 000013109 N/A 0.000000000000 0.000000000000 0.000000000000 N 1071483198.330000000000 N N N Empower Lifetime 2050 Fund S000053682 549300JD3ES0QUUO0T55 N 3 0 0 Fund of Funds Target Date Fund Underlying fund Y N N N N/A N/A N/A Rule 10f-3 (17 CFR 270.10f-3) Rule 12d1-1 (17 CFR 270.12d1-1) Rule 17a-6 (17 CFR 270.17a-6) Rule 17a-7 (17 CFR 270.17a-7) Rule 22d-1 (17 CFR 270.22d-1) Rule 32a-4 (17 CFR 270.32a-4) Rule 12d1-4 (17 CFR 270.12d1-4) Y Y N N Empower Capital Management, LLC 801-52309 000107272 549300S3EPOXVXYMD485 N SS&C GIDS, Inc. 084-00448 21B7QCD05XOK0YTYOP98 N N N ICE Data Pricing & Reference Data, LLC 5493000NQ9LYLDBCTL34 N PricingDirect Inc. 549300WIC0TOJ7N7GD54 N LSEG Pricing Service 213800HQORQAP68CJJ04 N BLOOMBERG FINANCE LP 5493001KJTIIGC8Y1R12 N N Empower Capital Management, LLC 549300S3EPOXVXYMD485 Y N Self - rule 17f-2 (17 CFR 270.17f-2) SS&C GIDS, Inc. 21B7QCD05XOK0YTYOP98 N N Other Transfer Agent N Empower Annuity Insurance Company of America 3RSQVO2VE8DJVKEF6G11 Y N N Empower Annuity Insurance Company of America 3RSQVO2VE8DJVKEF6G11 Y N N Empower Financial Services, Inc. 008-33854 000013109 N/A 0.000000000000 0.000000000000 0.000000000000 N 374535651.660000000000 N N N Empower Lifetime 2055 Fund S000025507 549300ST1MX9ZP7QSU95 N 3 0 0 Fund of Funds Target Date Fund Underlying fund Y N N N N/A N/A N/A Rule 10f-3 (17 CFR 270.10f-3) Rule 12d1-1 (17 CFR 270.12d1-1) Rule 17a-6 (17 CFR 270.17a-6) Rule 17a-7 (17 CFR 270.17a-7) Rule 22d-1 (17 CFR 270.22d-1) Rule 32a-4 (17 CFR 270.32a-4) Rule 12d1-4 (17 CFR 270.12d1-4) Y Y N N Empower Capital Management, LLC 801-52309 000107272 549300S3EPOXVXYMD485 N SS&C GIDS, Inc. 084-00448 21B7QCD05XOK0YTYOP98 N N N ICE Data Pricing & Reference Data, LLC 5493000NQ9LYLDBCTL34 N PricingDirect Inc. 549300WIC0TOJ7N7GD54 N LSEG Pricing Service 213800HQORQAP68CJJ04 N BLOOMBERG FINANCE LP 5493001KJTIIGC8Y1R12 N N Empower Capital Management, LLC 549300S3EPOXVXYMD485 Y N Self - rule 17f-2 (17 CFR 270.17f-2) SS&C GIDS, Inc. 21B7QCD05XOK0YTYOP98 N N Other Transfer Agent N Empower Annuity Insurance Company of America 3RSQVO2VE8DJVKEF6G11 Y N N Empower Annuity Insurance Company of America 3RSQVO2VE8DJVKEF6G11 Y N N Empower Financial Services, Inc. 008-33854 000013109 N/A 0.000000000000 0.000000000000 0.000000000000 N 567002673.980000000000 N N N Empower Lifetime 2060 Fund S000063745 549300OR2CZOPYLX2045 N 3 0 0 Fund of Funds Target Date Fund Underlying fund Y N N N N/A N/A N/A Rule 10f-3 (17 CFR 270.10f-3) Rule 12d1-1 (17 CFR 270.12d1-1) Rule 17a-6 (17 CFR 270.17a-6) Rule 17a-7 (17 CFR 270.17a-7) Rule 22d-1 (17 CFR 270.22d-1) Rule 32a-4 (17 CFR 270.32a-4) Rule 12d1-4 (17 CFR 270.12d1-4) Y Y N N Empower Capital Management, LLC 801-52309 000107272 549300S3EPOXVXYMD485 N SS&C GIDS, Inc. 084-00448 21B7QCD05XOK0YTYOP98 N N N ICE Data Pricing & Reference Data, LLC 5493000NQ9LYLDBCTL34 N PricingDirect Inc. 549300WIC0TOJ7N7GD54 N LSEG Pricing Service 213800HQORQAP68CJJ04 N BLOOMBERG FINANCE LP 5493001KJTIIGC8Y1R12 N N Empower Capital Management, LLC 549300S3EPOXVXYMD485 Y N Self - rule 17f-2 (17 CFR 270.17f-2) SS&C GIDS, Inc. 21B7QCD05XOK0YTYOP98 N N Other Transfer Agent N Empower Annuity Insurance Company of America 3RSQVO2VE8DJVKEF6G11 Y N N Empower Annuity Insurance Company of America 3RSQVO2VE8DJVKEF6G11 Y N N Empower Financial Services, Inc. 008-33854 000013109 N/A 0.000000000000 0.000000000000 0.000000000000 N 73058575.790000000000 N N N Empower SecureFoundation Balanced Fund S000026882 549300YWT1CRQ2LPZK21 N 4 0 0 Fund of Funds Underlying fund Y N N N N/A N/A N/A Rule 10f-3 (17 CFR 270.10f-3) Rule 12d1-1 (17 CFR 270.12d1-1) Rule 17a-6 (17 CFR 270.17a-6) Rule 17a-7 (17 CFR 270.17a-7) Rule 22d-1 (17 CFR 270.22d-1) Rule 32a-4 (17 CFR 270.32a-4) Rule 12d1-4 (17 CFR 270.12d1-4) Y Y N N Empower Capital Management, LLC 801-52309 000107272 549300S3EPOXVXYMD485 N SS&C GIDS, Inc. 084-00448 21B7QCD05XOK0YTYOP98 N N N ICE Data Pricing & Reference Data, LLC 5493000NQ9LYLDBCTL34 N PricingDirect Inc. 549300WIC0TOJ7N7GD54 N LSEG Pricing Service 213800HQORQAP68CJJ04 N BLOOMBERG FINANCE LP 5493001KJTIIGC8Y1R12 N N Empower Capital Management, LLC 549300S3EPOXVXYMD485 Y N Self - rule 17f-2 (17 CFR 270.17f-2) SS&C GIDS, Inc. 21B7QCD05XOK0YTYOP98 N N Other Transfer Agent N Empower Annuity Insurance Company of America 3RSQVO2VE8DJVKEF6G11 Y N N Empower Annuity Insurance Company of America 3RSQVO2VE8DJVKEF6G11 Y N N Empower Financial Services, Inc. 008-33854 000013109 N/A 0.000000000000 0.000000000000 0.000000000000 N 829386371.620000000000 N N N Empower Aggressive Profile Fund S000023749 549300Q4MKK4BRTFD337 N 2 0 0 Fund of Funds Underlying fund Y N N N N/A N/A N/A Rule 10f-3 (17 CFR 270.10f-3) Rule 12d1-1 (17 CFR 270.12d1-1) Rule 17a-6 (17 CFR 270.17a-6) Rule 17a-7 (17 CFR 270.17a-7) Rule 22d-1 (17 CFR 270.22d-1) Rule 32a-4 (17 CFR 270.32a-4) Rule 12d1-4 (17 CFR 270.12d1-4) Y Y N N Empower Capital Management, LLC 801-52309 000107272 549300S3EPOXVXYMD485 N SS&C GIDS, Inc. 084-00448 21B7QCD05XOK0YTYOP98 N N N ICE Data Pricing & Reference Data, LLC 5493000NQ9LYLDBCTL34 N PricingDirect Inc. 549300WIC0TOJ7N7GD54 N LSEG Pricing Service 213800HQORQAP68CJJ04 N BLOOMBERG FINANCE LP 5493001KJTIIGC8Y1R12 N N Empower Capital Management, LLC 549300S3EPOXVXYMD485 Y N Self - rule 17f-2 (17 CFR 270.17f-2) SS&C GIDS, Inc. 21B7QCD05XOK0YTYOP98 N N Other Transfer Agent N Empower Annuity Insurance Company of America 3RSQVO2VE8DJVKEF6G11 Y N N Empower Annuity Insurance Company of America 3RSQVO2VE8DJVKEF6G11 Y N N Empower Financial Services, Inc. 008-33854 000013109 N/A 0.000000000000 0.000000000000 0.000000000000 N 774865510.080000000000 N N N Empower Moderately Aggressive Profile Fund S000023751 549300YVRLHN4K6DRH20 N 2 0 0 Fund of Funds Underlying fund Y N N N N/A N/A N/A Rule 10f-3 (17 CFR 270.10f-3) Rule 12d1-1 (17 CFR 270.12d1-1) Rule 17a-6 (17 CFR 270.17a-6) Rule 17a-7 (17 CFR 270.17a-7) Rule 22d-1 (17 CFR 270.22d-1) Rule 32a-4 (17 CFR 270.32a-4) Rule 12d1-4 (17 CFR 270.12d1-4) Y Y N N Empower Capital Management, LLC 801-52309 000107272 549300S3EPOXVXYMD485 N SS&C GIDS, Inc. 084-00448 21B7QCD05XOK0YTYOP98 N N N ICE Data Pricing & Reference Data, LLC 5493000NQ9LYLDBCTL34 N PricingDirect Inc. 549300WIC0TOJ7N7GD54 N LSEG Pricing Service 213800HQORQAP68CJJ04 N BLOOMBERG FINANCE LP 5493001KJTIIGC8Y1R12 N N Empower Capital Management, LLC 549300S3EPOXVXYMD485 Y N Self - rule 17f-2 (17 CFR 270.17f-2) SS&C GIDS, Inc. 21B7QCD05XOK0YTYOP98 N N Other Transfer Agent N Empower Annuity Insurance Company of America 3RSQVO2VE8DJVKEF6G11 Y N N Empower Annuity Insurance Company of America 3RSQVO2VE8DJVKEF6G11 Y N N Empower Financial Services, Inc. 008-33854 000013109 N/A 0.000000000000 0.000000000000 0.000000000000 N 968687165.110000000000 N N N Empower Moderate Profile Fund S000023752 549300RUAI1NT5LFMO74 N 3 0 0 Fund of Funds Underlying fund Y N N N N/A N/A N/A Rule 10f-3 (17 CFR 270.10f-3) Rule 12d1-1 (17 CFR 270.12d1-1) Rule 17a-6 (17 CFR 270.17a-6) Rule 17a-7 (17 CFR 270.17a-7) Rule 22d-1 (17 CFR 270.22d-1) Rule 32a-4 (17 CFR 270.32a-4) Rule 12d1-4 (17 CFR 270.12d1-4) Y Y N N Empower Capital Management, LLC 801-52309 000107272 549300S3EPOXVXYMD485 N SS&C GIDS, Inc. 084-00448 21B7QCD05XOK0YTYOP98 N N N ICE Data Pricing & Reference Data, LLC 5493000NQ9LYLDBCTL34 N PricingDirect Inc. 549300WIC0TOJ7N7GD54 N LSEG Pricing Service 213800HQORQAP68CJJ04 N BLOOMBERG FINANCE LP 5493001KJTIIGC8Y1R12 N N Empower Capital Management, LLC 549300S3EPOXVXYMD485 Y N Self - rule 17f-2 (17 CFR 270.17f-2) SS&C GIDS, Inc. 21B7QCD05XOK0YTYOP98 N N Other Transfer Agent N Empower Annuity Insurance Company of America 3RSQVO2VE8DJVKEF6G11 Y N N Empower Annuity Insurance Company of America 3RSQVO2VE8DJVKEF6G11 Y N N Empower Financial Services, Inc. 008-33854 000013109 N/A 0.000000000000 0.000000000000 0.000000000000 N 1702088398.130000000000 N N N Empower Moderately Conservative Profile Fund S000023753 5493006XHM7V6JZQB904 N 3 0 0 Fund of Funds Underlying fund Y N N N N/A N/A N/A Rule 10f-3 (17 CFR 270.10f-3) Rule 12d1-1 (17 CFR 270.12d1-1) Rule 17a-6 (17 CFR 270.17a-6) Rule 17a-7 (17 CFR 270.17a-7) Rule 22d-1 (17 CFR 270.22d-1) Rule 32a-4 (17 CFR 270.32a-4) Rule 12d1-4 (17 CFR 270.12d1-4) Y Y N N Empower Capital Management, LLC 801-52309 000107272 549300S3EPOXVXYMD485 N SS&C GIDS, Inc. 084-00448 21B7QCD05XOK0YTYOP98 N N N ICE Data Pricing & Reference Data, LLC 5493000NQ9LYLDBCTL34 N PricingDirect Inc. 549300WIC0TOJ7N7GD54 N LSEG Pricing Service 213800HQORQAP68CJJ04 N BLOOMBERG FINANCE LP 5493001KJTIIGC8Y1R12 N N Empower Capital Management, LLC 549300S3EPOXVXYMD485 Y N Self - rule 17f-2 (17 CFR 270.17f-2) SS&C GIDS, Inc. 21B7QCD05XOK0YTYOP98 N N Other Transfer Agent N Empower Annuity Insurance Company of America 3RSQVO2VE8DJVKEF6G11 Y N N Empower Annuity Insurance Company of America 3RSQVO2VE8DJVKEF6G11 Y N N Empower Financial Services, Inc. 008-33854 000013109 N/A 0.000000000000 0.000000000000 0.000000000000 N 716002097.600000000000 N N N Empower Conservative Profile Fund S000023754 549300A8F5BGUKD0VY11 N 3 0 0 Fund of Funds Underlying fund Y N N N N/A N/A N/A Rule 10f-3 (17 CFR 270.10f-3) Rule 12d1-1 (17 CFR 270.12d1-1) Rule 17a-6 (17 CFR 270.17a-6) Rule 17a-7 (17 CFR 270.17a-7) Rule 22d-1 (17 CFR 270.22d-1) Rule 32a-4 (17 CFR 270.32a-4) Rule 12d1-4 (17 CFR 270.12d1-4) Y Y N N Empower Capital Management, LLC 801-52309 000107272 549300S3EPOXVXYMD485 N SS&C GIDS, Inc. 084-00448 21B7QCD05XOK0YTYOP98 N N N ICE Data Pricing & Reference Data, LLC 5493000NQ9LYLDBCTL34 N PricingDirect Inc. 549300WIC0TOJ7N7GD54 N LSEG Pricing Service 213800HQORQAP68CJJ04 N BLOOMBERG FINANCE LP 5493001KJTIIGC8Y1R12 N N Empower Capital Management, LLC 549300S3EPOXVXYMD485 Y N Self - rule 17f-2 (17 CFR 270.17f-2) SS&C GIDS, Inc. 21B7QCD05XOK0YTYOP98 N N Other Transfer Agent N Empower Annuity Insurance Company of America 3RSQVO2VE8DJVKEF6G11 Y N N Empower Annuity Insurance Company of America 3RSQVO2VE8DJVKEF6G11 Y N N Empower Financial Services, Inc. 008-33854 000013109 N/A 0.000000000000 0.000000000000 0.000000000000 N 1289220028.730000000000 N N N Empower SecureFoundation Balanced ETF Fund S000033818 549300BFQR1D41WWQH69 N 1 0 0 Fund of Funds Underlying fund Y N Y N N BNY Mellon HPFHU0OQ28E4N0NFVK49 N N Revenue sharing split 1355958.100000000000 6779.390000000000 Rule 10f-3 (17 CFR 270.10f-3) Rule 12d1-1 (17 CFR 270.12d1-1) Rule 17a-6 (17 CFR 270.17a-6) Rule 17a-7 (17 CFR 270.17a-7) Rule 22d-1 (17 CFR 270.22d-1) Rule 32a-4 (17 CFR 270.32a-4) Rule 12d1-4 (17 CFR 270.12d1-4) Y Y N Y Empower Capital Management, LLC 801-52309 000107272 549300S3EPOXVXYMD485 N SS&C GIDS, Inc. 084-00448 21B7QCD05XOK0YTYOP98 N N N ICE Data Pricing & Reference Data, LLC 5493000NQ9LYLDBCTL34 N PricingDirect Inc. 549300WIC0TOJ7N7GD54 N LSEG Pricing Service 213800HQORQAP68CJJ04 N BLOOMBERG FINANCE LP 5493001KJTIIGC8Y1R12 N N Empower Capital Management, LLC 549300S3EPOXVXYMD485 Y N Self - rule 17f-2 (17 CFR 270.17f-2) SS&C GIDS, Inc. 21B7QCD05XOK0YTYOP98 N N Other Transfer Agent N Empower Annuity Insurance Company of America 3RSQVO2VE8DJVKEF6G11 Y N N Empower Annuity Insurance Company of America 3RSQVO2VE8DJVKEF6G11 Y N N Empower Financial Services, Inc. 008-33854 000013109 N/A 0.000000000000 STIFEL, NICOLAUS & COMPANY, INCORPORATED 8-1447 000000793 5WUVMA08EYG4KEUPW589 925.610000000000 925.610000000000 STIFEL, NICOLAUS & COMPANY, INCORPORATED 8-1447 000000793 5WUVMA08EYG4KEUPW589 74656.000000000000 74656.000000000000 N 20235933.680000000000 N N N Empower Core Strategies: U.S. Equity Fund S000061893 549300W679CHJDWHGF79 N 2 0 0 N/A N N Y N N BNY Mellon HPFHU0OQ28E4N0NFVK49 N N Revenue sharing split 2407094.600000000000 10402.090000000000 Rule 10f-3 (17 CFR 270.10f-3) Rule 12d1-1 (17 CFR 270.12d1-1) Rule 17a-6 (17 CFR 270.17a-6) Rule 17a-7 (17 CFR 270.17a-7) Rule 17e-1 (17 CFR 270.17e-1) Rule 22d-1 (17 CFR 270.22d-1) Rule 32a-4 (17 CFR 270.32a-4) Y Y Y N Empower Capital Management, LLC 801-52309 000107272 549300S3EPOXVXYMD485 N IRISH LIFE INVESTMENT MANAGERS LIMITED 801-99365 000175204 TWBHJZDB2TYBXZPLM625 Y IE N PUTNAM INVESTMENT MANAGEMENT, LLC 801-7974 000106629 TW7V46VWZTCTIG3JPY88 N N J.P. 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